*1 PARR, Husband and Joseph April Individually
Wife, and as Parents Parr, of Samantha
Natural Guardians
Appellants McCafferty COMPANY, MOTOR
FORD McCafferty Auto Sales, Inc.
Ford d/b/a McCafferty of Mechan
Group, Ford McCafferty Inc.,
icsburg,
Company, Appellees. Pennsylvania.
Superior Court Aug. 2014.
Argued Dec.
Filed *4 ELLIOTT, P.J.E.,
BEFORE: FORD BENDER, P.J.E., BOWES, SHOGAN, ALLEN, OTT, WECHT, STABILE AND JENKINS, JJ. SHOGAN, BY J.:
OPINION
Plaintiffs-Appellants, Joseph
April
and
(“the Parrs”),
wife,
indi-
Parr
husband
vidually
parents
guardians
and as
Parr, ap-
Samantha
daughter,
their minor
August
judgment
peal from the
of Common Pleas of Philadel-
Court
following
phia County, which was entered
post-
of the Parrs’ motion for
the denial
Appellees
trial
relief.
are Defendants
McCafferty Ford
Company,
Ford Motor
Sales,
doing
McCafferty
Inc.
business as
McCafferty
Group,
Auto
Ford of Mechan-
Inc.,
McCafferty
icsburg,
Com-
“Ford”).
(collectively
Following
pany
our
*5
record,
review of the voluminous
and in
applicable
consideration of the
law and
arguments
parties,
of the
we affirm.
21, 2009,
July
On
the Parrs’ 2001 Ford
Excursion,
they purchased
which
as a
“used” vehicle in
was struck
a van
stop sign, causing
that ran a
the Parrs’
clockwise,
guardrail,
hit a
spin
vehicle
and roll down a nineteen-foot embank-
8/26/11,
Complaint,
ment. Amended
at
¶¶ 14, 26-28; N.T., 3/8/12,
Joseph
at 30.
driving
Parr was
at the time of the acci-
dent;
wife,
Parr,
April
his
their three mi-
children,
Parr,
Margaret
Joseph’s
nor
mother,
occupants
were
vehicle.
¶¶
8/26/11,
20-25;
Complaint,
Amended
at
N.T., 3/8/12,
passengers,
at 31. All
who all
seatbelts,
injured;
wore their
were
occu-
vehicle,
pants on the driver’s side of the
Joseph
Tyler
Parr and children
and Cari-
Parr,
comparatively
lann
sustained
minor
8/26/11, at
injuries.
Complaint,
Amended
¶¶ 20-25,
Parr,
Margaret
Joseph
31.
Harrisburg, for
Angino,
ap-
Richard C.
mother,
fifty-seven-year-old
Parr’s
who sat
pellants.
side,
passenger
in the second row on the
Perella,
DC,
injuries
not
in this
and her
Washington,
Dominic F.
involved
were not
in the amended com-
appellees.
identified
8/26/11,
at March
with a
plaint.
Complaint,
Amended
defense verdict.
¶
Samantha,
Daughter
was sit-
25.1
who
jury
The
on
indicated
the verdict form that
passenger
the third
ting in
row on the
(1)
not prove:
the Parrs did
Ex-
skull,
side, sustained
broken
a fractured
design
cursion’s roof
defective when
collarbone,
orbital,
eye
a lacerat-
fractured
“left the control of Ford and that
there
liver, and facial
Amended
ed
lacerations.
alternative,
design
was an
safer
that was
¶
8/26/11,
Parr,
April
at
Complaint,
practicable
circumstances,”
under the
seat,
passenger
the front
sus-
sitting
(2) “that
was negligent
design
Ford
in its
spinal
cord
was ren-
tained
of the roof structure on the 2001 Ford
a quadriplegic.
dered
Amended Com- Excursion when it left Ford’s control and
¶
3/8/12,
8/26/11,
29; N.T.,
at
at 33.
plaint,
alternative,
an
design
there was
safer
Emergency responders employed the
practicable
that was
under the circum-
life2
from
jaws
April
to extract
Parr
Jury
Form, 3/23/12,
stances.”
Verdict
Excursion;
during
process,
roof
¶¶ 1,
jury
3. The
thus did not reach the
structures of the vehicle were
pillar
or damages.
issues of causation
(Afternoon
N.T.,
destroyed.
Ses-
3/9/12
post-trial
filed
Parrs
motions on
sion), at
parties stipulated
35-38. The
briefs,
March
parties
2012. Both
filed
shortly
July
after
the accident in
and the
court
trial
denied the motions
the Parrs’ Ford Excursion was released to
31, 2012,
August
entering judgment
fa-
insurer,
vehicle,
the Parrs’
which sold the
day.
timely
vor of Ford
This
appeal
N.T.,
destroyed.
and the automobile was
10, 2012,
September
followed on
Session),
(Morning
at 30-31.
3/15/12
challenge
pretrial
the Parrs
several
evi-
complaint
The Parrs filed a
Ford
against
dentiary rulings and an aspect of the trial
Company
dealership
and the
Motor
Ford
charge
jury.
court’s
Both the trial
them their 2001
Excursion
that sold
complied
court and the Parrs
with Pa.
28, 2009,
on December
and an amended
*6
R.A.P.1925.
26, 2011,
on
complaint
August
contending
April Parr’s
Parr’s in-
that
and. Samantha
panel
A
of this Court filed a memoran-
juries resulted from roof
when the
crush
affirming the
judgment
dum
in favor
automobile rolled down the embankment.
Ford
Company,
Ford. Parr v.
Motor
¶¶
8/26/11,
Complaint,
Amended
(Pa.Super.
EDA 2012
filed December
alleged
Parrs
roof
The
the vehicle’s
2013)
memorandum). There-
(unpublished
defectively
system
and restraint
were
de-
after,
reargu-
the Parrs filed a motion for
under the
doctrine
signed
crashworthiness
granted
ment en banc. We
the motion
products
they
liability,
of strict
assert-
arguments
August
and heard oral
on
in negli-
sounding
ed additional claims
ripe
disposi-
2014. This matter is now
for
gence.
Complaint,
Amended
8/26/11.
tion.
in the
on
Trial
matter
commenced
6, 2012,
raise
in
The
the same four issues
over the
Parrs
March
continued
weeks,
ensuing
culminating
three
in their
appeal
identified
Life,”
P-8,
expert
1. Parrs' Exhibit
which is an
re-
2. "Jaws of
a trademark of Hurst Per-
by
Inc.,
port
formance,
Donald Friedman
counsel
to Parrs’
hydraulic
are
rescue tools
29, 2011,
Margaret
June
dated
describes
emergency
by
personnel
rescue
used
to assist
injury as "a
Parrs’
Parr's
fractured hand.”
victims, http://
vehicle
of crash
extrication
P-8,
Friedman,
Report
Exhibit
of Donald
www.jawsoflife.com.
6/29/11, at 3.
1925(b) statement,
par-
vehicle’s
since neither
which are as
destruction
Pa.R.A.P.
experts
ty’s
had access to
vehicle
follows:
theory
based upon
and since Ford’s
A.
the Trial Court committed
Whether
occupants
in
assumption that all
roll-
abused
an error of law and
its discretion
in the
injured
the Parrs’
in
over vehicles are
same
when it denied
Motion
way?
preclude
1 to
from
Limine No.
of its
presenting
“diving,”
“tor-
Parrs’
Brief at 7-8.
theory,
augmentation”
so
which was dis-
initially
Supreme
We note
that our
superseded
credited and
the National
adopted
Court
402A of the
section
Restate
Safety
Traffic
Administration
Highway
(Second)
Zern,
ment
of Torts in
v.Webb
(NHTSA)’s
Rule
May
Final
dated
(1966),
422 Pa.
when it Ford’s in Li- Motion nia juris a Second Restatement remains preclude No. 3 to mine references diction”). Section 402A states: post-2001 NHTSA and rule- standards dated making pres- documents 2001 to Liability § Special 402A of Seller of ent, on the basis that the Excursion was Physical Product Harm to User or manufactured originally and sold Consumer 2001? (1) One any product who sells a de- C. Court Whether Trial committed unreasonably fective danger- condition an error of law and abused its discretion ous the user or consumer or to his granted when it Ford’s Li- Motion in property liability for subject physi- is altogether precluded mine No. 9 and harm thereby cal caused to the ultimate offering Parrs from statistical evidence consumer, user or property or to his if NHTSA, FARS, IIHS, prepared (a) the engaged is in the seller busi- NASS as rollover fatalities and/or product, ness of selling such involving compa- the 2001 Excursion and (b) rable vehicles on the basis expected to and does reach prove unable to Parrs were without user or consumer substan- derived from other ac- statistics rollover tial change the condition which it were virtually cidents that identical [sic] is sold. *7 subject accident? (2) (1) The rule stated Subsection ap- D. the Trial Court Whether committed plies although an error of law and abused discretion its (a) the all seller has exercised possi- Parrs’
when it denied the Motion in ble preparation care in the and sale of preclude Limine No. 10 to Ford from: product, his and (a) presenting consequently filling —and (b) the record with—evidence that the 2001 or consumer user has not (b) preserved; bought Excursion was not from or product entered charge into obtaining spoliation any when Ford contractual relation with the seller.[3] suffered no prejudice resulting from the 402A, Torts, § 3. The term "seller” includes "manufactur- cmt. f. product. er" of a (Second) Restatement § Torts, (Second) 402A adopted principle tenet of the Restatement (1965). doctrine, ie., crashworthiness manufac- turers are strictly liable for defects that prevail In order to in such a do not cause the accident but neverthe- product liability the plaintiff must less cause an increase the severity of (1) product establish: that the was defec injuries that would have occurred with- (2) tive; that the defect existed when it left out the defect. (3) defendant; the hands of the the defect caused the harm. Reott v. Asia Gaudio v. Ford Company, Motor Trend, Inc., 7 (Pa.Super.2010). A.3d 830 (some 532 (Pa.Super.2009) citations product A omitted). is defective “when it is not safe for its intended use.” Weiner American parties The herein differed regarding Co., Inc.,
Honda Motor
308 how the injuries to the Parrs occurred.
(Pa.Super.1998).
The Parrs asserted that as the Excursion
embankment,
rolled down the
the driver’s
crashworthiness
doctrine
roll,
side led the
and the roof over the
typically
most
arises in the context of mo
“trailing” passenger side of the vehicle
See,
tor vehicle accidents.
e.g., Raskin v.
crushed
passenger
into the
compartment.
(Pa.Su
Ford Motor
In recognizing
over;
halt,
crashworthiness
as her
abrupt
head came to an
doctrine in Kupetz,
move,
this Court relied
her torso
causing
continued to
her
*8
Supreme
our
prior
Court’s
decision to break her neck.
Id.
phenomenon
This
in McCown v. International Harvester
is known as torso augmentation.
Id. at 38.
13,
(1975),
463 Pa.
roof cross-examination, theory are with injury Ford’s tion and the associated explained experi- why signif- impact. Parr sustained And Mr. Parr didn’t regarding April Parr, Joseph as injuries compared impact. that severe of an That’s icant ence follows: the difference. Q. Well, April] both they [Joseph and Session), N.T., (Morning at 89-41. 8/7/12 over, subjected were rolled both to address proceed We at you But if looked centrifugal force. evi to the trial court’s challenges Parrs’ roof, April roof over Parr had that dentiary rulings. A motion in limine or deformation of a
what we call crush
ruling
a
on the
used before trial to obtain
inches;
right?
11
is that
total residual of
admissibility of
evidence. Northeast
significant-
A.
I know that the roof
Works,
Murphy
& Iron
Inc. v.
Fence
the vehicle.
ly deformed on that side of
(Pa.Su
Co., Inc.,
Winschel v. (emphasis Parrs’ Brief at in origi- Welker, McClain v. (Pa.Super.2007) (citing nal). The Parrs reference the following: 155, 156 (Pa.Super.2000)). Roof of Injury Crush as a Cause in limine The Parrs’ motions numbers one, three, dealt with the and nine all issue A number of including commenters “diving” of “roof crush” and versus “torso Nissan[5] GM, Ford, ... stated [and] augmentation.” the Parrs’ particular, ... statistical correlation found sought motion in limine number one injury between roof and intrusion does preclude presenting Ford from evidence of not establish a relationship causal be- augmentation diving/torso theory, its tween injury.... roof deformation and which the was Parrs asserted discredited merely ... suggest [T]he studies that superseded and National Highway there is a relationship.... you “[W]hen (NHTSA)’s Traffic Safety Administration compare rollover accidents that have 12, Final May Rule dated 2009. The Parrs significant deformation roof/pillar with assert Ford that in compa- admitted other rollover that very accidents have stronger rable vehicles existed with much deformation, little or no roof/pillar you roofs than that of the Excursion. Ford are not comparing similar accidents with acknowledged may that crush roof cause respect impact to roof-to-ground severi- defended, injuries in some but cases ty. Just the fact that two vehicles are in diving/torso on the basis of its aug- a greater rollover with than 2 quarter theory. mentation turns does not mean are in the trial, pretrial, The Parrs asserted and impact same or even similar severities.” in their as appellate brief follows: ... Ford stated that amount “[t]he Although “roof crush” the- N[H]TSA’s only roof an deformation is indication of ory industry’s “diving/torso versus the the severity impact between the augmentation” a heavily was contested ground.” roof and the ... GM stated issue years prior year for injury occurrence “[observations manufacture, Excursion’s at the end of a rollover collision reveal NHTSA once determined all nothing regarding relationship that “roof not “diving/torso crush” and deformation, strength, roof or roof roof augmentation” the cause of head strength-to-weight ratio causa- injuries and neck as those sus- —such tion.” Nissan stated deformation among tained Mrs. belted oc- Parr — injury severity are both indepen- cupants in accidents. rollover NHTSA dently impact roof sever- associated with finding upon epide- based its extensive ity. 2001-2009, miological from studies 17; The Parrs’ Brief at “Federal Motor
resultantly
its Final Rule
promulgated
Standards;
Safety
Vehicle
Roof Crush Re-
Safety
Federal Motor Vehicle
Stan-
(FMVSS)
sistance;
May
dard
216 on
Reporting Require-
No.
Phase-In
extent,
agency agreed,
acknowledging
5. Various auto manufacturers criticized the
to an
study
general principle,
NHTSA’s
a
reliance on a
linked roof
"as
statistical cor-
injury,
prove
intrusion and
and commented
relation does not in
that a causal
serious
itself
relationship
Fed.Reg.
that a
statistical correlation did not establish
exists.”
relationship
causal
between the two. The
*10
Parrs’
(“FMVSS”),
The trial court concluded
Fed.Reg.
ments”
lacking and
motion was
support for their
(final
May
promulgated
rule
22378-22379
stated:
2009)
§§
(codified
at 49 C.F.R.
Rule”).
585) (“FMVSS
The
216 Final
documentation
review of the
[U]pon
their
support
to
to the Court
explained:
provided
NHTSA has
motion,
Amendment to
notably, the 2009
imply that
appear to
arguments
[Some]
(Federal Motor Vehicle
the FMVSS
must be
in roof intrusion
any difference
Standard)
suggestive of
although
Safety
severity
impact
in
due to a difference
to convince
argument, failed
appellants’
design....
strength
roof
rather than
argu-
of their
that either
this Court
logical
are
reasons
believe
There
First, al-
meritorious.
ments
[was]
an
roof that strikes
collapsing
that a
cite
the 2009 Amendment did
though
nearly
instanta-
occupant’s head at
which found a correla-
statistical studies
velocity experienced when
impact
neous
in
injury
crush and
tion between roof
cause serious
might
structures deform
accidents, appellants’ contention
rollover
types
injuries
were
injury. These
conclusive-
the NHTSA amendment
investiga-
...
in a detailed
relationship
documented
a causal
ly determined that
agency
tion of 43 rollover crashes.
and head
existed between roof crush
accidents,
statistically significant
injury
believes that the
and neck
rollover
augmentation,
roof intrusion and
the exclusion of torso
relationship between
a correlation was
proven. Although
...
not
occupant injury
indicates
not
belted
shown[,]
appel-
as
provide,
it did not
just
suggestion,
probability
but a
showing
arguing,
lants’ were
strength
inju-
reduces
increasing roof
such,
As
this
it was conclusive.
ries.
appellants’
con-
Court determined
17-18;
at
The Parrs’ Brief
FMVSS
merit and denied
tention was without
Rule,
Fed.Reg.
Final
at 22379.
pre-trial
sought
motion which
their
presenting
from
evi-
preclude appellees
Parrs’ motion noted,
As
augmenta-
or torso
“diving”
dence that
limine number one
sought
preclude
inju-
April Parr’s
plaintiff,
tion caused
diving/torso aug
presentation of Ford’s
appellants
Both
ries.
appellees
theory
jury, contending
mentation
testimony
expert
extensive
presented
research, studies,
forty years of
that after
subject
“roof
during trial on the
tests,
specifically
NHTSA
experience,
appel-
“diving”
crush” vs.
as
cause
Fi
theory
in FMVSS 216
discredited
end,
lant,
injuries.
In the
April Parr’s
Rule,
nal
and validated “roof crush” as the
inju-
jury
that Ms. Parr’s
concluded
injuries
neck
sustained
cause of head and
not “roof
“diving”
ries resulted from
occupants
belted
in rollover motor vehi
the appellees.
crush” and found for
finding, the
light
cle accidents.
of that
3/1/13, at 4-5.
Opinion,
Trial Court
maintain,
amended the roof
Parrs
NHTSA
increases
require
crush rule to
substantial
Final Rule
Our review of FMVSS 216
strength applicable
in roof
to all consumer
categorically
that it
not
exclude
reveals
did
court
argue
vehicles. The Parrs
the trial
augmentation as a cause
diving/torso
exper
should have deferred to NHTSA’s
neck
in rollover crashes.
head and
preclude
introducing
merely
tise to
Ford from
evi
states that
some
The document
in-
“might”
roof crush
cause serious
diving
augmentation
dence of
and torso
cases
proposition
which is a
with which
jury,
trial.
agreed.6 Nothing
in NHTSA’s con-
Nothing
contained
the agency’s re-
*11
categorically
aug-
clusion
excluded torso
sponse suggests that the final rule cate-
diving
potential
mentation or
as a
cause
gorically excluded
augmentation
torso
Thus,
injury
rollover crashes.
diving as a cause of head-
inju-
and neck
position
Parrs’
that NHTSA determined
inry
a rollover
contrary,
crash. To the
“once and for all” that roof crush and not
response
resolutely
NHTSA’s
diving/torso augmentation caused head and
probabilistic.
Furthermore,
plain-
[the
injuries,
neck
such as those
by
sustained
has shown nothing
tiff]
in the NHTSA’s
Parr,
Mrs.
among
occupants
belted
in roll-
regulations that
suggest
would
that
accidents,
over
simply
supported
is not
agency’s study of roof
injuries
crush
the literature.
prevent
could
a party from presenting at
While we have not found a Penn
trial evidence of an alternative explana-
sylvania appellate
directly
case
point,
tion.
Fawber,
we
approval
cite with
v.
Campbell
added) (footnote
Id. at
(emphasis
501
(M.D.Pa.2013).7, 8
omit-
F.Supp.2d
975
485
The
ted).9 The trial
Campbell
properly
Court considered
court
precise
is
declined
rejected
sue and
it out of hand.
the Parrs’ motion in limine number one
Court,"
suggested throughout
6. The Parrs
trial that
v.
Kleban National Union Fire Insur
experts
39,
categorically
Ford’s
denied that roof
ance
(Pa.Super.2001),
43
injury;
crush can ever
experts
possible,
cause
Ford’s
whenever
Pennsylvania courts "fol
clearly disagreed.
example,
For
low the Third
litigants
Ford’s biom-
Circuit
so that
[courts]
engineering expert,
improperly
echanical
do not
Dr.
‘walk
Catherine
across the street’ to
Corrigan,
achieve a
testified:
different result in federal court than
would be obtained in state court.
[Cellucci v.
I’ve seen instances where roof crush has
438,
Corp.,
Pa.Super.
General Motors
450
676
injuiy.
opined
caused
And I have not
253,
(1996)] (citing
A.2d
1n.
Common
it doesn’t.
117],
Negri
wealth
[419
v.
Pa.
The trial court granted Ford’s motion 2005); Moreover, FMVSS 216 Final Rule. limine number three to the extent even after updated standard did sought to exclude reliance on NHTSA apply not to the Excursion. The FMVSS standards rulemaking documents after Final Rule apply does not to vehicles of year the Parrs’ Excursion was gross Excursion’s vehicle weight grad- manufactured. It undisputed that roof- (i.e., 6,000 ing 10,000 between pounds) strength standards in FMVSS Final September until 2016. FMVSS 216 Fi- Rule did not apply Excursion be- Rule, 22348; nal 74 Fed.Reg. at Ford’s vehicle, 8,800 cause the pounds, is be- Motion in Limine No. Exhibit D. *13 yond the “scope Safety Design of [the] stated, As we have it Guideline, is well 8,500 stops at settled that the decision to N.T., admit or ex pounds_” (Morning Ses- 3/7/12 sion), 53, clude evidence is 83. The vested rulemaking docu- sound dis sought ments Ford to exclude in cretion of the trial its motion court and will not be in limine number three did not issue until appeal overturned on absent an of abuse Indeed, initially deficiency Parrs failed to include which cannot be remedied mere- any testimony notes of in the record certified ly by including copies missing of the docu- appeal, compelled to us on and this Court was reproduced ments a brief or in the rec- supplementation through seek of the record Kennedy, ord. Commonwealth v. 868 A.2d Prothonotary. our weAs stated in Common- 582, (Pa.Super.2005). 593 Preston, 1, (Pa.Su- wealth v. 904 A.2d 6-8 (en banc) (some omitted): per.2006) citations proper Pennsylvania It is not for either the appellate The fundamental tool for review is Supreme Superior Court or the Court to the official record of the events that oc- transcripts order responsibility nor is it the curred in the trial court. Commonwealth v. appellate of the courts to obtain the neces- Williams, 451, 1101, 552 Pa. 715 A.2d 1103 sary transcripts. (1998). appellate To ensure that an court specific In the absence of indicators that a records, necessary Pennsylvania has the relevant document exists but was inadvertent- Appellate provide Rules of Procedure record, ly omitted from the certified it is not the transmission of a certified record from time, expend incumbent this Court to appellate the trial court to the court. Id. manpower scouting judicial effort and Pennsylvania The law of around is well settled that prothonotaries’ chambers or the various matters which of- are not of record cannot be appeal. pleas considered on fices of the courts of common for the Commonwealth v. 460, 755, purpose Bracalielly, unearthing transcripts of ... 540 Pa. 658 A.2d [that] 763 (1995). Thus, appellate formally an never were court is limited introduced and made considering only of materials the certified record. part resolving certified record when an issue. Walker, 19, 11. August Proposed 2005 Notice of Commonwealth v. (“NPRM”) Rulemaking (Pa.Super.2005). adopted regard, 888 was not an our standard, open law it was an is the same in both the civil and crimi- docket to receive because, Pennsylva- regarding proposal by nal context under the comments NHTSA. Procedure, Appellate any nia Rules of docu- NHTSA issued an NPRM in 2008 as well. part officially ment which is not Ford’s Motion in Limine No. B Exhibit (docket 92). certified entry record is deemed non-existent—a Duchess v. at 11. at the time it was made. See Keystone, 77 A.3d
that discretion.
1131, 1142
admissible,
Langston, 564 Pa.
evidence
Additionally, to be
(“[O]ur
(2001)
requires that
jurisprudence
must be relevant.
time of
are to be evaluated at the
products
relevant
is not
“Evidence that
is not
a claim of
examining
distribution when
Pa.R.E.,
Rule
Pa.
admissible.”
defect.”). The
216 Final
product
FMVSS
evidence is de
Relevant
Cons.Stat.Ann.
rulemaking
leading up
Rule
activities
“having any tendency
fined as evidence
circum
properly
to the amendment
were
any
to make the existence of
fact
Ford’s
grant
scribed
the trial court’s
consequence
to the determination
number three. See Dun
motion in limine
probable
proba
the action more
or less
Pa.Super.
kle v. West Penn Power
PaJEt.E.,
401, 42
ble.”
Rule
Pa.Cons.
(1990) (“[I]n
334, 583 A.2d
a strict
added). Even if ev
(emphasis
Stat.Ann.
the manufacturer of
liability
against
action
relevant,
if
may
be excluded
idence is
product, safety
promulgated
standards
outweighed by,
probative
its
value is
product
after the sale of the
are irrelevant
alia,
danger
prejudice
inter
of unfair
product
show that the
and inadmissible to
to the fact-
arising
presentation
from its
in
defectively designed or contained
Pa.R.E.,
finder.
Rule
42 Pa.Cons.
“
manufactured.”).
adequate warnings when
prejudice’ supporting
Stat.Ann.
‘Unfair'
Industries,
See also Oberreuter v. Orion
exclusion of relevant evidence means a
(Iowa
Inc.,
App.1986);
Al
398 N.W.2d
an im
tendency
suggest
decision on
Rodgers Machinery Manufacturing
ter v.
jury’s
atten
proper basis or divert
(Iowa 1978);
Co., Inc., 268
N.W.2d
away
duty weighing
tion
from its
Sons,
Rice v.
Hanrahan &
20 Mass.
James
impartially.”
Commonwealth
*14
701,
(Mass.1985);
App.Ct.
Lykes defect, prove it was admissible to causa in per.2013) (emphasis original). noted, tion. The Parrs’ Brief at 33. As
We conclude the trial court cor we have determined that the FMVSS 216 rectly found that the standard enacted Final Rule and related documents demon applicable which is not until strated that roof crush is one of several liability potential cannot form the in this causes of in rollover acci basis question The record reveals that Ford where vehicle dents. Thus, N.T., readily manufactured in 2001. evidence of admitted that fact. 3/7/12 Session), 33-34, 97; N.T., at (Morning the FMVSS 216 Final Rule in 2009 and Session), 64-71; N.T., rulemaking 2005 and (Morning activities from at 3/19/12 (Afternoon Session), at 27-28. leading up properly amendment 3/19/12 Thus, compelled question were excluded. The Parrs were the documents in did not prove any that the Excursion was defective make the existence of fact that is consequence the determination of the materials order to impeach Ford’s ex- probable action more or less than it would pert witnesses. The Parrs’ Brief at 35-36. be without the evidence. Pa.R.E. 401. First, This argument fails. the record re- veals that the Parrs did impeach Ford’s
Further, despite the trial
ruling
court’s
experts with NHTSA’s
regard-
conclusions
three,
on Ford’s motion in limine number
See,
ing roof crush.
e.g., N.T.,
did,
fact,
the Parrs
3/19/12
place the NHTSA
(Afternoon Session), at 38-43 (impeaching
Final Rule’s conclusion
jury.
before the
Dr. Corrigan with
conclusions);
NHTSA’s
See,
N.T.,
e.g.,
Session),
(Morning
at
3/7/12
N.T.,
Session),
(Morning
at 32-34
63; N.T.,
(Afternoon
3/7/12
Session), at
3/19/12
(impeaching Michael Leigh with NHTSA’s
Indeed,
33-36.
during
closing
his
argu-
conclusions); N.T.,
(Afternoon
ment,
Ses-
the Parrs’
3/20/12
suggested
counsel
to the
sion), at 29-30 (impeaching Dr. Roger
jury, “And this
diving,
business about
tor-
Nightengale, a
professor
research
in the
augmentation,
so
they can’t convince
department of biomedical engineering
fact;
at
yet
NHTSA of that
they’re trying to
Duke University, with NHTSA’s
N.T.,
(Volume
conclu-
you-”
convince
3/21/12
sions).
I),
addition,
at 51. In
the evidence encom-
passed by Ford’s motion in limine number
Second,
607(b)
Pa.R.E.
& cmt notes that
three was cumulative
myriad
refer-
“there are limits on the admissibility of
ences
the Parrs to the NHTSA and roof
evidence relevant
credibility
of a
See,
N.T.,
crush causation.
e.g.,
3/7/12 witness,” including the provisions of Pa.
Session),
(Morning
41-42, 57-87; N.T.,
at
R.E. 403 whereby the court “may exclude
(Afternoon Session),
21-24,
at
102-
3/7/12
relevant evidence if its probative value is
104, 123-132, 138-143; N.T.,
(Morn-
3/8/12
outweighed by danger
of one or more of
Session),
35-87, 104;.
ing
N.T.,
at
3/8/12 the following: unfair prejudice, confusing
(Afternoon Session),
77; N.T.,
at
3/15/12
issues,
misleading
jury,
undue de-
(Afternoon Session),
44-45; N.T.,
at
lay,
time,
wasting
or needlessly presenting
Session),
(Morning
27-29; N.T.,
at
3/19/12
607(b);
cumulative evidence.” Pa.R.E.
Pa.
(Afternoon Session),
29-36,
72-
3/19/12
Thus,
asserts,
R.E. 403.
as Ford
“For the
83; N.T.,
(Afternoon Session), at
3/20/12
same reasons post-2001 NHTSA rulemak-
*15
ing documents were not admissible for
Also,
truth,” they
their
order for a trial
were not
court’s
available for
ruling on an evidentiary
impeachment.
matter to consti
Ford’s Brief at 32.
tute reversible error requiring
grant
the
Finally, as
posits,
Ford
“there was
trial,
ruling
new
the
legally
must be both
nothing to impeach Ford’s witnesses on.”
erroneous and harmful to the complaining
Ford’s Brief at 32.
experts
Ford’s
con
Winschel,
party.
The Parrs further suggest the trial court
grant of Ford’s motion in limine number
nine,
should have allowed them to utilize the Parrs
contend that
should
preclude
sought
9 which
Limine No.
present
statistical
permitted
have been
NHTSA,
during trial to statistical
any
the Insur-
references
prepared
evidence
Safety
dissimilar accidents.
Highway
for
evidence of other
ance
Institute
(“IIHS”),
for Statis-
National Center
to ar-
parties
opportunity
had an
Both
Analysis Re-
Fatality
Analysis,
tics and
Limine before this
gue this Motion in
(“FARS”), and the Nation-
System
porting
contend
prior
Appellants
to trial.
Court
(“NASS”)
System
Sampling
al Automotive
committed an error of
that this Court
involving
rollover
fatalities
concerning
abused its discretion when
law and/or
“comparable”
and other
Ford Excursions
Motion in Limine No.
Appellees’
granted
trial
The Parrs assert
that the
vehicles.
Appellants,
this Court
According
9.
in granting
its discretion
court abused
Plaintiffs/appel-
“altogether precluded
number nine to
motion in limine
Ford’s
offering statistical
lants from
epidemiological studies
preclude post-2001
NHTSA,
In-
The Insurance
prepared
publications that demonstrated
(IIHS), the
Highway Safety
for
stitute
had rollover
Ford Excursions
2001-2004
Reporting
System,
Fatal Accident
higher
death rates
occupant
driver and
Automotive Sam-
the National
and/or
“extra-large”
comparable “large” and
than
in-
to rollover fatalities
pling System as
vehicles,
utility
basis
sport
subject
compara-
vehicle and
volving the
“substantially
satisfy the
Parrs could not
Appellees
the basis that
ble vehicles on
Brief at
test. The Parrs’
similar”
that the statistics
prove
were unable to
acted with-
contends the trial court
rollover accidents
derived from other
excluding
the statistical
its discretion
virtually
identical to the
were
[sic]
they involved a wide vari-
studies because
one in the instant accident.”
accidents,
injuries, and vehicles.
ety of
acknowledge, it was
[Ajppellants
As
that because the Parrs failed
Ford asserts
burden,
of this
proponent
their
as the
in-
requisite similarity
to show
evidence,
establish, to the court’s sat-
studies,
accident, the
and the statis-
stant
isfaction,
similarity between other
they relied were not rele-
tics
be-
subject
accident
accidents and
meaning
of Pa.R.E. 401.12
vant within
evidence could have been ad-
fore this
were inad-
Ford also avers that
studies
any purpose.
Hutchinson v.
mitted
hearsay
highly prejudicial.
missible
Leasing
Appellants not establish that the facts Appellee’s Motion in lants could granting erred 401(a) part: provides pertinent "Whether evidence has Rule as follows: 12. Pa.R.E. tendency given to make a fact more or less Rule 401. Test for Relevant Evidence by the probable is to be determined court is relevant if: Evidence (a) reason, any tendency experience, to make a fact more light it has of scientific the probable without than it would be testimony or less principles and the other offered the evidence.... cmt. in the case." Pa.R.E. noting the rule is identical to F.R.E. While 401, states, the Rule 401 the comment to Inc., surrounding Lockley Transp., the accidents com- CSX A.3d (citation (Pa.Super.2010) analysis omit- prised they the statistical ted). jury introduce before the were wished to
substantially similar to
in the
“Determining
those
sub-
whether and to what
extent
ject
Appellants’
proffered
As it was
bur-
prior
accident.
evidence of
acci
dents
den,
substantially,
involves
similar cir
Court found that
had not
this
depend
underly
cumstances will
on the
granted Appellees’
met their burden and
ing theory
the case
of
advanced
Motion to Preclude the Statistical Evi-
plaintiffs.” Bitter v. A.O.
Corp.,
Smith
dence.
(10th Cir.2004).
400 F.3d
“If
3/1/13,
Opinion,
at 6-7.
Trial Court
We
the evidence
other
of
accidents is sub
agree with the trial
conclusion that
court’s
stantially similar to the accident at issue
the Parrs failed to show that various ex-
in a particular
then that evidence
pert
reports
the relevant statistical
will assist
trier of
by making
fact
compilations
studies and
those
existence
fact in dispute
of a
more or
reports
substantially
relied were
similar to
probable,
less
greater
the de
case; thus,
the instant
the trial court prop-
gree
similarity
of
the more relevant the
erly granted Ford’s motion in limine num-
“Naturally,
evidence.” Id.
is a
fact-
ber nine
and circumscribed
evidence.
specific inquiry
depends largely
theory
the underlying
in a
defect
The
precluded
Parrs were
particular
Accordingly,
case.”
Id.
(1)
from referencing
compiled by
data
degree
wide
of latitude is
in the
vested
IIHS,
fatality
which contained
facts ob
trial court in determining whether evi
(2)
database;
tained from
FARS
IIHS
substantially
dence is
similar and should
mortality
compared
evidence that
rates of
be
Lockley,
admitted.
at 395.
A.3d
Excursions
rollover accidents to
Co.,
Blumer v. Ford Motor
other
large
extra-large sport utility ve
(Pa.Super.2011).
1228-1229
hicles from other manufacturers involved
well,
noteworthy,
It
as
(3)
accidents;
in rollover
IIHS docu
statistical compilations of accidents and
comparing
strengths
ments
roof
various
studies that
statistical
compilations
cite
during
makes and models
rollover acci
accidents,
satisfy the
must
substantial
dents.
Court
This
has stated:
similarity
Penske
test. Hutchinson v.
prior
Evidence of
involving
accidents
(Pa.Su
Leasing
Truck
This Court
deferred
so
properly
as to
defend them-
However, prior making
the motion.
a
[Appellants’
selves from
allegations.
permit appellee,
decision this Court did
3/1/13,
Trial
Opinion,
Court
at 7-8.
Ford, to introduce facts about the una-
“Spoliation of evidence” is the
vailability
impact
of the vehicle and its
preserve
failure to
or the significant alter
experts’ investigation
on the
into the
ation of evidence for pending or future
injuries
cause
accident and the
litigation. Pyeritz
Commonwealth,
v.
such,
by the occupants.
sustained
As
(2011).
687,
Pa.
32 A.3d
“When a
[Appellants’
during
counsel
cross-exam-
party to a
charged
suit has been
with
[Appellees’ experts
ination of
called into
(sometimes
spoliating evidence in that suit
conclusions,
question
opinions
their
and
“first-party spoliation”),
called
we have al
based
subject
fact that
lowed trial courts to exercise their discre
vehicle was not available for them to
impose range
tion to
a
against
sanctions
examine
inspect.
spoliator.”
Id. (citing Schroeder v.
Further,
parties stipulated
at trial the
Commonwealth, Department
Transpor
surrounding
as to the facts
the unavaila-
tation,
(1998))
551 Pa.
710 A.2d
bility
Notably,
of the vehicle.
[Appel-
(footnotes omitted). This Court has stat
stipulated
lants
that two weeks after the
ed:
counsel,
hiring
they
accident and after
reviewing
“When
a court’s decision to
released the vehicle to their insurance
grant
deny
sanction,
spoliation
we
company
inwho
turn sold the vehicle
must determine whether
the court
which was then destroyed. Appellants
abused its discretion.” Mount Olivet
stipulated
further
did not at-
Tabernacle
Church
Edwin L. Wie
tempt to locate the vehicle until after it
Division,
gand
781 A.2d
destroyed
had been
that appellees
(Pa.Super.2001) (citing Croydon Plastics
were not notified of legal action until
v. Lower
Cooling Heating,
Co.
Bucks
&
after the
[destroyed].
vehicle was
629 (Pa.Super.1997)
light
stipulation
the above
(recognizing that
decision whether
“[t]he
arguments
counsel,
and briefs of
party,
to sanction a
and if so the severity
[Appellants’
sanction,
Court denied
Pre-trial Mo-
of such
is
vested
the sound
court”)).
tion to
accordingly
Preclude and
allowed
discretion of the trial
Such
the jury to make whatever
conclusions
sanctions arise out of “the common
proper.
deemed
Accordingly, this
party
Court
sense observation that a
who has
gave
permissive adverse inference in-
notice that evidence is relevant to litiga
jury,
struction to the
instructing that it
tion and who proceeds
destroy
evi
could,
to,
required
but was not
likely
draw a
dence is more
to have been threat
negative
against appellants
inference
ened
than
a party
from the destruction and thus absence of
position
destroy
the same
who does not
subject
Clearly
Olivet,
vehicle.
appellants,
the evidence.” Mount
despite their hiring of counsel and their
at 1269 (quoting Nation-Wide Check
knowledge
Distributors, Inc.,
of their pursuit
legal
Corp.
of a
v. Forest Hills
(1st
accident,
Cir.1982)).
resulting
action
from the
trans-
692 F.2d
Our
subject
ferred the
vehicle out
recognized accordingly
of their
courts have
possession resulting
being
in it
potential remedy
subse-
one
for the loss or
quently destroyed,
thereby preventing
party
destruction of evidence
con
appellees
in-
having
trolling
jury
apply
from
the vehicle
it is to allow the
its
*19
the evidence would
discarding
an “adverse
able that
and draw
common sense
against
party.
See
prejudicial
inference”
be
to the defendants.” Id.
Pa.,
Schroeder
Commonwealth
1270-71.
243, 710 A.2d
Transp., 551 Pa.
Dep’t of
Medtronic, Inc.,
24,
Creazzo v.
(1998).
23,
Although award of sum-
(Pa.Super.2006).
28-29
offending
mary judgment against
cases,
an
in some
party
option
remains
that there is no dis-
The record reveals
severity
inappropriate
makes it an
its
for
pute
responsible
that the Parrs were
egregious
all but the most
remedy for
thus,
and
the destruction of the Excursion
Tenaglia v. Proctor &
conduct. See
stipulation concerning
The
were at fault.
(Pa.Su-
Gamble, Inc.,
306, the destruction of the vehicle was as fol-
(“Summary judgment
is not
per.1999)
lows:
mandatory simply
plaintiff
because the
accident,
days
July
on
Two
after
degree of fault for the fail-
bears some
23, 2009,
pictures
Mr. Parr took
preserve
product.”).
ure to
subject Excursion while it was
stor-
appropriate
To determine
age
nearby towing company.
at a
spoliation,
the trial court must
sanction
factors:[14]
on Au-
The Parrs retained [counsel]
three
weigh
gust
2009.
(1)
degree
party
of fault of the
destroyed the evi-
who altered or
August
On
Mr. Parr released
(2)
dence;
degree
prejudice
In-
Progressive
the Ford Excursion to
by the
and
opposing party;
suffered
Company.
surance
(3) whether there is a lesser sanction
27, 2009,
August
On
[the Parrs]
that will avoid substantial unfairness
subject
off on the title for the
signed
and,
opposing party
where
vehicle as a total loss.
fault,
seriously at
offending party is
will serve to deter such conduct
September
on
Excursion was sold
in the future.
others
21, 2009, and, thereafter, destroyed by
Olivet,
Mount
tered initiated action [The Parrs]. quires components, consideration of two filing complaint January 2010. offending party’s duty the extent of the given No notice was to Ford Motor responsibility preserve or the relevant Company McCafferty or Ford Sales of evidence, presence or absence of pending legal prior action to the date Olivet, faith. See Mt. 781 A.2d at bad of. disposed vehicle was turn, duty prong, 1270. The is estab- “(1) opportunity inspect No notice or plaintiff knows lished where: given the vehicle was to Ford Motor litigation against the defendants is (2) likely; Company McCafferty pri- or it is foresee- or Ford Sales pending manner, suggests trial their in such a and we are able 14. While our review court issue despite explained light to evaluate the issue the lack of the has not its decision factors, weight analysis. of these the Parrs do not state trial court’s Excursion, disposed to the date the vehicle was necessary which was in “mak- ing a complete Id. at analysis.” of. Finally, the trial court had N.T., Session), (Morning at 30-31. 3/15/12 range of sanctions from which to choose *20 We factors to deter examine the once it impose decided to one. Ford had court properly mine whether the trial de requested that grant the trial court sum the Parrs’ motion in limine nied number mary judgment as a sanction for the Parrs’ appropriate ten chose the sanction to destruction of the Excursion. Although Clearly, alone impose. the Parrs had the summary the award judgment against preserve given the Excursion capacity an offending party remains an option fact they the hired counsel six to cases, severity some its makes it an inap seven weeks before the vehicle’s destruc propriate remedy for all but the most It was that discarding tion. “foreseeable egregious See Tenaglia conduct. v. Proc prejudicial the evidence would be to the Inc., Gamble, tor & 308 defendants,” Mt. Tabernacle Olivet Church (Pa.Super.1999) (“Summary judgment is Div., Edwin L. 781 Wiegand v. A.2d not mandatory simply plaintiff because the bears (Pa.Super.2001), degree 1271 because Mr. Parr some of fault for the failure preserve Indeed, product.”). photographs days vehicle two “dis took missal preclusion of a or accident, complaint of evi indicating recog after that he dence regarding allegedly an defective as nized vehicle’s value evidence.
product is an
action
only
extreme
reserved
for those
an
Second,
prod
instances where
entire
clearly
preju
Ford
uct or
allegedly
portion
defective
aof
diced
the Excursion’s destruction.15
product
lost,
spoiled
destroyed.”
Multiple expert
stated that their
witnesses
Mensch v.
1992
Corp.,
Bic
WL
at
analyses
aided
would have been
exami
(E.D.Pa.
1992)
*2
Dec.
(emphasis add
nation of the vehicle. Even the Parrs’
ed);
Murphy
Ford
testified,
Dr.
expert
Geoffrey Germane
Woelfel
(1985).
Pa.Super.
crash,
a rollover
the vehicle is the
“[I]n
best witness.
It contains information
In the
instant
trial court chose
might
about
rollover that
not be other
to charge the
jury
permitted,
that was
N.T.,
available.”
(Morning
wise
although
required,
3/15/12
not
to draw an adverse
Session),
Furthermore,
at 57.
on cross-
inference
Parrs
against the
for destruction
Dr.
expert
examination Ford
Catherine
Excursion,
of the
which was the least se-
stated,
say,
“I
unfortunately,
can’t
vere
possible
sanctions. See Schroe-
exactly
der,
where [April
impacted
not,
Parr]
be
The Parrs
A.2d
28.
do
N.T.,
cannot,
we don’t
vehicle.”
cause
have the
dispute
permissive
ad-
(Afternoon Session), at 17. Ford
verse inference instruction is a lesser sanc-
3/19/12
Harry
Dr.
Smith
tion than
expert
outright
grant
Lincoln
testified
dismissal or the
Schroeder,
summary
that he “would have
to” examine
See
judgment.
liked
Ltd.,
Co.)
suggestion
reject
We
the Parrs'
Nissan Motor
To
leading
claim,
proceedings
post-2001
deemed the
present-
Parr’s
Joseph
April
Federal
issue,
2009 amendment to the
up
appeal as their first
ed on
Safety
irrelevant
in Motor
Standard2
its discretion
Vehicle
trial court erred or abused
augmentation’
("Although
and not
crush'
[the
1. See Brief for the Parrs at 26
‘divin^torso
inju-
neck
potential cause of head and
Safety
was a
Highway
Transportation
National
Parr—
as those sustained Mrs.
ries—such
theory versus
'roof
Administration’s]
crush’
among
occupants
rollover acci-
belted
in
'diving/torso aug-
industry's
the [automobile]
omitted)).
(emphasis
dents.”
theory
heavily
is-
was a
contested
mentation’
year of the
years prior to
sue for
manufacture,
Safety
Vehicle
Stan-
in
2. See Federal Motor
Excursion’s
[Ford]
Resistance;
dards;
Re-
Phase-In
Roof Crush
and for all that 'roof
NHTSA determined once
id.,
dents,”
perhaps
stronger
as such.
Trial Court
albeit
and excludable
See
(“T.C.O.”),3/1/2013, 4-5;
used,4
Duch-
NHTSA previously
terms than
Opinion
had
much,
Langston Corp.,
experts
564 Pa.
and that Ford’s
admitted
ess v.
as
(2001) (“[P]roducts
are to
in question
“the documents
did
A.2d
not make
any
distribution
be evaluated at the time of
the existence
fact that is of conse-
quence
a claim
de-
examining
product
when
to the determination of the action
fect.”).
probable
more or less
than it would be
evidence.”
(citing
without the
Id.
Pa.R.E.
Court, however,
the Parrs do
Before
(“Test
Evidence”)).
Relevant
they sought
the admission
not contend
purposes
evidence for
of establish-
of this
also
majority
seems to assert
Rather,
product
they con-
ing a
defect.
successfully put
the Parrs
post-2001
sought
tend
to introduce
jury
before the
rule-making
any event.
post-2001 rule-making proceedings
es-
However,
Id.
majority’s citations
crush,
that roof
rather
than
tablish
div-
support
proposition
of that
do not sustain
augmentation, caused Mrs. Parr’s
ing/torso
example,
majority
it. For
pas-
cites a
catastrophic injuries in this
as well as
sage from the Parrs’
cross-examination
impeach
who main-
Ford’s witnesses
expert
Leigh,
only
defense
Michael
but the
otherwise. Brief
Parrs at
tained
for.
question posed
NHTSA-related
Leigh
*22
They further
that this evi-
34-36.
assert
passage
you
the cited
was as follows: “Do
the
dence was admissible to
foun-
establish
not
that all
agree
of the
of
studies
opin-
for their
experts’
causation
dation
NHTSA,
academia,
of the studies of
all
all
Id. at
ions.
36-37.
except
of the
the
GM
studies
ones where
majority
of
litany
engaged
people
recites a
bases
or Ford
the
said
[who]
argu-
upon
reject
wrong,
say
to
the Parrs’
that this is
all of the studies
First,
that;
the lim-
majority
*23
may
establishing
judicial
concern that
the evidence
multifactorial framework
issues, confusing both the
products liability
impor-
strict
claim7 is an
raise collateral
jury.”
real
and the
v.
giving shape
plaintiffs
tant tool in
issue
Whitman
177,
521,
Riddell,
Pa.Super.
324
471 A.2d
proof,
burden of
the line between defect
(1984)
v.
(citing
blurs. For ex- 523
Stormer
Alberts
and causation sometimes
87,
401 Pa.
165 A.2d
89
ample, if the Parrs could establish that
Constr.
(1960));
injuries
rollover
Mt. Olivet Tabernacle Church
overwhelming majority of
cf.
Div.,
Wiegand
L.
and
in other Ford Excursions
v. Edwin
fatalities
(Pa.Super.2001) (acknowledging
than
arise from roof crush rather
div-
open-ended argumenta
that “an
ing/torso augmentation,
possibility
and if the death or
exploration
possible
tive
similar inci
injury rate for Ford Excursions
acci-
jury
prejudice
at bar was
dents will confuse the
and
dents similar to the accident
defendant”). Moreover,
jurisdic
other
substantially higher than it is for other
vehicles,
soundly
might
militate in tions’ case law and common sense
comparable
("In
Maj. Op.
prevail published after
in con-
7. See
at 689
order to
NHTSA studies
issue,
case,
with the
third
nection
Parrs’
liability
plaintiff
product
... a
must
infra.
defective;
(1)
product
that the
was
establish:
majority
support
6. The
also cites in
of this
(2)
when it left the
that the defect existed
closing argu-
claim
in the Parrs'
comments
defendant;
(3)
de-
hands of the
and
According-
Argument
ment.
is not evidence.
harm.”).
fect caused the
ly,
for evi-
such comments are no substitute
improperly.
dence that is excluded
suggest
the introduction
govern-
tive
in support
value
of causation would be
findings
ment
may
and standards
have an quite limited.
prejudicial
jury’s
outsized
effect on a
delib-
by
While
large
agree
I
with the
respect
erations with
to the issues to which majority’s
I
reasoning,
believe that
it is
pertains.
evidence
See Brief for Ford
insufficiently sensitive to
complex
bal-
Pullman,
at 29 (citing City New York v.
probative
ance of
value
prejudicial
ef-
(2d
Cir.1981);
662 F.2d
Cover
fect such
may
present in certain
Cohen,
261, 272,
61 N.Y.2d
478 N.Y.S.2d cases, including
Thus,
in this one.
I be-
(N.Y.1984)).
weigh NHTSA’s only conclusions in con- above, and viewed in light of our consider- sidering Furthermore, causation. po- able deference to trial courts’ evidentiary prejudice tential for would be considerable. Dedicated, rulings, Keystone see Logistics, Conversely, while NHTSA’s 2009 rule Enters., Inc., LLC v. JGB was based a stronger conclusion than (Pa.Super.2013), I cannot conclude that the it previously had regarding reached trial court abused its discretion in exclud- correlation of roof crush and inju- serious ing this Consequently, evidence. I would ry, it was not novel to NHTSA. As question harmlessness, avoid the evinced very promulgation of roof need not be to affirm ruling reached strength standards nearly thirty years ear- avoiding any thus risk that the lier, NHTSA effectively had main- concept might applied be too broadly in a tained for mitigation decades that of roof *24 future case. crush would reduce the injury risk of in The Parrs’ third and related issue con- rollover accidents. The undisputed- Parrs cerns the trial court’s order granting ly were allowed to introduce evidence of Ford’s motion in limine number 9. There- pre-2001 analyses NHTSA’s and rule-mak- in, Ford maintained that the Parrs’ ing expert on topic, opportunity this an of which reports “rely on ... they statistical studies availed repeatedly. themselves See compilations Maj. Op. involving at 696-97 (citing various motor vehicle acci- instanc- es of the Parrs’ dent data to reach conclusions that reliance in cross-examina- subject tion pre-2001 Excursion ... caused commentary). NHTSA [the Parrs’] Furthermore, injuries.... experts Ford’s of [E]ach conceded these statistical that roof crush could cause or contribute studies is irrelevant and inadmissible [be- injuries to serious in certain rollover acci- cause the cannot Parrs] show that each Thus, dents. while the in ques- [underlying] evidence accident occurred under sub- tion highly prejudicial, would be proba- stantially its similar circumstances as the
708 requisite similarity, in establishing Parr accident.” Memorandum of Law Limine No. 9 not Support of Ford’s Motion in I would find that the Parrs did meet. well, court the trial urged at 3-4. As opposition their to Ford’s motion in that, relevant, experts’ even if to find limine, vague pre- the Parrs were about were so studies datasets supporting cisely compilations what studies and data eclipse pro- in effect as their prejudicial to importantly, More they wished admit. bative value. See Pa.R.E. 403. expressly sought never to establish ac majority provides an accurate The study particularity with that each and data Maj. atOp. the relevant count of law. See compilation compiled from accidents my purposes, 699-700. For it suffices substantially that were similar to their say proponent prior of accident Instead, they adopted a own. somewhat establishing evidence bears of burden interpretation deposition dubious of the are prior accident or accidents testimony expert of one of Ford’s wit- substantially at is similar to the accident nesses in another case as evidence that Co., v. 20 sue. See Blumer Ford Motor had that “there Ford somehow conceded 1222, 1228 A.3d “It is not (Pa.Super.2011). a direct between the amount relationship finding similarity a matter of be exact head, of roof crush and the risk of serious incidents, similarity tween but some crashes,” face, injuries and neck in rollover prevent speculation.” must be shown to that, event, proposition any a did not Co., Realty Harkins v. 418 Pa.Su Calumet similarity. establish substantial (1992). per. Under Opposition Parrs’ Memorandum of Law in law, Pennsylvania applies this burden Ford’s Motion in Limine No. 9 equally question whether the Croteau, (quoting deposition of Jeff single consists of a or a statistical accident appears agree which he that there is compilation of accidents. See Hutchinson “higher degree correlation between a Co., v. Truck A.2d Leasing Penske collapse” and higher degree roof “a (Pa.Super.2005). 985-86 Further injury,” rejects head but the inference of Hutchinson, more, in held that Court causation between roof crush and must proponent establish the substan exacerbation). Later, argued the Parrs of the similarity underlying tial accidents the evidence was admissible re compilation judice accident sub provide alternative to the foundation for gardless of whether it is submitted to es experts’ opinions, their see Pa.R.E. the existence tablish or notice of a defect impeachment purposes credi- (citing Spino or causation. Id. at witnesses, expert bility of see Pa. Ford’s Tilley Pa.Super. S. John Ladder 607(b). R.E. See The Parrs’ Memorandum (1996)). In Hutchi- Opposition of Law in to Ford’s Motion in son, we found where the reversible error However, No. 9 at Limine 8-9. Parrs trial court admitted prior accident evi never made a case for the substantial simi- dence, ostensibly to establish the defen larity underlying any of the accidents one puni dant’s state of mind for purposes *25 study compilation. argument or data Oral damages, tive where failed to plaintiff the parties’ brought on the in limine similarity prior establish substantial the motions 985-86; sub- pertinent evidence. no more information accident Id. at see also short, similarity In generally Majdic inquiry. v. stantial Cincinnati Mach. to do the trial court— Pa.Super. 537 A.2d 341 Parrs failed before (1988). Therefore, the Parrs have no obvi fail to largely do before this Court— obliged ous source of relief burden of for their what law them to do order to rebut Ford’s assertion that these stud- admitted, similar to be and it troubles me ies were inadmissible for want of sufficient majority’s opinion inmay, a later similarity. case, be cited for that proposition. Wheth- er a given injury (as leads to death rule, arguments materially
As not pre true in at least some of the compilations at served in the trial beyond court are our issue) (as or quadriplegia is true in this 302(a); purview. See Pa.R.A.P. Com cf. case) may reflect a difference of degree May, monwealth v. 584 Pa. 887 A.2d rather (2005) than one of (“The kind in product absence of contempo defect and events that injury. caused the objections raneous ... renders claims case, In this Mrs. Parr waived.”); suffered a Commonwealth v. severed Baumham spinal mers, cord. (2008) Certainly, a 599 Pa. small difference in the kinematics injury (deeming the absence of could have contemporaneous resulted in fatal objections arising to constitute from a simi- waiver notwith mechanism, lar or standing which, identical appellant’s turn, claim that the is trial). might in question support sues were a finding raised before of substantial simi- Furthermore, larity, provided factors, too, while other the Parrs pointed asserted their post-trial motion that conclusion.8 general their con tention that the trial court improperly and Because I believe Parrs barely categorically post-2001 excluded studies even tried to establish the substantial simi- data, and compilations they again failed larity of the studies and compilations data to identify with particularity study each in this I would not reach the merits compilation data a basis of their challenge to the trial court’s sub- the trial court reasonably could find that stantive findings as to substantial similari- similarity substantial test was satisfied. ty. I reject would argument Parrs’ This, too, constitutes waiver. See Pa. solely because waived it. According- 227.1; Lock, Phillips R.C.P. ly, the parties’ details of the dialogue with 906, 918 (Pa.Super.2013) (deeming waived issue, the trial court on the as well as the for purposes of appeal issues that were not trial court’s own reasoning, are immaterial objected to at trial or raised in post-trial appeal. simply Parrs failed to motions). make showing necessary to establish a holds, The majority so doing but in so it basis for such a detailed review of the arguably makes substantive conclusions I studies. would deny strictly relief about the question, evidence in notwith- that basis. standing that, the waiver consideration elsewhere, majority seems to find Finally, dis- following considerable delibera- positive. Maj. Op. tion, See In particu- 700. join majority’s I ruling rejecting lar, majority, court, like the trial challenge seems Parrs’ to the trial court’s put great deal of stock in the distinc- permissive decision to issue a adverse in- tion between accident fatalities and the ference instruction based upon the Parrs’ question. 700; accident See id. at alleged evidence, spoliation of the albeit *26 vehicle, storage to remit a aged agreeing to the trial court deter requires ranted alia, salvaged the the vehi- company of fault of fee to the mine, degree the inter later, unavail title plaintiff the evidence the released Only who rendered cle. party Thereafter, prejudice suffered degree the company. able and the insurance to arising from party opposing salvage compa- title to the insurer released Fault is the evidence. unavailability of vehicle disposed then ny, which alleged spoli- by examining determined it, could examine experts before certain the evidence duty preserve to ator’s 24- litigation. Id. at pending despite faith. Fi absence of bad presence or Supreme Court ruled 25. Our party established where nally, duty is had Court trial court Commonwealth the evidence knows responsible for summary judgment, granting erred in it likely is litigation pending is for and a spoliation, extreme most sanction the evidence discarding foreseeable court’s find- that reflected the trial ruling Maj. See prejudice would defendants. However, the di- ing of bad faith. Court v. Med (quoting at 701-02 Creazzo Op. remand, that, the trial court rected (Pa.Su Inc., tronic, A.2d 28-29 inference instruction to an adverse provide per.2006)). plaintiffs failure jury upon based no contends that “there is majority manifestly that was preserve evidence responsible the Parrs were dispute that Id. at 28. Given material to their claims. and[,] the Excursion destruction the ad- Supreme compelled Court However, thus, Id. at 702. were at fault.” jury instruction un- ministration of such analytic step a critical skips this conclusion no where fault was der circumstances accused of party fault to a imputing clearly— perhaps less clearly more —and material preserve failing case, thereby im- than in this established McKeon, litigation. Eichman Cf. finding of affirming the trial court’s plicitly (Pa. (citing Super.2003) 314-15 A.2d faith, to in- incongruous it would be bad McNeil, F.Supp. Baliotis v. discretionary the trial court’s trude (M.D.Pa.1994) that “a proposition for the an instruction was determination that such presence fault is the or ab component of Hence, like the in this called for case.. faith”). it good undisput While sence the trial court’s majority, uphold I would the Excur relinquished that the Parrs ed regard. decision in this company, it is not sion to their insurance what, or de any, representations if clear Judge joins concurring OTT compa made the insurance mands were opinion. or their counsel. Even ny byor the Parrs legal duty, their implicate if this does not
certainly implicates the determination faith, an Parrs acted in bad
whether the of the test for fault.
explicit element aside, reservation I believe
That modest decision Supreme
that our Court’s Commonwealth, Dep’t
Schroeder v. (1998), 551 Pa. Tramp., prod-
requires affirmance. that strict case, the liability
ucts unlike in this counsel had plaintiffs
record indicated that the dam- arrangements preserve
made ments.3 notes do not?” See Notes of Testi- (“N.T.”), utility mony (morning), of this evidence for of 63. purposes ited at 3/7/2012 of the context or of impeaching experts’ Nothing wording Ford’s attribution about injuries aug- suggests Parr’s that diving/torso question Mrs. this the Parrs were mentation, experts Leigh con- or confronting post-2001 because Ford’s with data may Similarly, majority’s that roof crush ceded contribute studies. citation testimony Corrigan, in certain at 696-97 of injury Maj. Op. cases. of the Catherine Ph.D., testimony). majority cross-examination ref- (citing Because the concerned I in agree findings erences to NHTSA in a 1995 arti- finds—and documents —that cle, conclu- have question only post- reflected NHTSA’s which could not invoked proceedings. that “roof crush is one of several 2001 data or See sion NHTSA 30-36.5,6 (afternoon), N.T., causes of in acci- at potential rollover 3/19/2012 ("[NHTSA] Fed.Reg. Fed.Reg. porting Requirements, at be- 4. See 74 12, 2009). statistically significant (May lieves that the relation- ship roof intrusion and between belted occu- pant injury just suggestion, ... indicates not a majority court’s re- 3.The reaffirms the trial strength increasing probability but a that roof jection purpose of of this evidence for the injury.”). reduces establishing Ex- the defectiveness of the Ford Maj. possession. when it left cursion Ford's colloquy, did Op. During at do not cited 696-97. Because the Parrs Parrs studies, appeal, commentary are pursue this issue on refer to 2007 but those this dicta, categorically albeit sound and excluded is dicta based distinct from rule-making I settled law. NHTSA evidence. discuss non- Thus, of defect. finding product that favor of a majority observes saliently, More sometimes validity of such evidence ultimately was cu- the excluded evidence determination, even if repeated in- affect the defect frequent and will mulative to the of pre-2001 nominally support impeachment presented it is troduction support say I not that an errone- findings that tended causation. would NHTSA evidence, if roof crush and even between ous exclusion of such causal connection causation, affirmative albeit in less to establish injury, primarily serious ventured in connection simply used law terms than NHTSA harmless as a matter of to Rule 216. amendment with its 2009 faced with the evidence jury, because the testimony). (citing Maj. Op. ignorant 696-97 at trial and actually admitted excluded, the evidence determined that correctly majority notes that Finally, the was not defective. Excursion admissible evi- the erroneous exclusion of only when the exclu- requires dence relief said, the entwinement of being That party preju- complaining sion causes the in a like this these considerations case Jain, (citing dice. Id. at 697 Winschel particular countervailing raises concerns of (Pa.Super.2007)). The Pennsylvania case. application to this any error majority concludes provides Rule of Evidence 403 “[t]he the evi- instance was harmless because may exclude relevant evidence if its court causation, question pertained dence by danger probative outweighed value is jury, having concluded but following: one or more of the unfair defective, Excursion was not 2001 Ford issues, misleading prejudice, confusing the question never reached the what caused needlessly ... cu jury, presenting injuries. See id. Mrs. Parr’s ac mulative evidence.” This Court has probative value of aspect majority’s knowledged It is this last tempered by accident evidence “is ruling prior that troubles me most. While the
Notes
T.C.O. at 6-7. I would not suggest that with one reservation. The majority notes distinction, alone, such a standing warrants governing standard in determin- a finding that a study is not sufficiently ing spoliation whether a sanction is war- too, majority, fairness to the sary analyses, might it notes other provide bases for gaps showing in the Parrs' that the trial court questionable rulings in future cases. Nonetheless, did not address. these unneces-
