This case raises a question about an award of attorney’s fees to a “prevailing party” under the Civil Rights Attorney’s Fees Awards Act of 1976, 42 U.S.C. § 1988 (2000). After the underlying claims, which challenged the constitutionality of both state and local adult-entertainment zoning regulations, were disposed of through dismissals, partial summary judgments, a repeal of the relevant portion of the local statute, and a final dismissal for mootness, the district court granted the plaintiffs’ motion for attorney’s fees. For the following reasons, we affirm.
I. Background
The issue on appeal can be succinctly stated: did the district court correctly award attorney’s fees to Palmetto as a “prevailing party” under 42 U.S.C. § 1988? However, “prevailing party” is a legal term of art, generally meaning a “party in whose favor a judgment is rendered .... ”
Buckhannon Bd. & Care Home, Inc. v. W. Vir. Dept. of Health and Human Res.,
Palmetto Properties, Inc. and George Schirmer (collectively, “Palmetto”) sought to open an adult entertainment nightclub or cabaret in DuPage County, Illinois. According to County Ordinance section 37-3.2, Palmetto’s strip club is classified as an “adult business use” because the employee-dancers expose “specified anatomical areas” and/or engage in “specified sexual activities.” DuPage County Ordinance § 37-3.2 (1986).
1
Likewise, the club is an
While both the state and county regulate the location of these adult businesses, after the state adopted its first such zoning law in 1998, the two regulations differed in material respects. First, under the law as adopted in 1986, DuPage County required all adult businesses to locate in a zoning district designated “industrial” and banned such establishments from locating within 1000 feet of other adult businesses, or within 500 feet of certain residentially zoned districts or any “church, school, library, park or other publicly operated recreational facility.” DuPage County Zoning Ord. § 37-4.16-2 (1986). But the law adopted by the state in 1998 banned all adult businesses from locating “within 1,000 feet of the property boundaries of any school, day care center, cemetery, public park, forest preserve, public housing, and place of religious worship.” 55 Ill. Comp. Stat. 5/5-1097.5 (1998) (emphasis added). Consequently, in December of 1998, after the state adopted its regulation, the County amended its ordinance to (1) add various categories of land use from which adult business must be separated; and (2) increase the required separation distance from 500 to 1000 feet. DuPage County Zoning Ord. § 37-4.16-2 (1998). 3 The County’s zoning restriction thereby mirrored the state’s.
Second, the County’s 1986 ordinance stated that its purpose was to “eliminate [the] adverse effects” of adult businesses, such as the “blighting or downgrading” of surrounding neighborhoods. DuPage County Zoning Ord. § 37-4.16-1 (1986). In adopting that law, the County relied upon a study conducted by the City of Indianapolis, which had adopted a similar 500-foot separation requirement, and upon
The land Palmetto obtained (and partially developed) for the proposed adult business complied with all of the locational limits set out in the County and State regulations, save one. The parcel was 735 feet (i.e., more than 500, but less ' than 1000 feet) from the boundary of Pratt’s Wayne Woods Forest Preserve, much of which is not accessible to the public. 4 As a result, Palmetto feared that the County and/or State would prevent the nightclub’s opening based upon the 1000-foot forest preservation separation requirement. Palmetto sued DuPage County, the Forest Preserve District of DuPage County, Joseph E. Birkett (in his official capacity as DuPage County State’s Attorney), and Jim E. Ryan (in his official capacity as Illinois Attorney General), arguing that the state and local laws were violations of the First and Fourteenth Amendments. Specifically, in its third amended complaint, Palmetto alleged that: (1) the 1000-foot forest preserve separation requirement, under either law, was facially unconstitutional because it was unsupported by a substantial governmental interest; (2) the forest preserve separation requirement, under either law, was unconstitutional as applied to Palmetto; and (3) both laws were facially unconstitutional in toto because they effected a complete ban of protected speech in DuPage County. 5
Between February of 2000 and March of 2001, the district court was inundated with a flurry of motions to dismiss, summary-judgment motions, responsive pleadings, and competing fact statements, resulting-in a total of at least thirty-four filings. Early in the course of the proceedings, however, Illinois Attorney General Ryan was dismissed from the suit because Palmetto failed to overcome the presumption of Ryan’s Eleventh Amendment immunity. This determination was not appealed.
Finally, on March 29, 2001, the district court issued its order, which sorted through myriad summary-judgment issues. First, the Forest Preserve District’s motion for summary judgment was granted “because the District has no connection to the enforcement of the DuPage Ordinance
Reaching the merits, the district court held that: (1) the state and local zoning forest preserve separation requirements were neither supported by a significant government interest nor narrowly tailored because neither entity presented any evidence or prior case law to demonstrate that strip clubs negatively impact areas of forest preserves not open to the public; and (2) both restrictions failed to leave open reasonable alternative means of communication. Uncertain as to whether the district court struck down the entirety of the County Ordinance or simply the forest preserve segment, Defendants asked the district court to clarify its judgment. The court did so on April 26, 2001 and specifically declared only the portion of Ordinance section 37-4.16.2 referring to “forest preserves” unconstitutional. 7
Presumably wanting to avoid further litigation, the Defendants informed the district court and Palmetto that, instead of appealing, the offending provision of the ordinance would be amended or repealed. Hence, while the County pursued such action, the district court continued the case in lieu of entering a final order to officially close the action. As promised, the forest preserve separation requirement was repealed. 8 Palmetto was therefore free to operate its proposed nightclub. Following its opening, the district court dismissed the lawsuit as moot on January 3, 2002.
Palmetto then petitioned for an award of attorney’s fees from the Defendants as a “prevailing party” under 42 U.S.C. § 1988. While there was no dispute as to the amount claimed, the Defendants adamantly argued that Palmetto was not a prevailing party. The district court disagreed. After carefully analyzing Buckhannon and noting that Palmetto did not request fees related to claims never addressed on the merits, see supra notes 5 and 7, the district court awarded $49,175.00 to Palmetto. This appeal resulted and, for the following reasons, we affirm the district court’s award.
A. Standard of Review
Under 42 U.S.C. § 1988 a “prevailing party” is entitled to “a reasonable attorney’s fee.” When analyzing a district court’s grant or denial of such fees, we review de novo the lower court’s purely legal conclusions.
Federation,
B. Buckhannon and Its Progeny
In
Buckhannon,
the Supreme Court interpreted “prevailing party” under the fee-shifting provision of the Fair Housing Amendments Act of 1988 (“FHAA”), 42 U.S.C. § 3613(c)(2). Because nearly all federal fee-shifting provisions use this term of art,
see, e.g.,
42 U.S.C. §§ 1988, 12205, the
Buckhannon
Court encouraged consistent interpretation, when possible, across the federal statutes.
See
The Supreme Court in
Buckhannon
upheld a denial of attorney’s fees where a defendant “voluntarily” mooted the action.
Buckhannon,
In
T.D.,
the parents of a student suffering from attention deficit disorder claimed that the defendant school district deprived the student of a “free appropriate public education” under the Individuals with Disabilities Education Act (“IDEA”), 20 U.S.C. § 1400(d)(1)(A), and appealed to the district court an administrative adjudication which proposed to place the student in a regular classroom, instead of authorizing placement at a private day school.
In
Federation,
an advertising trade association sued the City of Chicago, alleging that an ordinance prohibiting the placement of alcohol and cigarette advertisements on billboards, sides of buildings, and freestanding signboards violated the First Amendment and was preempted by federal and state statutes.
Subsequently, the City amended the ordinance to remove the preempted portion and other provisions, the constitutionality of which had been seriously called into question by
Greater New Orleans Broadcasting Ass’n v. United States,
The trade association then amended its complaint to drop the preemption claim and to entirely eliminate its challenge to the cigarette-advertising portions of the ordinance.
Id.
In 2001, the association again moved for summary judgment on its remaining First Amendment claims. But before the City filed its response, the Supreme Court decided
Lorillard Tobacco Co. v. Reilly,
Upon appeal of the district court’s denial of fees, we analyzed exactly what, if any, “judicially sanctioned change” in the legal relationship of the parties the trade association had achieved. First, we pointed out that while the district court originally granted its motion for summary judgment on preemption grounds, we reversed the “core holding” of that decision. Simply because “we affirmed [a tiny] portion of the original district court decision certainly does not make [the trade association] a prevailing party,” particularly when our holding provided the association no relief at all.
Second, we assumed, arguendo, that the City’s repeal of the statute was “not voluntary,” instead compelled by the combination of the Supreme Court’s decision in Lorillard and the association’s motion for summary judgment. However, because neither the City nor the trade association were parties to that case, we concluded that there was “[no] judgment that changed the legal relationship between the parties in this case,” id. (emphasis in original), and we affirmed the district court’s denial of attorney’s fees.
C. Attorney’s Fees for Palmetto
The facts of this case are essentially undisputed. The district court granted Palmetto a partial summary judgment, striking down as unconstitutional the portion of the County adult-entertainment zoning ordinance pertaining to forest preserves — the only provision which effectively prevented Palmetto from operating its nightclub. The County, after presumably concluding that its odds of success on appeal were limited, assured the district court and Palmetto that it would repeal the offending provision. Thus, the district court continued the case to give the County a sufficient amount of time to correct its error. As promised, the ordinance was repealed and the case was dismissed as moot.
The County now contends that Palmetto is not entitled to an award of attorney’s fees because “the partial summary judgment pertaining to the forest preserve provisions in the County Ordinance never became final or enforceable before the case was dismissed for mootness.” We disagree. It would defy reason and con
In Buckhannon, the challenged state law was repealed, thereby mooting the case, before the district court made any substantive rulings. Thus, the Buckhan-non Court construed the change in the defendants’ conduct as voluntary, lacking the necessary judicial imprimatur. In this case, not only did the district court make a substantive determination as to essentially all the constitutional claims save one, see supra notes 5 and 7, the County repealed the ordinance only after that determination had been made and presumably because of it. To be sure, the Defendants were free to moot the case before the summary-judgment ruling, in which case the action would have been voluntary. They did not. Hence, their action is most persuasively construed as involuntary — indeed exhibiting judicial imprimatur.
Furthermore, while the Buckhannon Court dismissed concerns about “mischievous defendants” (i.e., those who moot a case to avoid an award of attorney’s fees), the qualifications placed upon those remarks apply in this case:
[Pjetitioners’ fear of mischievous defendants only materializes in claims for equitable relief, for so long as the plaintiff has a cause of action for damages, a defendant’s change in conduct will not moot the case. Even then, it is not clear how often courts will find a case mooted: '“It is well settled that a defendant’s voluntary cessation of a challenged practice does not deprive a federal court of its power to determine the legality of the practice” unless it is “absolutely clear that- the allegedly wrongful behavior could not reasonably be expected to recur.” Friends of Earth, Inc. v. Laidlaw Envtl. Servs. (TOC), Inc.,528 U.S. 167 , 189,120 S.Ct. 693 ,145 L.Ed.2d 610 (2000).
Buckhannon,
Nor does our reasoning in
T.D.
mediate in favor of reversing the district court’s award of attorney’s fees in the instant case. In
T.D.,
the parties entered into a wholly private settlement agreement, whereby the defendant school district agreed to most of the plaintiffs demands. Here, there was no settlement agreement.
In addition, this case can be distinguished in two ways from the unique situation presented in Federation. First, while the Federation plaintiffs did initially obtain a favorable judgment on the merits of their preemption claims, on appeal, the lion’s share of the district court’s ruling was reversed. And the tiny portion of the summary judgment upheld on appeal failed to give the plaintiffs any meaningful relief. We reasoned that a substantially overruled summary judgment, failing to provide relief, could not confer upon the plaintiffs “prevailing party” status.
Second, the city defendants in Federation repealed the ordinances at issue because they perceived that a different case — namely, the Supreme Court’s Loril-lard decision — cast serious doubt upon their constitutionality. We assumed, ar-guendo, that the repeal of the challenged statute was therefore involuntary, but nonetheless concluded that an award of attorney’s fees was inappropriate. We reasoned that no judgment changed the legal relationship of the parties to the Federation lawsuit; a party in one lawsuit cannot claim to be a “prevailing party” based upon the successes of a party in a different lawsuit. But in this case, Palmetto itself obtained a judgment on the merits, which provided the relief sought in the action, and the County chose not to take any steps to pursue an appeal.
Moreover, in Federation, we implied that a plaintiff who obtains a favorable summary-judgment ruling, unchallenged by an appeal, would qualify for an award of attorney’s fees under Buckhannon and 42 U.S.C. § 1988:
Nor does the fact that [the plaintiff] had a summary judgment motion pending provide the necessary judicially sanctioned change. Even assuming that after Lorillard, the district court would have granted [the plaintiffs] motion had the [defendant] City not repealed its ordinance, the fact remains that no such ruling was made and thus no judicial relief was awarded to Federation.
We lastly note that the County’s argument is unavailing not only because it contradicts Buckhannon, T.D., and Federation, but also because it values form over substance. Nowhere does the County posit that the district court’s summary-judgment rulings wouldn’t have been appeal-able had the district court simply entered a final order formally closing the case. And the only reason the court did not do so was because the County requested a continuance so that it could moot the case. The summary-judgment orders changed the legal relationship of the parties because, for example, had Palmetto grown impatient with the time it took the County to repeal the offending zoning provision, Palmetto could have requested that the district court close the case and then sued to enforce the judgment. Nor does the County argue that the district court, in making its summary-judgment determination, failed to evaluate the evidence presented by both parties or failed to apply the appropriate constitutional law to the facts of the case. It would fly in the face of legal intuit to conclude that the district court’s partial grant of a summary judgment would not constitute a “judgment on the merits” adequate to confer “prevailing party” status upon Palmetto, simply because — at the County’s behest — the district court delayed in entering a final order to close the case.
In sum, the district court’s $49,175.00 award of attorney’s fees to Palmetto was equitable, efficiency-promoting, a logical development in Buckhannon jurisprudence, and applied a common-sense understanding of a “judgment on the merits.” For the foregoing reasons, we Affirm the award of attorney’s fees under 42 U.S.C. § 1988.
Notes
. In relevant part, section 37-3.2 states:
Adult business use. The use of property ... of which a significant or substantial portion involves an activity distinguished or characterized by its emphasis on matters depicting, describing or relating to Specified Sexual Activities or Specified Anatomical Areas
* * * * * -Y
Specified Anatomical Areas:
a. Less than completely or opaquely covered human genitals, pubic region, buttock, anus or female breast below a point immediately above the top of the areola; and
b. Human male genitals in a discernibly turgid state, even if completely or opaquely covered.
Specified Sexual Activities:
a. Human genitals in a state of sexual stimulation or arousal;
b. Acts of human masturbation, sexual intercourse, fellatio or sodomy;
c. Fondling, kissing or other erotic touching of Specified Anatomical Areas;
d. Flagellation or torture in the context of a sexual relationship;
e. Masochism, erotic or sexually oriented torture, beating or the infliction of pain;
f. Erotic touching, fondling or other such contact with an animal by a human being;
g. Human excretion, urination, menstruation or vaginal or anal irrigation as part of or in connection with any of the activities set forth in “a” through "f” above.
. In relevant part, section 5/5-1097.5 states: “For the purposes of this Section, 'adult entertainment facility’ means (i) a striptease club or pornographic movie theatre whose business is the commercial sale, dissemination, or distribution of sexually explicit material, shows, or other exhibitions or (ii) adult bookstore or adult video store .... ”
. Ordinance section 37-4.16-2, as amended in 1998, stated:
No adult business use, either as a permitted use or as a conditional use, shall be maintained: (1) within 1,000 feet of the property line of another adult business use; (2) within 1,000 feet of any of the following zoning districts as provided for under this Ordinance: R-l, R-2, R-3, R-4, R-5, R-6, and R-7; (3) within 1,000 feet of a zoned residential district lying within a municipality; or (4) within 1,000 feet of a place of religious worship, day care center, cemetery, public housing, school, library, park, forest ■preserve or other publicly operated recreational facility. The distances provided for in this section shall be measured by following a straight line without regard to intervening structures, from a point on the property or the land use district boundary line from which the proposed use is to be separated.
. We note that in its first complaint, filed on May 5, 1999, Palmetto apparently did not realize that the relevant parcel was within 1000 feet of a forest preserve and asserted that the parcel complied with all the state and local zoning limitations. Thus, Palmetto argued only that the ordinances were unconstitutional on their face. Eventually, Palmetto realized its mistake and amended its complaint — twice.
. An additional constitutional challenge was also raised. Palmetto's property was zoned as a "Light Industrial District,” designated I-1. However, adult business uses may locate as of right only in "Heavy Industrial Districts,” designated 1-2. Hence, Palmetto, in order to open the proposed club, needed a special or conditional zoning use permit from the County. See DuPage County Zoning Ord. §§ 37.14.13 et seq. (1998) (laying out the application procedure). But such permits may be granted only if the applicant complies with all zoning restrictions, other than the designation. See id. As a result, Palmetto could, not obtain a permit because less than 1000 feet separated the relevant parcel from the forest preserve. Palmetto, therefore, also challenged the ordinances regarding special or conditional use permits as unconstitutional prior restraints of protected speech. Because the district court never reached the merits of this issue, see infra note 7, it is largely tangential to the instant appeal.
.Because the district court applied Eleventh Amendment immunity to protect both Attorney General Ryan and State's Attorney Birkett from the claims challenging the state law,
see, e.g., Edelman v. Jordan,
. Having found the forest preserve restriction unconstitutional, the court also determined that it need not reach the prior restraint claim. See supra note 5.
. The County actually adopted new restrictions, which differentiated between "active” and "passive” recreational areas, which include forest preserves. But the amended ordinance requires only a 500-foot separation between an adult business and "passive recreational areas.” (R. 100.) Hence, the statute no longer posed any bar to Palmetto’s strip club.
. Under the catalyst theory, a plaintiff was entitled to attorney’s fees as a “prevailing party” so long as (1) the claim was at least colorable, and not groundless; (2) the lawsuit was a substantial rather than insubstantial cause of the defendant’s change in conduct; and (3) the defendant’s change in conduct was motivated by the plaintiff's threat of victory rather than the threat of expense. 532 U.S. at610,
