Lead Opinion
delivered the opinion of the Court (Parts I and III) together with an opinion (Part II), and announced the judgment of the Court.
In Bruton v. United States,
I
Respondents were convicted of murder committed during the commission of a robbery and were sentenced to life imprisonment. The cast of characters playing out the scenes that led up to the fatal shooting could have come from the pen of Bret Harte.
Testimony at the trial in the Tennessee state court showed that one Woppy Gaddy, who was promised a cut of Douglas’ take, arranged a game of chance between Douglas and Robert Wood, a sometime Memphis gambler. Unwilling to trust the outcome of the contest entirely to luck or skill, . Douglas marked the cards, and by game’s end Robert Wood and his money had been separated. A second encounter between the two men yielded similar results, and Wood grew suspicious of Douglas’ good fortune. In order to determine whether and how Douglas was cheating, Wood brought to the third game an acquaintance named Tommy Thomas, who had a reputation of being a “pretty good poker player.” Unknown to Wood, however, Thomas’ father and Douglas had been close friends; Thomas, predictably, threw in his lot with Douglas, purposefully lost some $1,000, and reported to Wood that the game was clean. Wood nonetheless left the third game convinced that he was being cheated and intent on recouping his now considerable losses. He explained the situation to his brother, Joe E. Wood, and the two men decided to relieve Douglas of his ill-gotten gains by staging a robbery of the upcoming fourth game.
At this juncture respondents Randolph, Pickens, and Hamilton entered the picture. To carry out the staged robbery, Joe Wood enlisted respondent Hamilton, who was one of his employees, and the latter in turn associated respondents Randolph and Pickens. Douglas and Robert Wood sat down to the fourth and final contest on the evening of July 6, 1970. Joe Wood and Thomas were present in the room as spectators.
Respondents and the Wood brothers were jointly tried and convicted of murder during the commission of a robbery. Tenn. Code Ann. § 39-2402 (1975).
None of the respondents took the stand. Thomas could not positively identify any of them, and although Robert Wood named Hamilton as one of the three men involved in the staged robbery, he did not clearly identify Randolph and Pickens as the other two. The State’s case against respondents thus rested primarily on their oral confessions, found by
The Tennessee Court of Criminal Appeals reversed respondents’ convictions, holding that they could not be guilty of felony murder since Douglas had been shot before they arrived on the scene and, alternatively, that admission of their confessions at the joint trial violated this Court’s decision in Bruton. The Tennessee Supreme Court in turn reversed the Court of Criminal Appeals and reinstated the convictions. Because “each and every defendant either through words or actions demonstrated his knowledge that 'killing may be necessary,’ ” App. 237, the court held that respondents’ agreement to participate in the robbery rendered them liable under the Tennessee felony-murder statute for Douglas’ death. The Tennessee Supreme Court also disagreed with the Court of Criminal Appeals that Bruton had been violated,- emphasizing that the confession at issue in Bruton had inculpated a nonconfessing defendant in a joint trial at which neither defendant took the stand. Here, in contrast, the “interlocking inculpatory confessions” of respondents Randolph, Pickens, and Hamilton, “clearly demonstrated the involvement of each, as to crucial facts such as time, location, felonious activity, and
The United States District Court for the Western District of Tennessee thereafter granted respondents’ applications for writs of habeas corpus, ruling that their rights under Bruton had been violated and that introduction of respondent Pickens’ uncounseled written confession had violated his rights under Miranda v. Arizona, supra. The Court of Appeals for the Sixth Circuit affirmed, holding that admission of the confessions violated the rule announced in Bruton and that the error was not harmless since the evidence against each respondent, even considering his confession, was “not so overwhelming as to compel the jury verdict of guilty . . . .”
In Delli Paoli v. United States,
This Court reversed Bruton’s conviction, noting that despite the trial court’s admittedly clear limiting instruction, “the introduction of Evans’ confession added substantial, perhaps even critical, weight to the Government’s case in a form not subject to cross-examination.”
“there are some contexts in which the risk that the jury will not, or cannot, follow instructions is so great, and the consequences of failure so vital to the defendant, that the practical and human limitations of the jury system cannot be ignored. Such a context is presented here, where the powerfully incriminating extrajudicial statements of a codefendant, who stands accused side-by-side with the defendant, are deliberately spread before the jury in a joint trial. Not only are the incriminations devastating to the defendant but their credibility is inevitably suspect, a fact recognized when accomplices do take the stand and the jury is instructed to weigh their testimony carefully given the recognized motivation to shift blame onto others. The unreliability of such evidence is intolerably compounded when the alleged accomplice, as here, does not testify and cannot be tested by cross-examination. It was against such threats to a fair trial that the Confrontation Clause was directed.” Id., at 135-136 (citations and footnotes omitted).
One year after Bruton was decided, this Court rejected the notion that erroneous admission at a joint trial of evidence such as that introduced in Bruton automatically requires reversal of an otherwise valid conviction. See Harrington v. California,
Bruton recognized that admission at a joint trial of the incriminating extrajudicial statements of a nontestifying codefendant can have “devastating” consequences to a non-confessing defendant, adding “substantial, perhaps even critical, weight to the Government’s case.”
The right of confrontation conferred by the Sixth Amendment is a safeguard to ensure the fairness and accuracy of criminal trials, see Dutton v. Evans,
When, as in Bruton, the confessing codefendant has chosen not to take the stand and the implicated defendant has made no extrajudicial admission of guilt, limiting instructions cannot be accepted as adequate to safeguard the defendant’s rights under the Confrontation Clause. Under such circumstances, the “practical and human limitations of the jury system,” Bruton v. United States, supra, at 135, override the theoretically sound premise that a jury will follow the trial court’s instructions. But when the defendant’s own confession is properly before the jury, we believe that the constitutional scales tip the other way. The possible prejudice resulting from the failure of the jury to follow the trial court’s instructions is not so “devastating” or “vital” to the confessing defendant to require departure from the general rule allowing admission of evidence with limiting
III
The Court of Appeals affirmed the District Court’s granting of habeas corpus relief to respondent Pickens on the additional
Affirmed in part and reversed in part.
Notes
As the Court of Appeals aptly commented: “This appeal involves a sequence of events which have the flavor of the old West before the law
Tennessee Code Ann. §39-2402 (1975) provides in pertinent part as follows:
“An' individual commits murder in the first degree if . . .
“(4) he commits a willful, deliberate and malicious killing or murder during the perpetration of any arson, rape, robbery, burglary, larceny, kidnapping, aircraft piracy, or unlawful throwing, placing, or discharging of a destructive device or bomb.”
Each of the confessions was subjected to a process of redaction in which references by the confessing defendant to other defendants were replaced with the words “blank” or “another person.” As the Court of Appeals for the Sixth Circuit observed below, the confessions were nevertheless “such as to leave no possible doubt in the jurors’ minds concerning the (person[s]’ referred to.”
The conflict extends throughout the Courts of Appeals. The Courts of Appeals for the Third and Sixth Circuits have expressly ruled that the Bruton rule applies in the context of interlocking confessions, see Hodges v. Rose,
In Harrington v. California,
On two subsequent occasions, this Court has applied the harmless-error doctrine to claimed violations of Bruton. In Schneble v. Florida,
In Brown v. United States,
In Opper v. United States,
“It was within the sound discretion of the trial judge as to whether the defendants should be tried together or severally and there is nothing in the record to indicate an abuse of such discretion when petitioner’s motion for severance was overruled. The trial judge here made clear and repeated admonitions to the jury at appropriate times that Hollifield’s incriminatory statements were not to be considered in establishing the guilt of the petitioner. To say that the jury might have been confused amounts to nothing more than an unfounded speculation that the jurors disregarded clear instructions of the court in arriving at their verdict. Our theory of trial relies upon the ability of a jury to follow instructions. There is nothing in this record to call for reversal because of any confusion or injustice arising from the joint trial. The record contains substantial competent evidence upon which the jury could find petitioner guilty.” Id., at 95 (footnote omitted).
See, e. g., Blumenthal v. United States,
Mr. Justice SteveNS characterizes our decision as an attempt “to create a vaguely defined exception” to the Bruton rule for eases involving interlocking confessions, post, at 82, and suggests that the “proposed exception” is designed “to limit the effect of [the Bruton] rule to the largely irrelevant set of facts in the case that announced it.” Post, at 87. First, the dissent describes what we believe to be the “rule” as the “exception.” The “rule” — indeed, the premise upon which the system of jury trials functions under the American judicial system — is that juries can be trusted to follow the trial court's instructions. Bruton was an exception to this rule, created because of the “devastating” consequences that failure of the jury to disregard a codefendant's inculpatory confession could have to a nonconfessing defendant’s case. We think it entirely reasonable to apply the general rule, and not the Bruton exception, when the defendant’s case has already been devastated by his own extrajudicial confession of guilt.
Second, under the reasoning of Bruton, its facts were anything but “irrelevant” to its holding. The Bruton Court recognized:
“[T]here are some contexts in which the risk that the jury will not, or cannot, follow instructions is so great, and the consequences of failure so vital to the defendant, that the practical and human limitations of the jury system cannot be ignored. . . . Such a context is presented here ....”391 U. S., at 135 .
Clearly, Bruton was tied to the situation in which it arose: “where the powerfully incriminating extrajudicial statements of a codefendant, who stands accused side-by-side with the defendant, are deliberately spread before the jury in a joint trial.” Id., at 135-136.
Mr. Justice SteveNS, in dissent, states that our holding “squarely overrule[s]” this Court’s decisions in Roberts v. Russell,
We think that the dissent fails both to note significant factual distinctions between the present case and Roberts v. Russell, supra, and to recognize the difference in precedential value between decisions of this
Hopper v. Louisiana, supra, came to this Court in much the posture as Roberts. Petitioners’ manslaughter convictions were affirmed by the Louisiana Supreme Court when Delli Paoli was still good law, but while their petition for certiorari was pending before this Court, Bruton was decided. In a two-sentence summary disposition, this Court granted petitioners’ petition for certorari, vacated the judgment of the Louisiana Supreme Court, and remanded the case “for further consideration in light of Bruton v. United States,
The dissent, we believe, likewise misreads Harrington v. Califonia, supra, and Brown v. United States, supra, as our discussion of those cases in n. 5, supra, reveals.
Concurrence Opinion
concurring in part and concurring in the judgment.
I join Parts I and III of the principal opinion and concur in the Court’s judgment affirming in part and reversing in part the judgment of the Court of Appeals.
For me, any error that existed in the admission of the confessions of the codefendants, in violation of Bruton v. United States,
In Bruton, of course, the Court held that the admission in a joint trial of the confession of a codefendant who did not take the stand violated the Sixth Amendment confrontation right of the other defendant. Because in most cases the impact of admitting a codefendant’s confession is severe, and because the credibility of any such confession “is inevitably suspect,” id., at 136, the Court went on to hold that a limiting jury instruction could not alleviate the resultant substantial threat to a fair trial the Confrontation Clause was designed to protect. Id., at 136-137.
In the present case, the principal opinion appears to me to depart from this harmless-error approach and analysis to hold that Bruton simply does not apply in a case involving interlocking confessions. It concludes that in circumstances where one defendant has confessed, the interlocking confession of a codefendant “will seldom, if ever, be of the 'devastating’ character referred to in Bruton.” Ante, at 73. Similarly, it finds that the fact that the confession of a codefendant is “inevitably suspect” is of little weight where interlocking confessions are in evidence. Ibid. Thus, it holds that the right protected by Bruton, i. e., the Confrontation Clause right of cross-examination, “has far less practical value to a defendant who has confessed to the crime than to one who has consistently maintained his innocence.” Ibid. Accordingly, it concludes “that admission of interlocking confessions with proper limiting instructions conforms to the requirements” of the Constitution. Ante, at 75.
The Court has not departed heretofore from a harmless-error approach in Bruton cases. It is unclear where the present analysis will lead in cases where interlocking confessions are not in issue, but where any Bruton error appears harmless under Chapman; for where the Bruton error is harmless, the error in admitting the nontestifying codefend-ant’s confession will be far from devastating. I would be unwilling to depart from the traditional harmless-error anal
It is possible, of course, that the new approach will result in no more than a shift in analysis. Instead of focusing on whether the error was harmless, defendants and courts will be forced, instead, to inquire whether the confessions were sufficiently interlocking so as to permit a conclusion that Bruton does not apply. And I suppose that after making a determination that the confessions did not interlock to a sufficient degree, the court then would have to make a harmless-
Unfortunately, it is not clear that the new approach mandates even an inquiry whether the confessions interlock. Respondents have argued that the confessions in this case, in fact, did not interlock. Brief for Respondents 3-U38. The principal opinion, however, simply assumes the interlock. It thus comes close to saying that so long as all the defendants have made some type of confession which is placed in evidence, Bruton is inapplicable without inquiry into whether the confessions actually interlock and the extent thereof. If it is willing to abandon the factual inquiry that accompanies a harmless-error determination, it should be ready, at least, to substitute an inquiry into whether there is genuine interlocking before it casts the application of Bruton, and the underlying Confrontation Clause right, completely aside.
I merely add that in this case, any Bruton error, in my view, clearly was harmless. The principal issue concerning respondents at trial was whether three Negro males identified by a number of witnesses as having been at the murder scene were indeed the respondents. Each confession placed the confessing respondent at the scene of the killing. Each confession implicated the confessor in the Woods’ plan to rob the poker game. Each confession largely overlapped with and was cumulative to the others. Corroborative testimony from witnesses who were in the apartment placed respondent Hamilton at the scene of the murder and tentatively identified respondent Randolph as one of the Negroes who received a share of the proceeds in Hamilton’s apartment immediately after the killing. The testimony of five witnesses to the events outside the apartment strongly corroborated the confessions. In these circumstances, considering the confession of each respondent against him, I cannot believe that “there is a reasonable- possibility that the improperly admitted evidence contributed to the conviction.”
Dissenting Opinion
dissenting.
As Mr. Justice Blackmun makes clear, ante, at 77-78, proper analysis of this case requires that we differentiate between (1) a conclusion that there was no error under the rule of Bruton v. United States,
My area of disagreement with the plurality opinion is far wider and prompts more extended remarks. The plurality adopts the first conclusion above — that no constitutional error was committed when the confessions of all three respondents were admitted into evidence at their joint trial. Without purporting to modify the Bruton rule precluding the use of a nontestifying codefendant’s extrajudicial admissions against a defendant in a joint trial, the plurality reaches this conclusion by attempting to create a vaguely defined exception for cases in which there is evidence that the defendant has also made inculpatory statements which he does not repudiate at trial.
If ever adopted by the Court, such an exception would
Suppose a prosecutor has 10 items of' evidence tending to prove that defendant X and codefendant Y are guilty of assassinating a public figure. The first is the tape of a televised interview with Y describing in detail how he and X planned and executed the crime. Items 2 through 9 involve circumstantial evidence of a past association between X and Y, a shared hostility for the victim, and' an expressed wish for his early demise — evidence that in itself might very well be insufficient to convict X. Item 10 is the testimony of a drinking partner, a former cellmate, or a divorced spouse of X who vaguely recalls X saying that he had been with Y
If Y’s televised confession were placed before the jury-while Y was immunized from cross-examination, it would undoubtedly have the “devastating” effect on X that the Bruton rule was designed to avoid.
The dubiousness of X’s confession in this example — as in any case in which the defendant’s inculpatory statement is
I am also at a loss to understand the relevance of X’s failure to “challenge” his confession at trial. Ante, at 73. For there is nothing he could say or not say about his own alleged confession that would dispel the dramatically damning effect of Y’s. Furthermore, even apart from the general rule that a defendant should not be penalized for exercising one right (in this case the right not to take the stand or to introduce other evidence) by having another taken away (in this case the right to confront one’s accuser), e. g., United States v. Jackson,
Absent admissibility of the codefendants’ confessions against respondents, therefore, the controlling question must be whether it is realistic to assume that the jury followed the judge’s instructions to disregard those confessions when it was
As the plurality sees it, the answer to this question is supplied by the “crucial assumption underlying [the jury] system . . . that juries will follow the instructions given them by the trial judge.” Ante, at 73. This assumption, it is argued, has been applied in “numerous decisions of this Court” regarding codefendants’ confessions. Ante, at 74, and n. 6, citing Opper v. United States,
“[Tjhere are some contexts in which the risk that the jury will not, or cannot, follow instructions is so great, and the consequences of failure so vital to the defendant, that the practical and human limitations of the jury system cannot be ignored. . . . Such a context is presented here, where the powerfully incriminating extrajudicial statements of a codefendant who stands accused side-by-side with the defendant, are deliberately spread before the jury in a joint trial. Not only are the incriminations devastating to the defendant but their credibility is inevitably suspect, a fact recognized when accomplices do take the stand and the jury is instructed to weigh their testimony carefully given the recognized motivation to shift blame onto others. The unreliability of such evidence is intolerably compounded when the alleged ac*89 complice, as here, does not testify and cannot be tested by cross-examination. It was against such threats to a fair trial that the Confrontation Clause was directed.”391 U. S., at 135-136 (citations and footnotes omitted).
Rather than falling back on once numerous but now discredited decisions, I prefer to stand by the observations about this sort of question by jurists like Felix Frankfurter, Learned Hand,
I respectfully dissent.
As Judge Edwards noted, writing for the Court of Appeals:
“In evaluating the question of harmless error in this ease, it is important to point out the factors which might affect a jury’s verdict in relation to these three defendants in separate trials where the Bruton rule was observed:
“1) Randolph, Pickens and Hamilton were not involved in the gambling game between Douglas, the Las Vegas gambler, and Robert Wood, the hometown gambler who got cheated.
“2) They were not involved in originating the plan for recouping Robert Wood’s losses.
“3) They were not in the room (and had not been) when Robert Wood killed Douglas.
“4) Indeed, the jury could conclude from the admissible evidence in this case that when Joe Wood pulled out his pistol, the original plan for three ‘unknown’ blacks to rob the all-white poker game was aborted and that petitioners’ subsequent entry into the room did not involve them in the crime of murder.
“Additionally, if we return to consideration of the joint trial, that jury as charged by the state court judge had the responsibility of determining whether or not any of the three confessions testified to by Memphis police was voluntarily given. Assuming that two of the three confessions had*82 been removed from jury consciousness by adherence to Bruton, we find it impossible to conclude that the jury finding and ultimate verdict would, ‘beyond reasonable doubt/ have been the same.
"These factors serve to distinguish this case from Harrington v. California, [395 U. S. 250 ,] and Schneble v. Florida, [405 U. S. 427 ,] and to convince us that the Bruton errors found by the District Judge cannot (as he also held) be determined to be harmless beyond reasonable doubt.”575 F. 2d 1178 , 1182-1183.
As Mr. Justice BlacemuN points out, ante, at 78-79, it is unclear whether the plurality restricts its analysis to “interlocking” confessions, opinion of Mr. Justice RehNQUist, ante, at 75 (and, if so, what an “interlock” is), or whether a “broader” exception is established for all confessions. Ante, at 72. Indeed, its opinion does not explain how in-culpatory a statement must be before it qualifies as a “confession,” an “extrajudicial admission of guilt," or a “statement] . . . heaping blame onto [oneself].” Ante, at 73, 74. Moreover, the plurality variously states its test as applicable “when [ever] the incriminated defendant has [once] admitted his own guilt” (i. e., whenever he has not “maintained his innocence from the beginning”), or only when he has once confessed and has left his “admission of guilt . . . before the jury unchallenged” by any evidence of its invalidity. Ante, at 72, 73.
In Roberts v. Russell,
Similarly, in Hopper v. Louisiana,
In two subsequent decisions, the Court held that error had been committed under the rule of Bruton, although it found the error to be harmless. Brown v. United States,
The plurality’s analysis is also inconsistent with almost half of the lower federal and state court opinions relied on in Bruton in support of its reasoning.
The Sixth Amendment to the United States Constitution provides: “In all criminal prosecutions, the accused shall enjoy the right ... to be confronted with the witnesses against him
“I think it clear that the underlying rationale of the Sixth Amendment's Confrontation Clause precludes reliance upon cautionary instructions when the highly damaging out-of-court statement of a codefendant, who is not subject to cross-examination, is deliberately placed before the jury at a joint trial. A basic premise of the Confrontation Clause, it seems to me, is that certain kinds of hearsay (see, e. g., Pointer v. Texas,
E. g., Foster, Confessions and the Station House Syndrome, 18 DePaul L. Eev. 683 (1969); Sterling, Police Interrogation and the Psychology of Confession, 14 J. Pub. L. 25 (1965). See generally T. Reik, The Compulsion to Confess 267 (1959).
Indeed, George Bruton was identified at trial as the perpetrator by an eyewitness to the robbery. App. in Bruton v. United States, O. T. 1967, No. 705, p. 70.
Cf. Fed. Rule Evid. 804 (b) (3) (“A statement tending to expose the declarant to criminal liability and offered to exculpate the accused is not admissible unless corroborating circumstances clearly indicate the trustworthiness of the statement”); Chambers v. Mississippi,
See Berger v. California,
In his dissenting opinion in Delli Paoli v. United States,
“The dilemma is usually resolved by admitting such evidence against the declarant but cautioning the jury against its use in determining the guilt of the others. The fact of the matter is that too often such admonition against misuse is intrinsically ineffective in that the effect of such a nonadmissible declaration cannot be wiped from the brains of the jurors. The admonition therefore becomes a futile collocation of words and fails of its purpose as a legal protection to defendants against whom such a declaration should not tell. While enforcing the rule of admitting the declaration solely against a declarant and admonishing the jury not to consider it against other defendants, Judge Learned Hand, in a series of cases, has recognized the psychological feat that this solution of the dilemma demands of juries. He thus stated the problem:
“ 'In effect, however, the rule probably furthers, rather than impedes, the search for truth, and this perhaps excuses the device which satisfies form while it violates substance; that is, the recommendation to the jury of a mental gymnastic which is beyond, not only their powers, but anybody else’s.’ Nash v. United States,54 F. 2d 1006 , 1007.
“. . . The Government should not have the windfall of having the jury be influenced by evidence against a defendant which, as a matter of law, they should not consider but which they cannot put out of their minds.” Id., at 247-248.
Writing for the Court in Blumenthal v. United States,
“The grave danger in this case, if any, arose not from the trial court’s rulings upon admissibility or from its instructions to the jury. As we have said, these were as adequate as might reasonably be required in a*90 joint trial. The danger rested rather in the risk that the jury, in disregard of the court’s direction, would transfer, consciously or unconsciously, the effect of the excluded admissions from the case as made against Goldsmith and Weiss across the barrier of the exclusion to the other three defendants.
“That danger was real. It is one likely to arise in any conspiracy trial and more likely to occur as the number of persons charged together increases. Perhaps even at best the safeguards provided by clear rulings on admissibility, limitations of the bearing of evidence as against particular individuals, and adequate instructions, are insufficient to ward off the danger entirely. It is therefore extremely important that those safeguards be made as impregnable as possible.”
Referring to the passage quoted from Blumenthal in the preceding footnote, Mr. Justice Jackson made his frequently quoted observation: “The naive assumption that prejudicial effects can be overcome by instructions to the jury, cf. Blumenthal v. United States,
“Not even appellate judges can be expected to be so naive as really to believe that all twelve jurors succeeded in performing what Judge L. Hand aptly called 'a mental gymnastic which is beyond, not only their powers, but anybody’s else.’ Nash v. United States,
See 8 J. Wigmore, Evidence § 2272, p. 416 (3d ed. 1940); E. Morgan, Some Problems of Proof Under the Anglo-American System of Litigation 105 (1956).
Indeed, the judge’s command to ignore the confession may well assure that any juror who happened to miss the connection to the defendant at first will nonetheless have made it by the time he enters the jury room. Lakeside v. Oregon,
