Opinion
The plaintiff, Donald L. Palozie, appeals
1
from the judgment of the trial court
On March 7,2003, the plaintiff commenced this action against the decedent’s estate, which is administered by the defendants, Richard T. Palozie and Joanne Palozie-Weems, by filing an application in Probate Court seeking title and right of possession to the Crane Road property. See General Statutes § 45a-98 (a) (3). 3 In the application, the plaintiff claimed that he recently had discovered a “document entitled ‘[declaration of [t]rust’ dated February 23,1988 signed by the decedent,” wherein the decedent had declared that she held the Crane Road property in trust for the use and benefit of the plaintiff. After conducting a hearing, the Probate Court denied the plaintiffs application, concluding that the declaration of trust was invalid and unenforceable. Thereafter, the plaintiff appealed from the judgment of the Probate Court to the trial court. 4 See General Statutes § 45a-186 (a) (“[a]nyperson aggrieved by any order, denial or decree of a court of probate in any matter, unless otherwise specially provided by law, may appeal therefrom to the Superior Court”).
“At the same time [the decedent] asked David and Susan [Palozie] to witness a second document purporting to be a quitclaim deed to the Crane Road prop erty, again with the witnesses having no knowledge of what the document was. . . . The quitclaim deed purports to convey to herself as trustee under the terms of the [declaration of [t]rust, the Crane Road property. The quitclaim deed was not acknowledged and neither it nor the [d]eclaration of [t]rust were recorded on the land records.
“No one, other than [the decedent] was aware of the nature of these documents. Apparently, she kept them in either a small metal box or a suitcase in her home. [The decedent] died, in her home on March 13, 1991, intestate.
“Family members, including the plaintiff and [the decedent’s] daughter, Gaye Reyes, gathered at the house. They retrieved a small metal box and a suitcase. The contents of the metal box were briefly examined and then taken by the plaintiff to the house trailer in which he lived, which was located on the property. ([The decedent] lived separately in a house on the same property.)
“Gaye [Reyes] was appointed administratrix of the estate and filed an inventory on March 24, 1992, which included the Crane Road property as an asset of the estate.
“Gaye Reyes was removed as administratrix approximately ten years later because the administration of the estate was not proceeding timely. Two of [the decedent’s] grandchildren, Richard Palozie and Joanne Palozie-Weems were appointed as successor coadministrators in June, 2002. In January, 2003, they filed an application to sell the real estate in question. The plaintiff objected to the proposed sale claiming, for the first time since [the decedent’s] death in 1991, that he, and not [the decedent’s] estate, held legal title to the property by virtue of the purported trust.”
On the basis of the foregoing facts, the trial court concluded that the plaintiff had failed to prove, by clear and satisfactory evidence, that the decedent had “adequately manifest[ed] an intention to create a trust and to accept the enforceable duties of trustee.” See
Long
v.
Schull,
The following additional facts are relevant to our resolution of the present appeal. The declaration of trust provides in relevant part: “Whereas I, Sophie H. Palozie, of the Town of Ellington, County of Tolland, State of Connecticut, am the owner of certain real property located at (and known as) 315 Crane Road in the Town of Ellington, State of Connecticut . . . NOW THEREFORE, KNOW ALL MEN BY THESE PRESENTS, that I do hereby acknowledge and declare that I hold and will hold said real property and all my right, title and interest in and to said property and all furniture, fixtures and personal property situated therein on the date of my death, IN TRUST being of sound mind to wit I make this my last private verbal act . . . [f]or the use and benefit of . . . Donald L. Palozie, Trustee [under declaration of trust] February 23, 1988 . . . [but] if such beneficiary be not surviving, for the use and benefit of . . . Gaye M. Reyes . . . .” The instrument further provides: “Upon my death, unless the beneficiaries shall predecease me or unless we all shall die as a result of a common accident or disaster, my [successor [t]rustee is hereby directed forthwith to transfer said property and all my right, title and interest in and to said property unto the
The plaintiff claims that the trial court improperly found that the decedent had not manifested an intent to create a trust, or to impose upon herself the enforceable duties of a trustee, based on her failure to communicate her intent and on her exclusive retention and control of the trust instrument and quitclaim deed during her lifetime. We disagree and, accordingly, we affirm the judgment of the trial court.
Before addressing the merits of the plaintiffs claim, we briefly review the basic principles that govern the validity and enforcement of trusts. The requisite elements of a valid and enforceable trust are: “(1) a trustee, who holds the trust property and is subject to duties to deal with it for the benefit of one or more others; (2) one or more beneficiaries, to whom and for whose benefit the trustee owes the duties with respect to the trust property; and (3) trust property, which is held by the trustee for the beneficiaries. ” 1 Restatement (Third), Trusts § 2, comment (f), p. 21 (2003); see also
Goytizolo
v.
Moore,
“One owning property can create an enforceable trust by a declaration that he holds the property as trustee for the benefit of another person.”
Hansen
v.
Norton,
To determine whether the decedent manifested an intent to create a trust and to impose upon herself the enforceable duties of a trustee, we begin with the language of the trust instrument. See
If, however, the tmst instrument “is an incomplete expression of the settlor’s intention or if the meaning of the writing is ambiguous or otherwise uncertain, evidence of the circumstances and other indications of the transferor’s intent are admissible to complete the terms of the writing or to clarify or ascertain its meaning
. . . .”
8
1 Restatement
In the present case, we conclude that the trust instrument is ambiguous with respect to whether the decedent intended to create a trust and to impose upon herself the enforceable duties of a trustee. Cf.
Enviro Express, Inc.
v.
AIU Ins. Co.,
“The law governing [our] limited appellate review is clear. A finding of fact is clearly erroneous when there is no evidence in the record to support it ... or when although there is evidence to support it, the reviewing court on the entire evidence is left with the definite and firm conviction that a mistake has been committed. . . . Because it is the trial court’s function to weigh the evidence and determine credibility, we give great deference to its findings. ... In reviewing factual findings, [w]e do not examine the record to determine whether the [court] could have reached a conclusion other than the one reached. . . . Instead, we make every reasonable presumption ... in favor of the trial
court’s ruling.” (Citations omitted; internal quotation marks omitted.)
Wesley
v.
Schaller Subaru, Inc.,
Although communication of intent to create a trust and delivery of the trust instrument are “not essential to the existence of a trust [they are] of great importance in determining the real intent of the alleged declarant.” 90 C.J.S., Trusts § 66, p. 192 (2002). This is because a settlor’s failure to communicate his or her intent and to deliver the trust instrument “is some indication of the absence of a final and definitive intention to create a trust.” 1 A. Scott, W. Fratcher & M. Ascher, supra, § 4.2.2, p. 189; see also
Aronian
v.
Asadoorian,
In the present case, it is undisputed that the decedent informed neither the beneficiaries of the trust nor any
one else that she had intended to hold the Crane Road property in trust. Additionally, it is undisputed that she never delivered the trust instrument or the quitclaim deed to the beneficiaries or any other third party, and that she never recorded the trust instrument or the quitclaim deed on the
The plaintiff claims, however, that the trial court’s factual finding was clearly erroneous because “different uncontested evidence clearly shows [the decedent’s] intention to [create a trust and to impose upon herself] the duties of a trustee.” In support of this claim, the plaintiff points out that the decedent acted in a manner consistent with the interests of the beneficiaries during her lifetime by preserving the trust instrument and quitclaim deed and by maintaining the Crane Road property. We reject this claim because the trier of fact “is not required to draw only those inferences consistent with one view of the evidence, but may draw whatever inferences from the evidence or facts established by the evidence it deems to be reasonable and logical.” (Internal quotation marks omitted.)
PSE Consulting, Inc.
v.
Frank Mercede & Sons, Inc.,
The judgment is affirmed.
In this opinion the other justices concurred.
Notes
The plaintiff appealed from the judgment of the trial court to the Appellate Court, and we transferred the appeal to this court pursuant to General Statutes § 51-199 (c) and Practice Book § 65-1.
We note that the record contains conflicting information with respect to the correct address for the Crane Road property. Although the declaration of trust states that the Crane Road property is located at 315 Crane Road, in Ellington, Connecticut, the accounting of the decedent’s estate states that the property is located at 42 Crane Road, in Ellington, Connecticut. Both the declaration of trust and accounting of the decedent’s estate, however, describe the property by its metes and bounds as follows: a certain parcel of land with buildings situated thereon, in the town of Ellington, county of Tolland, bounded “Northerly on land formerly of John Thompson, now or formerly of Aaron Doblon; Easterly on the highway; Southerly on land now or formerly of Charles H. Bancroft; and Westerly on land now or formerly of Charles H. Bancroft in part and in part on land now or formerly of Aaron Doblon. Containing twenty-three (23) acres, more or less, and being the same premises conveyed to Caroline DeGroat dated June 19, 1952 and recorded in the Ellington Land Records on June 26, 1952, at Vol. 54, Page 417.” Accordingly, regardless of the accuracy of the address, it is clear that both documents refer to the same parcel of land.
General Statutes § 45a-98 (a) provides in relevant part: “Courts of probate in their respective districts shall have the power to . . . (3) except as provided in section 45a-98a or as limited by an applicable statute of limitations, determine title or rights of possession and use in and to any real, tangible or intangible property that constitutes, or may constitute, all or part of any trust, any decedent’s estate, or any estate under control of a guardian or conservator, which trust or estate is otherwise subject to the jurisdiction of the Probate Court, including the rights and obligations of any beneficiary of the trust or estate and including the rights and obligations of any joint tenant with respect to survivorship property . . . .”
The plaintiff also commenced a second action, in which he sought a temporary injunction to enjoin the defendants from selling the Crane Road property during the pendency of the appeal. Thereafter, the trial court granted the defendants’ motion to consolidate the plaintiffs appeal from the judgment of the Probate Court with his action seeking a temporary-injunction.
See
In re Joshua S.,
General Statutes § 47-5 provides in relevant part.: “(a) All conveyances of land shall be: (1) In writing; (2) if the grantor is a natural person, subscribed, with or without a seal, by the grantor with his own hand or with his mark with his name annexed to it or by his attorney authorized for that purpose by a power executed, acknowledged and witnessed in the manner provided for conveyances or, if the grantor is a corporation, limited liability company or partnership, subscribed by a duly authorized person; (3) acknowledged by the grantor, his attorney or such duly authorized person to be his free act and deed; and (4) attested to by two witnesses with then-own hands. . . .”
In light of the trial court’s conclusion that the declaration of trust was void and unenforceable, (he trial court also denied the plaintiffs application for a temporary injunction to enjoin the defendants from selling the property. See footnote 4 of this opinion.
The plaintiff subsequently moved the trial court to articulate the factual basis for its finding that the decedent had not manifested an intent to create a trust or to impose upon herself the duties of a trustee. The trial court denied the plaintiffs motion, noting that “[tjhese matters were addressed in the [trial court’s] [memorandum of [d]ecision.” Thereafter, the plaintiff moved the Appellate Court to review (he trial court’s denial of his motion for articulation. The Appellate Court granted the motion for review, but denied the relief requested therein.
The foregoing principles derive from the parol evidence rule, which, “[a]s we have so often noted ... is not a rule of evidence, but a substantive rule of contract law. . . . The rule is premised upon the idea that when the parties have deliberately put their engagements into writing, in such terms as import a legal obligation, without any uncertainty as to the object or extent of such engagement, it is conclusively presumed, that the whole engagement of the parties, and the extent and manner of their understanding, was reduced to writing. After this, to permit oral testimony, or prior or contemporaneous conversation, or circumstances, or usages [etc.], in order to learn what was intended, or to contradict what is written, would be dangerous and unjust in the extreme. . . .
“The parol evidence rule does not of itself, therefore, forbid the presentation of parol evidence, that is, evidence outside the four comers of the contract concerning matters governed by an integrated contract, but forbids only the use of such evidence to vary or contradict the terms of such a contract. Parol evidence offered solely to vary or contradict the written terms of an integrated contract is, therefore, legally irrelevant. When offered for that purpose, it is inadmissible not because it is parol evidence, but because it is irrelevant. By implication, such evidence may still be admissible if relevant (1) to explain an ambiguity appearing in the instrument; (2) to prove a collateral oral agreement which does not vary the terms of the writing; (3) to add a missing term in a writing which indicates on its face that it does not set forth the complete agreement; or (4) to show mistake or fraud. . . . These recognized exceptions are, of course, only examples of situations where the evidence (1) does not vary or contradict the contract’s terms, or (2) may be considered because the contract has been shown not to be integrated; or (3) tends to show that the contract should be defeated or altered on the equitable ground that relief can be had against any deed or contract in writing founded in mistake or fraud.” (Citations omitted; internal quotation marks omitted.)
HLO Land Ownership Associates Ltd. Partnership
v.
Hartford,
During oral argument before this court, the plaintiff conceded that he did not know what the phrase “being of sound mind to wit I make this my last private verbal act” means, other than that the decedent considered the execution of the declaration of trust to be “a serious endeavor.” The defendants, in their brief to this court, adopt the reasoning of the Probate Court, which concluded: “It is probably safe to assume that the decedent had little, if any, knowledge of the legal meaning of the term ‘verbal act.’ . . . The decedent’s understanding of the nature of a ‘verbal act’ is probably less important than the fact that she constitutes this document as her last such act. This supports the view that the decedent’s intent was purely testamentary in nature and that she did not see the instrument as imposing upon her any present duties or liabilities.” (Emphasis in original.)
In light of our conclusion, we do not reach the defendants’ claims that the declaration of trust is void and unenforceable because: (1) the beneficiaries of the trust cannot be ascertained with reasonable certainty; (2) the trust instrument is a “ ‘Dacey Trust,’ ” which is a “[contrivance] marketed to the general public as a ‘way to avoid probate’ and resulted in litigation between the Connecticut Bar and Mr. Dacey concerning their improvident use by the public without proper advisement”; and (3) neither the declaration of trust nor the quitclaim deed had been recorded in the town land records as required by § 47-5.
