*2 ALDISERT, Before HIGGINBOTHAM SLOVITER, Circuit Judges. OPINION OF THE COURT SLOVITER, Judge. Circuit I.
Issue This appeal is an from the of sum- defendant, mary judgment in favor of the Wagner Mining Equipment (Wagner). Co. diversity In this action seeks dam- decedent, ages for the of her Ger- death (Hollinger), maine who S. 27, 1977 May underground killed on at an operated mine by Corp. Bethlehem Mines (Bethlehem) Morgantown, Pennsylvania, being by scooptram1 operat- after struck by employee, ed another Bethlehem Irvin Hartz. The was manufactured by Wagner opera- put in 1969 into by year tion November Bethle- hem. court, scoop- derground As defined the district “A Min mines.” tram, (load-haul-dump) ing Equipment also as known an LHD 895 n.1 unit, trackless, profile powered (E.D.Pa.1981). is a low diesel transport vehicle used to earth ore in un- claim, entries, numbered, of which were
Plaintiff’s which evolved in its side three 03,02 east, present during discovery, form is that west from and More than scooptram was sold in an unsafe entry condition 50 feet east was another small entry 402A of explosive defined section the Restate- in which was located an (Second) storage ment Torts2 To because was not box. the farthest east was the with an automatic valve from which tank water the scrubber *3 at the time of its sale. scooptram moved for of the was filled. Across the judgment, contending (i.e. essentially entry tunnel from to the south prove that undisputed entry) drainage manway. the facts the was a water alleged did Hollinger’s assign defect not cause It was practice a common to three work, granted summary death. persons production The district court to in one drift. judgment finding Wagner, genu- to that no Hollinger helper drilling and his were ine issue exists as to the fact material blasting oversized chunks of ore which had “the approach- decedent saw and heard the placed entry. The third ing scooptram,” and therefore that “the Hartz, employee, scooptram operator, presence or absence of or audible visual drawing was muck from the 01 and 02 device, whose sole function would have point it dumping entries and at a west of been to alert the decedent that the scoop- Hollinger helper the 03 his entry. left tram coming, was could not have caused the entry the 03 and walked east in the di- Hollinger Wagner accident....” v. Min- entry rection and the water drain- ing Equipment F.Supp. 899 age manway directly located across the tun- (E.D.Pa.1981). The court held in the alter- entry. roughly nel from the 01 At same native that if even causation could be estab- time, Hartz noticed the scrubber tank lished, there liability imposed could be no scooptram empty. was In order to the manufacturer 402A(l)(b) under section tank, proceeded refill the he towards the (Second) of the Restatement of Torts be- valve, water approximately located 102 feet cause operative Bethlehem had removed the entry. east the 01 As he was proceeding manual horn with which the scooptram was tunnel, Hollinger east in the Hartz saw sold, originally thereby effecting a “sub- standing at the entrance the water drain- change” stantial scooptram’s in the condi- age manway right side the tunnel tion. at Id. 900-02. We find that summa- entry. the 01 across from testified Hartz ry judgment on either of these grounds was Hollinger scoop- turned to face the inappropriate on the record before the dis- tram, that he saw on Hollinger’s trict court and remand. helmet, and that such a was turn in accord- practice. Holling- ance with standard mine II. stepped drainage er then into the water
Facts
manway.
sighting,
At
time
this
The following facts are
dispute.
point
not in
scooptram was at a
between the 02
accident,
At the
Hollinger
entries,
time of the
approximately
and and 03
100 to 150
his helper, Rump,
working
were
in the
away
“607
feet
from the entrance
the water
East
Drift”
drainage manway.
Bethlehem
The
was
Production
along
Hartz,
mine
operating
who
moving
was
approximately
per
five miles
the scooptram. The diagram in the
Hollinger
record hour. Hartz was unable to see
of this portion of the drift shows a
drainage
again
main the entrance to the
manway
wide,
tunnel at least 10 feet
proceeded
tunnel,
off
north
as he
further down the
provides
part:
(a)
engaged
2. Section 402A
in relevant
the seller is
in the
business
selling
product,
such a
(1)
any product
One who sells
in a defec-
(b)
expected
it is
does reach the
unreasonably dangerous
tive condition
to the
change
user or
without substantial
consumer
property
subject
user or consumer or to his
in which
is sold.
condition
liability
physical
thereby
harm
caused
Pennsylvania
adopted
has
section 402A. Webb
consumer,
to the ultimate user or
or to his
Zern,
422 Pa.
III.
passing
entry,
the 03
he saw
A.
entry
across from the 01
and he saw him
Summary Judgment
acknowledge
turn and
the scooptram’s ap-
*4
of
Rule 56
the Federal Rules
proach. However,
of Civil
there was also testimo-
provides
Procedure
may
trial
court
uncontradieted,
ny, apparently
that the dis-
enter summary judgment
pleadings,
“if the
scooptram
tance between
Hollinger
depositions,
interrogatories,
answers to
point
at this
was 100 to 150 feet. Weik
file, together
admissions on
with the affida Dep.
at
Hartz testified that he was
vits,
any,
if
show that
is no genuine
there
traveling at no
than
per
more
five miles
issue as to any material fact and that the
time,
34-35;
hour
at
Dep.
at
Hartz
moving party is
judgment
entitled to a
aas
thus,
least 14
20
at
to
seconds must have
matter of law.” We have characterized
elapsed between
time
sighting
“
of
summary judgment as
‘a drastic reme
Therefore,
the time of impact.
even if
”,
dy’
and have made clear “that courts are
Hartz’
Hollinger
establishes that
any
to resolve
doubts as to the
existence
scooptram
was aware of the
when it was
genuine
issues
fact against
moving
away,
100 to 150 feet
it fails to establish
parties.”
Marshall,
v.
Ness
Proximate Cause Report; Dep. Bethlehem Accident Weik at apparently undisputed It is 23-24.3 also The first basis for the district court’s summary judgment occasion, was scooptram’s route on According Superintendent enough powder complete to Assistant Mine number to blast, Weik. they going chunks were to and at that Rump Hollinger’shelper, they secondary- point, Rump Hollinger say anything was didn’t were — preparing large Rump going powder, some chunks for to that he for more was blasting they quite ... didn’t have entry proceeding past the 01 and on to them.” This was the basis for Barbe’s con- valve, previ- water was a deviation its from type clusion that of a biodirectional “[s]ome pattern ous turning into the 02 or alarm,” rating set at different decibel entry to mucking operations.4 continue its frequency identify a danger so as it as 81a; Report, App. Dep. MESA Weik signal, necessary alert miners to the evidence, 35-36. In view of this scooptram’s approach and to the fact might reasonably conclude that even if Hol- go- the driver could not see where he was linger scooptram had seen it was ing. Barbe at 10-11. The sound and passing entry, the 03 he assumed it generated itself going to turn into the 02 or 01 entry as apparently adequate were not considered done, previously and therefore he warning by Mining the Federal Enforce- continued to walk explo- east towards the (MESA) Safety ment and Administration storage sives box5 with his back to the report since accident recommended that scooptram. Even if heard the scooptrams be with audible warn- scooptram’s approach, may continued App. ing devices. at 83a. unaware of its exact location and if he unconcerned believed that it was go- recognize We that under the circum ing turn reaching off before him. case, stances of this will not be produce district court also stressed the able evidence of Hollinger’s evi- dence that up “lit during like actions or state of mind the crucial Christmas tree” Nonetheless, and had a noise level period.7 com- 14 to 20 given second parable truck,6 to a diesel Holling- and that summary judgment, strict standard for *5 er “had no hearing seeing prob- known we believe the that district court could not lems.” 505 F.Supp. apparent- at 899. This conclude as a matter of law Hollinger that ly led the district court to a conclude that scooptram’s presence was aware of the im jury reasonable must necessarily infer that mediately impact. before the jury Since a the noise and generated by the scoop- reasonably could that he was conclude tram in operation normal by would itself scooptram’s presence aware of the at that have been sufficient to have alerted Hol- time, it also an could conclude that auto linger to approach. its matic warning device would have alerted Hollinger
However, scooptram’s to the approach, and there was testimony plain- expert, Barbe, prevented tiff’s thus could have Lewis the the accident. that normal operating Ordinarily scooptram, jury noise of the a the while must determine issue loud, was “subconsciously proximate nullified by peo- cause. We find that in this ple mines,” in pay who plaintiff produced “don’t attention case sufficient evidence they because operator assume the can pose see a triable issue. just left, Rump just he emphasized but knew 6. that he was The district court Hartz’ testimo- going powder. for more ny higher that the noise level was even Dep. Weik at 23-24. dry. F.Supp. the scrubber tank was at 899. However, there was also the however, testimony,
4. There was the condition of the scrubber should have had no scooptram gone had water valve on “a Dep. on effect the noise level. Weik at 27. couple” of other occasions in earlier the shift. Dep. Hartz 7. is It well-established that in the absence of contrary, evidence to the decedent a Hollinger step 5. Hartz testified that sawhe into wrongful presumed death action is to have drainage manway the water from across the 01 exercising been due care at the time of the entry, doing get and assumed he that was so to See, e.g., accident. R.R. & Potomac Baltimore scooptram. However, clear Hartz indi- 461, 473-74, Landrigan, v. 191 U.S. 24 S.Ct. might cated that there have been other reasons 140, Martin, 137, (1903); 48 229, L.Ed. Webb Hollinger step manway for into the 1966); 364 F.2d 231-32 Morin v. resumption would be consistent with his Kreidt, 799, 90, 97, 310 Pa. 164 A. 800-01 walking explosive storage towards the box— example, glove.” for Dep. to “wash his Hartz 23-24, 33, vigorous argument
C.
Plaintiff’s most
di-
is
scooptram
to the
rected
structure of
Change
Substantial
of plaintiff’s
itself.
thrust
claim is that
device,
manually-activated warning
a
such
ground
The alternate
for
the district
horn,
as a
be
ineffectual because the
judgment,
court’s
of summary
scooptram is
the vision
constructed so
change”
“substantial
sub-
driver
is
who
seated on
left-hand
sale,
sequent to Wagner’s
was based on the
placement
side is restricted
undisputed
evidence that the
large scoop. Plaintiff asserts that in such a
awith manual horn at the
device,
situation
an automatic
time
sale
but that
the horn had been
which is not
on
dependent
efficacy
prior
removed
sometime
accident.
anyone
seeing
the driver
whether
is in the
path
the scooptram,
adequately pro-
can
The issue of
change,
substantial
working in
vicinity
tect
those
cause,
like
generally
is
one for
undisputed
It is
after
vehicle.
Hartz
Co.,
jury.
Merriweather v. E.W. Bliss
sighted
longer
Hollinger
was no
able to
However,
1980).
F.2d
Holling-
see
area of the tunnel in which
genuine
where no
issue of
material fact
er had been.
If Hartz could not have seen
presented,
may grant summary
court
longer
position
was no
judgment.
dispute
There is no
might
safety,
conclude that he
removal of the manual horn
constituted
would have had no reason to have sounded
change. But
every
is obvious that not
“[i]t
Indeed,
horn.
manual
Assistant Mine Su-
change in a
will
vehicle
relieve manufac
perintendent
testified that “if
Weik
there
liability”
turer of
under section 402A of the
scoop,
would have been a horn
I
(Second)
Restatement
.of Torts.
For a
Hartz,
doubt whether
the operator, would
change to be considered “substantial” for
have blew
the horn.” Weik
[sic]
purpose,
change
“the
must
some
difficulty
relying
The other
causal connection with the accident.” Den
manual horn in this case is Hartz’ testimo-
nis v. Ford Motor
ny,
by Wagner,
relied on
(W.D.Pa.1971), aff’d,
903-04
might
originally
product
little
that the
as
doubt
ence
a manual horn
not have
would
the acci-
designed
prevented
would have
event,
prevented the accident.
In that
its dent,
that the modification made
would not
a sub-
removal
have constituted
of the
employer
was a
cause
change
preclude
stantial
sufficient to
liabili-
case, however, plaintiff
In this
con-
injury.
ty
section
under
402A.
which the
tends that
manual horn with
originally equipped
was
(3d scooptram
Cyril
Hanlon v.
Bath
F.2d 343
accident,
1975),
prevented the
and there-
not have
Schreffler
Birdsboro
1974),
Corp.,
the
id. at
and insisted that
the
that he could not
by
tively
presence
made
such devices was distin-
that
sound
state
of an auto-
guishable
machinery
from the noise of
warning
prevented
have
matic
device would
part
case,
which becomes
of the ambient
testify
sound
in
the accident
this
he did
that
level of the
Id.
18-20.10
mine.
at
that
certainty”
“a reasonable
it
have,
knowledge
upon
based
his
and
expert
offered no
witness of its
really
experience that “these
work
alarms
own to
testimony
sup
refute Barbe’s
or to
people do
them.”
pay
attention
to
port
warning
its claim that an automatic
Oregon
Dep.
Barbe
at 21-23. As the
Su-
device was not feasible. While Barbe’s tes
preme
Hyster
Court
in
stated
Baccelleri v.
timony
in
lacking
specificity
is
times
Co.,
3,
351,
(1979):
287 Or.
597 P.2d
353
clarity, we must
it
the light
construe
in
plaintiff.
most
to
v.
It is true there
no
favorable
Goodman
is
this
Co.,
566,
(3d
Mead Johnson &
F.2d
happened
534
573
if
accident would not have
an
denied,
1976),
1038,
Cir.
cert.
429
97
U.S.
provided,
alarm had been
but
there sel-
732, 50
(1977).
S.Ct.
We
L.Ed.2d 748
is such
in
case in which
dom
evidence
a
find_
feasibility
issue of the
of an auto
is
charge
is failure to warn.
It
suffi-
one,
warning
matic
particu
device is a close
if
is
prove
cient
causation
there
evi-
larly
plaintiff
provided
because
has not
a
can
jury
dence or
draw an inference
clear
diagram
and concise
picture
verbal
warning
generally
that a
in
is
effective
However,
type
device it posits.
in
preventing such accidents.
us,
face of the record before
we cannot
agree
approach,
with
is
We
which
con-
genuine
conclude that no
presente
issue is
holding
sistent
our
on
earlier
d.11
record in this case the issue of
The district court also included in the
is
by
jury.
cause
to be decided
feasibility
separate question
discussion the
V.
plaintiff
whether
established that an au-
warning
tomatic
reasons,
device would in fact
For
foregoing
we will vacate
prevented Hollinger’s
plain-
death. While
grant
the district court’s
of defendant’s mo-
tiff’s expert acknowledged, as
the district
tion for
judgment,
and remand
light
testimony,
product
“unreasonably dangerous”
In
agree
of this
we
is
cannot
as one to
“[a]ppellant’s
with the dissent’s
by
judge
statement that
jury,
be decided
and not the
based
expert
constantly operating
conceded that a
what
an
on
asserts was
incorrect read-
alarm would be undesirable.” At
Pennsylvania
ing
Supreme
More-
deci-
Court’s
over,
impinges
the dissent
on the role of the
Co.,
in
sion Azzarello v. Black Brothers
480 Pa.
factfinder when it
“one
contends that
must
547,
of its characterized as lit up like a Christmas producing
tree and noise like diesel
truck.
Nevertheless, why because it is clear not get failed to out of the machine’s
way, the case appellant go would let this
trial. thing proceed It is one trial support
because summary evidence of a
judgment motion has been met factual
showings question that raise a of material fact; quite it is another to ask
speculate might what the decedent
been thinking and hypothetical whether a
alarm might have made him alter his ac-
tions. The operator’s testimony evidence that can be adduced on Appellant causation issue. did offer
any testimony to counter this in the district
court, nor is there suggestion that trial produce
will additional evidence. Accord-
ingly, I would hold that the alleged whether
design defect was the cause of appellant’s death of decedent was not a
question warranting trial.
III. separate reasons,
For these I would af-
firm Judge Troutman’s
judgment in favor of the manufacturer.
TAYBRON, Robert, Appellant, HARRIS, Secretary
Patricia Health, Education &
Welfare, Appellee.
No. 81-1389.
United States Court of Appeals,
Third Circuit.
Argued Oct. (argued), E. Kenneth Walker Freeman & Decided Dec. Newark, Bass, J., appellant. N. Mary Cuff, Catherine Asst. U. Atty., S. Chief, Deputy (argued), Civ. Div. William
