519 F.2d 1137 | 5th Cir. | 1975
Lead Opinion
Paul C. Edwards seeks in this action under the Federal Tort Claims Act, 28 U.S.C. §§ 1346(b), 2671-80 (1970), to recover damages from the United States for injuries allegedly received as a result of negligent medical treatment while an inmate of the Federal Correctional Institute at Texarkana, Texas (F.C.I.). Edwards, then fifty-five, entered prison an active man, though afflicted with diabetes mellitus, angina pectoris, exogenous obesity, and labile hypertension. Fourteen months later, he had a stroke that left him partially paralyzed on his left side. After his release from prison, he filed this suit, alleging that the negligent failure of the treating physicians at F.C.I. to control his diabetes had been a proximate cause of his stroke. The district court, after a full trial, found the evidence insufficient to establish either causation or negligence and dismissed the case with prejudice. We affirm.
Edwards has been diabetic since at least 1946. For the seven years before his imprisonment, he had been under the care of his personal physician, Dr. Richard Liebendorfer, a board eligible internist. In treating Edwards, Dr. Lieben-dorfer had relied on insulin and dietary control. Edwards’ wife had cooperated closely with Dr. Liebendorfer. She prepared properly balanced diabetic meals and varied insulin dosages to meet demands created by her husband’s dietary indiscretions, changes in levels of activity, stress, and other factors affecting his urine sugars. Dr. Liebendorfer had maintained Edwards on 50 to 80 units of insulin per day.
When Edwards arrived at F.C.I. he was taking 50 units of insulin daily. The Chief Medical Officer, after interviewing him, taking his medical history, and evaluating test results, reduced this insulin dosage to 35 units a day, though he later increased it to 40 units.
State law controls the issue of liability under the Act. United States v. Muniz, 1963, 374 U.S. 150, 162-163, 83 S.Ct. 1850, 10 L.Ed.2d 805; Richards v. United States, 1962, 369 U.S. 1, 82 S.Ct. 585, 7 L.Ed.2d 492. Texas law, therefore, would determine if expert testimony is necessary to establish the negligence of a physician. Rewis v. United States, 5 Cir. 1966, 369 F.2d 595; Watson v. United States, 5 Cir. 1965, 346 F.2d 52, cert. denied, 382 U.S. 976, 86 S.Ct. 544, 15 L.Ed.2d 467. Applied to this case, Texas law imposes on the treating physicians a duty to exercise that degree of care which a general practitioner of ordinary prudence and skill, practicing in the Texarkana community or a similar community would have exercised in the same or similar circumstances. See, e. g., Bowles v. Bourdon, 1949, 148 Tex. 1, 219 S.W.2d 779; Bender v. Dingwerth, 5 Cir. 1970, 425 F.2d 378, 384; 45 Tex.Jur.2d § 131. Texas cases are in agreement that a plaintiff, to recover for injuries suffered from medical negligence, must show, by expert testimony, that the treating physicians breached the standard of care.
Edwards complains of a number of specific acts and omissions allegedly amounting to negligence: the reduction of his insulin dosage to 40 units daily; the failure to provide him with a diet adequate to his special needs; the refusal to transfer him to a medical facility equipped to handle his problems; and the failure of the young practitioners
We pass the question of the causal connection between these alleged failures and the stroke. The most salient defect in Edwards’ case was the failure to establish by expert testimony that any of these acts amounted to negligence. Dr. Liebendorfer, Edwards’ only expert witness, did not express the opinion that Edwards had received improper medical care, nor did he testify as to a standard of care, a predicate on which the court might have based a finding of negligence.
Dr. Liebendorfer testified that many prominent specialists believed that frequent injections of varying doses, correlated to urine sugar levels, was preferable to the single daily dose administered at F.C.I. He offered this, as the district
Dr. Jack Smith testified for the United States. Dr. Smith is a diplómate of the American Board of Internal Medicine, an internist in a nineteen-doctor clinic in Texarkana, and a member of the faculty of the Louisiana State University School of Medicine, Shreveport, Louisiana. He testified that the food served at F.C.I. was comparable to a commercial cafeteria; that the exchange method of diet control was available to appellant nine out of ten days on the ten-day menu sample; that all the elements of a proper diabetic diet were there; that Edwards, following instructions, could have eaten food at F.C.I. consistent with a diabetic diet except on one day when he could not get an adequate fruit exchange. He said that the treatment of Edwards at F.C.I. was consistent with the standard of treatment in the community; that [the] decision to reduce Edwards’ insulin from 50 units to 35 units and three months later to 40 units was medically acceptable. Dr. Smith summarized his testimony as follows:
“On a scale of ideal, fair, satisfactory and unsatisfactory, I would classify Mr. Edwards as fair. His control was fair. He was free of symptoms. His blood sugar was low enough that his 6:00 a. m. sugars were usually “trace” to negative. His sugars taken after meals usually showed the presence of a large amount of sugar, which is more or less to be expected. . There’s a physiological reason for trying to keep patients on 35 to 40 units of insulin. The normal human body makes 40 units of insulin a day. This is physiologic. ... I think [his F.C.I. doctors’] assessment and his medication was proper, so that’s about all I have. I think that sums it up.”
Dr. Liebendorfer went so far as to say that he believed the F.C.I. physicians had committed a mistake in judgment. This alone is not enough to establish liability. Hart v. Van Zandt; Bowles v. Bourdon. Expert testimony must estab
The judgment of the district court is affirmed.
. On November 28, 1967, Dr. Liebendorfer wrote inquiring about the status of Edwards and stating, “I am curious to know whether or not you were able to get him off insulin and maintain normal blood sugars. I have felt the regularity of eating habits if a more strict diabetic control was carried out would be of great benefit to his diabetic status.”
. In Bowles v. Bourdon, the Texas Supreme Court said:
“It is definitely settled with us that a patient has no cause of action against his doctor for malpractice, either in diagnosis or recognized treatment unless he proves by a doctor of the same school of practice as the defendant: (1) that the diagnosis of treatment complained of was such as to constitute negligence and (2) that it was a proximate cause of the patient’s injuries.”
. The first doctor to treat Edwards at F.C.I. was graduated by Columbia University with an A.B. degree in 1961 and by the State University in New York, Downstate Medical Center College of Medicine, in Brooklyn, New York in 1965. The Public Health Service assigned him to F.C.I. after completion of his internship at the University of Pittsburgh Health Center Hospitals. His successor was graduated with a B.S. degree from the University of Texas in 1962 and the St. Louis Medical School in 1967. He was assigned to F.C.I. after his internship at Methodist Hospital in Houston, Texas. Both are now board certified internists.
. Edwards also presses the contention that the failure to take his blood pressure for six months prior to his stroke constituted negligence on the part of the Chief Medical Officer. The record, however, suggests no causal connection between this omission and Edwards’ stroke, which the experts agreed had all the appearances of a thrombosis. Tests administered after the stroke revealed no evidence of a hemorrhage. Similarly, there is nothing to suggest that the refusal to permit him to take certain medications prescribed by Dr. Lieben-dorfer was a cause of the stroke.
. Tests run after meals often registered high readings. Early morning tests were always negative or showed only a trace of sugar. A government expert, Dr. Jack C. Smith, testified that higher urine sugar readings after meals were normal and to be expected. Dr. . Liebendorfer said nothing to contradict this statement.
Dr. Liebendorfer, in response to questions put to him by the court, did testify that it was recommended that blood sugar tests be run about once every two months in the case of a patient whose diabetes is not easily controlled. He did not indicate a conviction that Edwards’ blood should have been checked that often. Indeed, he testified that in Edwards’ case, there was a very high correlation between blood sugars and urine sugars. One of the F.C.I. doctors cited this correlation as one of the reasons for taking fewer blood tests.
. Examining the whole menu, Dr. Liebendorfer pointed to two meals that he said were inadequate for a diabetic. Dr. Smith, examining the same menu, found one breakfast inadequate because it failed to offer an adequate “fruit exchange”.
Dissenting Opinion
(dissenting):
While the opinion of this Court cannot cure the grievous physical infirmities of the plaintiff, I regret that we do not take this opportunity to remedy the troika of legal infirmities suffered by the trial court’s opinion.
Infirmity No. 1
The Necrosis Of The Locality Rule In Texas
The trial court apparently attempted to resurrect the dying doctrine that a doctor’s negligence must be established by the testimony of a doctor familiar with the community of treatment standards of medical practice.
Particularly with a disease such as diabetes where doctors uniformly agree, as they did in the trial court,
Infirmity No. 2
The Burden Of Proof Is Overweight
Another pointed inadequacy of the trial court’s opinion
Substantial Texas authority
Thus, the majority’s broad statement that the plaintiff failed to establish a deviation from any professional standard of care
Infirmity No. 3
This Is Not Malpractice But A Gaoler’s Case
Probably the most fundamental malady suffered by the trial court’s opinion is that it treated this case as if it were a malpractice suit rather than judging the propriety of the plaintiff’s claim in light of the duty imposed by statute upon the Bureau of Prisons under the direction of the Attorney General of the United States to exercise ordinary care
We would not hesitate to impose liability upon the government if a prisoner sustained injury because he was required to live in conditions not fit for human habitation and in the same way we should not allow the federal prison sys-tern to force a prisoner to live under conditions which are repugnant to his individual physical needs. Similarly, it has been held in this Circuit
In Logue v. United States, 1973, 412 U.S. 521, 532-33, 93 S.Ct. 2215, 2222, 37 L.Ed.2d 121, 131, the Supreme Court clearly recognized that liability under the Federal Tort Claims Act could arise if a federal official knew or should have known of a prisoner’s infirmity and yet failed to take action to prevent injury to the prisoner. Upon the same rationale, the prison officials could be held to have violated their duty of safe keeping by failing to adequately attend to the plaintiff’s medical needs after having been apprised of his various physical infirmities.
One could argue that liability under the Tort Claims Act is improper in the prison setting because the Act is designed to impose liability on the government as if it were a private individual and individuals do not operate prisons. But to those doubting souls I must once
Another reason why it is absurd to measure the duty of the Federal Government to provide medical care to prisoners by standards of medical malpractice is that the degree of care which the government must exercise varies according to the locality of the prison. Indeed, a uniform standard would be more appropriate for prison physicians whose only nexus with the medical standards of the locality is that the prison to which they are assigned happens to be geographically situated there.
For any one or all of these three reasons the action of the trial court ought not to be accepted and this Court ought to declare these principals and remand the case for a consideration of the facts in light of the correct legal standards rather than artificially characterizing this ease as a malpractice suit between a private citizen and a freely selected physician.
. The memorandum opinion of the trial court entered April 22, 1974 provides in pertinent part:
“Dr. Liebendorfer twice stated that he had never been in Texarkana, Texas; that he had no idea what the medical standards of that community were; and that he knew no doc-otors [sic] who practived [sic] in Texarkana * * * In addition, the United States called two medical experts who were familiar with medical practices in the Texarkana community. Both stated that there was nothing about Dr. Hotchkiss’ treatment of the plaintiff that they considered inadequate by community medical standards.
The court has considered the plaintiffs arguments that the requirement of expert testimony relating to local medical standards is archaic and arbitrary, and that it should not preclude the plaintiff’s recovery in a case such as this one, in which the record contains some evidence of mistreatment and neglect. While this court regards the plaintiffs contentions to be forceful and persuasive, nevertheless it cannot justify a departure from the principles of Texas law regarding medical malpractice.
See Appendix at 38-39.
. See generally, Perdue, The Law of Texas Medical Malpractice, 11 Houst.L.Rev. 1, 36-38 (1973).
. Several other jurisdictions have abandoned the Locality Rule and adopted a rule whereby the standard of care required of a doctor is that of an average practitioner under the same or similar circumstances and the locality in which the practices is merely a factor to be considered in determining proper care and skill under the circumstances. See, e. g., Brune v. Belinkoff, 1968, 354 Mass. 102, 235 N.E.2d 793, 798; Fernandez v. Baruch, 1967, 96 N.J.Super. 125, 232 A.2d 661, at 666; Douglas v. Bussabarger, 1968, 73 Wash.2d 476, 438 P.2d 829, 837-38. See also Pederson v. Dumouchel, 1967, 72 Wash.2d 73, 431 P.2d 973 (held reversible error to limit the standard of care solely to that of the same or similar community); Hundley v. Martinez, 1967, 151 W.Va. 977, 158 S.E.2d 159 (Court allowed a New York specialist to testify as to standard of care in a suit tried in West Virginia against a physician with the same special training); Blair v. Eblen, Ky., 1970, 461 S.W.2d 370 (where the Court called for the adoption of a national standard of care). See generally Waltz, The Rise and Gradual Fall of the Locality Rule in Medical Malpractice Litigation, 18 DePaul L.Rev. 408, 418 (1969); Note, Locality Rule in Malpractice Suits, 5 Calif.W.L.Rev. 124, 128-31 (1969); Note, Malpractice and Medical Testimony, 77 Harv.L.Rev. 333, 338 (1963); Note, An Evaluation of Changes in the Medical Standard of Care, 23 Vand.L.Rev. 729, 737-38 (1970).
. See Perdue, The Law of Texas Medical Malpractice, supra at 36.
. Turner v. Stoker, Tex.Civ.App., 1926, writ ref’d, 289 S.W. 190, 194.
. The District Court recognized in its memorandum opinion that all the doctors who testified believed that dietary control was an integral part of the treatment of diabetes. See App. at 34.
. The trial court states in its memorandum opinion that:
It is further required that the opinion evidence offered by the plaintiff be to the effect that the physician whose conduct is the subject of inquiry was negligent according to the standards of the community in which he was practicing. Cleveland v. Edwards, 494 S.W.2d 578 (Tex. Civ.App. — Houston [14th Dist.] 1973).
See App. at 37.
The Court further aborated its belief that the expert witness must state that the doctor’s conduct was negligent by saying:
Although Dr. Liebendorfer testified that he would have procured the services of a dietician had he been the medical authority at FCI, he did not give the opinion that the failure to do so was negligent or inadequate according to medical standards. (Emphasis added).
Id.
. This Court states unequivocally:
The most salient defect in Edwards’ case was the failure to establish by expert testimony that any of these acts amounted to negligence.
P. 1139.
. The leading case is Snow v. Bond, Tex., 1969, 438 S.W.2d 549, 550-51 which states in pertinent part:
“What constitutes negligence or malpractice is a mixed question of law and fact that can only be determined by the trier of fact on the basis of evidence admitted and instructions given by the court. A medical expert is not competent to express an opinion thereon. See Houston & T. C. R. Co. v. Roberts, 101 Tex. 418, 108 S.W. 808. The question of what a reasonable and prudent doctor would have done under the same or similar circumstances must also be determined by the trier of fact after being advised concerning the medical standards of practice and treatment in the particular case. An expert witness can and should give information about these standards without summarizing, qualifying or embellishing his evidence with expressions of opinion as to the conduct that might be expected of a hypothetical doctor similarly situated. The latter is not an appropriate subject for expert testimony. See Phoenix Assur. Co. of London v. Stobaugh, 127 Tex. 308, 94 S.W.2d 428.”
See also Sanchez v. Wade, Tex.Civ.App. — El Paso, no writ, 1974, 514 S.W.2d 812, 815; Prestegord v. Glenn, Tex.Civ.App. — Amarillo, 1970, 451 S.W.2d 791, reversed on other grounds, Tex., 456 S.W.2d 901; cf. Bender v. Dingwerth, 5 Cir., 1970, 425 F.2d 378, 385.
. The Texas Supreme Court has held that while expert testimony as to the “possibility”
. P. 1141.
. Insurance Company of North America v. Myers, Tex., 1966, 411 S.W.2d 710.
. Dr. Liebendorfer not only fills the shoes of an expert witness, but also has additional knowledge of the plaintiff’s individual physical problems because he successfully treated him for a number of years before he was incarcerated.
. The plaintiffs expert witness, Dr. Lieben-dorfer, made several statements which indicated that the prison doctors negligently treated plaintiffs diabetic condition. See, e. g., R.Vol. Ill at 74 (that the combination of diet, insulin injections and the administering of other drugs to control the other maladies of the plaintiff had resulted in successful treatment prior to his incarceration); R.Vol. Ill at 91 (prison officials should have provided a special diet for inmates with need for dietary control); R.Vol. Ill at 99 (the prison doctors should have checked plaintiff’s blood pressure more often); R.Vol. Ill at 86, 126 (prison doctors should have kept plaintiff on a controlled regimen of insulin dosages and dietary control and the failure to do so in the witnesses estimation was a contributing factor to the plaintiff’s stroke).
. There is also ample expert medical testimony of causation. See, e. g., R.Vol. III at 68-69 (causal connection between diabetes and circulatory ailments and more particularly stroke); R.Vol. III at 86 (failure to control plaintiff’s insulin dosages and diet was a contributing cause of the stroke); R.Vol. III at 126 (expert states that if plaintiff had been kept on the controlled regimen, as to diet and drug dosages, which he lived under prior to his incarceration he probably would not have had his stroke).
. P. 1141.
. Bourgeois v. United States, N.D.Tex., 1974, 375 F.Supp. 133; Brown v. United States, E.D. Ark., 1972, 342 F.Supp. 987; Cohen v. United States, N.D.Ga., 252 F.Supp. 679, reversed on other grounds, 5 Cir., 389 F.2d 689.
. 18 U.S.C.A. § 4042 requires:
§ 4042. Duties of Bureau of Prisons The Bureau of Prisons, under the direction of the Attorney General, shall—
(1) have charge of the management and regulation of all Federal penal and correctional institutions;
(2) provide suitable quarters and provide for the safekeeping, care, and subsistence of all persons charged with or convicted of offenses against the United States, or held as witnesses or otherwise;
(3) provide for the protection, instruction, and discipline of all persons charged with or convicted of offenses against the United States;
This section shall not apply to military or naval penal or correctional institutions or the persons confined therein.
. See R.Vol. I at 65. See also letters set out in the appendix at 417-24.
. See R.Vol. I at 66. At the time of his incarceration the plaintiff was taking marplan, a drug which was used in conjunction with nitroglycerin to treat his heart condition. R.Vol. Ill at 74. In addition, he was taking a drug called Rauwiloid for his high blood pressure as well as Librium and Phenobarbital which were relaxants. Id. Dr. Liebendorfer testified that these drugs were necessary for the continued maintenance of plaintiff’s health. See R.Vol. Ill at 100-01.
. For medical testimony to the effect that the prison diet was inadequate for a diabetic, see R.Vol. Ill at 86, 91, 99, 126, 301.
. R.Vol. II at 96.
. R.Vol. II at 98.
. R.Vol. II at 29-30.
. See, e. g., Newman v. Alabama, 5 Cir., 1974, 503 F.2d 1320 (pending en banc on Eleventh Amendment issue) (class action by inmates in state prison challenging the uniform practices of neglectful medical treatment by prison officials); Gates v. Collier, 5 Cir., 1974, 501 F.2d 1291 (pending en banc on Eleventh Amendment issue) (conditions which deprived inmates of basic elements of hygiene and adequate medical treatment held constitutionally impermissible).
. Particularly, 18 U.S.C.A. § 4042.