Douglas R. PARKS, Plaintiff-Appellant,
v.
CITY OF COLUMBUS, Richard C. Pfeiffer, Jr., in his official capacity as City Attorney for the City of Columbus, Ohio, and James G. Jackson, in his official capacity as Chief of Police, for the City of Columbus, Ohio, Defendants-Appellees.
No. 03-4096.
United States Court of Appeals, Sixth Circuit.
Argued: October 26, 2004.
Decided and Filed: January 25, 2005.
COPYRIGHT MATERIAL OMITTED Nathan W. Kellum, Alliance Defense Fund, Memphis, Tennessee, for Appellant.
Glenn B. Redick, Columbus City Attorney's Office, Columbus, Ohio, for Appellees.
Before: KEITH, CLAY, and BRIGHT, Circuit Judges.*
KEITH, Circuit Judge.
Plaintiff appeals the district court's denial of declaratory and injunctive relief in this case involving an alleged infringement upon Plaintiff's First and Fourteenth Amendment freedom of speech rights. For the reasons that follow, we REVERSE the district court's decision and REMAND for proceedings consistent with this opinion.
I.
Plaintiff Douglas Parks ("Parks") attends public events to proclaim and communicate his religious beliefs by wearing signs, singing, preaching, distributing leaflets, or talking to people. Every June, the Columbus Arts Council ("Arts Council") organizes the Columbus Arts Festival ("Arts Festival"), which is held along the riverfront in downtown Columbus, Ohio, on Civic Center Drive. Civic Center Drive is the closest road running parallel to the river. Barricades are placed at several intersections of Civic Center Drive and its perpendicular streets to prevent automobiles from traveling down Civic Center Drive. During the Arts Festival, Civic Center Drive is open to pedestrians and vendors who set up along side the road.
For festivals of this kind, the City of Columbus ("City") requires the event sponsors to obtain a block party permit. Columbia City Code § 923.03 ("No person shall use any public street to conduct a block party ... without first obtaining a block party permit."). A block party means "the closing of one (1) or more public streets between one (1) or more intersections for the common purpose of ... the community at large, other than for a parade or commercial activity." Id. § 923.01. Block party permits are issued for the non-exclusive use of the permitted area. Joint Appendix ("J.A.") at 133.
Here, the City issued a permit to the Arts Council for the Arts Festival.1 According to the permit, the stated purpose of the Arts Festival is "to bring visual and performing artists to the city." Id. at 134. The permit is non-exclusive, which, according to the testimony of a special events coordinator for the City, means that "it is for free events open to the public." Id. at 82. The permit requires the event sponsor to carry liability insurance, id. at 133, and to comply with local and state rules regarding traffic and safety, id. at 144. The permit also specifies that "Special Duty Police are required as a condition of this permit." Id. at 133. The Columbus Division of Police, Fire and Transportation, as well as the Division of Refuse must authorize the permit. Id. at 147. The Arts Council obtained permission through special ordinance to regulate the sale of alcohol within the permitted area.
On June 8, 2002, Parks attended the Arts Festival wearing a sign bearing a religious message.2 Parks walked up Civic Center Drive, which was barricaded from vehicular traffic, in the middle of the Arts Festival. When Parks attempted to walk back down Civic Center Drive, he was approached by Officer Farr, an off-duty police officer for the City of Columbus who the Arts Council hired to serve as security. Although he was off-duty, Officer Farr was wearing his police uniform and his badge. Officer Farr approached Parks as he distributed the literature, identified himself as an officer, and informed Parks that the sponsor of the event did not want him there. He instructed Parks to move beyond the barricades and told Parks that he would be arrested if he did not comply. Because Parks feared arrest, he obeyed Officer Farr's order to leave the barricaded area. He did not continue engaging in his activity outside the barricades, as he thought that it would be futile considering that the bulk of the people were inside the barricaded area on Civic Center Drive. Parks wanted to attend the Jazz & Rib Festival, a similar festival held in July 2002 at the same location, in order to communicate his religious beliefs, but he was deterred from going because of the incident at the Arts Festival.
In December 2002, Parks's counsel sent a letter to James Jackson, Chief of Police for the City of Columbus, seeking relief from the ban imposed upon Parks during the Arts Festival. Richard Pfeiffer, the City Attorney, responded to the letter on February 3, 2003, and stated that the permitted area in which Parks was distributing leaflets was "not a public area where [Parks] would have had traditional First Amendment rights. Rather, the area was being used by a private group for their own purposes." Id. at 32. The City therefore concluded that there was no infringement on Parks's constitutional rights. Id. at 33.
On May 28, 2003, Parks filed a complaint against the City of Columbus, Police Chief James Jackson, and City Attorney Richard Pfeiffer (collectively "City" or "Defendants") seeking injunctive relief, declaratory relief, and damages pursuant to 18 U.S.C. §§ 1983 & 1988. On July 11, 2003, the district court granted Parks's motion for an expedited hearing regarding his request for a preliminary injunction.3 On July 17, 2003, the court conducted a motions hearing and, because none of the facts were in dispute, the hearing was converted to a trial on the merits. In its opinion, the district court specifically indicated that it need not reach a decision as to the type of forum created under the City's block party permit. Instead, the court denied injunctive relief by finding that "Officer Farr's conduct was not a public function because it could have been performed by a member of the Arts Council or a private security officer." J.A. at 257. Moreover, because Officer Farr was enforcing the rules of the permit holder, the district court found that there was no state action and judgment was entered in favor of Defendants on all claims. Id. at 258. Parks's complaint was dismissed with prejudice and costs were taxed against him.
On appeal, Parks asserts that festivals, which are free and open to the public held pursuant to a non-exclusive block party permit, are traditional public fora. He argues that the City of Columbus — not the private entity hosting the festival — deprived him of his constitutionally protected right to freedom of speech. We agree.
II.
In this case, Parks's motion for a preliminary injunction hearing was converted to a trial on the merits. Generally, we "review[] a challenge to the grant or denial of a request for permanent injunction under an abuse of discretion standard." Am. Council of Certified Podiatric Physicians and Surgeons v. Am. Bd. of Podiatric Surgery, Inc.,
To determine whether the City violated Parks's First Amendment right to free speech, we must follow the test set forth by the United States Supreme Court in Cornelius v. NAACP Legal Defense and Educational Fund, Inc.,
A.
The First Amendment to the Constitution, applicable to state and local governments through the Fourteenth Amendment, mandates that no law shall "abridg[e] the freedom of speech." U.S. Const. amend. I; see also Perry Educ. Ass'n. v. Perry Local Educators' Ass'n.,
In the instant case, Parks testified that he was walking up and down Civic Center Drive in downtown Columbus wearing a sign bearing religious inscriptions. He also indicated that he was distributing religious literature to anyone who would accept it and preaching to anyone who would listen. His testimony was undisputed by the City. After reviewing the record before us, we find that, by distributing literature, displaying a religious message, and preaching to those interested, Parks was engaging in religious activity that has been recognized as protected speech under the First Amendment.
B.
While the district court indicated that "[t]he city cannot require the Arts Council and the Chamber of Commerce to include messages that [they] do [ ] not wish to convey simply because the event is being held on what is normally a traditional public forum," J.A. at 247-48, it nevertheless found it unnecessary to determine the type of forum at issue. Contrary to the district court's conclusion, we believe that we must first determine whether the streets remained a traditional public forum notwithstanding the non-exclusive, block party permit issued to a private organization. As explained below, we hold that the streets upon which Parks wished to exercise his First Amendment rights remained a traditional public forum.
"Traditional public fora are defined by the objective characteristics of the property, such as whether, `by long tradition or by government fiat,' the property has been `devoted to assembly and debate.'" Ark. Educ. Television Comm'n v. Forbes,
We recognize, however, that there have been limited circumstances where public streets or sidewalks are not considered public fora. See, e.g., United States v. Kokinda,
Applying the above principles to this case, we must decide whether the permitted streets remained a traditional public forum. The district court stated that "streets which are part of the festivals become a limited public forum as the city intended to create at most a limited public forum and had the power to do so." J.A. at 247 n. 4. To support its statement, the district court cited our unpublished decision in Bishop v. Reagan-Bush '84 Committee,
First, Bishop involved a political rally organized pursuant to a city permit in downtown Cincinnati at "Fountain Square" where President Ronald Reagan was speaking.
Second, the district court's reliance on two cases, Parkland Republican Club and PETA I, is also improper. As a technical matter, we have no obligation to consider these cases because they are non-binding. Yet even if they were binding, they do not provide guidance in the instant case because those cases involve situations that are factually distinct. In Parkland Republican Club, the plaintiff — a political club — argued that the City of Parkland's policy, which "allows marching bands, youth, and civic organizations to participate in the Parkland Days Parade ..., but excludes political organizations from participating if they identify themselves as a political organizations," violated its First Amendment right to free speech.
PETA II,
These two extrajurisdictional district court opinions emphasized one factor that is applicable to the case before us: plaintiffs can express themselves on streets that remain open to the general public. Neither Parkland Republican Club nor PETA I prohibited plaintiffs from expressing their message on the streets; the courts instead concluded that plaintiffs did not have a right to interfere with the message of another. Moreover, both courts determined that the forum at issue — a parade — was either a limited public forum or a nonpublic forum.
Similarly, in a case that is controlling, we have held that there was no First Amendment violation when a city "permitt[ed] the Bush-Quayle '92 Committee to exclude members of the public from a traditional public forum based on the content of their speech." Sistrunk v. City of Strongsville,
This line of case law is distinguishable from the matter before us. Unlike the plaintiffs in the aforementioned cases, Parks does not seek inclusion in the speech of another group. While it is unclear that the Arts Festival was actually expressing a particular message, the City "submitted that the collective message of the Greater Columbus Arts Council is to bring visual and performing artists to the City to be enjoyed by those who wish to go to the festival." Appellee's Br. at 23. This is not an expressive message, but merely a purpose for the event. The Arts Festival is an event that most likely has many artists who are expressing various messages of their own. It is therefore difficult to determine a collective message for the Arts Festival itself. If, however, we were to construe the message of the Arts Festival to be "visual and performance art," nothing in the record indicates that Parks interfered with or prevented this "message" from being conveyed. In fact, Parks was merely another attendee of the festival, walking up and down the street. He was at the festival neither as a vendor nor as a visual or performing artist. His speech, therefore, is not inclusionary under either the precedent of this Circuit or the Supreme Court.
Our "forum analysis is not completed merely by identifying the government property at issue." Cornelius,
C.
Because Parks's speech was not interfering with the permit holder's message and because the permitted streets remain a traditional public forum, we must consider the City's actions under a traditional public forum analysis. Before determining whether the City has satisfied the appropriate standard, we must first address the issue of state action. The City argues that there was no state action because Officer Farr was off-duty and acting under the directive of the permit holder and because it did not control the streets during the festival. We do not find the City's arguments compelling or consistent with the law.
First, regardless of whether Officer Farr was on or off duty, he presented himself as a police officer. We have held that "a police officer acts under color of state law when he purports to exercise official authority." Memphis, Tenn. Area Local Am. Postal Workers Union AFL-CIO v. City of Memphis,
Second, and equally significant to the specific actions of Officer Farr, the City and its agents supported the permitting scheme that ostensibly provided a permit-holder with unfettered discretion to exclude someone exercising his constitutionally protected rights from a public street. The City issued a permit to the Arts Council that was non-exclusive and open to the public. The streets remained a traditional public forum. After complaining to the City that his First Amendment rights had been violated, Parks received a letter from the City Attorney defending the actions of the permit holder. The letter emphasized that the streets at issue were no longer a public area where Parks's First Amendment rights would apply because a private sponsor was using the area pursuant to City ordinance. The letter argued that the permit allows the permittee to use the street for its purpose, and therefore the "[Arts] Council had every legal right to request Mr. Parks to move on or be arrested." J.A. at 32. The City's policy went as far as to endorse the unfettered discretion of the sponsor; a City representative testified that it is "the practice of the [C]ity in carrying out these ordinances to permit the event organizers to determine what activities will be permitted at the event." Id. at 114. We find that all of these factors amounted to state action.9
Because the City is a "state actor" for purposes of a claim brought under § 1983, we must now determine whether its actions violated Parks's constitutional rights. "Nothing in the Constitution requires the Government freely to grant access to all who wish to exercise their right to free speech on every type of Government property without regard to the nature of the property or to the disruption that might be caused by the speaker's activities." Cornelius,
This case presents us with a unique situation. We are not faced with a challenge to the ordinance in and of itself being an unconstitutional time, place, or manner restriction of Parks's speech. Rather, Parks argues that both the ordinance and permit scheme as applied in this situation are unconstitutional. He claims that the City is attempting to avoid liability by hiding behind the Arts Council, which the City asserts has discretion to exclude whomever it wants.
During the Arts Festival, Parks was acting in a peaceful manner and the only difference between him and the other patrons was that he wore a sign communicating a religious message and distributed religious leaflets. When Officer Farr commanded Parks to move behind the barricaded area, he told Parks that the event sponsor did not want Parks there. The City offered no explanation as to why the sponsor wanted him removed. There is no evidence that the Arts Council had a blanket prohibition on the distribution of literature or that others engaging in similar constitutionally protected activity were removed from the permitted area. While the district court did not reach the question of whether the removal of Parks was based on the content of his speech, under these circumstances we find it difficult to conceive that Parks's removal was based on something other than the content of his speech. We therefore must determine whether the City's action regulating Parks's speech was "necessary to serve a compelling state interest and that it is narrowly drawn to achieve that end." Perry,
Our analysis here is brief because the City has not offered an interest, let alone a compelling one, to explain why it prohibited Parks from exercising his First Amendment rights in a traditional public forum.10 The City has consistently maintained that the actions were not its own but rather that of the permit holder. As we discussed above, we reject this argument. We also find inappropriate the district court's speculation that "the permit holders could have a rule ... limiting activities to those that promote the festival's theme or prohibiting the distribution of fliers because the permit holder is responsible for cleaning the permitted area after the event." J.A. at 257-58 (emphasis added). The City offered no evidence of any such rule having been adopted by the Arts Council. Because there is no compelling state interest, we need not reach the second prong of our strict scrutiny analysis.
III. CONCLUSION
As the Supreme Court has emphasized, "[t]he right to free speech ... may not be curtailed simply because the speaker's message may be offensive to his audience." Hill v. Colorado,
Notes:
Notes
The Honorable Myron H. Bright, Circuit Judge of the United States Court of Appeals for the Eighth Circuit, sitting by designation
Information related to the permit is gleaned from a copy of the specific permit at issue in this case, a copy of which is contained in the Joint Appendix
The record does not contain the details of Parks's message
Parks filed a motion for an expedited hearing on May 28, 2003, with the hope of receiving relief in time to participate in the Jazz & Rib Festival on July 18-21, 2003. Because there is no evidence that Parks would have been excluded from that particular festival, our opinion does not offer any further consideration of the injunctive relief requested related to the Jazz & Rib Festival
In the case before us, the district court cited the first opinion issued in the case involving the People for the Ethical Treatment of Animals ("PETA"). The United States District Court for the Southern District of New York, however, issued a second opinion that adopted the reasoning from the first case and granted summary judgment for the DefendantsSee People for the Ethical Treatment of Animals v. Giuliani,
While we need not determine if the City has the power to transform a traditional public forum into a non-public forum, we note that the City cannot transform a traditional public forum simply because it so desiresSee United States Postal Serv. v. Council of Greenburgh Civic Ass'ns.,
We stated thatCommunity for Creative Non-Violence v. Hodel,
Comprised of public and private organizations, "CowParade consists of approximately 500 life-size fiberglass sculptures of cows in three basic poses which have been painted, decorated or otherwise altered artistically. Individuals and groups... were solicited by the CowParade Organizers to become `patrons,' or sponsors, of CowParade by `adopting' a cow to be displayed as part of the event."PETA I,
This is not to conclude that Parks's First Amendment rights would vanish if the permit authorized exclusive use. We have indicated that authorization of exclusive use of public property will shift potential liability from the government to the private entity who functions as a state actorSee, eg., Lansing v. Memphis in May,
In determining that there was no state action in the present case, the district court relied upon our decision inLansing v. City of Memphis,
Assuming arguendo that the City could establish that its exclusion of Parks was content-neutral, it still has not offered even a significant state interest for the exclusion. "[E]ven content-neutral time, place, and manner restrictions can be applied in such a manner as to stifle free expression."Thomas v. Chicago Park Dist.,
