S15G1303. PATTERSON v. THE STATE.
S15G1303
Supreme Court of Georgia
JULY 14, 2016
RECONSIDERATION DENIED JULY 25, 2016
(789 SE2d 175)
HINES, Presiding Justice.
Robbins Ross Alloy Belinfante Littlefield, Richard L. Robbins, Alexander F. Denton, Alexa R. Ross, for Regulatory Technologies.
HINES, Presiding Justice.
This Court granted certiorari to the Court of Appeals in Patterson v. State, 332 Ga. App. 221 (770 SE2d 62) (2015), posing two questions: first, whether that Court erred in concluding that the crime of simple assault as set forth in
Ricky Patterson lived in a mobile home with his girlfriend, Wanda Bartley. While her adult son, Nathaniel Silvers, was present, Patterson and Bartley argued, and Bartley and Silvers urged Patterson to leave the
The issues before this Court on certiorari involve Patterson‘s conviction on Count 4 of the indictment, in which he was charged with “aggravated assault with an object,” as that crime is set forth in present
that Patterson
did commit an act which placed another person, to wit: Nathaniel Lane Silvers, in reasonable apprehension of immediately receiving a violent injury, said assault having been committed with an object which when used offensively against a person, is likely to and actually does result in serious bodily injury, by driving a motor vehicle in the direction of Nathaniel Silvers, striking Mr. Silvers with said vehicle, and pinning him up against a mobile home with said vehicle.
As this Court has noted:
Aggravated assault has two elements: (1) commission of a simple assault as defined by
OCGA § 16-5-20 [(a)] 2; and (2) the presence of one of three statutory aggravators. SeeOCGA § 16-5-21 [(b)] . The statutory aggravators are: (1) intent to rape, rob, or murder; (2) use of a deadly weapon or an offensive weapon likely to or actually resulting in serious bodily injury;3 and (3) shooting towards people from a vehicle without justification. SeeOCGA § 16-5-21 [(b)] (1)-(3) .
Guyse v. State, 286 Ga. 574, 576 (2) (690 SE2d 406) (2010). See also Brinson v. State, 272 Ga. 345, 347 (1) (529 SE2d 129) (2000) (“[C]entral to the offense of aggravated assault is that an assault as defined in
Patterson contends that as to Count 4, he was entitled to jury instructions on the lesser included crimes of reckless conduct, as set forth in
The Court of Appeals was correct in so stating. This Court has on multiple occasions noted that the crime of simple assault as set forth in
Nor have our repeated statements regarding intent under
is required is that the assailant intend to commit the act which in fact places another in reasonable apprehension of injury, not a specific intent to cause such apprehension. [Cit.]” Smith v. State, 280 Ga. 490, 492 (1) (629 SE2d 816) (2006). And, this conclusion regarding the requirements of
simple assault was defined as “an attempt to commit a violent injury on another.” Code Ann. § 26-1301 (now
OCGA § 16-5-20 (a) (1) ). Aggravated assault then was defined as an assault with intent to murder, rape, or rob. Code Ann. § 26-1302 (a) (1) (nowOCGA § 16-5-21 [(b)] (1) ). There was no analog toOCGA §§ 16-5-20 (a) (2) or21 [(b)] (2) . Thus, pointing a firearm at another without legal justification and without intent to murder, rape, or rob was always a misdemeanor, whether or not the victim was apprehensive of being injured. The 1968 codification included Code Ann. §§ 26-1301 (a) (2) and 26-1302 (a) (2), now codified asOCGA §§ 16-5-20 (a) (2) and21 [(b)] (2) , and established that the use of a deadly weapon in such manner as to place another in reasonable apprehension of immediate violent injury constitutes the felony of aggravated assault.
Id. (Emphasis supplied.) Thus, Rhodes stands for the proposition that
Notwithstanding these precedents, Patterson urges that this Court should nonetheless interpret
Thus, the Court of Appeals was correct in determining that, as to Count 4,
the State was required to show that Patterson intended to drive his van in the direction of Silvers, that Silvers was placed in reasonable apprehension of injury, and that the
van was an object that when used offensively against a person, [9] was likely to or actually did result in serious bodily injury. The State was not required to show an intent to injure or that Patterson intended to place Silvers in reasonable apprehension of injury.
Patterson, supra at 226 (2).10
Judgment affirmed. All the Justices concur, except Melton, Nahmias and Blackwell, JJ., who dissent.
Enacted in 1968,
1. Ricky Patterson and Wanda Bartley were involved romantically, and they lived together in a mobile home near Dalton. On November 1, 2011, Patterson returned from work to find that Bartley had been remodeling the home without him and drinking beer with
her adult son, Nathaniel Silvers. Patterson and Bartley began to argue, and at some point, Patterson became quite angry, taking a roast from the oven and throwing it on the ground, and smashing a glass cabinet with a cell phone. Bartley asked Patterson to leave, and eventually, Patterson walked outside and got into his Chevrolet van, which was parked about 20 feet from the home. Patterson started the van, shifted into a low gear, revved the engine, and accelerated quickly, driving toward one end of the mobile home. Although the precise sequence of events is unclear, Silvers stepped off the porch around the same time and proceeded into the yard adjacent to that same end of the mobile home, where he was struck by the van. The van pinned Silvers against the mobile home, leaving him with serious injuries from which he recovered only after a hospital stay.
Patterson was indicted, tried by a Whitfield County jury, and convicted of aggravated assault for having driven a motor vehicle toward Silvers, causing Silvers to apprehend injury.11 By definition, an aggravated assault requires a simple assault and a statutory aggravating circumstance, see Guyse v. State, 286 Ga. 574, 576 (2) (690 SE2d 406) (2010), and in this instance, the aggravated assault of which Patterson was convicted was predicated upon simple assault by placing another in reasonable apprehension of an imminent and violent injury, as provided in
conduct or reckless driving, but unless the State proved beyond a reasonable doubt that he intended to inflict an injury or cause Silvers to apprehend injury, Patterson urged that he could not properly be guilty of aggravated assault. Consistent with that approach, Patterson asked the trial court to charge the jury on reckless conduct and reckless driving as lesser offenses included in aggravated assault. The trial court refused that request.
After he was convicted and sentenced, Patterson appealed, contending that the trial court erred when it refused to charge the jury on reckless conduct and reckless driving. In Patterson v. State, 332 Ga. App. 221 (770 SE2d 62) (2015), the Court of Appeals rejected that contention and affirmed. Relying on cases from the line that traces back to Dunagan, the Court of Appeals said that aggravated assault by an act that places another in reasonable apprehension of imminent and violent injury requires no intent to inflict injury or cause such apprehension, only an intent to do the act, which, in this case, was the act of driving. See id. at 224-225 (2). Because reckless conduct and reckless driving in the circumstances of this case likewise would require a general intent to drive, the Court of Appeals reasoned, those offenses did not involve a “less culpable mental state than that which was required to establish the commission of the [aggravated assault] as charged.” Id. at 228-229 (2) (b), (c). Accordingly, the Court of Appeals concluded, there was no error in the refusal to charge the jury on reckless conduct and reckless driving as lesser offenses included in the aggravated assault. See id. at 229 (2) (b), (c). Patterson filed a petition for a writ of certiorari, and we granted the petition specifically to reconsider Dunagan and its progeny and to revisit the question of the intent required for an assault under
2. This case concerns the meaning of
588 (2) (761 SE2d 332) (2014) (citation and punctuation omitted). “The common and customary usages of the words are important, but so is their context.” Chan v. Ellis, 296 Ga. 838, 839 (1) (770 SE2d 851) (2015) (citations omitted). “After all, context is a primary determinant of meaning.” May v. State, 295 Ga. 388, 391 (761 SE2d 38) (2014) (citation and punctuation omitted). “For context, we may look to the other provisions of the same statute, the structure and history of the whole statute, and the other law — constitutional, statutory, and common law alike — that forms the legal background of the statutory provision in question.” Tibbles v. Teachers Retirement System of Ga., 297 Ga. 557, 558 (1) (775 SE2d 527) (2015) (citation and punctuation omitted). Considering the text and relevant context of the statute, our task is to discern the way in which the statute most naturally and reasonably would have been understood at the time of its enactment. See Warren v. State, 294 Ga. 589, 590 (755 SE2d 171) (2014). With these principles in mind, I turn now to the text and relevant context of
The definition of an assault [at common law] is an offer or attempt by force to do a corporal injury to another; as if one person strike at another with his hands, or with a stick, and misses him; for, if the other be stricken, it is a battery, which is an offence of a higher grade. Or if he shake his fist at another, or present a gun, or other weapon, within such distance as that a hurt might be given; or drawing a sword, and brandishing it in a menacing manner. But it is essential
to constitute an assault, that an intent to do some injury should be coupled with the act; and that intent should be to do a corporal hurt to another.
United States v. Hand, 26 F. Cas. 103, 104 (C.C.D. Pa. 1810) (citation omitted).
In time, the law of torts came to recognize another variety of assault, one that involves an act that places another in apprehension of an imminent injury. As early as 1934, the Restatement (First) of Torts acknowledged this kind of assault, noting that “[a]n act other than the mere speaking of words which, directly or indirectly, is a legal cause of putting another in apprehension of an immediate and harmful or offensive contact makes the actor liable to the other for the apprehension so caused.” Restatement (First) of Torts § 21 (1) (1934). Dean Prosser recognized the same sort of assault in his seminal treatise on the law of torts, although he understood the assault ordinarily to require that the apprehension of injury be a reasonable one:
Any act of such a nature as to excite an apprehension of a battery may constitute an assault. It is an assault to shake a fist under another‘s nose, to aim or strike at him with a weapon, or to hold it in a threatening position, to rise or advance to strike another, to surround him with a display of force, to chase him in a hostile manner, or to lean over a woman‘s bed and make indecent proposals, in such a way as to put her in fear.
Since the interest involved is the mental one of apprehension of contact, it should follow that the plaintiff must be aware of the defendant‘s act at the time, and that it is not an assault to aim a gun at one who does not discover it. Apprehension is not the same thing as fear, and the plaintiff is not deprived of his action merely because he is too courageous to be frightened or intimidated. . . .
At the same time, the courts have been reluctant to protect extremely timid individuals from exaggerated fears of contact, and seem to have required quite uniformly that the apprehension be one which would normally be aroused in the mind of a reasonable person. Perhaps if the defendant has knowledge of the plaintiff‘s peculiar and abnormal timidity, and intends to act upon it, there may be liability, but at least in the absence of such knowledge, there is no assault. Thus it is usually held that the defendant‘s act must
amount to an offer to use force, and there must be an apparent ability and opportunity to carry out the threat immediately. . . .
William L. Prosser, The Law of Torts § 10 (2nd ed. 1955) (footnotes omitted). In 1965, the Restatement (Second) of Torts also acknowledged that an act that places another in “imminent apprehension” of “a harmful or offensive contact” may form the basis for
At that time, however, it was equally accepted in the law of torts that such an assault requires a specific intent, either to actually inflict injury, or to arouse an apprehension of injury. The Restatement (First) recognized that assault by an act that causes another to apprehend injury necessarily requires that “the actor intends to inflict a harmful or offensive contact upon the other or a third person or to put the other or a third person in apprehension thereof.” Restatement (First) of Torts § 21 (1) (a). The Restatement (Second) likewise conditioned liability in tort upon one having “act[ed] intending to cause a harmful or offensive contact with the person of the other or a third person, or an imminent apprehension of such a contact.” Restatement (Second) of Torts § 21 (1) (a). Each of the Restatements recognized that, in the absence of such a specific intent, there was no liability for assault, even though “the act involves an unreasonable risk of causing [an imminent apprehension of injury] and, therefore, would be negligent or reckless if the risk threatened bodily harm.” Restatement (Second) of Torts § 21 (2). Accord Restatement (First) of Torts § 21 (2). Dean Prosser agreed, explaining:
There is, properly speaking, no such thing as a negligent assault. But the intent need not necessarily be to inflict physical injury, and it is enough that there is an intent to arouse apprehension. Thus it is an assault to fire a gun not aimed at the plaintiff for the purpose of frightening him, or to point it at him when the defendant knows that it is unloaded, and the plaintiff does not.
Prosser, supra, at § 10 (footnotes omitted).
As the notion of an assault by an act that places another in apprehension of imminent injury gained acceptance in the law of torts, it made its way into the criminal law. See United States v. Rizzo, 409 F.2d 400, 403 (7th Cir. 1969), disapproved on other grounds by
Simpson v. United States, 435 U. S. 6, 11 (II), n. 6 (98 S. Ct. 909, 55 L. Ed. 2d 70) (1978). See also Bell, 505 F.2d at 540. In 1958, the United States Supreme Court observed that a criminal assault under federal law consists of “putting another in apprehension of harm whether or not the actor actually intends to inflict or is capable of inflicting that harm.” Ladner v. United States, 358 U. S. 169, 177 (79 S. Ct. 209, 3 L. Ed. 2d 199) (1958). Even so, it was understood that such apprehension had to be reasonable for purposes of criminal assault, just as for assault in the law of torts. See Rizzo, 409 F.2d at 403 (“It is usually required that the apprehension of harm be a reasonable one.” (Citations omitted)). Likewise, the criminal law appears to have assimilated the notion that an assault by placing another in apprehension of an imminent injury required a specific intent to arouse such apprehension, if not an intent to actually inflict injury. See United States v. Beasley, 438 F.2d 1279, 1282 (6th Cir. 1971), disapproved on other grounds by Simpson, 435 U. S. at 11 (II), n. 6 (explaining that robbery was aggravated by assault where “the robber is shown to have possessed the intent to generate apprehension on the part of his victim, and where the victim, in fact, is shown to have been placed in reasonable apprehension by the robber‘s conduct, regardless of the robber‘s ability actually to inflict harm“).
The general acceptance of these ideas as a matter of criminal law was not limited to the federal courts. In 1962, these principles were incorporated into the Model Penal Code, which provided that one committed simple assault by “attempt[ing] by physical menace to put another in fear of imminent serious bodily injury.” Model Penal Code § 211.1 (1) (c). Moreover, by the late 1960s, most American jurisdictions had come to recognize criminal assault by an act arousing apprehension of imminent injury, as well as the traditional sort of criminal assault involving an attempt to inflict injury. See Bell, 505 F.2d at 540 (citing criminal law treatises published in the 1930s, 1940s, 1950s, and 1960s). In those jurisdictions, a criminal assault “consisted either of an actual attempt to commit a battery or of an intentional subjection of another to reasonable apprehension of receiving a battery.” Commentaries to the Model Penal
It is sometimes stated that this type of assault is committed by an act (or by an unlawful act) which reasonably causes another to fear immediate bodily harm. This statement is not quite accurate, however, for one cannot (in those jurisdictions which have extended the tort concept of assault to criminal assault) commit a criminal assault by negligently or even recklessly or illegally acting in such a way (as
with a gun or a car) as to cause another person to become apprehensive of being struck. There must be an actual intention to cause apprehension, unless there exists the morally worse intention to cause bodily harm.
Wayne R. LaFave, 2 Substantive Criminal Law § 16.3 (b) (2nd ed. 2003) (footnotes omitted). See also 6A CJS Assault § 82 (“Generally, an intent to injure or to cause a reasonable apprehension of bodily injury is an essential element of the offense.” (Footnote omitted)); 6 AmJur2d Assault and Battery § 17 (“[A]ssault of the intentional frightening variety is a specific intent crime. It must be proved that the defendant intended to create an apprehension in the victim by threatening conduct.” (Footnotes omitted)).
These trends played out in Georgia as well. In 1833, the General Assembly enacted a Penal Code that defined assault as “an attempt to commit a violent injury on the person of another,” Ga. L. 1833, p. 153, consistent with the notion of a criminal assault at common law in England. For the next 135 years, our statutory law defined criminal assault exclusively in those terms. See, e.g., Code of 1863, § 4256; Code of 1868, § 4291; Code of 1873, § 4357; Code of 1882, § 4357; Penal Code of 1895, § 95; Penal Code of 1910, § 95; Code of 1933, § 26-1401. Even so, this Court in several cases endorsed the idea that criminal assault was not limited to circumstances in which the accused had an “actual present ability” to inflict injury, but extended as well to cases in which the accused had “a reasonably apparent present ability, so as to create an apprehension that the injury may be inflicted.” Thomas v. State, 99 Ga. 38, 42 (26 SE 748) (1896) (citation omitted).
Although these cases were decided under statutory law that defined criminal assault solely in terms of an attempted battery, they are far more consistent with the notion of criminal assault as an act that places another in reasonable apprehension of an imminent and violent injury. For instance, this Court held in Crumbley v. State, 61 Ga. 582, 584 (1878), that firing a shotgun toward the engineer of a passing locomotive — an act that produced a visible response from the engineer — was an assault, notwithstanding that the shotgun was only loaded with powder and was not, therefore, actually capable of inflicting injury from a distance. Likewise, in Thomas, this Court affirmed an assault conviction upon evidence that the accused had threatened to beat a woman about the head, raised a stick, and started toward her, notwithstanding that the accused never got closer to the woman than about twenty-five steps. 99 Ga. at 40-41. In Robinson v. State, 118 Ga. 750, 750 (45 SE 620) (1903), we affirmed a conviction for assault in a case in which the accused drew back his
hand as if he were about to strike the victim with a bottle that he was grasping, citing Thomas and explaining that it was for the jury to decide whether the accused had the “apparent ability” to strike the victim, “his demonstration causing her to entertain reasonable fear of injury to secure her safety.” Although we attempted to couch these decisions in terms of a criminal assault at common law — exactly as the statutory law then defined criminal assault — commentators later would come to recognize these decisions as a judicial recognition of a different sort of criminal assault, assault by an act placing another in reasonable apprehension of injury. See, e.g., Commentaries to the Model Penal Code, supra, Part II, § 211.1, n. 19 (citing Crumbley as support for the proposition that most jurisdictions had defined criminal assault as “either ... an actual attempt to commit a battery or ... an intentional subjection of another to reasonable apprehension of receiving a battery“).
In recognizing criminal assault as an act that arouses an apprehension of injury, we
(b) Amid concerns that the existing statutory law was contributing to “confusion in the field of criminal law,”15 the General Assembly commissioned a Criminal Law Study Committee in 1961 to undertake a “thorough study of the criminal laws” and to recommend
“a revision of the laws relative to criminal law and procedure,” with an eye toward eliminating “ambiguities and inconsistencies.” Ga. L. 1961, p. 96. After several years of study, the Study Committee proposed a comprehensive revision of the statutory law that retained “as many [of the existing statutes] as possible,” but also reflected the decisions of the Georgia courts interpreting the existing statutory law, the Model Penal Code, and “the weight of the authority in other states.” Ga. Code Ann. bk. 10, tit. 26, p. 3, Criminal Law Study Committee Foreword (Harrison 1988).16 Based on the work of the Study Committee, the General Assembly in 1968 enacted a comprehensive revision of the criminal laws. See Ga. L. 1968, p. 1249.
As a part of that revision, the General Assembly adopted the provisions now codified at
For the present purposes, a few additional provisions of the 1968 enactment are noteworthy. The General Assembly for the first time provided that a simple assault “with a deadly weapon” was aggravated assault, a provision now codified at
The 1968 enactment, however, carried forward the provision now codified at
(c) To answer that question, one must ascertain the meaning of the statutory text, as it would have been most naturally and reasonably understood at the moment of its enactment in 1968. See Warren, 294 Ga. at 590. That meaning cannot be discerned simply by reading the words of
The text of
of an act or omission to act and intention or criminal negligence,”
where [the legislature] borrows terms of art in which are accumulated the legal tradition and meaning of centuries of practice, it presumably knows and adopts the cluster of ideas that were attached to each borrowed word in the body of learning from which it was taken and the meaning its use will convey to the judicial mind unless otherwise instructed. In such case, absence of contrary direction may be taken as satisfaction with widely accepted definitions, not as a departure from them.
Morissette v. United States, 342 U. S. 246, 263 (I) (72 S. Ct. 240, 96 L. Ed. 288) (1952). The provision of
The notes of the Criminal Law Study Committee that accompanied the legislation adopting
(a) (2) “is the former Georgia law,” and in support of that notation, the Committee cited Crumbley and Thomas. Equally significant, having undertaken a comprehensive study of not only existing Georgia law, but also the “weight of the authority in other states,” the Committee reported that the statute was consistent with “the law in a majority of the American States.” Without a requirement of specific intent, however, that simply would not have been true.
Other provisions of the 1968 comprehensive revision of the criminal laws also support this view. Recall that the General Assembly also enacted statutes concerning reckless conduct and the intentional pointing of a gun at another as a part of the 1968 revision. Recall as well that the revision was intended, among other things, to eliminate inconsistent and overlapping laws to the extent possible. If assault under
In view of the statutory text and its relevant context,
3. Starting with Dunagan, this Court has held in several cases that
at another, we said:
The aggravated assault definition includes an element not contained in the pointing of a firearm definition, specifically: a resulting reasonable apprehension of immediate violent injury. Thus, if the victim
is not placed in reasonable apprehension of immediate violent injury by the pointing of the firearm, only the misdemeanor of pointing a firearm (and not the felony of aggravated assault) has been committed. (This would be the case where the victim was completely unaware that a firearm was pointed at him. On the other hand, if the pointing of the firearm placed the victim in reasonable apprehension of immediate violent injury, the felony of aggravated assault has occurred.)
In Dunagan, we quoted from that passage in Rhodes: “If the pointing of a firearm places the victim in reasonable apprehension of immediate violent injury, the felony of aggravated assault has occurred.” 269 Ga. at 593 (2) (b) (punctuation omitted). Then, without further analysis, we held that
an assault under [
OCGA § 16-5-20 (a) (2) ] looks to the victim‘s state of mind, rather than the accused‘s, to establish the elements of an assault. There is an intent of the accused that must be shown, but it is only the criminal intent to commit the acts which caused the victim to be reasonably apprehensive of receiving a violent injury, not any underlying intent of the accused in assaulting the victim.
Id. at 594 (2) (b).18 Subsequent cases in which this Court held that
to the analysis. See, e.g., Stobbart v. State, 272 Ga. 608, 611-612 (3) (533 SE2d 379) (2000) (citing Dunagan); Jackson v. State, 276 Ga. 408, 412, n. 5 (577 SE2d 570) (2003) (citing Dunagan); Flores v. State, 277 Ga. 780, 784 (3) (596 SE2d 114) (2004) (citing Jackson); Smith v. State, 280 Ga. 490, 491-492 (1) (629 SE2d 816) (2006) (citing line of Court of Appeals cases that was referenced in Dunagan and that leads back to Rhodes); Dryden v. State, 285 Ga. 281, 282 (676 SE2d 175) (2009) (citing Jackson); Guyse, 286 Ga. at 577 (2) (citing Jackson); Walker v. State, 293 Ga. 709, 712-713 (2) (b) (749 SE2d 663) (2013) (citing Jackson); Allaben v. State, 294 Ga. 315, 321 (2) (b) (1) (751 SE2d 802) (2013) (citing Jackson and Walker); State v. Owens, 296 Ga. 205, 210 (3) (a), n. 14 (766 SE2d 66) (2014) (citing Jackson). In the end, the soundness of the analysis in Dunagan and its progeny rests entirely upon the idea that Dunagan understood Rhodes correctly. Upon further reflection, however, it is clear that Dunagan did not.
Rhodes plainly holds that the apprehension of the victim is an element that distinguishes an aggravated assault by pointing a gun at another and arousing apprehension of injury from the crime of merely pointing a gun at another, and that certainly is true enough. But Rhodes did not explicitly state that this distinction was the only distinction between these offenses. More important, Rhodes said nothing at all about the state of mind required for an assault by an act that arouses a reasonable apprehension of imminent and violent injury. Perhaps that is because Rhodes was a case in which the defendant indisputably had a specific intent to arouse apprehension, and so, no party raised a question about the requisite intent. In the paragraph of Rhodes immediately following the passage upon which Dunagan relied, we said:
Rhodes’ act was clearly the felony of aggravated assault. The testimony showed that [the victim], as well as the three passengers in his car, were aware of and understandably apprehensive of immediate
violent injury. Rhodes’ own testimony (“I was showing the gun to him so he would leave me alone.“) revealed that his purpose in pointing the weapon was to place [the victim] in apprehension of immediate violent injury. The request for a charge on misdemeanor manslaughter properly was denied.
257 Ga. at 370 (6) (emphasis supplied). Our specific reference to the intent of the defendant could be taken to imply that the Court in Rhodes thought that such an intent was essential to an assault by an
act arousing reasonable apprehension. But in any event, that reference makes perfectly clear that Rhodes cannot fairly be characterized as holding that such intent is not an element of assault under
4. Even so, Dunagan and its progeny are precedents of this Court, and we ordinarily “adhere to the principle of stare decisis, which directs the courts to stand by their prior decisions.” Smith v. State, 295 Ga. 120, 121 (757 SE2d 865) (2014). To be sure, “[t]he application of the doctrine of stare decisis is essential to the performance of a well-ordered system of jurisprudence.” Etkind v. Suarez, 271 Ga. 352, 357 (5) (519 SE2d 210) (1999) (citation omitted). See also State v. Jackson, 287 Ga. 646, 658 (5) (697 SE2d 757) (2010). As the United States Supreme Court has explained,
[v]ery weighty considerations underlie the principle that courts should not lightly overrule past decisions. Among these are the desirability that the law furnish a clear guide for the conduct of individuals, to enable them to plan their affairs with assurance against untoward surprise; the importance of furthering fair and expeditious adjudication by eliminating the need to relitigate every relevant proposition in every case; and the necessity of maintaining public faith in the judiciary as a source of impersonal and reasoned judgments.
Moragne v. States Marine Lines, 398 U. S. 375, 403 (IV) (90 S. Ct. 1772, 26 L. Ed. 2d 339) (1970). That said, “stare decisis is not an inexorable command,” Jackson, 287 Ga. at 658 (5) (citation and punctuation omitted), and “sometimes, there are compelling reasons to reexamine an earlier decision.” Smith, 295 Ga. at 122. After all, “[w]isdom too often never comes, and so one ought not to reject it merely because it comes late.” Henslee v. Union Planters Nat. Bank & Trust Co., 335 U. S. 595, 600 (69 S. Ct. 290, 93 L. Ed. 259) (1949) (Frankfurter, J., dissenting). See also Dietz v. Bouldin, 579 U.S. 40, 136 S. Ct. 1885, 195 L. Ed. 2d 161 (2016) (“All judges make mistakes. (Even us.)“). When we have occasion to consider whether a precedent of this Court ought to be reexamined, we consider a number of factors, including “the age of the precedent, the reliance interests involved, the workability of
the prior decision, and most importantly, the soundness of its reasoning.” State v. Hudson, 293 Ga. 656, 661 (748 SE2d 910) (2013) (citation and punctuation omitted). “We also consider the ease with which the People and their elected representatives might overrule our precedents, if they think them incorrect.” Lejeune v. McLaughlin, 296 Ga. 291, 298 (2) (766 SE2d 803) (2014). “In the end, we always must balance the importance of having the question decided against the importance of having it decided right.” Smith, 295 Ga. at 122 (citation omitted; emphasis in original). With these principles in mind, I turn now to the question of stare decisis with respect to Dunagan and its progeny.
As for the age of the precedents, Dunagan was decided only 18 years ago, and most of its progeny was handed down in the last ten years. Moreover, many of these cases involved mutually exclusive verdicts, discussed the intent element of assault only in that context, see, e.g., Jackson, 276 Ga. at 412 (2), n. 5, and already have been overruled by this Court with respect to their holdings about mutually exclusive verdicts. See State v. Springer, 297 Ga. 376, 383 (2) (774 SE2d 106) (2015) (overruling Jackson, Flores, Dryden, Walker, and Allaben). Revisiting Dunagan and its progeny, therefore, would not disturb precedents that are firmly established and well settled in our jurisprudence. See, e.g., Lejeune, 296 Ga. at 298-299 (2) (overruling 43-year-old precedent and its progeny); Georgia Dept. of Natural Resources v. Center for a Sustainable Coast, 294 Ga. 593, 601 (2) (755 SE2d 184) (2014) (overruling precedent that was “less than 20 years old” and citing cases in which the Court overruled precedents that were 29 and 90 years old); Hudson, 293 Ga. at 656-657 (unanimous decision overruling 38-year-old precedent). In any event, “without more, that we have been wrong for many years and in many cases is no reason to persist in the error.” Lejeune, 296 Ga. at 298-299 (2) (citations omitted).
When the courts speak of reliance interests in the context of stare decisis, they refer to contract interests, property rights, and other substantive rights. See Jackson, 287 Ga. at 658 (5). See also Hudson, 293 Ga. at 661. The proper understanding of a statute defining criminal assault ordinarily implicates no such interests, and the State has identified no reliance interests in this case. To the contrary, at oral argument, the State conceded that, if we were to conclude that Dunagan and its progeny are out of step with the most natural and reasonable understanding of
About the practicality of the precedents, Dunagan and its progeny lay down a clear and bright rule — the only intent required under
According to our precedents, all that is required for a simple assault under
Worse still, if an act involves the use of a deadly weapon or an object that is reasonably likely to cause serious injury — a firearm or a motor vehicle, for instance — the assault will amount to an aggravated assault. To illustrate, suppose that you are driving down an Interstate highway, and you intentionally steer your car into an adjacent lane, having carefully checked to see that the lane is unoccupied and that you might safely change lanes. If you missed another vehicle in your blind spot, and if by encroaching upon its lane, you cause the driver of the other vehicle to apprehend an imminent and violent injury, you have committed an assault under Dunagan and its progeny, one that may well be aggravated by your use of the vehicle. Or
approaching more quickly than you originally had thought. These sorts of things have happened to most of us. In most instances, we react quickly enough (or the other driver does) to avoid any physical harm. But under Dunagan and its progeny, if such acts happen to put another in reasonable apprehension of an imminent and violent injury, we have committed an aggravated assault. Under the precedents of this Court, most farmers and teachers, peace officers and preachers, lawyers, and members of this Court, as well as many members of the General Assembly, would be felons, saved from prosecution only by the grace of a prosecuting attorney.19
These illustrations suggest, of course, that Dunagan and its progeny have construed
to an assault. The same is true with respect to reckless driving, see
As for the analytical soundness of the precedents, I have said enough already. The majority today attempts to prop up these precedents by reference to statutory text, but its analysis is largely indifferent to relevant and important statutory context and is not, therefore, complete or convincing. Dunagan and its progeny are based on a misapprehension of Rhodes, they are inconsistent with the most natural and reasonable understanding of
That the General Assembly might readily amend
Even when there is a strong reason to infer legislative acquiescence, this Court has found compelling reasons to depart from precedents about the meaning of a statute. See, e.g., Garza v. State, 284 Ga. 696, 702-703 (1) (670 SE2d 73) (2008). We have a duty to ascertain the meaning of the statutory law, and we must endeavor to do so in a way that is consistent with the familiar and settled principles of statutory interpretation. Sometimes we may get it wrong, and yet, if we have made our best effort, it may be more appropriately left to the General Assembly to set things right. But before we call it a day and declare our judicial work at an end, we ought to try at least once to undertake the sort of careful textual analysis (including a consideration of relevant context) that, if done properly, would reveal the most natural and reasonable understanding of the statute. Construing
For these reasons, I would overrule Dunagan and its progeny to the extent that they construe
I am authorized to state that Justice Melton and Justice Nahmias join in this dissent.
DECIDED JULY 14, 2016 —
RECONSIDERATION DENIED JULY 25, 2016.
G. Brandon Sparks, Michael R. McCarthy, for appellant.
Herbert J. Poston, Jr., District Attorney, Susan L. Franklin, Benjamin B. Kenemer, Assistant District Attorneys, for appellee.
Notes
See Ga. L. 2014, p. 441.A person commits the offense of aggravated assault when he or she assaults:
- With intent to murder, to rape, or to rob;
- With a deadly weapon or with any object, device, or instrument which, when used offensively against a person, is likely to or actually does result in serious bodily injury[.]
A person commits the offense of simple assault when he or she either:
- Attempts to commit a violent injury to the person of another; or
- Commits an act which places another in reasonable apprehension of immediately receiving a violent injury.
A person who causes bodily harm to or endangers the bodily safety of another person by consciously disregarding a substantial and unjustifiable risk that his act or omission will cause harm or endanger the safety of the other person and the disregard constitutes a gross deviation from the standard of care which a reasonable person would exercise in the situation is guilty of a misdemeanor.
Any person who drives any vehicle in reckless disregard for the safety of persons or property commits the offense of reckless driving.
An accused may be convicted of a crime included in a crime charged in the indictment or accusation. A crime is so included when:
- It is established by proof of the same or less than all the facts or a less culpable mental state than is required to establish the commission of the crime charged; or
- It differs from the crime charged only in the respect that a less serious injury or risk of injury to the same person, property, or public interest or a lesser kind of culpability suffices to establish its commission.
The majority likewise hints that “ordinary behavior” perhaps might not properly form the basis for an aggravated assault, referring to the “element” of “when used offensively against a person.” In the first place, this putative limitation would not apply at all to simple assaults, nor would it apply to assaults aggravated by use of a “deadly weapon,” as opposed to an “object, device, or instrument which, when used offensively against a person, is likely to or actually does result in serious bodily injury.” Second, it is not clear that the so-called element to which the majority refers is anything more than an essential characteristic of an “object, device, or instrument” that may form the basis for an aggravated assault under former
