Lead Opinion
In this prisoner civil rights action, Paul Knox alleges that officials at Stateville Correctional Center (“Stateville”) subjected him to cruel and unusual punishment in violation of the eighth amendment when they restrained him with a mechanism comprised of a waist chain, handcuffs, and a “black box.” Prison officials used this restraint on Knox and on all other segregation prisoners when they were transported outside the segregation unit. The district court granted summary judgment in favor of defendants Ken
I. FACTS
Knox is an inmate at Stateville. On February 21, 1990, prison officials discovered four homemade knives, two of which were approximately twenty inches long, two metal bar pieces, a metal file, and several pieces of sandpaper in Knox’ cell in a hollowed-out section of a board that was used as á bookshelf. Although he alone had occupied the cell for the preceding four to five months, Knox maintained that the contraband did not belong to him. A disciplinary report issued against Knox, and he ultimately was found guilty of possessing dangerous contraband. Prison officials accordingly revoked one year of Knox’' statutory “good time” and transferred him to the segregation unit.
As a “segregation” prisoner, Knox was required to wear handcuffs, a waist chain, and a black box whenever he left the segregation unit either to receive visitors or to visit the prison hospital or law library.
Knox remained in segregation from March 1 to October 1, 1990, and was subject to use of the black box during that period.
Knox maintains that the black box caused him severe discomfort and physical injury. The device required that his arms remain in close proximity to one another and to his chest, making it impossible for him to bring his arms or hands together. This posture caused the handcuffs to cut into Knox’ wrists whenever he moved his arms. The device left indentations on Knox’ wrists and sometimes caused bleeding.
II. ANALYSIS •
A. Lack of a Response to the Summary Judgment Motion.
Knox initially challenges the district court’s refusal to accept his tardy response to defendants’ summary judgment motion. Although his response was due by September 5. 1991, and although the district court ruled on September 30, 1991, Knox argues that the district court should have accepted his response to the summary judgment motion when it was filed on October 2, 1991.
The district court did not abuse its discretion in refusing to accept the tardy response. See In re Narowetz Mechanical Contractors, Inc.,
B. Qualified Immunity.
We review a district court’s grant of summary judgment de novo, viewing the record and all reasonable inferences that may be drawn therefrom in the light most favorable to Knox. Williams v. Anderson,
Our analysis of the qualified immunity question begins with Harlow v. Fitzgerald,
Our task, then, is to determine whether it was clearly established between March 1 and October 1, 1990, that use of the black box restraint on a segregation prisoner who was taken outside the segregation unit would violate the eighth amendment. The district court determined that it would not, noting that prior ease law has “looked in the other direction,” with the only circuit considering the question finding use of the black box consistent with the Constitution. See Knox,
Knox misunderstands the .qualified immunity doctrine. The question is not whether the conduct is clearly constitutional, but whether it is clearly unconstitutional. Knox’ proposed test would focus on whether courts have specifically sanctioned particular conduct, whereas the correct inquiry is
Knox concedes that during the relevant time period, case law clearly established that use of the black box in the transportation of prisoners outside the prison did not violate the eighth amendment. Knox maintains, however, that the same cannot be said for use of the black box when transporting segregation prisoners within the prison. In advancing this argument, Knox attaches considerable weight to Fulford’s brief méntion of that distinction. See
Between March and October 1990, Fulford was the major circuit court decision addressing use of the black box. The plaintiffs in that case had been confined in the “close cell restricted” (‘ÍCCR”) unit of a state penitentiary. This unit was set aside for prisoners who either presented a danger to others or who might themselves be at risk if housed in the general prison population.
[requiring all CCR prisoners to wear a black box when outside the prison does not violate the eighth amendment. Its use may inflict some discomfort, such as numbness of the arms and temporary marks, but the record does not show that prisoners are exposed to great pain or that any of their discomfort is occasioned either deliberately, as punishment, or mindlessly, with indifference to the prisoners’ humanity. The box’s use outside of the prison is for a rational reason, security, and is directed by a standard prison policy, not left to unfettered discretion of guards. Under these circumstances, it is not within our power to substitute our judgment for that of the prison officials.
As Knox points out, Fulford also noted trial testimony indicating that the black box may have been used inside the prison at the discretion of a supervisor. However, the court found no evidence that the black box “was frequently so used or that its use was arbitrary or punitive.” Id. at 15. Although the court discredited the prisoners’ contention that the box was used in retaliation for their lawsuit, it did note that “use of the black box as a retaliatory or, punitive measure would be an element in deciding whether black boxes are impressed on inmates within the prison as punishment and, as such, whether this use violates the eighth amendment.” Id. Although Fulford thus leaves open the possibility that retaliatory or punitive use of the black box may be unconstitutional, it does not create a clearly established right to be free from use of the black box inside the prison such that a reasonable prison official would understand that the conduct here would violate that right. See McDonald,
Although Fulford did not expressly authorize all uses of the black box within a prison, leaving the door open for Knox’ argument here, a later district court decision, which we affirmed on appeal, arguably extends Fulford to encompass defendants’ conduct. In Bruscino v. Carlson,
Finally, the district court in Hanna v. Lane,
[prisoners in segregation are usually those who have violated prison rules or are under investigation for possible disciplinary action. It is not unreasonable to assume that as a class those prisoners represent a potential threat to security. Therefore, courts have sanctioned the use of mechanical restraints on prisoners in segregaticm-type status whenever they are taken out, of the segregation unit.... ■ For Eighth Amendment purposes, the mere fact of segregation is sufficient to justify use of handcuffs and a security belt for purposes of receiving contact visits.
Hanna,
On the whole, these decisions sanction use of restrictive mechanisms, including the black box, on special status prisoners when they are taken outside the prison or when they move inside the prison to particularly vulnerable areas such as the law library or visiting areas. The case law thus fails to delineate a right to be free from use of .the black box or other restrictive devices while a segregation prisoner is outside the segregation unit. Because reasonable prison officials would not have understood that their conduct would violate the eighth amendment, defendants are entitled to qualified immunity from Knox’ claim for damages.
Of course, qualified immunity shields defendants only in their individual capacities (see Akins v. Board of Governors of State Colleges and Universities, 840 F.2d 1371, 1375-76 (7th Cir.1988), vacated,
C. Injunctive Relief.
Neither qualified immunity nor the eleventh amendment shield defendants from
The district court found that Knox’ standing to assert a claim for injunctive relief was questionable because he was released from segregation on October 1,1990, and returned to the general prison population, where he is no longer subject to use of the black box. Knox,
In Lyons, the plaintiff sued the City of Los Angeles and several police officers, alleging that the officers had stopped him for a routine traffic violation and applied a chokehold without .provocation. Among other things, the plaintiff requested an injunction against further use of the chokehold unless the suspect threatened deadly force. The Supreme Court held that Lyons lacked standing to seek such relief because he could not show a real or immediate threat of future harm.
Utilizing this reasoning, the Lyons Court explained that “Lyons’ standing to seek the injunction requested depended on whether he was likely to suffer future injury from the use of the chokeholds by police officers.”
nothing to establish a real and immediate threat that [Lyons] would again be stopped for a traffic violation, or for any other offense, by an officer or officers who would illegally choke him into unconsciousness without any provocation or resistance on his part. The additional allegation in the complaint that the police in Los Angeles routinely apply chokeholds in situations where they are not threatened by the use of deadly force falls far short of the allegations that would be necessary to establish a ease or controversy between these parties.
Id.
Lyons and O’Shea are controlling here. Like the plaintiffs in those eases, Knox cannot establish a real and immediate threat that he again will be subject to use of the black box. Although Stateville uses the black box on all segregation prisoners, the mere possibility that Knox may sometime in the future be returned to the segregation unit does not establish a real and immediate case or controversy. Presumably, Knox would be returned to segregation only if he were to violate a prison rule, such as the one prohibiting the possession of dangerous contraband. Although that may be a very real possibility given that contraband was found in Knox’ cell twice in four years, we must assume that Knox will abide by prison rules and thereby avoid a return to segregation status. See O’Shea,
Our discussion of Lyons is in accord with our earlier decision in Robinson v. City of Chicago,
Knox argues that he nonetheless has standing because the prison policy here is one that is “capable of repetition, yet evading review.” This principle operates to confer standing “where a claim is so transitory that a plaintiff may have standing when litigation begins but loses it— loses his personal stake-as the litigation continues.” Robinson,
III. CONCLUSION
For the foregoing reasons, defendants are entitled to qualified immunity from Knox’ individual capacity claims for damages. Knox’ official capacity damages claims are barred by the eleventh amendment. Finally, Knox lacks standing to seek an injunction against future use of the black box on segregation prisoners. The judgment of the district court is
Affirmed.
Notes
. McGinnis is the former Director of the Illinois Department of Corrections, and Roth is State-ville’s warden.
. Knox sometimes was required to wear the restraining device for extended periods. For example, the walk to the law library took approximately twenty minutes. During that time, Knox usually would carry a laundry bag full of books and legal notes. The weight of the laundry bag would pull his hands downward, causing the handcuffs to cut into his wrists. Prison officials would remove the black box while Knox worked in the library, but they did not remove the restraint while Knox waited for a doctor at the prison hospital, despite the fact that Knox was held in a locked cage. Knox also was required to wear the restraint for up to two hours at a time while receiving visitors.
. The Eighth Circuit recently described the black box as a mechanism "applied over the chain and lock area of conventional handcuffs to form a rigid link between the two wristlets.” Moody v. Proctor, 986 F.2d 239, 240 n. 3 (8th Cir.1993).
. Prior to February 1990, Knox had previously been placed in segregation in 1986, when guards found a knife in the "crank box” of his cell door.
. Similar allegations of discomfort from the black box were made by the plaintiffs in Moody v. Proctor, supra, and Fulford v. King,
. Like the district court, we follow the convenient yet imprecise practice of referring to the eighth amendment itself, rather than to the eighth amendment as applied to the states through the fourteenth amendment. See Knox,
. An affidavit from Knox' counsel accompanying the response explained that his tardiness resulted from an error on his firm’s docketing system.
. Even if the district court had accepted and considered Knox’ tardy response, it still could have assumed the truth of the factual assertions in defendants' Local Rule 12(m) statement because Knox failed to submit a responsive statement in accordance with Local Rule 12(n). Rule 12(n) requires a statement responding “to each numbered paragraph in the moving party’s statement, including, in the case of any disagreement, specific references to the affidavits, parts of the record, and other supporting materials relied upon.” Knox did not attempt to submit such a statement here, instead setting out his version of the facts in the body of his responsive memorandum. We reiterate that this practice does not comply with the stringent requirements of the Northern District’s local rule, and when presented with a non-conforming factual narrative, the district court may deem admitted the factual assertions of the moving party. See Valenti v. Qualex, Inc.,
. The district court also relied on the decisions in Tubwell v. Griffith,
. This is not the precise argument Knox advances on appeal, for he contends that case law did not clearly establish that use of the black box inside the prison was constitutional. We have explained how that argument misunderstands the controlling law. Our discussion of Knox' position on the qualified immunity issue thus assumes a correct interpretation of our precedents.
. The plaintiffs did not invoke the eighth amendment in challenging these restraints.
. The Eighth Circuit recently followed the Ful-ford rationale in concluding that use of the black box on all prisoners when traveling outside the prison was consistent with the eighth amendment. See Moody v. Proctor, supra nn. 3 & 5,
. Crucial to our decision in Bruscino was the fact that the Marion facility "is the successor to Alcatraz as the prison designed to hold the most violent and dangerous prisoners in the federal system.”
. One other district court opinion addressing use of the black box is noteworthy. In Burnette v. Phelps,
. The court described "close custody” inmates as "those inmates considered to present increased security risks because they are dangerous to themselves and to others.” Id. at 251.
. The concurring opinion would find that Knox has standing to seek injunctive relief because his claim is "capable of repetition yet evading review.” Our colleague distinguishes Knox' situation from that in Lyons because here it is undisputed that Knox will be forced to wear the black box if he is returned to the segregation unit, whereas in Lyons, "it would be highly unlikely that the police would 'again render [Lyons] unconscious without any provocation.’ ” (Concurrence at 1 (quoting Lyons,
We also find Clark v. Brewer,
Concurrence Opinion
concurring.
I agree with the majority that we should affirm the district court’s decision, but I think we should do so by reaching the merits of the underlying claim. Plaintiff-appellant Paul Knox was put in segregated confinement twice between 1986 at 1990 and remains under the total control of those who put him there. If put there again, he will automatically' be placed in the black box whenever he leaves his cell. Periods of segregated confinement are relatively short in duration; Knox’ most recent one began in March 1990, and ended in October 1990, about five months after this action was filed.
On these facts, I think it is safe to say that the challenged action in this case is “capable of repetition, yet evading review,” and that therefore Knox’ claim for injunctive relief is not moot. Murphy v. Hunt,
A review of the merits of Knox’ claim is constrained by the district court’s refusal to accept his late-filed summary judgment response, for I agree that the refusal was not an abuse of discretion. It follows, I think, that we must accept as undisputed the defendants-appellees’ assertion below that the black box serves the legitimate penological purpose of preventing high-risk prisoners from tampering with their handcuffs while outside their cells.' If we accept that assertion, then there seems to be no genuine issue of fact as to “whether force was applied in a good faith effort to maintain or restore discipline or maliciously and sadistically for the very purpose of causing harm.” Hudson v. McMillian, — U.S. -, -,
Thus,- I believe Knox’ claim fads because he has not attempted to challenge defendants’ assertion regarding the penological justification for the black box, not because he lacks standing.
