Case Information
*1 Before EDMONDSON and BIRCH, Circuit Judges, and HILL, Senior Circuit Judge.
BIRCH, Circuit Judge:
In this appeal, we consider for the first time in our circuit whether a city's anti-nepotism policy denies the fundamental right to marry protected by the Due Process Clause of the Fourteenth Amendment, infringes the right of intimate association implicit in the First Amendment, or has a disparate impact on women in violation of the Equal Protection Clause of the Fourteenth Amendment. The district court held that the anti-nepotism policy is constitutional. We AFFIRM.
I. BACKGROUND
Plaintiff-appellant Brenda Parks is a Sergeant in the Special Investigative Unit of the Warner Robins Police Department, where *2 she has worked since August, 1984. In October, 1989, Parks became engaged to A.J. Mathern, a Captain in the Criminal Investigative Unit of the Warner Robins Police Department. Mathern also began working for the Warner Robins Police Department in August, 1984, approximately two weeks before Parks arrived. Both Parks and Mathern hold supervisory positions in the police department.
Mathern discussed his plans to marry Parks with George Johnson, Chief of Police for Warner Robins, who informed Mathern that the two would be in violation of Warner Robins' anti-nepotism policy. Defendant-appellees City of Warner Robins, its mayor and city council ("Warner Robins") adopted the anti-nepotism policy as a city ordinance in 1985. [1] The anti-nepotism policy prohibits *3 relatives of city employees in supervisory positions from working in the same department. Warner Robins, Ga., Code § 18-3(d). The prohibition does not extend to nonsupervisory employees, nor does it prevent relatives of supervisory employees from working in other departments of the city. Johnson told Mathern that if the two married, the less-senior Parks would have to leave the police department. Rather than losing her job, Parks postponed the wedding and brought the instant lawsuit; Parks and Mathern have remained engaged, but unmarried, for over four years.
Arguing that Warner Robins' anti-nepotism policy infringed her First Amendment right of intimate association by conditioning her employment on the nonassertion of her right to marry, Parks sought declaratory and injunctive relief under 42 U.S.C. § 1983 and 28 U.S.C. § 2201. Parks also contended that the policy violated both the Due Process Clause of the Fourteenth Amendment by denying her fundamental right to marry and the Equal Protection Clause of the Fourteenth Amendment by having a disparate impact upon women. On (g) Employees who become related subsequent to employment. The limitations on employment of relatives specified in this section shall apply to the continued employment of persons who become relatives subsequent to their employment by the city due to their getting married to each other. If an appropriate transfer cannot be arranged, the less senior employee will be terminated.
....
(i) This section shall be effective March 18, 1985.
Warner Robins, Ga., Code § 18-3. The Warner Robins anti-nepotism policy also includes provisions restricting the employment of relatives of elected and appointed officials, purchasing and personnel department employees, and the mayor's staff. See id. § 18-3(b), (c), (h).
motion for summary judgment, the district court found that the
policy was not a direct restraint on the right to marry;
consequently, the court applied rational basis scrutiny to the
policy and found that the statute was constitutional under both the
First Amendment and Due Process Clause. The district court
dismissed Parks' Equal Protection Clause claim after finding that
she had "set forth no evidence that would indicate that the alleged
unequal application [of the policy] was in any way the result of
purposeful discrimination." R2-58-18. Finding no constitutional
infirmities in the challenged policy, the district court granted
Warner Robins' summary judgment motion,
II. DISCUSSION
On appeal, Parks argues that the district court erred by
granting summary judgment to Warner Robins. Specifically, Parks
realleges her substantive due process right to marry, her right of
intimate association, and her disparate impact claims. A district
court may grant summary judgment "if the pleadings, depositions,
answers to interrogatories, and admissions on file, together with
the affidavits, if any, show that there is no genuine issue as to
any material fact and that the moving party is entitled to judgment
as a matter of law." Fed.R.Civ.P. 56(c). A moving party is
entitled to summary judgment if the nonmoving party has "failed to
make a sufficient showing on an essential element of her case with
respect to which she has the burden of proof." Celotex Corp. v.
Catrett,
We review the district court's grant of summary judgment de
*5
novo, applying the same legal standards used by the district court.
Fitzpatrick v. City of Atlanta,
A. Substantive Due Process
Parks argues that Warner Robins' anti-nepotism policy
violates her substantive due process rights by denying her the
fundamental right to marry. That the right to marry is a
fundamental right protected by the substantive component of the Due
Process Clause of the Fourteenth Amendment is well established.
See, e.g., Planned Parenthood v. Casey, --- U.S. ----, ----, 112
S.Ct. 2791, 2805,
*6 Nevertheless, the Supreme Court has held that not every statute "which relates in any way to the incidents of or prerequisites for marriage" must be subjected to strict scrutiny. Zablocki, 434 U.S. at 386, 98 S.Ct. at 681. "To the contrary, reasonable regulations that do not significantly interfere with decisions to enter into the marital relationship may legitimately be imposed." Id. (emphasis added). Therefore, whether we examine this ordinance under strict scrutiny or rational basis analysis depends upon whether the statute "significantly interfere[s]" with the decision to marry.
A statutory classification must interfere "directly and
substantially" with the right to marry before it violates the Due
Process Clause. Zablocki,
In holding that the statute in Zablocki violated the Due Process Clause, the Court noted that
[s]ome of those in the affected class ... will never be able to obtain the necessary court order.... These persons are absolutely prevented from getting married. Many others, able in theory to satisfy the statute's requirements, will be sufficiently burdened by having to do so that they will in effect be coerced into forgoing their right to marry.
Id. at 387,
In contrast to its ruling in Zablocki, the Court in the same
term upheld a Social Security provision that terminated benefits to
a secondary beneficiary if he or she married a person ineligible
for Social Security benefits. Califano v. Jobst,
[t]he directness and substantiality of the interference with *8 the freedom to marry distinguish the instant case from ... [ Jobst ]. The Social Security provisions placed no direct legal obstacle in the path of persons desiring to get married, and ... there was no evidence that the laws significantly discouraged, let alone made "practically impossible," any marriages.
Zablocki,
We conclude that the Warner Robins anti-nepotism policy does
not "directly and substantially" interfere with the right to marry.
The policy does not create a direct legal obstacle that would
prevent absolutely a class of people from marrying. While the
policy may place increased economic burdens on certain city
employees who wish to marry one another, the policy does not forbid
them from marrying. See Jobst,
Moreover, individual instances of hardship notwithstanding,
the anti-nepotism policy at issue here does not make marriage "
"practically impossible' " for a particular class of persons.
Although Parks and Mathern have postponed their wedding for over
four years, pending the outcome of this case, they have produced no
evidence of other couples similarly deterred by the policy, nor do
we believe that ordinarily such will be the case. As the Supreme
Court noted in Jobst, a statute "is not rendered invalid simply
because some persons who might otherwise have married were deterred
by the rule or because some who did marry were burdened thereby."
Id. at 54,
*10
Because the Warner Robins policy does not directly and
substantially interfere with the fundamental right to marry, we
subject the policy to rational basis scrutiny. Id. at 53-54, 98
S.Ct. at 99.
[4]
Accordingly, the statute will not violate the Due
Process Clause if it is rationally related to a legitimate
government interest. Warner Robins has advanced several such
interests: avoiding conflicts of interest between work-related and
family-related obligations; reducing favoritism or even the
appearance of favoritism; preventing family conflicts from
affecting the workplace; and, by limiting inter-office dating,
decreasing the likelihood of sexual harassment in the workplace.
A rule that would prevent supervisory employees from having to
exercise their discretionary power to hire, assign, promote,
discipline or fire their relatives is rationally related to each of
(alteration in original))); Castillo,
[4] Following the Zablocki rule, at least two other circuits
and two federal district courts have held that anti-nepotism laws
do not trigger strict scrutiny. Parsons v. County of Del Norte,
B. First Amendment Right of Intimate Association
Parks contends that the Warner Robins policy violates the
First Amendment by making her continued employment contingent on
the nonassertion of her right to marry. The First Amendment
contains no explicit right of association. Nonetheless, the
Supreme Court "ha[s] long understood as implicit in the right to
engage in activities protected by the First Amendment a
corresponding right to associate with others in pursuit of a wide
variety of political, social, economic, educational, religious, and
cultural ends." Roberts v. United States Jaycees,
Included in this First Amendment right of association is the
right to enter into certain intimate or private relationships, such
as family relationships. See id. at 619,
Although the right to marry enjoys independent protection
under both the First Amendment and the Due Process Clause, the
Supreme Court has held that the same analysis applies in each
context. In Lyng v. International Union, United Auto., Aerospace
and Agric. Implement Workers, 485 U.S. 360, 108 S.Ct. 1184, 99
L.Ed.2d 380 (1988), the Court extended the reasoning in Zablocki to
apply to claims involving First Amendment associational rights.
Id. at 364-67, 108 S.Ct. at 1189-90. The Court examined a Food
Stamp Act provision that denied increased food stamp benefits to
families of striking workers. The Court held that the food stamp
statute did not infringe upon the striking workers' right to
associate with their families because it did not " "order' any
individuals not to dine together; nor [did] it in any way "
"directly and substantially" interfere with family living
arrangements.' " International Union, 485 U.S. at 365-66, 108
*13
S.Ct. at 1189 (quoting Lyng v. Castillo, 477 U.S. 635, 638, 106
S.Ct. 2727, 2729,
The Warner Robins anti-nepotism policy does not "order"
individuals not to marry, nor does it "directly and substantially"
interfere with the right to marry. See supra Part II.A.
Admittedly, the policy presents a harder case than did the food
stamp provision at issue in International Union; individuals
forced by the policy to leave their jobs may incur economic losses
greater than the temporary denial of food stamp benefits. But see
supra note 3. Because the anti-nepotism policy does not prevent
the less-senior spouse from working in another department or
outside the Warner Robins municipal government, however, it is
unlikely that the policy will actually prevent affected couples
from marrying. In this respect, Warner Robins' anti-nepotism
policy is similar to the food stamp provision in International
Union, for which the Court concluded: "Even if isolated instances
can be found in which a striking individual may have left the other
members of the household in order to increase their allotment of
food stamps, "in the overwhelming majority of cases [the statute]
probably has no effect at all.' " International Union,
In International Union, the Court held that the petitioners' associational rights claim was "foreclosed" by its inability to satisfy the direct and substantial interference standard first used in Zablocki and followed in Castillo. Id. at 364, 108 S.Ct. at *14 1189. Parks has similarly failed to show that the Warner Robins anti-nepotism statute directly and substantially interferes with her right to marry. Consequently, we hold that the policy does not infringe upon her First Amendment right of intimate association. C. Equal Protection Clause: Gender Discrimination
Parks' final argument on appeal is that the Warner Robins
policy will result in a disparate impact on women because the city
employs a greater number of men as supervisors. A gender-based
classification violates the Equal Protection Clause of the
Fourteenth Amendment if the classification is not substantially
related to the achievement of important governmental objectives.
Personnel Administrator of Massachusetts v. Feeney,
Additionally, proof of discriminatory intent or purpose is a
necessary prerequisite to any Equal Protection Clause claim.
Hernandez v. New York,
Parks' disparate impact claim relies upon her assertion that
eighty-four percent of Warner Robins' supervisory employees are
men. Consequently, she argues, a disproportionate number of
employees who are forced to transfer to another department or to
leave the city's employ will be women. As the Supreme Court's
holding in Personnel Adm'r v. Feeney indicates, such a showing is
insufficient to prove discriminatory intent. In Feeney, the Court
upheld a state law that created an absolute hiring preference for
military veterans applying for state jobs. Feeney, 442 U.S. at
275,
The Feeney Court rejected the plaintiff-appellee's argument
that because a disparate impact against women was the obvious
consequence of the statute's enactment, the Massachusetts
legislature must have intended to discriminate against women. The
Court held that " "[d]iscriminatory purpose' ... implies more than
intent as volition or intent as awareness of consequences. It
implies that the decisionmaker ... selected or reaffirmed a
particular course of action at least in part "because of,' not
merely "in spite of,' its adverse effects upon an identifiable
group." Id. at 279, 99 S.Ct. at 2296 (citation and footnote
omitted). Assuming arguendo that Parks has demonstrated disparate
impact, her equal protection claim must still fail for lack of a
showing of discriminatory intent. See id. at 274,
Parks' allegations cite none of the other traditional indicia
*17
of discriminatory intent listed by the Court in Arlington Heights.
She has not alleged facts surrounding the city's decision to apply
the policy to her that could indicate discriminatory intent, nor
has she identified any such intent in the legislative history of
the statute. Her situation is not the result of any procedural or
substantive departures from the norm that would reveal
discriminatory intent. In her brief, Parks lists four city
employees as examples of individuals who remain on the city payroll
despite their alleged violation of the anti-nepotism policy. Since
three of the four people who have allegedly retained their jobs in
violation of the policy are female, however, it cannot be argued
that the city has applied the policy unevenly so as to disadvantage
women. Cf. Yick Wo v. Hopkins,
As the Court previously has observed, "the Fourteenth
Amendment guarantees equal laws, not equal results." Feeney, 442
U.S. at 273,
III. CONCLUSION
Parks challenges the district court's grant of summary judgment, in which the court upheld the constitutionality of Warner Robins' anti-nepotism policy. She contends that the policy impermissibly infringes her fundamental right to marry protected by the Fourteenth Amendment, her right of intimate association implicit in the First Amendment, and her right to equal protection of the laws under the Fourteenth Amendment. Because the Warner Robins policy is not a direct and substantial interference with the right to marry, and because Parks has failed to allege facts sufficient to support a finding that the policy conceals a discriminatory intent, we hold that the policy is valid under the First and Fourteenth Amendments. We AFFIRM.
Notes
[1] The statute provides in relevant part: Sec. 18-3. Anti-nepotism. (a) Definitions. "Relative" is defined to include spouse, child, stepchild, grandchild, parent, grandparent, brother, sister, half-brother, half-sister, uncle, aunt, niece, nephew or the spouse of any of them. These relationships shall include those arising from adoption. Persons who are common law married or who are living together without the benefit of matrimony are also considered as relatives under the intent of this rule.... .... (d) Relatives of supervisory employees. Relatives of employees in positions that carry any degree of supervision shall not be employed anywhere in the department in which the supervisor works, but may be employed in other departments of the city. (e) Relatives of nonsupervisory employees. Subject to the foregoing provisions, relatives of nonsupervisory employees may be employed by the city in any position which they are qualified to fill. ....
[2] We cite McCabe for the proposition that the right to marry is a fundamental right. Parks would have us go further and follow our analysis in McCabe rather than the Supreme Court's line of right-to-marry cases beginning with Loving. In McCabe, we used three separate standards to evaluate a police chief's decision to reassign his personal secretary to another department after she married one of his subordinates. Unlike the legislative act embodied in Warner Robins' anti-nepotism policy, however, the secretary's reassignment in McCabe was a quintessentially executive act. See McKinney v. Pate, 20 F.3d 1550, 1557 n. 9 (11th Cir.1994) (en banc) (distinguishing executive acts, which "characteristically apply to a limited number of persons" and which "typically arise from the ministerial or administrative activities of members of the executive branch" from legislative acts, which "generally apply to a larger segment of ... society" and which include "laws and broad-ranging executive regulations"). We applied three separate tests in McCabe because the
[3] See also Lyng v. International Union, United Auto.,
Aerospace and Agric. Implement Workers,
