¶ 1 The question before us in this accelerated review is whether, under these circumstances, plaintiffs’ amendment to their petition adding a new party and a new theory of recovery after the expiration of the statute of limitations properly “relates back” under the provisions of 12 O.S.2001, § 2015(C), to the date the action was originally commenced. We find that it does and that the statute was correctly applied by the trial court. Certio-rari was previously granted on defendants’ petition to review the certified interlocutory order of the Tulsa County District Court and we affirm that court’s order allowing the amendment.
¶2 This case arose from an automobile accident on March 1, 2003, involving a vehicle owned and occupied by plaintiffs, David Pan and his wife, Xiaola Wang, and a vehicle owned by defendants, Mark and Marta Bane. The material facts are not disputed. The Banes’ minor daughter, Lacey Bane, was driving their automobile and this fact was shown in the accident report. On December 1, 2004, Mr. Pan and his wife filed a negligence action seeking damages for property and personal injuries sustained in the accident. Mark and Marta Bane and their insurance carrier, American Commerce, were named as defendants and were timely served within the 180 days allowed by 12 O.S. § 2004(1). The petition omitted Lacey as a defendant; instead, it alleged Mr. and Mrs. Bane had “negligently operated” the vehicle and caused the collision. In their answer,
¶ 3 The statute of limitations expired on March 1, 2005. In late April 2005, the plaintiffs discovered they had mistakenly identified Lacey’s parents as the negligent operators of their vehicle. On April 28, 2005, plaintiffs filed their motion seeking leave to file an amended petition pursuant to § 2015(C), to add Lacey as a defendant in the negligence claim and to add negligent entrustment as a theory of recovery against Mark and Marta Bane.
¶ 4 Plaintiffs contended below, as they do on appeal, that the amended petition related back to the filing of the original petition pursuant to the provisions of the statute. They argued Lacey had constructive notice of the commencement of the action, as notice should be imputed to her from her parents because of the identity of interest between them; specifically, that she was a minor living in her parents’ home, had been driving her parents’ vehicle, and knew or should have known when her parents were sued that the action would have been brought against her but for the mistake as to the identity of the proper party. They also stressed that Lacey and her parents were covered under the same insurance policy, that their insurer had been on notice since the beginning of the suit, and that they also shared the same counsel. Defendants objected, arguing the action was barred by the statute of limitations and the facts of this action were not within the reach of § 2015(C).
¶ 5 The trial judge granted plaintiffs’ motion and plaintiffs filed their amended petition and served Lacey with summons on May 25, 2005. The trial court certified its order for interlocutory appeal and entered an order staying the action. Resolution of this question involves the interpretation and application of a statute to undisputed facts, which is a question - of law that we review de novo.
Manley v. Brown,
¶ 6 New parties or claims may not be added to a civil action by amendment to pleadings after the statute of limitations has run unless the requirements governing the relation back of amendments set forth in 12 O.S.2001, § 2015(C), have been satisfied. That statute provides:
C. RELATION BACK OF AMENDMENTS. An amendment of a pleading relates back to the date of the original pleading when:
1. Relation back is permitted by the law that provides the statute of limitations applicable to the action; or 2., The claim or defense asserted in the amended pleading arose out of the conduct, transaction, or occurrence set forth or attempted to be set forth in the original pleading; or
3. The amendment changes the party or the naming of the party against whom a claim is asserted if paragraph 2 of this subsection is satisfied and, within the period provided by subsection I of Section 2004 of this title for service of the summons and petition, the party to be brought in by amendment:
a. Has received such notice of the institution of the action that he will not be prejudiced in maintaining his defense on the merits; and
b. Knew or should have known that, but for a mistake concerning the identity of the proper party, the action would have been brought against him.
An amendment to add an omitted counterclaim does not relate back to the date of the original answer.
The delivery or mailing of process to the Attorney General of Oklahoma, or an agency or officer who would have been a proper defendant if named, satisfies the requirements of subparagraphs a and b of this paragraph with respect to the State of Oklahoma or any agency or officer thereof to be brought into the action as a defendant.
¶ 7 Because the Oklahoma Pleading Code, 12 O.S. §§ 2001 et seq., is based on the Federal Rules of Civil Procedure, we rely on federal authority for guidance as to the construction of corresponding sections of our
¶ 8 The general philosophy of modern pleading rules is that they should give fan-notice of the claim and be subject to liberal amendment, be liberally construed so as to do substantial justice, and decisions should be made on the merits rather than on technical niceties. 5 Wright & Miller, Federal Practice and Procedure: Civil 3d §§ 1202, 1215-1226. Addressing the philosophy and purpose of the federal rules in
Foman v. Davis,
¶ 9 The relation back doctrine of Federal Rule 15(c) is remedial and promotes the general purpose of the federal rules by “providing the opportunity for a claim to be tried on its merits rather than being dismissed on procedural technicalities, when the policy behind the statute of limitations has been addressed.” 3 Moore’s Federal Practice, § 15.19[3][a](3d ed.at 15-84). The rationale of the doctrine is that where the party to be added
2
has received timely and fair notice of the institution of the original action and the facts upon which it is based, he has received all the notice and protection required by the statute of limitations which exists to protect defendants from prejudice that may result from having to defend against stale claims.
See e.g., Bloomfield Mech. Contracting, Inc. v. Occupational Safety & Health Review Comm’n,
¶ 10 Three requirements must be met in order for an amendment adding a new party to relate back to the original filing of the action. The first, same transaction, is satisfied in this case. Defendants concede the amended complaint arises from the same occurrence asserted in the claim of the original petition. This controversy concerns the other requirements. The second requirement is that the party to be added must have received timely notice and will not be prejudiced in maintaining a defense. The third requirement is that the party to be added, within the specified time period, knew or should have known that but for the mistake of identity the action would have been brought against him or her. Defendants contend Lacey did not receive timely notice of the suit. They concede that her parents received timely notice, but they argue notice cannot be imputed to her and that she would be prejudiced if the amendment is allowed to relate back and she is forced to oppose the action on the merits. They also argue the third requirement was not met as there was no showing that Lacey knew or should have known that but for the mistake the action originally would have been brought against her. Additionally they contend the omission of her name from the original complaint was not a “mistake of identity” within the contemplation of the statute. We find all the criteria were clearly satisfied and the amendment was properly held to relate back.
¶ 11 The second requirement, timely notice, has been characterized as the “linchpin” of relation back doctrine.
Schia-vone, ill
U.S. at 31,
¶ 12 If the party to be added has a sufficient identity of interest with the original defendant, constructive notice will be imputed to the former, thereby satisfying the notice requirement for relation back where it will not be prejudicial.
Korn v. Royal Caribbean Cruise Line, Inc.
¶ 13 In
Traveler’s Indemnity Co. v. United States for Use of Const. Specialties Co.,
¶ 15 Plaintiffs correctly argue that although we have not spoken on the issue of imputed notice in the context of § 2015(C), our Courts of Appeals have. In
Ford v. West,
¶ 16 The appellate court rejected those arguments and reversed the judgment, finding the requirements of the statute were satisfied as the action arose out of the same occurrence, the driver/son received notice of that claim within the requisite time, and he knew or should have known that but for the misnaming of his father the original claim would have been brought against him and he showed no evidence of prejudice by relation back.
See also Bray v. Thomas Energy Systems, Inc.
¶ 17 Defendants contend
Nusbaum v. Knobbe,
If 18 Representation of the newly added defendant by the same attorney representing the existing defendant has been recognized as an identity of interest sufficient to impute notice to the added defendant on the rationale that the attorney is likely to tell the prospective party that he or she may be joined in the action.
See
3 Moore’s Federal Practice, § 15.19.[3][c], (3d ed.),
See also Barkins v. International Inns, Inc.,
¶ 19 Identity of interest has also been found sufficient to allow imputation of notice where the original and added defendants have the same insurer.
See e.g., Denver v. Forbes,
¶ 20 We find that Lacey and her parents have a sufficient identity of interest that notice should be, and is, imputed to her and that relation back of the amendment will not prejudice her in maintaining a defense on the merits. Lacey was a minor child living at home with her parents and she knew she was driving their vehicle when the accident occurred. Additionally, she and her parents were insured by the same carrier, which knew about the accident from the outset, and they, and their interests, were represented by the same attorney. In that regard, we also note defendants’ attorney candidly concedes in the brief that he would expect to receive the assignment of Lacey Bane’s defense from the carrier if the case against her should proceed.
¶ 21 The defendants’ conclusory allegations that Lacey will be prejudiced in her defense of this action by relation back of the amendments are not persuasive. Section 2015(C) is concerned only with prejudice to a party’s defense of the action on the merits.
See Nelson v. County of Allegheny,
¶ 22 We find the third requirement is also met here, as Lacey knew or should have known within the requisite time period that she was intended to be the defendant and would have been so named if plaintiffs had not mistakenly named her parents as the drivers. We are not persuaded by defendants’ arguments that plaintiffs’ omission of Lacey as a named defendant was not a “mistake of identity” within the meaning of § 2015(C), but was instead either negligent or a litigation tactic. They assert that plaintiffs could have avoided the erroneous statement by exercising due diligence and obtaining the correct information from the accident report.
¶ 23 In the plaintiffs’ brief, their attorney stated he believes the mistake likely resulted from the fact that the print on the accident report was quite small and very hard to read. In any event, it was a mistake. Plaintiffs argue the misstatement was known to be a mistake by Lacey, who knew it was she, not her parents, operating the vehicle when the
¶24 Federal Rule 15(c)(3) includes mistakes which result from negligence. Professor Moore explains that “the proper consideration ... is whether the added defendant knew or should have known that the action would have been brought against him or her but for the plaintiffs mistake, not whether the plaintiffs mistake was reasonable. Every mistake involves an element of negligence, carelessness, or fault. Rule 15(e)(3) encompasses both mistakes that were easily avoidable and those that were serendipitous.” 3 Moore’s Federal Practice 3d ed. ¶ 15.19[3][d] at 15-92.
¶ 25 A mistake under Rule 15(c)(3) exists where a plaintiff intended to sue the proper party but misidentified or misnamed him or her in the original pleading and the new party knew within time that he or she would have been sued but for the plaintiffs mistake.
See e.g. Korn v. Royal Caribbean Cruise Line, Inc.,
¶ 26 In
Leonard v. Parry,
¶ 27 Defendants refer to
Bloesser v. Office Depot, Inc.,
¶28 Defendants are correct that when a plaintiff is aware of all possible defendants and makes a tactical decision to name a particular defendant rather than another, only to learn after the statute expires that he has made an error in judgment about liability, it is not a mistake of identity within the rule.
See, e.g. Rendall-Speranza v. Nassim,
¶29 Defendants’ reliance on authorities such as
Bray,
¶ 30
Dotson
and
Watson
concerned plaintiffs who had initially named John Doe defendants in" their actions and attempted to add named defendants by amendment after the applicable limitation period had expired. In
Watson,
the Tenth Circuit disallowed plaintiffs effort, holding that naming a John Doe defendant in the caption of a complaint does not toll the statute of limitations and plaintiffs attempt to substitute a party for the original John Doe defendant amounted to adding a party which requires meeting all the conditions of Rule 15(c) before relation back may be allowed". In
Dotson,
plaintiff had known of the existence of the parties she sought to add by amendment, but had not known their role in facts leading to her claim. She knew their identity, but lacked knowledge of their acts and omissions, and she did not discover their culpability until the statute had expired. Accordingly, we held plaintiff could not substitute the parties for the John Doe defendants in her original petition as the amendment did not come within § 2015(C)(3) and did not relate back. A John Doe defendant is accurately identified by the plaintiff as unknown, and plaintiffs failure to name a John Doe defendant results from a lack of knowledge, which is not a “mistake concerning identity of the proper party.” Only a known party can be mistakenly identified by a plaintiff.
Garrett,
¶ 31 In the instant case, plaintiffs intended to sue the driver of the other automobile; they were aware of her identity and her role in their action, they just mistakenly misnamed her in the petition. There is no indication in this case that plaintiffs were making a strategic or tactical choice.
¶ 32 The district court correctly interpreted and applied 12 O.S.2001 § 2015(C) to the facts of the case, and its order properly allowed the addition of Lacey as a defendant to relate back to the commencement of the action. The trial court also properly allowed plaintiffs’ amendment adding negligent en-trustment as a theory of recovery to relate back to the original petition as the claim arose from the occurrence set forth in the original petition.
Parker v. Elam,
¶ 33 The order is affirmed.
Notes
. The Oklahoma Comment to the section explains: "The [1993]amendments to section § 2015 track the 1991 amendments to Fed. R.Civ.P. 15, which were designed to overturn the result in
Schiavone v. Fortune,
The result in Schiavone is undesirable, because a defendant no longer has to be served within the statute of limitations. All that is needed under 12 O.S.1991, § 2003 is the filing of the complaint within the statute of limitations and its service before the 180 day deadline in 12 O.S.1991, § 2004(1). The [1993] amendments to section 2015(C) would permit the relation back of an amendment to a petition as long as the proper defendant received notice of the lawsuit before the deadline in section 2004(1) expired. In addition, relation back would be permitted if the applicable statute of limitations (e.g., the law of another state) is more liberal and would allow relation back of the amendment.”
. “Changing the party" should be liberally construed by the courts to include an amendment adding a defendant as well one substituting a defendant encompassed by Rule 15(c). 6A Wright, Miller & Kane, Federal Practice & Procedure, Civil 2d § 1498, at 126.
