*3 KENNEDY, Before KRUPANSKY WELLFORD, Judges. Circuit
KENNEDY, Judge. Circuit appeals Paul Kordenbrock petition
District Court’s denial of his for a corpus. Appellant writ of habeas claims murder, that his conviction for intentional penalty, for which he received the death *4 attempted and murder were obtained violation of his federal rights.1 appeal. He raises nine issues on We with the District Court that the introduction of his confession —taken in vi- olation of his Miranda harm- —was error, alleged less and that the other errors did not rights.2 violate his constitutional Friday, January 4, a.m., On 1980 at 9:30 appellant Paul Kordenbrock and a code- fendant, Kruse, parked Michael across the Florence, street from a Kentucky, Western They planned Auto store. to steal guns from the drug store and sell them for money. Appellant and Kruse entered the together. Appellant store gun. carried a Auto, The owner of Western William Thompson, was in the front of the store employee, Stanley Allen, while his was in Appellant the back. ordered the men at gunpoint to move the rear of the store and lie face down. He stood over them gun. time, with the About Jack Web- ster and eight-year-old his son came into the store to repaired. have his chainsaw Kruse, posing clerk, as a sales him told they repair did not do work. Webster and left, point his son at which Kruse broke the (argued), Timothy Edward C. Monahan glass gun display case. At that (argued), Dept, T. Riddell of Public Advoca- time, appellant shot Allen in the back of Frankfort, cy, Ky., for Paul Kordenbrock. Thompson the head and in the neck from a Cowan, Gen., Atty. Cicely Frederic J. Jar- eight died, distance of seven to feet. Allen Lambert, Gen., acz Atty. Asst. L. Thompson Michael but Appellant survived. and (argued), Penny Warren, Harned R. Asst. guns Kruse carried the to their car and Atty. Gen., (argued), left, Carol C. Ullerich Of- drove off. After Thompson Atty. Kentucky, fice of the police, ambulance, wife, Gen. Frank- called the fort, Ky., Scroggy. for Gene and Allen’s wife. murder, charged relief, Appellant attempt-
1. petition with appellant In his for habeas murder, degree robbery. pled twenty-three ed and first He raised assertions of error. The Court, guilty robbery charge, conducting for which he was District after extensive evi- years imprisonment. Appellant dentiary hearings, comprehensive sentenced to 20 pub- issued a years imprisonment opinion denying was also sentenced to 20 lished relief. Kordenbrock v. attempted Scroggy, F.Supp. (E.D.Ky.1988). for the murder conviction. Hensley robbery sembling appellant and Kruse. day appellant and before the and noticed that Auto store also saw news Kruse were at the Western bought appellant came in a p.m. examining guns wood he from 1:00 1:30 from containing glass. Auto box broken cutting Thompson tools. was alone at Western Fehler, Ramell, Hensley to co- at lunch. The next and decided store and Allen was again arranged day, appellant operate police. Hensley Kruse went to the and p.m., day p.m., appellant purchased appellant 1:00 meet at 10:00 store at and pay following robbery, guns several for the a hatchet. also saw glass appellant. Hensley received guns display in a case and asked from truck, pistol. Thompson police Python look at a Colt loaned and p.m. He gun night. him the arrested 10:10 showed police left the taken to the station for interro- Kruse store without incident. gation p.m. at about 11:30 a full made men to a evening, That the two went approximately two confession and one-half party at sister’s Cincinnati hours to three later. apartment. Appellant drank beer Kentucky jury A convicted whiskey, marijuana, and took some smoked *5 attempted pri- murder and murder. The spent night He at cocaine. and Kruse the mary against appellant relating evidence apartment, morning appel- next and the directly testimony murder was Quaa- lant drank two beers and took two Thompson Mr. and Kordenbrock’s confes- They buy tape 9:00 a.m. a ludes. left at to court, upon sion. recommendation of appellant. a deck from friend of On jury, appellant sentenced to death. they gas way, stopped at a station where Following appeals in Ken- unsuccessful Quaaludes they purchased a Jef- ten from courts, petitioned tucky state he the Dis- Piper, pair frey Piper. According to for trict Court the Eastern District of Ken- Quaaludes. Ap- “laid appeared back” relief, tucky for habeas denied. was pellant and Kruse then went to the West- consider his claims of We nine constitution- crimes ern Auto store and committed the violations seriatim. al appeal. involved First, robbery, appellant than after claims he Less an hour that since indigent, to appellant Gary and Kruse went a Ra- is entitles him to Constitution they sold to him in psychiatrist mell’s home where him three a state-funded assist guns They guilt sentencing phase the stolen for then went of his trial. $200. Although appellant insanity at not the home of Richard Fehler where did assert to defense,3 guns, hoped payment psychiatric 10:30a.m. sold two for as a he to use January testimony due Accord- to a which was 1980. establish defense of dimin Fehler, appeared ing appellant jittery responsibility to based on ished his habitual Quaaludes. He drug hoped took some That af- and alcohol abuse. more ternoon, appellant Larry Hensley testimony purposes met a the same for use $300, phase. payable mitigation sentencing For purchased guns six for below, meantime, day. reasons set we the next In the Ramell out with robbery and mur- the District Court that was not saw a newscast about composite drawings any right. re- deprived of der which included your Q: all for defendant Kordenbrock have I understand that belief was at 3. "Counsel insane, your was not times that client nor rely upon served an intention to never notice of incompetent trial. correct? to stand Is that insanity as a The Court believes that defense. belief, my my That’s and that is A: ample opportu- afforded —that Kordenbrock has been my belief. nity develop such a defense if one exists." Continuance, 2, 1981, Denying June Order you Q: time ... at did ever [N]ever Neace, County Judge Sam Circuit Court. Boone requirements statutory pursuant App. Appellant’s testified Joint counsel your Kentucky file intention to a notice evidentiary hearing the District on the for Court defense, insanity you? did claim sanity appellant's writ was never con- I had no factual basis A: I—that’s correct. as a defense: sidered to do that. a Dr. erroneous. Rabidue v. the services of See Osceola Appellant obtained Refin Cincinnati, Ohio, psychia- (6th Cir.1986), Nizny, Co., Melvin 805 F.2d Nizny appellant and Dr. examined denied, trist. attorneys report an oral of his gave his (1987). Upon examination Nizny ordinarily Although Dr. evaluation. record, persuaded we are not that a he had payment until after require did not (“A finding has made. mistake been though Nizny Dr. had even testified and although clearly erroneous when there is bill, counsel for not submitted it, support reviewing court evidence to Nizny County that Boone advised Dr. left the defi on the entire evidence is pay his bill. Counsel knew refuse to and firm that mistake has nite conviction ongoing dispute was an over there committed.”) Although been we do county or the state was re-
whether pay condone the state’s refusal to Dr. Niz- experts appointed paying sponsible ny, find violation. no constitutional ad- criminal defendants. Counsel assist Nizny that Dr. Court vised Circuit Counsel’s further efforts to secure report testify a written would not psychiatrist another failed. The case was guaranteed payment. The unless he was (it again previously continued con been directing an order Circuit Court issued unavailable) Nizny Dr. tinued when pay Dr. Niz- County Boone Fiscal Court and the court ordered be ny. The Fiscal Court refused to do so. by psychiatrist examined at a state insti Appellant’s counsel made no effort to en- tution who could assist in de The District Court found force the order. fense. urged have that counsel could the Circuit *6 order, appellant Pursuant to that county contempt officials in Court to hold 21, 1980, by seen on a Dr. November James county levy on bank accounts or to or to Services, Psychiatry Bland of Forensic a Nizny testify. to Dr. subpoena public hospital operated by Nizny was never advised of the Dr. Department of Human Resources. Dr. directing order County Court’s he be Boone appellant Bland was to examine on the upon filing report of his paid one half competency sanity. issue of his and Be- after he and half testified. The the other experts cause the state such restricted to a found counsel’s failure District Court objective concerning neutral and evaluation to Dr. payment Nizny and have to secure only competence sanity, to stand trial and attempt a deliberate to create testify was and Dr. because he feared that Bland’s issue. The court concluded appealable an confidential, opinion might ap- not remain Nizny’s evaluation would not have that Dr. pellant’s cooper- him defense, counsel advised not to appellant’s been useful to and that Nizny's ate. was aware of it. Dr. his counsel any report to counsel did not indicate oral 15, 1981, May appellant requested On Further, appellant mental illness. had told granted appointment and was a Dr. night that on the before the Nizny Dr. psy- Michael act Gureasko to as defense robbery the Western Auto store he had However, May chiatrist. on Dr. Gu- gas station and killed the attend robbed a reasko called the court and told it he would nature of Dr. Niz ant. The unfavorable not assist because of misunder- plus failure take ny’s report, counsel’s standing with counsel. The court denied steps to Dr. any of the obvious obtain appellant’s motion for a further continu- assistance, caused the court Nizny's lower ance and the case was tried. not
to conclude that
“denied”
Oklahoma,
Appellant relies on Ake v.
assistance;
merely
psychiatric
ma
84 L.Ed.2d
S.Ct.
appealable
an
issue.
neuvering to create
(1985) for his claim that the Constitution
Scroggy,
F.Supp.
Kordenbrock
guarantees
court-appointed psychiat-
him a
finding
(E.D.Ky.1988). This is a factual
expert
ric
evidentiary
to assist
his defense and
made after an extensive
hear
only
clearly penalty phase
set aside
if
of trial. Ake held that:
which can be
mitigating
other
responsibility or
minished
demonstrates
defendant
when a
factors.
time of
sanity at the
that his
judge
at
factor
significant
However,
is to be
appellant’s
the offense
claim
minimum,
must,
as-
trial,
at a
and testi-
the State
Dr. Bland’s examination
scope of
competent
effective is
to a
limited to be
mony
access
was too
the defendant
sure
at the
appro-
Bland testified
an
merit. Dr.
conduct
without
who will
psychiatrist
District Court
hearing
evidentiary
assist
evalua-
priate examination
all
have addressed
that he could
tion,
presentation
preparation,
counsel want-
psychiatric issues
defense.
Moreover, appel-
Nizny
Dr.
to address.4
ed
Id.
The Court
at 1096.
at
neutral
that Dr. Bland was
objection
lant’s
right:
qualified this
de-
effective
therefore
could
course,
say,
This is not
merit. Ake
is without
fense assistance
has a constitutional
indigent defendant
competent
psychia-
requires
that a
merely
per-
of his
psychiatrist
choose a
right
indigent defen-
provided to assist
trist be
to hire
liking
receive funds
or to
sonal
dants,
of their choice.
psychiatrist
not the
indi-
is that
concern
his own. Our
Appel-
at 1096.
470 U.S. at
S.Ct.
compe-
access to
gent defendant have
was not
argument
that Dr. Bland
lant’s
purpose we have
for the
psychiatrist
tent
him
his counsel’s
to examine
required
discussed....
Bland’s stated
is belied
Dr.
direction
pursue
examination
willingness
his constitutional
claims
counsel:
plotted by defense
county
along a course
because
rights were violated
Nizny’s
you
services
pay
Q:
you
for Dr.
have —would
refused to
... Would
offered,
engage in
expert
court
if directed
the state-funded
have
because
determining ap-
the —defendant’s
Bland,
other matter which
was limited
Dr.
if
pursue,
attorneys might
you
ask
sanity, and could
competence and
pellant’s
by the court?
concerning
di-
ordered
an evaluation
not make
number
can
psy-
What about
specializing
THE COURT:
physician
was a
4. Dr. Bland
given
you have
have been
Could
chiatry.
that he would
Paul be rehabilitated?
He testified
sentencing
opinion
phase
that Dr.
all areas of
able to examine
Nizny
*7
requested to examine:
that?
posed
questions
unusual
any
That was not an
Q:
WITNESS:
[nineteen]
Are
THE
Yes,
Nizny
asked, your
to Dr.
from Mr. Monahan
I
question
in the letter
honor.
to be
8th, 1980,
September
corre-
in that
...
could have.
prohibit-
you
spondence
ed,
would have been
investigate and
prepared to
was also
Dr. Bland
address,
unable,
you
unwilling
had
or
family history
psy-
and
testify as to
Mr. Korden-
and had
able to examine
been
background:
chological
you?
cooperated with
brock
your examina-
part
your
Q:
of
As
mental —
say
to answer
that I would be able
A: I can’t
Doctor,
accused,
during
period
tion of the
way.
any
That
them in
substantial
all of
taking important?
thorough history
ais
But I didn't
depend
a lot of factors.
would
Yes.
A:
ad-
any
be able to
here that I wouldn't
see
history
part
you
as
Q:
in that
Would
include
ques-
types
they’re
of
fact
dress. And in
any drugs or alco-
your opinions
of
effects
of
pro-
commonly
asked in
that are
tions
ceedings regarding
might use either
defendant
hol which the
my testimony.
chronically,
of the crime
or on the occasion
commonly
questions
right.
are
Q:
Those
All
subsequent confession
occasion of a
or on the
capaci-
questions
where mental
posed
in cases
to the crime?
might
ty
be an issue?
mental illness
or
history.
part of the
That would be
A: Yes.
Yes.
A:
prepared to
you
been
Q:
would
have
And
particularly to number
COURT: Turn
THE
Doctor,
you
by
defense if
testify,
called
if
mitigating
statutory
otherwise
what
any
any
of those
effects of
there to be
found
things
these
exist in Paul’s commission
factors
opinions
your
as
respect
with
you
con-
been able to
Would
have
offenses?
capacity
an individual?
you
testify
come
to the
if
had
on that
sider that
up
with
Yes.
had come
A:
up with some—if
Likewise,
intelligence
background,
family
Q:
something
defendant?
favorable
factors?
Yes.
other environmental
WITNESS:
THE
Yes,
considered.
be
that would
A:
use,
him of
depriving
thus
drug and alcohol
A: Yes.
him
necessary to convict
specific intent
of the amount of time
Q: Regardless
Although Ake does
intentional murder.
might take?
deter
bright
line test for
not “establish
has demonstrated
mining when a defendant
Yes,
A:
I would.
sanity
of the offense will
at the time
neutral,
that his
ob-
also stated
Dr. Bland
factor,”
clear that
significant
it is
be a
supplied
would have
de-
jective evaluation
defendant,
min
at a
“Ake
requires that the
appel-
any information that
fendant with
imum,
allegations supported by a fac
make
in his defense:
lant could use
sanity is
showing that the defendant’s
tual
you
have made
THE
But
would
COURT:
Cartwright,
in fact at issue in the case.”
way
and called it either
the evaluation
Volson,
F.2d
(quoting
at 1212
802 F.2d
You would have made the
you saw it.
176).
showing is not made
at
Such a
you thought
crazy
If
he was
evaluation.
positing
was a habit
merely
irresponsible from the
drugs and
with
and alcohol abuser. See Pedrero
drug
ual
in-
form the criminal
drugs, or couldn’t
Wainwright,
F.2d
drugs,
mitigating
or form a
tent from
denied, Cir.),
circumstance,
anything
family
in his
(pre-Ake case
(1979)
mitigating
background
circum-
were
holding
insanity
made an issue
is not
just reported
have
like
you
stance
would
by showing
drug
was a
addict
defendant
it,
you
right?
saw
entitling
psy
him state-funded defense
just
I
have
re-
THE
WITNESS:
chiatrist).
gave
it and also
an
ported it as
saw
opinion about how that
interpretive
Finally,
if
court did
even
the state
might
my
not have in
might have or
Dr.
improperly deny appellant access to
the situation.
opinion affected
Nizny,
agree
with the District Court
the District
that Dr.
agree
We
Court
under Ake
that his constitutional
assistance,
taken ad-
Bland’s
adequately protected
were
the testimo
it,
have met Ake’s com-
vantage of would
ny
Eljorn
of Dr.
Don Nelson. Dr. Nelson
appellant “access to
guaranteeing
mand of
taught pharmacology
University
at the
will conduct
competent psychiatrist
College
Cincinnati
of Medicine and directed
and assist
appropriate
examination
drug
poison
college’s
information
evaluation,
presentation
preparation, and
students, phy
He teaches medical
center.
defense.”
psychiatrists
diagno
sicians and
about the
that as a matter of
at 1096. We
drug
sis and treatment of
and alcohol
him-
appellant chose not to avail
strategy
special training
He had received
abuse.
*8
over con-
His concern
self of this witness.
psychopharmacology.
It
the area of
is
bymet
a court
fidentiality could have been
again important
to note that
ad
coopera-
court evidenced a
The trial
order.
sanity
mittedly
never made his
an issue—
provide
with the
tive attitude to
only sought to establish diminished ca
he
psychiatrist.
service of a
specific
pacity
inability
and the
to form
rights un
Appellant’s
drugs
of
and alcohol. At
intent because
guaran
der Ake were
not violated. Ake’s
trial, Dr. Nelson testified that he had exam
psychiatrist arises
tee of a state-funded
long history
and
ined
detailed
sanity
that his
only
defendant shows
after
drug
He then testi
and alcohol abuse.
factor at trial.”
significant
will be “a
specifically
about
mental
fied
Blackburn, 794 F.2d
v.
See also Volson
crime:
state at the time of the
Cartwright
May
Cir.1986);
(5th
Doctor,
Q:
you
opinion
do
have an
as to
(10th Cir.1986);
nard,
Bow
802 F.2d
ability
fully con-
Paul Kordenbrock’s
Cir.1985).
Kemp,
sentence.
that it was not
any
denying
preju
District Court that
error
admission
voluntary, and that
its
sentencing phase.
the
Nizny
access to Dr.
was harmless to
diced the
appellant
although ap
Dr. Nelson examined
Court found that
extent that
The District
Appel
pellant’s
issues.
confession was obtained
viola
and testified
same
Miranda,
its admission was harm
rights under Ake were
tion of
lant’s constitutional
any
that
waived
less error and
not violated.
custody has
to remain silent
using the confession affirma-
son in
decided
by
violation
depends
on whether his
under Miranda
opening
his
statement and as
tively in
‘right
questioning’
‘scrupu-
to cut off
was
sentencing phase
factor in the
mitigating
”
Mosley,
lously
Michigan
honored.’
strategy.
his defense
part
as
of
of trial
96, 104,
however,
L.Ed.2d
asserts,
that
admis-
its
Appellant
“I
admitting that
After
did
error
re-
not harmless
was still
sion
I
you
I can
is that did
it.... That’s all
tell
its
sentencing because
cold calcu-
gard to
“Sir,
you,”
it” and
I did it
told
impacted
jury’s
on the
may have
lated tone
postpone
fur-
attempted several times
of
sentence
violation of
his
determination
day. Urged
interrogation
ther
to the next
right to a reliable
eighth amendment
his
police,
interrogation
further
of the
the
guilt
of
sentence. We
determination
robbery
he
went on to detail the
mur-
Court that
con-
the District
agree with
der,
point
“I
saying at one
that
tried to
occurred.
violation
stitutional
get up.”
shoot them so
not
would
the
state courts and
District
the
Both
holding
question-
After
that the continued
will
not
appellant’s
that
was
Court found
Miranda,
ing
violated
has
and that his confession
the
was
overborne
not
appealed,
District Court went
free
choice.
product of
will
rational
find its admission harmless.
Murphy, 763
States v.
F.2d
See United
record,
After careful review of the entire
Cir.1985).
(6th
Voluntariness
a confes-
of the
admission
confession
question
mixed
of law and fact
sion is a
stop
was
Before
harmless.
he asked
reviewing
not
court “will
disturb the
and a
interrogation,
had admitted com-
findings
unless
...
clear error
trial court’s
mitting the murder. This admission was
Id. at
on the record.”
205-06.
appears
rights.
made after he waived his Miranda
totality
is determined
Voluntariness
guilt
admission of
thus
basic
was
not
surrounding
circumstances
the con-
In
obtained
violation of Miranda.
ana-
fession, taking
consideration
into
the ac-
lyzing
impact
entire written
con-
intelligence, physical
age,
and emo-
cused’s
trial, appellant
fession on the
has asked
state,
inherent
and the
coerciveness
tional
distinguish
guilt
that we
its effects on the
interrogation setting.
Id. at 205.
phase
sentencing
from its
on the
effects
of the record shows that al-
Review
phase.
argues
Appellant
if it
“[e]ven
interrogators at
though the
times threat-
argued
possibly
could
be
error
appellant’s
several of
friends
ened that
complained of herein
harmless as
was
if he did not continue to
be arrested
conviction,
argued
cannot be
that it
statement,
fuller
record as a
was harmless as to the
sentence
death.”
that the trial court’s find-
whole indicates
Appellant’s Brief at
58. As
District
not
was
“clear error.”
of voluntariness
found, appellant
Court
his
used
confession
cogent,
was
there was no force
part
as
strategy.
of his defense
He did not
by police,
force
and he was not
or threat of
deny committing
attempted
the murder and
emotionally distressed.
United States
Cf.
murder,
sought
explain
but rather
Brown,
Cir.1977).
what otherwise punishment. jury’s imposing capital in role attempt a botched at ed execution and 532.025(l)(b) provides upon KRS that one. second capital tried be finding guilt case that if the Appellant asserts even jury: fore a guilt phase in the harmless confession was give appropriate judge jury the shall the overwhelming inde presence of to the due instructions, jury and the shall retire guilt, it may have pendent evidence ag- any mitigating determine whether impose juror to death6 at one caused least gravating exist and circumstances ... his statement that he it contained because a sentence for the defendant. recommend Thompson they and “so to shoot Allen tried Upon findings judge jury, In his get up.” statement wouldn’t pre- limits shall fix a sentence within the court, explained the circumstanc by law. scribed crime, in surrounding including his es During dire the attor voir Commonwealth Quaaludes. He also and use of toxication ney that on jury stated to members of the that he “never intended to shoot explained “living they he had been murder would be anybody,” that intentional count eighteen shooting] past months for required recommend to the the sentence [the days,” and that he didn’t twenty-six judge “imposes It who that sentence.” into words put how to how feel.” “know explained judge “heavily” that the con opening Appellant statement. Appellant’s or that he sidered recommendation Lee, State So.2d 1176 directs us “great recommendation State, (La.1987); Cannaday v. 455 So.2d weight.” penalty phase jury The instruc denied, (Miss.1984), jurors tions told the on the death L.Ed.2d they count should recommend one of on the fact cases relied These sentences, years, three possible 20 or more showed confessions defendants’ imprisonment, life or death. for their crimes therefore no remorse claims that because the state characterized jury influenced to recom could have jury's imposing capital punish role However, case mend death. death, “recommending” ment as one of made to jury we have statement jury its perceived decision was not showing remorse. express purpose responsible final therefore felt less entirety, the earlier Read in its confession imposing the death sentence. Under Cald significantly appel differ from does not well, constitutionally impermissible “it He in-court admission. also claims lant’s rest a death sentence on a determination prejudicial because the confession made a sentencer has been led to drug and use. mention his alcohol failed to responsibility believe that the for determin However, overwhelming un there was appropriateness of the defendant’s presented jury evidence contradicted 328-29, death elsewhere.” rests drug and tracing appellant’s alcohol use. question S.Ct. at 2639. then is wheth sentencing its effect We find er use of “recom the state’s the word beyond a phrase reasonable was harmless impermissibly jury’s mend” lessened doubt. case, position implic held that this we take no on the correctness 5. The District Court also Elstad Harrison, holding. citing itly ex United States overruled Director, C No. 83 1985 WL rel. Perri v. 16, 1985). imposition only (N.D.Ill. reaching Sept. allows the of death Because unanimously disposition recommends it. to our if the that issue is not essential *12 death would fi- responsibility imposing in death recommendation of not be sense of appreciate point them not to their out the and caused nal. He was careful that jury responsibility. We find that the jury’s recommenda- court would the affirm the District not misled and therefore “great weight” “heavily” tion consider Court. in record does it. Nowhere the point indicating statement to the
The state’s use of the word “recom
responsible
jury that
it would not be
for
constitu
mend” did not violate
Caldwell,
rep-
There
the sentence of death.
were no
under Caldwell.
tional
as
post-Caldwell
jury that
appellant relies
resentations to the
their sentence
well as
cases
upon,
distinguishable. Each case in would be reviewed or that the final decision
are
attempts by
volved deliberate
the state to
of death would rest elsewhere. This is
jury
responsibility
convince the
that
for
clearly distinguishable from the
cited
cases
Cald
imposing death
In
rested elsewhere.
Caldwell appellant.
The Court
well,
prosecutor
jury
the
told the
its deci
argument
concerned
the
that
was inac-
final,
regarding punishment is not
sion
misleading
curate and
as to the nature of
“job
imposing
their
is re
[in
death]
appellate
appellate
the
court’s review. The
viewable,”
you
the decision
“render is auto
Mississippi
impose
do not
courts
the
matically
Supreme
reviewable
penalty,
merely
death
but rather
review the
“your
and that
decision is not the
Court”
jury’s decision and that review is done with
Butler,
Sawyer
final decision.” In
presumption
of correctness. There is no
582,
(5th Cir.1988),
prose
848 F.2d
331,
appellate mercy. 472 U.S. at
jury
you
wrong
“if
cutor told the
are
at 2640.
decision,
me,
your
believe
there will be
Here, neither the Commonwealth attor-
you
others who will be behind
to either
ney nor the trial court misstated the law.
you
say you
wrong.”
or to
are
jury’s
function is to make a recommen-
Wainwright,
In Adams v.
804 F.2d
given great weight by
dation which is
Cir.1986),
jury
the court told the
judge. There was no effort to diminish the
by your
that the “Court is not bound
rec
jury’s responsibility.
ommendation
The ultimate re
[of death].
addressing
In
this same constitutional
is-
sponsibility
gets
this man
is not
what
sue, the Eleventh
has ruled that
Circuit
your
my
on
shoulders.
It’s
shoulders.
by merely
constitutional violation occurs
merely
group
advisory
You are
to me
referring
jury’s
to the
“recommendation”:
v.Ward Com
sentencing phase].” In
[the
Supreme
We
Court intended
monwealth,
believe
(Ky.1985),
695 S.W.2d
Caldwell
that a
violation should include
prosecutor
jury
if
told the
some affirmative misstatement or mis-
recommend,
to decide to
and it is
“were
jury
as to
conduct that misleads
its
only,
point
again
you,
out
want
sentencing process.
Caldwell
role in the
[get
If
the rec
a recommendation.
we do
advisory
if an
penalty] may
does not mandate reversal
death
ommendation]
[the
Frye
v. Com
jury is told that its role is to advise or to
very
[happen].”
In
well
recommend_
monwealth,
[E]mphasizing
281 Va.
345 S.E.2d
...
(1986),
prosecutor
jury
jury making
told the
fact that
is
a “recom-
“judge
person
judge,
sup-
that fixes
will be
mendation” to the
does not
guilty
you
sentence if
find the defendant
Caldwell
port a
claim. Such statements
punishment
misleading.
and fix
at death. The
...
are neither inaccurate nor
pronounce
Court will
sentence.”
Dugger,
Harich
844 F.2d
1473-74
—
denied,
(11th Cir.1988),
U.S. —,
cases,
prosecutor
In contrast to these
(1989) (em
explicitly
present appeal
neither
nor
present
jury
phasis
original).7
appeal,
In the
implicitly
persuade
tried to
that its
Harich,
‘‘[njeither
prosecutor
jury
nor the trial
was told that its sentence
cuit said
judge implied
jury’s
advisory
that the
recommendation
recommendation and that the
was an
superfluous.
impose
ap-
The fact that the
knew
the final sentence. On
was
they
court would
peal
making
proceeding,
a recommendation did not
in a habeas
the Eleventh Cir-
were
Because this case
made no statement
error.
prosecution
*13
review,
fact
it
to
limited
beyond the
that was
recom-
we are
jury
before us
habeas
it
Even then
reiterated
the
mend a
to
violations of
granting
sentence.
relief
for
give
their
that the court
recommen-
the
or treaties of
“Constitution
laws
weight.” We
that
“great
conclude
States,”
2254(a),
dation
and we
United
28 U.S.C. §
mere
in
use of
word “rec-
this context
only
can
relief for state court error
appellant’s
not violate
consti-
ommend” did
alleged
error is of constitutional
where
rights under Caldwell.
tutional
Egeler, 552 F.2d
proportions. Dupuie v.
(6th Cir.1977);
v. Borden
704, 710
Jenkins
dispositive
While not
constitutional
kircher,
Cir.1979),
cert.
issue,
support for
611
162
find further
this re
F.2d
denied,
943,
2169,
Kentucky
holding
that use of
100
64
sult
cases
446 U.S.
S.Ct.
is
re
apply
“recommend”
itself
not
word
L.Ed.2d 798
Failure
to
See Sanborn v. Common
Tamme appellant’s
versible error.
most
case would at
wealth,
534,
(Ky.1988);
S.W.2d
546
only.
754
a
make out
violation of state law
Commonwealth, 709
v.
Matthews
S.W.2d
Although using
may
vi
“recommend”
now
denied,
cert.
414,
(Ky.1985),
421
479 U.S.
law,
Kentucky
it
of
olate
state
does not
245,
871,
(1986)
107
L.Ed.2d 170
S.Ct.
93
rights.
appellant’s
fend
constitutional
(“[U]se of the word ‘recommend’ ...
is not
Appellant next claims the trial
long as the context in
it
incorrect as
permit
testimony
court’s refusal
jury
used
not mislead the
to its
is
does
as
Stassen,
Dr.
a
Ethicist at
Glen
Christian
exercising
its
responsibility
sentenc
...
Theological Seminary,
Baptist
Southern
Commonwealth,
Skaggs v.
function.”);
ing
right
his
violated
to have
672,
de
(Ky.1985),
679
694 S.W.2d
jury
consider
evidence offered in miti
1130,
nied,
U.S.
106 S.Ct.
gation
sentence less than death.
(“
(1986)
is
L.Ed.2d 678
‘[Recommendation’
Carolina,
Skipper v.
South
clearly proper
statute and it is
used
(1986);
Lockett
S.Ct.
The error
to refer
it as such.
occurs
Ohio,
comments,
when,
of additional
because
Zant,
(1978);
Westbrook v.
L.Ed.2d 973
conveyed
juror’s
message is
that
deci
(11th Cir.1983).
F.2d 1487
The District
one.”).8
the final
sion is not
testimony
that
Court held
Dr. Stassen’s
argues
that
cumulative
and irrelevant.
procedural
Kentucky Supreme Court’s new
testify
appel-
Dr.
Stassen was
as to
requirement announced in Tamme v. Com
relations,
lant’s familial
his
for com-
sorrow
monwealth,
(Ky.1988)
detract
their
from the
decision.”
Note
still exists in the
statute,
prohibited
use of
"recommend"
now
«3
required unanimity. The in-
non-family members.
factor
testimony of
carefully
finding
stated that
Nonetheless,
non-
structions
testimony of such
required
agree-
such
aggravating factor
shown to be
family members must still be
ment,
reasonably
but it cannot be
inferred
Lockett,
n.
Appellant next
his constitu
course,
recognize,
We
of
that
rights were violated when the trial
right
tional
by
has a sixth amendment
to be tried
jury
penalty
judge instructed the
“panel
impartial,
jurors.”
‘indifferent’
717,
phase
aggravating
Dowd,
722,
an
factor had to be
that
Irvin v.
366
81 S.Ct.
U.S.
1639, 1642,
(1961).
unanimously,
found
but was silent with
L.Ed.2d 751
6
stan
many
agree
finding
determining juror impartiality
regard to how
dard for
mitigating
presence
coverage
factor. He claims this caused the
of extensive media
Florida,
finding
Murphy
outlined in
v.
421
jury mistakenly
believe that
794,
2031,
that errors
hold that the mere existence of
To
they
proceeding
in a habeas
unless
guilt
ble
or
preconceived notion as to
process.
more,
deprive appellant
accused,
of due
work
innocence of an
without
Cir.1981),
Smith,
(6th
presumption
neous. Henderson v.
800,
Irvin,
(quoting
Id. at
to show
(recu
(1985)
juror
as will
88 L.Ed.2d
the mind
S.Ct.
opinion in
partiality.”
necessary
specific
absent
conduct
presumption
sal not
raise the
defendant).
found there was no such
judge
evidencing prejudice against
The trial
findings
regard
showing, and
We
with the District Court
given special
to be
impartiality are
juror
not reveal
conduct
record does
Yount,
See Patton
467 U.S.
deference.
evidencing
or bias
judge
prejudice
(1984);
L.Ed.2d
Appellant was thus not
the trial court.
Marshall,
Thus, not de- losing photographs the did First, similarly merit. This claim has no make opportunity of the to prive Kentucky Supreme Court although the showing to the that misidentification urges keep recordings of con- officials to an issue. Commonwealth, fessions, Hendley v. 573 662,
Moreover,
(Ky.1978),
police may
the
S.W.2d
the District Court was
spe-
dispose
the
of them unless defense counsel
holding
in
that destruction of
correct
preserved.
cifically asks that
be
display did not constitute constitu
photo
Here,
Trombetta,
appellant’s confession was erased be-
tional error.
California
preserve it.
request
413 fore a
was made to
81 L.Ed.2d
104 S.Ct.
Second,
preclude appel-
did not
(1984)
er
its erasure
to show constitutional
held that
evidence,
making meaningful challenge
ap
lant from
destroying
it must be
ror in
The
was in
exculpatory
to his confession.
confession
the evidence had
parent that
form. The dia-
permanent,
not be
transcribed
and that
able
value
and other relevant as-
by any
logue, questions,
comparable evidence
other
get
to
488-89,
interrogation
available-
pects of the
were
at
104 S.Ct.
reasonable means. Id.
Although
challenge.
the
Here,
to
appellant could have
at 2533-34.
interrogation
and tenor of the
verbal tone
Thompson to determine
cross-examined
tape, appellant
the
admitted
was lost with
influenced
the format
he was
whether
accurately
the
addition,
transcript
reflected
it cannot
that the
display.
In
be
cannot now disavow
exculpa
interrogation. He
apparent
display
the
said that
not accu-
that admission and claim it was
any part
appel
play
tory value or would
Also,
tape’s exculpatory
the
value
rate.
time it was lost.
lant’s defense at the
police
prescriptions
of
at the time it
officers followed
apparent
was not
warnings
the defendant
out in
to
set
was erased.
Arizona,
Miranda v.
384 U.S.
86 S.Ct.
pre
Any
the state’s failure to
doubt that
(1966),
1602, 16
“promul
which
L.Ed.2d
pieces of evidence did not
serve these
protect
gated
safeguards
set of
process
of due
was laid
denial
amount to a
there-delineated
of
Supreme Court in Arizona v.
rest
persons
police
custodial
inter
subjected to
— U.S. —,
Youngblood,
Mosley,
Michigan v.
rogation.”
423 U.S.
(1988).
Youngblood
held
102 L.Ed.2d
96, 99,
321, 324, 46
L.Ed.2d 313
can show
a criminal defendant
that “unless
partic
case
The latter
discussed
part
police,
failure
on the
bad faith
suspect’s “option
ular
custodial
to ter
useful
does
preserve potentially
evidence
questioning,”
minate
“scru
must be
process
denial of
due
not constitute
pulously
honored.”
at
Young
at 337.
S.Ct.
Id.
law.”
Mosley
at
S.Ct.
decided that “admissi
blood,
preserve
failed to
the se
police
bility of
per
statements obtained after the
victim,
clothing
a rape
men-stained
custody
son
has decided
remain si
sought
prove
to use to
which the defendant
lent”
in order to
must be denied
effectuate
The Court said that
his innocence.
protections sought
to be
achieved
police
refrigerate
“failure of
Miranda.
Id.
the two victims.
In
CONCLUSION
permitted
officers should have been
tes-
tify1 that Kordenbrock confessed to the
record
Upon
and considera-
review
shootings
permit-
should not have
but
been
claims,
appellant’s
we con-
tion of all of
details,
including
ted to introduce the
appellant failed
clude that
establish
full written version.
right
in
any
was offended
Accordingly,
trial court.
admitting
The
in
error
the more detailed
judgment
District Court’s
de-
AFFIRM
admissions of Kordenbrock’s admissions
nying
petition
of ha-
writ
constituted,
view,
my
in
harmless error.
corpus.
beas
Kordenbrock was well aware of his situa-
in discussing
charges,
tion
expe-
WELLFORD,
Judge,
Circuit
in dealing
police
rience
gener-
concurring.
ally
knowing
accountable for
my
respect.
generally
colleague’s
guilt, apart
I
well
this
The evidence of
concur
confession,
very
in this
case but
from
opinion
strong.
difficult
I
considered
trou-
write
on
issues most
therefore find no error
the rationale of
separately
foremost, I
bling.
find no revers-
the district court in its
First and
discussion of this
v. Wainwright,
Martin
guilt phase
proceed-
issue
find
ible
and also
error
Cir.1985)
(11th
ing
point.
counsel’s
faced
sentencing phase.
nificant factor at the
enormity
proof
of the factors and
with the
psychiatrist
say,
I
state
who treated Ake
arrayed against his client.
cannot
hospital
mental
however,
state
testified at
that defendant would have
that,
guilt phase
because of his men-
strategy
adopted this trial
had most of
illness,
posed a threat
tal
Ake
of continu-
excluded,
details
nor can
confession
been
testimony
criminal violence. This
the district court that this was a
agree with
danger-
raised the issue of Ake’s future
“deliberate waiver
Miranda viola-
ousness,
aggravating
which is an
factor
F.Supp.
tion.” 680
at 880.
capital sentencing
under Oklahoma’s
question
The second difficult
revolves
scheme,
prosecutor
... on which the
re-
requirements
of Ake v.
around
Okla
sentencing.
lied at
We therefore con-
homa, 470 U.S.
*18
clude that Ake also was entitled to the
(1985)and defendant’s asserted
L.Ed.2d 53
psychiatrist
of a
on this issue
assistance
right
independent psy
to an
of that assistance
that
denial
Empha
under the circumstances.
chiatrist
deprived
process.
him of due
throughout
upon
sis in Ake
the fact that
86, 87,
on the to the murder. He not ingestion prior presenting a diminished ca precluded from compel Ake does not pacity defense. that constitutional error oc conclusion respect expert and psychiat curred with America, UNITED STATES testimony available to this defendant ric Plaintiff-Appellee, guilt stage penalty or the at the either Diminished stage capacity, case. of this NEWMAN, William Howard retardation, may well be a miti like mental Defendant-Appellant. circumstance, recently but as indi gating Court, Supreme existence of cated No. 88-3499. capacity preclude does limited mental of Appeals, United States Court finding penalty of the death under jury’s Circuit. Sixth Penry See appropriate circumstances. — —, Lynaugh, Argued May 1989. 106 L.Ed.2d Decided Nov. *19 One must comment on failure of police photo evidence of the retain pills in
spread the bottle of this case. approbation deserve but These failures support authority ordering for the district view acted its 1. I do find court’s court within pursued County counsel a "deliberate de- provide private psychiatric that defense Boone ser- strategy” cooperate fense available vices for Kordenbrock and have taken should employed psychiatrists "neutral” state necessary steps to enforce its order. 700 S.W.2d might provided testimony defendant have court; part This on the 390. failure beyond policy the stated limits of evaluation "competency pursue; defendant’s failure to counsel’s sanity.” F.Supp. County provide pay- recalcitrance of Boone not, however, Nizny ment for Dr. do constitute Leibson, judge 2. Justice dissenting deficiency. a constitutional appeal Supreme Court in the direct view, my pointed properly, out the trial
