*1 Keever, Fairbanks, Atty., F. Asst. Dist. appellee. PARISH, Appellant, Roland John BONEY, DIMOND, J., Before C. Appellee. Alaska,
STATE RABINOWITZ, CONNOR, ERWIN, No. 1180. JJ.
Supreme Court of Alaska. OPINION Dec. CONNOR, Justice. convicted,
Appellant after a trial was in the district of the offense without the owner’s taking a motor vehicle contrary consent 28.35.010. On AS peal erred he contends that trial court prosecution to cross-ex- permitting concerning him offenses amine convicted, and in fail- he had been about ing to instruct or caution for which crimi- could be considered. nal convictions prosecution’s At trial case consisted Nearing, of testimony Sgt. police department, who Fairbanks found engine of appellant attempting to start Hodges. belonging Jay vehicle Near- to him appellant testified that admitted Hodges had testi- that he taken car. given appellant per- fied that he had not any time. vehicle at mission use the in his Appellant the witness took stand that he had He testified own defense. intoxicated, had been lent car persons, and to him three unidentified knowledge had that the automo- that he it. one when he drove bile was stolen prosecutor at- cross-examination the On tempted go into the accused; objection convictions of the counsel, and a col- appellant’s was loquy between court and counsel occurred per- then was prosecutor thereafter. proceed questioning appel- mitted to lant, had been con- who admitted larceny driving an auto- victed consent mobile without the owner’s again in the latter offense and convicted of once in once twice Fairbanks, Madson, appel- again Dick in 1966. L.
lant. recognizes both the Appellant that under Gen., Edwards, Atty. court and Civil Juneau, Kent decisions of this
G. permissible Atty., Stephen Cooper, 43(g) (11) (b) and Thomas Rule Dist. *2 1006 evidence, court, admitting in about the testimony
elicit the
impeaching
merely following
the
deci-
the
for
State,
opinions
39
sions
this
credibility.
court.
his
Scott v.
State,
objection
by appellant’s
P.2d
counsel
v.
440
1968); Gafford
(Alaska
State,
;
gen-
1968) Sidney
408
the introduction of the evidence was a
(Alaska
v.
405
grounds
Anderson v.
eral
The initial
the
(Alaska 1965);
one.
P.2d 858
1963).1
objection
quite possible
He
State,
are not
(Alaska
Alaska. For
Affirmed.
falsi
to crimen
limited
could be
method
BONEY,
(dissenting).
Chief Justice
problems);
definitional
attendant
(with
by the
accept the result reached
I cannot
only if the
might be allowed
agree with
opinion; nor can I
majority
in evi-
puts
good
character
accused
which,
reached.
that result was
manner
might be ex-
dence; previous convictions
the one
similar to
tried
crimes are
Parish was
before
cluded if the
Roland John
tried;
being
misde-
the defendant
district court
misde-
driving
made between
charge
distinctions could be
a motor vehicle
meanor
them,
meanors,
consent,
and fel-
types
or certain
more com-
without
owner’s
*4
;
by showing pre-
trial,
impeachment
or all
Parish
onies
At
monly
“joyriding”.
called
simply be abolished.
vious convictions could
The
in his own defense.
took the stand
ex-
necessary
objec-
to consider the
allowed,
It would be
over the
prosecution was
counsel,1
tent to
distinctions should be drawn
which
to cross-examine
of defense
tions
impeachment of criminal defend-
between
record.
concerning his criminal
Parish
ants
An alternative
and mere witnesses.
Parish had one
inquiry revealed that
This
impeachment by pri-
of
to leave the matter
pre-
and six
larceny
of
conviction
trial
judge.
joyriding,
Still
of
convictions
vious convictions
Al-
charged.
which he was
crime with
approach
of remote-
another
is to
a test
use
prior
though
of
convictions
the evidence
ness,
by convic-
allowing impeachment
not
pur-
sole
ostensibly introduced
occurring
than some definite
tions
earlier
credibility as a
pose
impeaching
of
Parish’s
point in time.
witness,2
court in-
did the trial
at no time
very
Yet
these
matters which
are
accordingly. Similarly, the
struct the
making
before
should be studied with care
that
to inform the
court failed
could
change
existing
prior
in the
No doubt
criminal record
rule.
evidence of
guilt.
properly
be used to establish
improved
careful
can be
after
rule
study
simply
But
to over-
and reflection.
im-
governing the
rules in Alaska
unprec-
throw our own
at this time on
evidence
peachment of witnesses
broad,3
exceedingly
process grounds
leave a
are
edented due
convictions
transcript
reading
appeal
1. A
of the trial
makes
that
on
contended
anything
objections
repeated
it clear
that
been
would have
admissible
attorney
impeachment
more
Ac-
Parish’s
were
to do
evidence.
meant
other
prosecution’s
inquiry
cordingly,
lim-
than attack the form of the
here must be
questions. Although
grounds
of the
to a discussion
ited
objections might
precise-
have been more
issue.
articulately
ly
stated,
43(g)
(11)
provides
[b]
R.Civ.P.
3.Alaska
objections
sufficiently
was nonetheless
part:
clear.
impeached
may not be
witness]
[A
wrongful
acts,
except
relevant and
for a number of
it
be shown
admissible
that
purposes.
Wigmore
Wigmore,
record
II
or the
of the witness
examination
judgment
ed.
of a
that
§§
unnecessary
However
to consider
victed of
crime.
pertinent
acceptable
43(h)
(7) provides the evidence here was
R.Civ.P.
any purpose
impeachment.
part:
other than
perusal
transcript
fact
as to the
A
of the trial
makes
A witness must answer
crime.
clear the fact
the evidence was ad-
his
Mag.R.
testimony.
impeach
mitted to
At
Also relevant
in this context
Parish’s
part:
prosecution
1(c),
provides
no time did the
use
which
seek to
Crim.P.
pursue any
conducted as
shall be
superior
point.
Furthermore,
in criminal cases
the state has not
trials
expected
thus it is to be
that their
that Parish committed the crime
will,
plication
occasion,
injustice.
foster
with which he was
that this
of those occa-
believe
is one
are, gathered
remarkable
there
specifically,
my
it is
sions. More
view
case,
together
many
in this one
so
court, by applying
the trial
im-
widespread
factors
have elicited
peachment rules to allow unrestricted use
outspoken
permit
criticism the rule
convictions, effectively
deprived
ting
use
im
guar-
fair
impartial
Parish of the
peach
testimony of a
in a
defendant
to him
States and
anteed
the United
Initially,
noted
trial.5
it must be
Alaska
The evidence
Constitutions.4
especial
background,
permissible only
convictions here was
lit
ly
joyriding,
his
had
six convictions
credibility.
of Parish’s
Yet
issue
credibility
tle relevance to
as a witness.
might
apparent
easily
that Parish’s
process separates
An
cognitive
intricate
as,
regarded
record
sub-
his criminal
con
from the
Indeed,
guilt.
the cir-
stantive evidence of
lied on
clusion
defendant has
that a
high-
of the trial below make it
cumstances
necessary
element
witness stand.6
ly
could have consid-
unlikely that
but
anything
direct
finding
ered the evidence
the individ
is the
*5
court, except
subject,
discussing
shall not
Por authorities
jury
;
(1954)
to
McCormick,
than
define
instruct
Evidence §
see
43
charged
Impeachment
and
Cohen,
nature of the offense
Defendant-
J.
of a
regulation
Conviction,
which the
the statute
complaint
Prior
6 Crim.L.
Witness
(1970) ;
is based.
Pro-
Procedural
Bull. 26
Defendant —A
tection of
Criminal
amend VI states:
4. U.S.Const.
Against
Privilege
Re-evaluation
prosecutions,
accused
In all
Exclud-
Self Incrimination
the Rule
speedy
enjoy
right
to a
shall
Propensity to
Evidence of
Commit
*
impartial
trial,
public
*.
an
Crime,
426, 440-443
Harv.L.Rev.
part:
provides in
amend XIV
U.S.Const.
(1964) ; Notes, Balancing Other Crimes
* * * deprive any
No
shall
State
Balancing and
Evidence at Trial: Of
property,
life, liberty,
person
with-
(1961) ;
Matters,
Yale
Other
L.J. 763
* *
*.
due
of law
out
Credibility
Ladd,
and
Trends,
Tests —Current
Const,
11, provides in
I §
Alaska
art.
89 U.Penn.L.Rev.
part:
(1940).
Wigmore,
I'
See also
prosecutions,
the ac-
In all criminal
(3d ed.
§§ 193-194
right
speedy
to
cused shall have
public
impartial
trial,
Holmes, writing
in Gertz
6.Justice
**
of twelve
*.
Co.,
Fitchberg
R.
R.
Mass.
virtually
unanimous
Commentators
stated:
proved
their criticism unrestricted use of
has
[W]hen
is
that a witness
impeach
only
crime,
to
a defendant who
been convicted of a
ground
disbelieving
defense. The
takes
stand
his own
him which such
pernicious
general
crimes
effect of
affords is the
readiness
applied
when
to an individual accused of
to do evil which the
supposed
conviction
pointed
gen-
a crime has been
out
Dean
to show.
from
disposition
Griswold:
eral
alone
is
He
[the
can take
stand
defendant]
asked to infer a readiness
lie in the
deny
participation
particular case,
his
has
he
thence that
this,
now
If he
his
does
lied in
tendency
fact.
evidence has
prove
conviction can
be shown to im-
often
mis-
that he was
peach
testimony,
taken,
only
his
perjured
which case he
but
that he has
very likely
is
convicted.
to be
Or
himself and it reaches
conclusion
stand, resting
solely
general
can refuse to
through
proposition
take the
privilege,
constitutional
bad
he is of
character and un-
very
(Cited
worthy
case he is also
to be convict-
of credit.
in Scott v.
ed.
(Alaska 1968)).
Griswold,
View,
Long
N.
E.
A.B.A.J.
reflect,
slightly
to be at most
relevant to
some
previous convictions
ual’s
margin-
credibility.
credibility.
issue of his
When the
on his
way,
crimes as
al worth
Here,
prior convic-
Parish’s seven
six of
against
their ex-
ment evidence
balanced
Crimes
for misdeameanors.
tions were
effect,
injustice in
tremely prejudicial
leg-
category
by the
have been deemed
present case
becomes manifest.
serious,
in the ele-
less
either
islature
involve or
introduced
they
of misconduct which
ment
always
defendant
society,
against
than
will
create
effect on
detrimental
in their
here,
prejudice;
danger
but
Accordingly,
cases
in most
felonies.
right
especially
receive a
to have
fair
tends
of misdemeanor
conviction
jeopardized
fact that his six
on the
of the convict-
bearing
honesty
less
of a misdemeanor
convictions were
conviction
ed individual
does a
type of offense
the one which was
felony.
charged
principal danger
him. The
instant
particularly
true in the
This
from
stemming
case,
where the six
misdemeanor
it has
joyrid-
were for
the crime
slight bearing
permissible
on the
issue of
ing.
While
credibility, but that
far
too much
may of-
larceny
forgery, embezzlement or
bearing
impermissible
issue of
lie,
propensity
difficult
reveal a
it is
ten
guilt.8
obvious that
will
credibility.
joyriding reflects on
to see how
quite naturally
tempted
to consider a de-
Carr,7
In United States
fendant’s
conviction of a crime as
Appeals
Circuit Court
guilt
substantive
instead of as
Columbia commented
proof of untruthfulness.9
joyriding
relevance
temptation
This
virtually
becomes
irre-
truthfulness:
one,
sistable in
like
present
cases
*6
may
is
that
‘joyriding’
conduct
While
prior
the defendant’s
are for
elements
lightly,
tolerated
it has
be
crimes
to
is
similar
the
he
one
‘impul-
bringing
category
it within the
being tried. As Professor McCormick
and
deemed
sive’ crimes
should not be
out,
points
in such cases
is routine-
the kind
larcenous act that
ly
credibility and
considered to reflect on
danger
jury
is obvious that
the
[T]he
permissible
constitutes
hence
despite
give
instructions will
more heed
ment.
past
to the
conviction
that
as evidence
Thus,
gap
an
a noticeable
remains between
the accused is the kind of man who
affinity
joyriding
propensity
to
charge,
and a
would commit the
or
crime on
appears
ought
away
tell lies. Parish’s criminal record
he
put
even that
to
with-
danger
presented
7.
9.A twofold
is
when a
(1969).
jury
is allowed to hear evidence of a
First,
defendant’s
the
convictions.
Wigmore states,
treatise,
in
evi-
that
jury may simply
that
ac-
conclude
prior crimes
dence of
is
punish-
is an evil man
cused
who deserves
objectionable,
has no
not because
it
ment whether or
not he committed
probative value,
appreciable
but because
charged.
Second,
jury
offense
in-
too much. The natural
it has
if
reason that
the accused has committed
tendency
tribunal—
evitable
past,
he is more
to
judge
give ex-
or
to
—is
have committed the
which he
crime of
weight
to
the vicious record
cessive
has been accused.
exhibited,
crime thus
either
allow
to
categories
prejudice
These two
strongly
present
to bear
too
it
on
suggested
McCormick, Evidence §
charge,
proof
to take
of it as
(1954).
Cohen, supra
at 93
See also
n.
irrespective
justifying
a condemnation
32;
5 at
Other
Evi-
Crimes
present
Wig-
guilt
charge.
of the
Trial,
supra
dence at
n. 5 at 763-65.
more,
ed.
§
at 646
guilt,
victions allowed the
to base its
present
verdict
with
too much concern
out
upon
rather
than
bearing
Parish’s criminal
record
legitimate
its
they
will
actually
that he had
committed
credibility.10
Thus,
the effect of
the offense
is,
possibility
then, a
There
here
was
below,
with
when confronted
innocence, and to
presumption
erode the
record,
concluded
presumption
to an irrebuttable
convert
it
simply con-
joyrider and
awas
chronic
guilt.
basis.
him on that
victed
deserves
additional
factor
mention.
One
is
way
at
in this
A
arrived
probability
verdict
this case
principles of
fundamental
abhorrent
actually used the
essential
system
justice.
our
One
in
improper
incalculably
an
manner
is
legal tradi-
the American
characteristics of
was
in
creased
the fact
there
matters
is the
in criminal
tion
notion
given
limiting
struction
a reasonable
prove beyond
the state
purposes
must
for which the evidence could
circumstantial
direct
through
question
open
dispute
used.12 The
is
doubt —
commit-
the defendant has
judge
effectively
evidence —that
con
whether a
can
which he
instructing
ted the acts with
jury prejudice by
trol
that evi
society
charged.11 An individual
record
dence of a
guilty of
proven
presumed innocent until
of deter
considered
and the
specific
question;
mining
veracity
offense
testi
of a defendant’s
generally
character
Arguments
mere
bad
mony.
evidence are abun
a certain
propensity
or of a
to commit
limiting instructions cannot
dant
that such
In
guilt.
as proof
crime will not suffice
possibly
jury’s tendency
regard
control
case,
present
the evidence
guilt.13
How
McCormick,
during
§
was
remark
counsel;
colloquy
also
v. United
Gordon
was
extended
U.S.App.D.C. 343,
jury.
counsel,
not to
directed
it was
held:
construe
unthinkable to
would be
special
prob-
brief,
and even more difficult
casual reference
inarticulate and
Similarly,
proper
lem
arises
when
instruction.
substantially
for the same or
see how
fact that
difficult
summation,
argued,
conduct for which the accused
defense counsel
multiple
proper only
trial. Where
convictions of
the evidence
*7
shown, strong
impeachment
possibly
be
rea-
various kinds can
could
be considered
excluding
sons arise for
those which are
instructions.
a
trial court
substitute
for the
crime
of the in-
because
cast
doubt has been
on
13. Substantial
pressure
lay jurors
to
evitable
believe
limiting
instruction
usefulness of a
probably
it
‘if he did
before he
preventing
crimes evi
misuse of
did so this time.’
In Krulewitch v.
dence.
716,
L.Ed.
S.Ct.
U.S.
system
respect,
11. In this
the American
(1949), Mr. Justice
Jackson
system
significantly
differs
from the
exist-
wrote:
ing
nations,
many
Civil Law
prejudicial
assumption that
The naive
prosecution
permitted
to delve ex-
instructions
effects can
overcome
tensively
concerning
into factors
the back-
* * *
practicing
all
to the
lawyers
ground and character
of
accused.
unmitigated
know to be
fiction.
Notes,
of
Procedural Protection
recently expressed
A
view
similar
was
Defendant, supra
Criminal
n. 5 at 426.
Warren, dissenting Chief Justice
opinion
majority
appears
rely,
Spencer
Texas,
12. The
to
385 U.S.
87 S.Ct.
extent,
(1967)
some
to
assertion
L.Ed.2d
:
trial
stated that
of
court
Of
it
human nature
course
flouts
impeach.
transcript
suppose
evidence was to
The
not consider
following
reveals the
statement was made
trouble with
defendant’s
deciding
“The
court:
of
he
these
law in
whether
com-
has
questions
currently
charged
the crime
mitted
credibility
against
test the
of the witness.” This
him.
opinions.
path
of our
ever,
crucial here. Wheth
follows
issue
trouble, though,
path
is too
prejudicial
that this
prevent
can
er an instruction
majority
and allows the
well-beaten
application
prior crimes
pass,
quickly,
principal
issue
cannot,
of a limit
all too
the absence
it
whether
appeal.
in this
raised
the trial court
instruction
abso
to state with
possible
case makes
quarrel
I
fact that the
do not
with the
ex
certainty
Parish’s
was
lute
permitting impeachment by
rules
impact of the
posed
prejudicial
to the full
may
changed
enacted and
viction were
evidence,
left
and that was
crimes
by this court. Nor do I assert that we
that evidence as substan
free to consider
rule,
not,
pre-
should
as a
be bound
our
guilty.
tive
argue only
that in this
vious decisions.
rigid
application
case the
our
prior apparent, then,
that the
right
fair
jeopardized
rules
Parish’s
to a
unusually
in this case created an
thereby deprived
impartial
trial and
Par-
perilous
situation.
him of the due
to which he
joy-
previously
ish had been
convicted
entitled.14
divert the
riding
could
have served to
court,
statute,
ap-
like a
can be
the essential
attention
from
plied
way
as to
constitu-
such
violate
question whether Parish had in fact com-
guarantees.
tional
matters little whether
the one
mitted
offense
On
upheld
this court has
previously
hand,
was,
best,
record
guided by
pre-
rule.
we
While
marginally
relevant
the issue of ve-
opinions
determining
vious
hand,
racity.
six
On the other
because
process,
there has been a
of due
violation
simi-
Parish’s convictions were
analysis
in the final
the decision must turn
charged,
lar to the
which he was
one with
on the facts and circumstances of the indi-
highly susceptible
his criminal record was
reason,
vidual
For
I do not
case.
jury. Fur-
prejudicial
misuse
properly
think that we can
allow our
thermore,
nothing
there
whatsoever
decisions to dictate a conclusion in the
prevent
here to
such misuse.
present
Moreover,
case.
the issue whether
ig-
majority
Yet the
chooses to
introduction of
prejudicial impact
nore the
deprive
a defendant
him his
can
Like the
the instant case.
right
adequate-
to a fair
not been
judge,
majority
ly
rulings
raised or
decided
dutifully
plies the rules
fact,
this court.15 In
the notable
proceedings
Studies have shown that
this view is
cable to the
in district court
See,
g.,
through Mag.R.Crim.P.
1, unequivocally
e.
correct.
Kalven and
Zeisel,
Jury,
127-130,
The American
relax
authorizes
its rules of
(1966) ;
justice:
Other
procedure
in the interest of
Trial,
supra
designed
Crimes Evidence at
n. 5 at
These rules are
to facilitate
Moreover,
justice.
They
has been
observation
business and advance
*8
attorneys
frequently
dispensed
by
made that
will
re
relaxed
asking
limiting
frain from
for a
instruc
case
shall be
simply
tion
because
it serves
manifest
that a strict ad-
preju
injustice.
other than to call attention to the
herence
to them will work
Ladd, supra
dicial evidence. See
n. 5 at
governing
15. We have
our
construed
rules
suggested
It has also been
prior
on four
limiting
illogical
instructions
and can
State,
occasions:
Scott v.
