Pardini v. Unilever United States, Inc.Pardini v. Unilever United States, Inc.
ORDER GRANTING MOTION TO DISMISS
I. INTRODUCTION
Plaintiff Kym Pardini (“Plaintiff’) brings this putative class action in connection with Defendant Unilever United States, Ine.’s (“Defendant”) marketing of I Can’t Believe It’s Not Butter! Spray. Plaintiff alleges that the product is deceptively marketed as having “0 fat” and “0 calories,” since it in fact contains 771 calories and 82 grams of fat per bottle. ECF No. 1 (“Compl.”) ¶¶ 4-5. Defendant now moves to dismiss pursuant to
II. BACKGROUND
As it must on a
The front label of the ICBINBS packaging prominently states that the product is “Great for Topping & Cooking” and contains “0 Calories per serving” and “0 g Trans Fat* per serving.” Id. The asterisk refers to an explanatory phrase printed in smaller type immediately below: “Contains 0 g fat (0 g saturated fat), and 0 g trans fat per serving, see nutrition infor
The back of the packaging displays the “nutrition panel,” which states “Calories 0” and “Calories from Fat 0.” Compl. Figure 1 (“Back Label”). The nutrition panel states that the serving size is “1 Spray (0.20g) Cooking Spray” or “5 Sprays (lg) per Topping.” Id. The nutrition panel also discloses the fat, cholesterol, and sodium per serving and the product’s ingredients. Id. The first three listed ingredients are water, liquid soybean oil, and sweet cream buttermilk. Id.
Plaintiff claims that Defendant’s “0 Fat” and “0 Calorie” representations are false and misleading because the listed serving sizes fail to account for the manner in which ICBINBS is customarily used. Compl. ¶ 6. Essentially, Plaintiff alleges that Defendant has set an artificially small serving size so that the calories and fat per serving can be rounded down to zero. Plaintiff alleges that each bottle of ICBINBS actually contains 771 calories and 82 grams of fat, id. ¶ 4, meaning that each 340-gram container is about 24 percent fat by weight, each recommended serving of cooking spray (one spray) contains about 0.45 calories and 0.048 grams of fat, and each recommended serving of topping (five sprays) contains about 2.27 calories and 0.24 grams of fat.
Plaintiff asserts that Defendant violated the Federal Food, Drug, and Cosmetic Act (“FDCA”),
Plaintiff seeks to certify a nationwide class of all persons who purchased ICBINBS and a subclass of all persons in the state of California who purchased the product. Id. ¶ 48-49. The Complaint asserts causes of action for (1) unjust enrichment/common law claim for restitution; (2) fraud by concealment; (3) breach of express warranty; (4) intentional misrepresentation; (5) violation of the California Consumer Legal Remedies Act (“CLRA”),
Defendant now moves to dismiss for failure to state a claim pursuant to Federal Rule of Civil 12(b)(6).
A motion to dismiss under
Claims sounding in fraud are subject to the heightened pleading requirements of
IV. DISCUSSION
Defendant moves to dismiss on the grounds that Plaintiffs claims are preempted or, alternatively, that Plaintiff has failed to state a claim due to various pleading defects. The Court addresses Defendant’s preemption argument first and then turns to its arguments concerning specific pleading defects.
A. Preemption
The FDCA, as amended by the Nutrition Labeling and Education Act of 1990 (“NLEA”), sets forth a comprehensive set of food labeling requirements. See
Here, Defendant argues that all of Plaintiffs claims are preempted because they impose requirements that are not identical to the FDCA and regulations promulgated by the U.S. Food and Drug Administration (“FDA”) pursuant to the FDCA. Specifically, Defendant argues that the FDCA preempts Plaintiffs claims that: (1) Defendant used artificially small serving sizes to understate the amount of calories and fat contained in ICBINBS; (2) Defendant made unlawful “0 Fat” and “0 Calories” nutrient content claims; and (3) Defendant omitted the asterisk and explanatory notation required when making “0 fat” claims on the front label. Alternatively, Defendant argues that Plaintiffs claims are preempted because the FDCA
1. Plaintiff’s “Serving Size” Claim
Where a single serving of a particular product contains less than 0.5 grams of fat, FDA regulations provide that the product’s label shall express the fat content per serving as zero.
Defendant contends that Plaintiffs serving size claim is preempted since ICBINBS’s serving sizes are consistent with FDA regulations. Mot. at 4-5. Specifically, Defendant points to
Plaintiff responds that, to the extent that ICBINBS could be considered a “spray,” the label expressly violates FDA regulations by using a serving size of one spray (0.20 grams), which is lower than the 0.25-gram Reference Amount for “Fats and Oils: Spray types.” The Court disagrees. First, it would not make any sense for Defendant to list a serving size of 1.25 sprays (0.25 grams), since a consumer could not dispense a quarter of a spray. Second, and more importantly, the fat and calorie content of a 0.25-gram serving of ICBINBS must still be rounded down to zero. So long as the basic laws of physics apply, there is no possible way that 0.25 grams of any substance could have more than 0.5 grams of fat. See
Next, Plaintiff argues that ICBINBS belongs in FDA’s “butter, margarine, oil, and shortening” category, not the “spray type”
Plaintiffs arguments are unpersuasive. First,
Another problem with Plaintiffs position is that she has yet to allege the appropriate serving size for ICBINBS. In her opposition brief, she suggests that ICBINBS’s serving size should be equivalent to one tablespoon, the Reference Amount for “butter, margarine, oil, and shortening.” However, it is unclear how many sprays of ICBINBS would fill one tablespoon.
For these reasons, the Court finds that Plaintiffs serving size claim is preempted by
2. Plaintiff’s “Nutrient Content” Claim
Plaintiff also alleges that Defendant “made unlawful ‘0 Fat’ and ‘0 Calories’ nutrient content claims” on the nutrition panel and the front label. Compl. ¶¶ 27-32. Plaintiffs claim that Defendant misrepresented ICBINBS’s fat and calorie content on the nutrition panel is largely dependent on her contention that Defendant used unlawful serving sizes. Plaintiff does not dispute that food manufacturers are entitled to round down to zero where a product’s fat per serving is less than 0.5 grams and calories per serving is less than 5. See
3. Plaintiff’s “Asterisk” Claim
leaves Plaintiffs allegation that, because the front label represents that ICBINBS has “0 Fat,” Defendant was required (but failed) to include an asterisk on the nutrition panel next to the ingrediingredi“soybean oil” and “buttermilk,” as well as language below the ingredients list indicating that these particular ingredients contain fat. Compl. ¶¶ 29-31. In fact, the term “0 Fat” appears nowhere on the front label. Plaintiff appears to be referring to the front label’s statement: “ *Contains 0 g fat (0 g saturated fat), and 0 g trans fat per serving, see nutrition information for serving size.” This statement appears in small type below a statement in large type: “0 g Trans Fat* Per Serving,” with the asterisk next to “Trans Fat” directing the
Whether or not this claim is preempted turns on
(i) The food contains less than 0.5 gram (g) of fat per reference amount customarily consumed and per labeled serving or, in the case of a meal product or main dish product, less than 0.5 g of fat per labeled serving; and
(ii) The food contains no added ingredient that is a fat or is generally understood by consumers to contain fat unless the listing of the ingredient in the ingredient statement is followed by an asterisk that refers to the statement below the list of ingredients, which states “adds a trivial amount of fat,” “adds a negligible amount of fat,” or “adds a dietarily insignificant amount of fat;”
Defendant argues that no asterisks or explanatory statements are required on the nutrition panel because the statement in small type on the front label — * “Contains 0 g fat ... ” — is not an independent nutrient content claim subject to
Defendant also argues that since FDA regulations allow the “0 g trans fat” statement, Plaintiff cannot argue that an explanatory statement clarifying the lawful term is preempted. Mot. at 7-8. Defendant relies on Hairston v. South Beach Beverage Co., No. CV 12-1429-JFW (DTBx),
Finally, Defendant argues that
For these reasons, the Court finds that Plaintiffs asterisk claim is not preempted.
4. Private Right of Action to Enforce FDA Regulations
Defendant argues that Plaintiffs claims should also be dismissed because they are based on alleged violations of the FDCA and because there is no private right of action under the statute. Howev
B. Pleading Defects
Defendant argues that, even if Plaintiffs claims are not preempted, they must be dismissed because of various claim-specific pleading defects. Specifically, Defendant contends that: (1) Plaintiff has failed to plead her fraud-based claims with the requisite particularity, (2) unjust enrichment is not a cause of action, (3) Plaintiff cannot state a claim for breach of express warranty, and (4) Plaintiff cannot assert violations of other states’ consumer protection statutes. Since the Court has found that Plaintiffs serving size and nutrient content claims are preempted, see Section IV.A supra, only Plaintiffs asterisk claim can support Plaintiffs causes of action.
1. Fraud
Defendant argues that Plaintiff has failed to plead her fraud claims with sufficient particularity. Defendant does not specify, but the Court presumes that it is targeting Plaintiffs claims for fraud by concealment and intentional misrepresentation, as well as her claims for violations of the UCL and CLRA. See Kearns,
Plaintiff responds that the Complaint meets the particularity requirements of
Since Plaintiff has failed to plead reliance, the Court DISMISSES her claims for fraud by concealment, intentional misrepresentation, violation of the UCL, and violation of the CLRA as they relate to her asterisk claim. The Court grants Plaintiff leave to amend so that she may allege what she saw and when she saw it.
2. Unjust Enrichment
Defendant argues that unjust enrichment is a theory of recovery, not a cause of action under California law. Mot. at 15. Courts in this district are split on the issue. A number of courts have found that a plaintiff cannot assert a claim for unjust enrichment that is merely duplicative of statutory or tort claims. See Brazil v. Dole Food Co., Inc., 12-CV-01831-LHK,
3. Breach of Express Warranty
Plaintiffs claim for breach of express warranty is predicated on the allegation that Defendant expressly warranted that ICBINBS is “0 Fat” and “0 Calories.” Compl. ¶ 73. As discussed in Sections IV. A.1 and IV.A.2 supra, Plaintiffs serving size and nutrient content claims are preempted by the FDCA and its implementing regulations. As such, these
4. Other States’ Consumer Protection Statutes
Finally, Defendant argues that Plaintiff cannot assert violations of the consumer protection laws of all fifty states since these laws raise numerous individual legal issues that would render class certification improper. Mot. at 19. Plaintiff responds that a motion to dismiss is not the proper vehicle to address issues of class certification. Opp’n at 19.
Class allegations typically are tested on a motion for class certification, not at the pleading stage. See Collins v. Gamestop Corp., C10-1210-TEH,
The Ninth Circuit has held that “[e]ach class member’s consumer protection claim should be governed by the consumer protection laws of the jurisdiction in which the transaction took place.” Mazza v. Am. Honda Motor Co., Inc.,
For these reasons, Plaintiffs claim for violation of the consumer protection acts of the various states is DISMISSED with leave to amend.
V. CONCLUSION
For the foregoing reasons, Defendant Unilever United States, Inc.’s motion to dismiss is GRANTED. The Court finds that Plaintiff Kym Pardini’s claims are preempted to the extent that they are based on the allegation that Defendant uses illegal serving sizes and makes false nutrient content claims. The Court grants Plaintiff leave to amend to show that these allegations are not preempted. Plaintiffs claims are not preempted to the extent that they are predicated on Defendant’s failure to provide a notation on the nutrition panel that certain ingredients contain fat. Plaintiffs claims for intentional misrepresentation, fraud by concealment, violation of the UCL, violation of the CLRA, breach of express warranty, and violation of other states’ consumer protection statutes are DISMISSED WITH LEAVE TO AMEND. Plaintiffs claim for unjust enrichment is DISMISSED WITH PREJUDICE. Plaintiff shall amend her complaint within 30 days of the signature date
IT IS SO ORDERED.
Notes
. Certain aspects of the label attached to the Complaint are practically illegible (including the explanatory phrase "Contains 0 g fat ...” and the net weight of the container), though the parties do not dispute the label's contents. The Court advises Plaintiff to file legible images of product labels going forward.
. The Court arrived at the fat and calories per serving by dividing the total amount of fat and calories per container by the number of servings per container (1700 cooking spray and 340 topping). See Back Label. The Court assumes that each container holds 340 grams of ICBINBS since, according to the nutrition panel, each spray weighs 0.20 grams and there are 1700 sprays per container.
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. The Court cannot derive this figure from ICBINBS’s label, since it expresses quantities as a function of weight, while a tablespoon is
. Defendant also argues that Plaintiff's serving size and nutrient content claims are barred by the primary jurisdiction doctrine since they raise technical questions about the categorization of food types which are best left to the FDA. Mot. at 10-12. The Court need not reach the issue since these claims are preempted as pled.
. Defendant argues that Plaintiff's UCL and CLRA claims are barred by the “safe harbor" doctrine, which provides that a defendant is not liable for conduct that is permitted by another law. Mot. at 12 (citing Knevelbaard Dairies v. Kraft Foods, Inc.,
. Defendant also argues that Plaintiff fails to allege facts establishing Defendant’s knowledge of falsity or intent to defraud. Mot. at 14. However, under
. In Williams v. Gerber Products Co.,