Janet Alene PARKER, Surviving Widow, Individually and in her
representative capacity as next friend and natural
guardian of her sons, Jack Lowe Parker,
III, et al., Plaintiffs-Appellants,
v.
The UNITED STATES of America, Defendant-Appellee.
No. 77-3448.
United States Court of Appeals,
Fifth Circuit.
Feb. 13, 1980.
C. W. (Pete) Harland, Lubbock, Tex., for plaintiffs-appellants.
Roger L. McRoberts, Asst. U. S. Atty., Lubbock, Tex., for defendant-appellee.
Appeal from the United States District Court for the Northern District of Texas.
Before GOLDBERG, FAY and ANDERSON, Circuit Judges.
FAY, Circuit Judge:
After exhausting her administrative remedies, Janet A. Parker filed this action individually and as representative for her children under the Federal Tort Claims Act, 28 U.S.C. §§ 1346(b), 2671-2680 (1976), claiming damages for the wrongful death of her husband, Jack Lowe Parker. We are asked to decide whether or not an off-duty serviceman on a four-day "furlough" proceeding on a roadway within a military reservation to his off-base home was acting incident to his military service. The trial court concluded that he was and granted the Government's motion for summary judgment. Disagreeing with this conclusion, we reverse.
I. FACTS
Specialist Five Jack Lowe Parker lived off the Fort Hood military reservation in a private residence with his wife and two sons. Parker desired time off from work to move to a different home, also off the reservation. On Wednesday, August 28, 1974, Parker requested and received permission to be absent from the end of his normal duty hours that day until Monday, September 2, 1974. After work on the 28th while Parker was on his way home on this leave, a serviceman named Peters drove a military vehicle across the center line and collided head-on with Parker's vehicle in Parker's lane of traffic. Parker died a short time later from injuries he received. Parker was driving a car borrowed from a civilian. The collision occurred on West Range Road, an army maintained road within Fort Hood. The Government contends that Parker was wearing his military fatigues, while appellant states she cannot admit or deny that point. Parker's family is receiving veterans' benefits.1
II. THE REMEDIAL PUZZLE
The Federal Tort Claims Act (FTCA) allows civil actions against the United States
for injury or loss of property, or personal injury or death caused by the negligent or wrongful act or omission of any employee of the Government while acting within the scope of his office or employment, under circumstances where the United States, if a private person, would be liable to the claimant in accordance with the law of the place where the act or omission occurred.
28 U.S.C. § 1346(b) (1976). See also 28 U.S.C. § 2674 (1976) (Government liable as a private person under like circumstances). The twin aims of the FTCA were to provide remedies for wrongful government actions through a waiver of sovereign immunity and to relieve Congress of the burden and the public of the inequities of private bills for relief. Congress created several limitations to this right of action. Id. § 2680. One of these excludes "(a) ny claim arising out of the combatant activities of the military or naval forces, or the Coast Guard, during time of war." Id. § 2680(j). No section specifically excludes all actions by members of the military. Nevertheless, the courts rushed in where legislators feared to tread. In a series of decisions now referred to as the Feres doctrine, the United States Supreme Court implied an exception to the FTCA and held that no action lies for injury to a member of the armed forces whose activity at the time of injury is "incident to military service." United States v. Brown,
III. EVOLUTION OF THE FERES DOCTRINE
The answer to the question whether activity is "incident to military service" determines whether a service member has an FTCA cause of action. One therefore might expect that the same considerations that originally influenced the Supreme Court to create this "incident to service" exception would also elucidate its features. The Supreme Court cases under the Feres doctrine, however, offer policy reasons for implying an exception, but do not provide many clear signposts to the parameters of "incident to service."
The first hint that an exception might be carved out of the FTCA for military personnel came in Brooks v. United States,
That day dawned one and a half years later with Feres v. United States,
With Brooks and Feres the Court began drawing the "incident to service" line which determines whether injuries are compensable under the FTCA. In United States v. Brown,
The peculiar and special relationship of the soldier to his superiors, the effects of the maintenance of such suits on discipline, and the extreme results that might obtain if suits under the Tort Claims Act were allowed for negligent orders given or negligent acts committed in the course of military duty, led the Court to read that Act as excluding claims of that character.
After these decisions, the Supreme Court delivered a series of opinions that caused speculation over the Feres doctrine's continued viability. United States v. Muniz,
In the most recent Supreme Court statement of the Brooks-Feres-Brown line, however, the Court reaffirmed that the doctrine lives. Stencel Aero Engineering Corp. v. United States,
First, the Court mentioned the "distinctively federal character" of the soldier-superior relationship, by which the Court apparently means that the Government's liability and the soldier's recovery should not depend upon "the fortuity of where the soldier happened to be stationed . . . ."
The implied exception to the FTCA is therefore still alive, despite continued criticism of its bases. See Note, The Supreme Court and the Tort Claims Act: End of an Enlightened Era?, 27 Clev.St.L.Rev. 267 (1978); Note, Stencel Aero Engineering Corp. v. United States: An Expansion of the Feres Doctrine to Include Military Contractors, Subcontractors, and Suppliers, 29 Hastings L.J. 1217 (1978).
Although it appears that the Supreme Court may have vacillated on the factors supporting the implied exception to the FTCA, one point does emerge from these cases as a caution to those seeking to find meaning in the phrase "incident to military service." The test is not a purely causal one: one cannot merely state that but for the individual's military service, the injury would not have occurred. Brown is exemplary. The claimant had injured his knee while in the service and after discharge had received negligent treatment of the knee at a VA hospital. But for Brown's military service, he would neither have hurt his knee nor have been at a VA hospital. Nevertheless the Supreme Court recognized his right to recover against the Government. See
IV. THE FACTORS
The district court struggled with Feres and Stencel, and decided that the receipt of compensation benefits, the distinctively federal character of the relationship between Parker and the military, the relationship between a soldier and his superiors, the place of the injury, and Parker's status at the time of his death compelled summary judgment for the government. Parker v. United States,
A. Veterans' Benefits.
The Veterans' Benefits Act is one of the considerations discussed most inconsistently by the Supreme Court. In Brooks, in which the Court allowed the cause of action, the Court emphasized that Congress had included three sections in the FTCA which made the Tort Claims Act the exclusive remedy, yet none of these sections dealt with service members and none required election of remedy.
The Court, in other contexts, has held that an adequate statutory compensation system can substitute for FTCA liability, United States v. Demko,
Because one purpose of the FTCA is to guarantee that those injured by the Government will not be remediless, acknowledgment of the benefits system for service-connected injuries indicates that the congressional purpose is not frustrated by the implied exception. The existence and acceptance of the benefits is not, however, an accurate barometer for the threshold question of whether the activity is "incident to service." The compensation system does not exclude FTCA remedies but it is rather the sole remedy once it is determined the injury is service connected. See United States v. Muniz,
B. Distinctively Federal Character.
The "distinctively federal character" of the soldier-Government relation was mentioned in Feres, citing United States v. Standard Oil Co.,
C. Relation of Soldier to Superiors.
Another concern expressed by the Supreme Court is the relationship between service members and their supervisors or the effect FTCA suits may have on the maintenance of discipline. See Stencel Aero Engineering Corp. v. United States,
D. Factual Indicia.
District and circuit courts have emphasized various facts in determining whether an injury occurred during some activity "incident to service." See generally 1 L. Jayson, Handling Federal Tort Claims, ch. 5, §§ 150-155 (1964 & Supp.1979); Annot.,
1. Duty Status. The impact of Parker's duty status is the issue most hotly contested in this case. If an individual has been discharged from the service, his activities are normally not "incident to service." See United States v. Brown,
We find that the district court erred in holding that Parker's status was closer to Feres than to Brooks. Parker had requested and received the right to be absent from his regular duties for four days and five nights. Parker did more than the claimants in Zoula, who had merely the unexercised right to a pass.
2. On or Off the Reservation. Another factor looked to in determining whether the activity was "incident to service" is where the injury occurred. If the soldier is on furlough and off the military reservation, Brooks teaches that an action lies under the FTCA. If the injury occurs on the base, it is more likely that the injured service member was engaged in activity incident to service. The occurrence of an on-the-reservation injury, however, does not immediately trigger application of Feres. If the injury occurred on the base, the court must proceed to the further inquiry of what function the soldier was performing at the time of the injury in order to ascertain the totality of circumstances.
It would be easy to state that Brooks involved an injury off the base, the Feres cases occurred on the military reservation, therefore, Parker's on-the-base collision should not give rise to an FTCA cause of action. Nevertheless, where the injury occurred should not be emphasized above all other factors. Cf. Avasthi v. United States,
3. Activity. The inquiry finally turns to what Parker was doing at the time he was injured. Parker was not directly subject to military control; he was not under the compulsion of military orders; he was not performing any military mission. Parker was not even attending to personal affairs, such as shopping, or engaging in activities arising from life on the base, such as recreational activities. Parker was merely passing through the base on his way home. Keeping in mind that "incident" does not mean that a strict "but for" test applies, we do not find that Parker was engaged in any activity incident to his service.
This court has stated that Feres limits Brooks to its facts. Mason v. United States,
4. Incident to Service. Parker's four-day right to be absent resembled the furlough in Brooks. Because the collision did not occur off the base, the court should have looked to the function Parker was performing at the time of his death, which was not related to his military service. Parker was not acting incident to his service at the time of his death.
V. CONCLUSION
We conclude the district court erred in granting the Government summary judgment. The Parker family's receipt of veterans benefits does not foreclose an FTCA cause of action. Parker had received the right to be off duty for four days; he was driving a civilian vehicle towards his home off the military reservation; he was not performing any military function. His activities were not "incident to service," and the Government should be liable like any "private person." The district court is REVERSED and the cause REMANDED for proceedings consistent with this opinion.
Notes
Although appellant stated in her Summary of Argument that summary judgment was not proper because material issues of fact existed, Brief of Appellant at 6, this line of attack was not pursued, and in oral argument counsel for appellant conceded that the facts in the case are undisputed. The dispute is over the application of the law to these facts
We are not persuaded that (the statute's phrase) "any claim" means "any claim but that of servicemen." The statute does contain twelve exceptions. § 421. None exclude petitioners' claims. . . . It would be absurd to believe that Congress did not have the servicemen in mind in 1946, when this statute was passed
The Court did, however, indicate that service members benefits should be set off against FTCA damages to prevent double recovery for the same injuries
In Rayonier, the Court rejected the notion that FTCA liability extended only to situations in which governments were traditionally liable for employees.
Captain Donham was injured when the eject system of his aircraft malfunctioned during a mid-air emergency.
The veterans' benefit act requirement that the injury occur "in line of duty," 38 U.S.C. § 101(16) (1976), is deemed to be met if it occurs "on active duty or on authorized leave . . . ." 38 U.S.C. § 105(a) (1976). Parker would have been eligible for veterans benefits even if he had been injured by a private car, on a private road, while on furlough
Maintenance of the Parker suit, for instance, might require Specialist Peters to testify, but we doubt he had orders to cross the road at the time of the collision. The army apparently does not dispute that negligence occurred here, and Peters is not subject to the tension that could occur if a direct suit for negligence were possible. See 28 U.S.C. § 2679(b) (1976) (FTCA remedy is exclusive of any other against federal employee or his estate)
This result would ensue even in situations which do not contain the policy considerations of the Feres doctrine. An Air Force sergeant does not have an FTCA action when injured while on a military mission when a naval officer negligently drives into the rearend of the private car in which the claimant is riding. Callaway v. Garber,
"Furlough" or "leave" is generally for a longer period and is charged against the soldier's record. A "pass" is a discretionary time off privilege granted by the supervising officer and not charged against the record. In either case, the service member can be recalled to work. Since 1972 formal passes have not been necessary for service members not on their regular duty hours. Therefore, "off-duty" service members who need not report until the next day, now technically have the same status as members on "pass." See Zoula v. United States,
Much has been made of Parker's being on "active duty," subject to recall, despite his four-day release from duty. The Government admits, however, that even soldiers on furlough can be recalled, yet those soldiers have an FTCA action if injured. We find the "active duty" distinction unpersuasive. See Hand v. United States,
