Rulе 3 of the rules of this court requires very little information that must be specified in a notice of appeal from a judgment or order of the Superior Court. In fact, it requires only two things: specification of “the party or parties taking the appeal,” which is done by “naming each one in the caption or body of the notice,” and designation of “the judgment, order, or part thereof being appealed.” D.CApp. Rule (3)(c)(l)(A) and (B). Because the notice of appeal in this case did not comply with the first requirement, we dismiss the appeal for lack of jurisdiction.
This case has a long and tortured histo
ry
— see
District of Columbia v. Patterson,
The District and the plaintiffs filed cross-appeals, “the District arguing that the plaintiffs were not entitled to any counsel fees because they were not prevailing parties, and the plaintiffs arguing that the trial court erred in not awarding them a reasonable counsel fee.”
Patterson II,
On remand, the trial court denied plaintiffs’ request for attorneys’ fees. Without deciding whether plaintiffs were prevailing рarties, the court ruled that plaintiffs could not recover because the attorneys’ fees “were covered by the broad releases executed by the plaintiffs in settling their individual cases.”
Patterson II,
On the second remand, the trial court once more denied plaintiffs’ claim for attorneys’ fees, concluding that plaintiffs were not prevailing parties. The attorney for the plaintiffs timely filed a notice of appeal. Whereas the prior two notices of appeal in this litigation (filed by the same attorney as the one who filed the notice of appeal in this case) listed all of the plaintiffs seeking review, the notice of appeal of the latest order listed in the cаption and the body of the notice only Patterson as the person appealing. It is undisputed that Patterson’s claim is not before us because Patterson settled her claims long ago.
A notice of appeal “must specify the party or parties taking the appeal by naming each one in the caption or body of the notice.” D.C.App. R. 3(c)(1)(A). This cardinal rule of appellate procedure is jurisdictional.
Torres v. Oakland Scavenger Co.,
In 1993, the federal rules were amended to do “away with Torres’ harsh result.” 16A Wright, Miller & Cooper, Federal PRACTICE & Procedure § 3949.4, at 87 (4th ed. 2008). Thus, our rule — which tracks the revised federal rule — now says that an “attorney representing more than one party may describe those parties with such terms as ‘all plaintiffs,’ ‘the defendants,’ ‘the plaintiffs A, B, et al.,’ or ‘all defеndants except X.’ ” D.CApp. R. 3(c)(1)(A). Moreover, Rule 3(c)(4) states that “[a]n appeal may not be dismissed for informality of form or title of the notice of appeal, or for failure to name a party whose intent to appeal is otherwise clear from the notice.”
The 1993 amendment, however, has “not eliminate^] the requirement that a рarty who intends to appeal be identified in some way” in the notice of appeal. 16A Federal Practice & Procedure § 3949.4, at 90. As the Second Circuit has put it, the amendment “offers no relief in situations where ... the party is ‘never named or otherwise designated, however inartfully.’ ”
Billino v. Citibank, N.A.,
Indeed, there is good reason to believe that our Rule 3 is more dеmanding than its federal counterpart. As we observed in
Vines v. Manufacturers & Traders Trust Co.,
[f]ailure to provide any of the information requested on Form 1 or Form 2, except for the specification of the party or parties taking the appeal and the designation of the judgment or order, or part thereof being appealed, will not deprive the court of jurisdiction to consider the appeal. An appeal nevertheless may be dismissed if, after notice, the рarty or parties taking the appeal fail to provide the information requested by Form 1 or Form 2.
Id. (quoting Rule 3(c)(5) (emphasis added)). Thus, under our rule, even more so than under the federal rule, “there is an implicit warning ... that the liberal construction of the rule will not apply if a party fails” to specify the party purporting to take an appeаl. Id. (Vines refused to apply liberal construction to the aspect of Rule 3 that requires a notice of appeal to designate the judgment or order being appealed, but Vines’ reasoning plainly applies to the other exception listed in Rule 3(c)(5) — the specification-of-parties requirement at issue here.)
Turning to the facts of this case, we hold that under the plain language of Rule 3, as well as the cases interpreting that rule, the latest notice of appeal filed in this case is ineffective to preserve for review the claims of plaintiffs other than Patter
son
— i.e., the only plaintiffs with live claims. As mentioned above, the notice of appeal lists only Patterson as the “appellant.” Further, the notice designates the attorney filing the notice — the same attorney who twice previously listed each of the plaintiffs as appellants — as “Counsel for Plaintiff,” in the singular. More than that, the notice does not refer, as permitted by Rule 3(c)(1)(A), to “all plaintiffs,” does not say “et al.” after Patterson, and does not otherwise state in any of the myriad ways permitted by revised Rule (3)(c)(l)(A) that anyone other than Patterson is seeking review. To be sure, as plaintiffs write, the notice “contains express references to the order below and the procedural history of the case.” Such references, however, do not suffice to demonstrate compliance with the rule.
See Paramedics Electromedicina,
Our conclusion would not change even if — contrary to the holding in
Vines
that the “exception” in Rule 3(c)(5) does not pеrmit liberal construction of the specification-of-parties requirement of Rule 3(c)(1)(A)
(see
Recognizing that, contrary to the requirement of Rule 3(c)(1)(A), the notice of appeal in this case does not “nam[e]” each party seeking to appeal, plaintiffs seek refuge in Rule 3(c)(4). That rule precludes dismissal “for failure to name a party whose intent to appeal is otherwise clear from the notice.” In arguing that their intent tо appeal was clear from the notice of appeal, plaintiffs point out that shortly after their attorney filed the notice, the District of Columbia filed a mediation statement in this court. In the statement, the District captioned the case as “Terrie Patterson, et al. v. District of Columbia” and acknowledged that Patterson’s claims were no longer before the court.
Plaintiffs’ rеliance on the mediation statement fails for several reasons. To begin, there is the language of Rule 3(c)(4), which says that a party’s intent to appeal must be gleaned
“from the notice.”
(Emphasis added);
cf. Smith,
Plaintiffs’ final argument against dismissal is that the District “does not claim that it suffered prejudice as a result of any technical omissions in the Notice.” We are not persuaded. Initially, we doubt that the absence of prejudice should ever have bearing on a case like this. As Justice Marshall explained in
Torres,
In closing, we appreciate that dismissal here may sеem harsh. Sympathy for the plaintiffs, however, cannot alter our analysis.
See Billino,
The appeal is
Dismissed.
