Opinion
The sole issue raised by this appeal is whether an order denying class certification is an appealable final judgment. The plaintiffs, 1 thirty-seven persons employed as waiters or waitresses by the defendant, Friendly Ice Cream Corporation, appealed from the order of the trial court to the Appellate Court, which dismissed the appeal for lack of a final judgment. We granted the plaintiffs’ petition for certification to appeal from the Appellate Court’s judgment. The plaintiffs claim that a denial of class certification should be treated as a final judgment because such a denial meets the test for appealability of otherwise interlocutory orders. The plaintiffs claim that denial of class certification ends the claims of absentee plaintiffs and threatens rights they possess with respect to the class action. Because we conclude that the denial of class certification does not meet either prong of the Curcio 2 test, we affirm the judgment of the Appellate Court.
The following undisputed facts and procedural history are relevant to our resolution of this appeal. The plaintiffs filed a class action complaint against the defendant on October 4, 2004. The trial court, in its memorandum of decision, noted that the plaintiffs sought certification as a class to pursue their claims that the defendant had “failed to pay servers the hourly, minimum wage mandated by General Statutes § 31-60 because the defendant unlawfully deducted ‘tip credits’ from servers’ wages” for work that was “non-service” in nature. The putative class includes “all current or former servers” at the defendant’s forty-eight restaurants in Connecticut “against whose wages tip credits were subtracted.”
The plaintiffs’ complaint arose from the defendant’s alleged violation of § 31-62-E4
The trial court entered an order denying the plaintiffs’ motion to certify the putative class on January 25, 2006. In its memorandum of decision, the court found that the plaintiffs had satisfied the requirements of numerosity,
commonality, typicality and adequate representation enumerated in Practice Book § 9-7. The trial court concluded, however, that the plaintiffs had failed to meet the predominance requirement for class certification under Practice Book § 9-8.
4
Specifically, the trial court determined that the evidence required to prove liability as to each member of the class was so individualized that class-wide issues did not predominate. The court concluded: “Our law, as explicated by
[Collins
v.
Anthem Health Plans, Inc.,
The plaintiffs appealed to the Appellate Court from the trial court’s order denying the motion for class certification. The Appellate Court dismissed the appeal for lack of a final judgment. We granted certification to appeal from the judgment of the Appellate Court limited
to the following issue: “Is an order denying a motion for class certification a final judgment for purposes of appeal?”
Palmer
v.
Friendly Ice Cream Corp.,
We begin by setting forth the standard of review. “The lack of a final judgment implicates the subject matter jurisdiction
We commence the discussion of our appellate jurisdiction by recognizing that there is no constitutional right to an appeal. E.g.,
Chanosky
v.
City Building Supply Co.,
The plaintiffs claim that we should recognize that a denial of class certification satisfies the test for the appealability of an otherwise interlocutory order.
7
This
court has determined that
In order to satisfy the first prong of
Curcio,
the trial court’s order must terminate a separate and distinct proceeding.
State
v.
Curcio,
supra,
Our case law defines the type of order that would terminate a separate and distinct proceeding and result in an immediate right to appeal. The judicial proceeding that triggers the appeal must be “independent of the main action.”
State
v.
Parker,
In
Briggs
v.
McWeeny,
Unlike the determination of whether to disqualify an attorney, which, in Briggs, we concluded was not intertwined with the underlying litigation, a determination of whether to certify a class is intricately intertwined with the facts of the underlying lawsuit. Both the United States Supreme Court and this court have recognized that the determination of whether a putative class meets the requirements necessary to proceed as a class is intimately connected to the adjudication of liability. See
Coopers & Lybrand
v.
Livesay,
The United States Supreme Court observed that an order denying class certification “does not fall in [the] category”; id., 469; of the “ ‘small class’ of decisions excepted from the final-judgment rule . . . .” Id., 468. “First, such an order is subject to revision in the District Court. . . . Second, the class determination generally involves considerations that are enmeshed in the factual and legal issues comprising the plaintiffs cause of action. . . . Finally, an order denying class certification is subject to effective review after final judgment at the behest of the named plaintiff or intervening class members.” (Citations omitted; internal quotation marks omitted.) Id., 469. We agree with this analysis.
Therefore, we conclude that the denial of class certification does not constitute the termination of a separate and distinct proceeding because it is too intertwined with the named plaintiffs’ lawsuit and is an order capable of review after a final judgment in that lawsuit. Additionally, we note that an appeal from a trial court’s
order denying class certification in all probability would result in delay of the underlying litigation. In
Hartford Accident & Indemnity Co.,
we observed that an appeal that, if successful, would result
The plaintiffs nevertheless argue that, with the adoption of rule 23 (f) of the Federal Rules of Civil Procedure,
Coopers & Lybrand
is no longer the law in federal courts. Subsequent to the decision in
Coopers & Lybrand,
rule 23 (f) was adopted to permit federal appellate courts to grant interlocutory appeals from denials of class certification on a
discretionary
basis.
11
See Fed. R. Civ. P. 23 (f). The plaintiffs ask us to consider this as persuasive authority because we previously have acknowledged the similarities between federal court class
Having concluded that a denial of class certification does not satisfy the first prong of the
Curcio
test, we next turn our attention to the second prong. “The second prong of the
Curcio
test . . . requires the parties seeking to appeal to establish that the trial court’s order threatens the preservation of
a right already secured to them
and that that right will be irretrievably lost
and the [parties] irreparably harmed unless they may immediately appeal. . . .
One must make at least a colorable claim that some recognized statutory or constitutional right is at risk.
... In other words, the [appellant] must do more than show that the trial court’s decision threatens him with irreparable harm. The [appellant] must show that that decision threatens to abrogate a right that he or she
then
holds. . . . Moreover, when a statute vests the trial court with discretion to determine if a particular [party] is to be accorded a certain status, the [party] may not invoke the rights that attend the status as a basis for claiming that the court’s decision not to confer that status deprives the [party] of protections to which [it] ... is entitled.” (Citations omitted; emphasis added; internal quotation marks omitted.)
Hartford Accident & Indemnity Co.
v.
Ace American Reinsurance Co.,
supra,
The plaintiffs claim that putative class members lose several rights as a result of a trial court’s order denying class certification, and, therefore, the denial of class certification satisfies the second prong of Curcio. The plaintiffs argue that, upon the denial of class certification, the applicable statute of limitations begins to run again, whereas, prior to that denial, it had been tolled. They further claim that the denial raises the specter that principles of preclusion will bar their right to bring a separate class action and that the legal representation owed to all putative class members by the class representative is lost. The defendant argues, inter alia, that any “rights” secured by an order certifying a class hinge on the discretion of the trial court, and, therefore, an order denying class certification fails to satisfy the second prong of Curcio. We agree with the defendant that a denial of class certification does not cause the putative class members to lose a secured statutory or constitutional right.
The plaintiffs cite
Rivera
to support their position under the second prong. In Rivera, we held that an order decertifying a class was immediately appealable under the second prong of
Curcio. Rivera
v.
Veterans Memorial Medical Center,
supra,
As we noted previously, § 52-105 authorizes a trial court, in its discretion, to permit class representation. It does not, however, require that a trial court do so or provide any guarantee to putative class members that a proposed class will be certified. We conclude that § 52-105 creates a statutory right to participate in a class action once a trial court deems it appropriate. “[W]hen the plaintiffs [in Rivera] were certified as a class by the trial court . . . they secured the right [pursuant to § 52-105] to proceed in a class action against the defendant. That right provided to the plaintiffs an economically efficient means to proceed in an action that they otherwise might [have been] unable to pursue.” Id., 735. In Rivera, once the trial court exercised its discretion and ordered the class certified, the class members had a statutory right under § 52-105 to proceed as a class. That statutory right to proceed as a class was harmed by the subsequent decertification order and, as we concluded in Rivera, warranted that such an order be treated as a final judgment under the second prong of Curcio. See id., 734-36.
In the present case, the plaintiffs have not secured any constitutional or statutory right. Unlike the plaintiffs in
Rivera,
who had been certified as a class; id., 732; the plaintiffs in the present case have only sought certification. Furthermore, the plaintiffs have made no colorable claim that a right is at risk. The potential to proceed as a class rests on the exercise of a trial court’s discretion. Thus,
Our appellate jurisdiction over a denial of a motion to intervene is consistent with our conclusion in this case.
13
General Statutes § 52-107
14
governs the interven
tion of nonparties to a lawsuit and, unlike § 52-105, provides for both permissive intervention and intervention
as a matter of right.
We have concluded that, under the second prong of
Curcio,
appellate jurisdiction is proper over an appeal from the denial of a motion to intervene as a matter of right but not over the denial of a motion for permissive intervention. See
Kerrigan
v.
Commissioner of Public Health,
When prospective intervenors have not made a color-able claim to intervene as a matter of right, there is no right to interlocutory review of the order denying their motion to intervene. The Appellate
Nevertheless, the plaintiffs contend that a denial of class certification implicates rights associated with class status sufficient to satisfy the second prong of Curcio. They argue that the tolling of the statute of limitations on putative class members’ claims is lost when the trial court denies class certification and that the denial “strips” the putative class members of the protection afforded by the legal representation provided during certification proceedings. We disagree with the plaintiffs that either of these is a statutory or constitutional right that would satisfy the Curcio test. 16
We have held that when a trial court has discretion to grant a certain legal status to a party, upon denial, a requesting party may not claim the loss of the rights attendant to that status to satisfy the second prong of
Curcio. State
v.
Longo,
The plaintiffs correctly recognize that our case law also confers some benefits on putative class members attendant to the filing of the class complaint, for example, the fiduciary obligation that a purported representative owes to the putative class, as well as the tolling of the statute of limitations on their claims. These benefits are not, however, statutory or constitutional rights, like
those attendant to class member status. Rather, these benefits derive from judicial doctrines that were adopted to prevent the “frustrat[ion] of the principal function of a class suit”;
American Pipe & Construction Co.
v.
Utah,
We conclude that an order denying class certification is not a final judgment and does not meet either prong of the Curcio test for appealability of an otherwise interlocutory order. 17 The Appellate Court properly dismissed the plaintiffs’ appeal for lack of a final judgment.
The judgment of the Appellate Court is affirmed.
In this opinion the other justices concurred.
Notes
The original complaint was filed by Ellen Palmer, Cindy Brown and Vicky Wilks on behalf of “themselves and a class of all others similarly situated . . . .” The trial court granted the plaintiffs’ motion for leave to join thirty-four additional plaintiffs to the action on November 9, 2005.
State
v.
Curcio,
Section 31-62-E4 of the Regulations of Connecticut State Agencies provides: “If an employee performs both service and non-service duties, and the time spent on each is definitely segregated and so recorded, the allowance for gratuities as permitted as part of the minimum fair wage may be applied to the hours worked in the service category. If an employee performs both service and non-service duties and the time spent on each cannot be definitely segregated and so recorded, or is not definitely segregated and so recorded, no allowances for gratuities may be applied as part of the minimum fair wage.”
“The rules of practice set forth a two step process for trial courts to follow in determining whether an action or claim qualifies for class action status. First, a court must ascertain whether the four prerequisites to a class action, as specified in Practice Boole § 9-7, are satisfied. These prerequisites are: (1) numerosity — that the class is too numerous to make joinder of all members feasible; (2) commonality — that the members have similar claims of law and fact; (3) typicality — that the [representative] plaintiffs’ claims are typical of the claims of the class; and (4) adequacy of representation— that the interests of the class are protected adequately. . . .
“Second, if the foregoing criteria are satisfied, Hie court then must evaluate whether the certification requirements of Practice Book § 9-8 are satisfied. These requirements are: (1) predominance — that questions of law or fact common to the members of the class predominate over any questions affecting only individual members; and (2) superiority — that a class action is superior to other available methods for the fair and efficient adjudication of the controversy.” (Citations omitted; internal quotation marks omitted.)
Collins v. Anthem Health Plans, Inc.,
General Statutes § 52-263 provides in relevant part: “Upon the trial of all matters of fact in any cause or action in the Superior Corut, whether to the court or jury, or before any judge thereof when the jurisdiction of any action or proceeding is vested in him, if either party is aggrieved by the decision of the court or judge upon any question or questions of law arising in the trial, including the denial of a motion to set aside a verdict, he may appeal to the court having jurisdiction from the final judgment of the court or of such judge . . . .”
General Statutes § 52-105 provides: “When the persons who might be made parties are very numerous, so that it would be impracticable or unreasonably expensive to make them all parties, one or more may sue or be sued or may be authorized by the court to defend for the benefit of all.” As we noted previously, the rules governing a trial court’s determination of whether to authorize class representation are set forth in Practice Book §§ 9-7 and 9-8. See footnote 4 of this opinion.
The plaintiffs also claim that there should be a right to immediate appeal from an order denying class certification as a matter of public policy. In support of this argument, the plaintiffs emphasize the policy rationales underlying class actions that have been recognized by this court: “to . . . (1) promote judicial economy and efficiency; (2) protect defendants from inconsistent obligations; (3) protect the interests of absentee parties; and (4) provide access to judicial relief for small claimants.” (Internal quotation marks omitted.)
Rivera
v.
Veterans Memorial Medical Center,
supra,
We do not agree with the plaintiffs that a rule permitting an automatic right to interlocutory review of orders denying class certification is necessarily
the best public policy. This argument fails to consider the separate policy considerations underlying the final judgment rule, which are “to discourage piecemeal appeals and to facilitate the speedy and orderly disposition of cases at the trial court level.” (Internal quotation marks omitted.)
Pritchard
v.
Pritchard,
supra,
Under the plaintiffs’ view, any denial of class certification, no matter how poor the arguments in favor of certification, would be eligible for interlocutory appellate review. We fail to recognize how such a rale would further judicial economy and efficiency.
The plaintiffs also rely on
State
v.
Roberson,
The plaintiffs in
Coopers & Lybrand
claimed that the “death knell" theory, first articulated by the California Supreme Court in
Daar
v.
Yellow Cab Co.,
The plaintiffs urge us to adopt the view of the California Supreme Court and to conclude that the denial of class certification not only ends the class action proceeding but also may end all potential individual lawsuits. We agree with the United States Supreme Court’s characterization of this theory as one grounded in public policy and more appropriate for legislative determination. See
Coopers & Lybrand
v.
Livesay,
supra,
The plaintiffs rely on
Robichaud
v.
Hewlett Packard Co.,
Rule 23 (f) of the Federal Rules of Civil Procedure provides: “A court of appeals may permit an appeal from an order granting or denying class-action certification under this rule if a petition for permission to appeal is filed with the circuit clerk within 10 days after the order is entered. An appeal does not stay proceedings in the district court unless the district judge or the court of appeals so orders.”
The federal Circuit Courts of Appeals have recognized two situations in which an appellate court should exercise its discretion in favor of granting an immediate appeal. “The first category comprises the so-called ‘death knell’ cases . . . namely cases in which the class certification order effectively terminates the litigation either because the denial of certification makes the pursuit of individual claims prohibitively expensive or because the grant of certification forces the defendants to settle. . . .
“The second category of cases are those in which the class certification order implicates an unresolved legal issue concerning class actions.”
In re Sumitomo Copper Litigation,
Notably, the legislature already has taken limited action in this realm and has provided for a limited right to interlocutory appeals from class certification orders in actions brought under the Connecticut Unfair Trade Practices Act (CUTPA), General Statutes § 42-110a et seq. General Statutes § 42-1 lOh provides: “As soon as practicable after the commencement of an action brought as a class action, the court shall determine by order whether it is to be so maintained. An order under this section may be conditional, and it may be amended before decision on the merits. An order issued under this section shall be immediately appealable by either party.”
In
Collins
v.
Anthem Health Plans, Inc.,
supra,
Our case law is clear, however, that when the legislature chooses to act, it is presumed to know how to draft legislation consistent with its intent and to know of all other “existing statutes and the effect that its action or nonaction will have upon any one of them.” (Internal quotation marks omitted.)
AvalonBay Communities, Inc.
v.
Zoning Commission,
The plaintiffs also rely on an analogy between the denial of a motion for class certification and a denial of a motion for intervention. The plaintiffs rely on this comparison to support their argument with respect to the first prong of
Curcio.
Case law recognizing the right to an immediate interlocutory appeal from the denial of a motion to intervene as of right, however, analyzes the appealability of such orders under the second prong of
Curcio,
not the first prong. See
Common Condominium Assns., Inc.
v.
Common Associates,
General Statutes § 52-107 provides: “The court may determine the controversy as between the parties before it, if it can do so without prejudice to the rights of others; but, if a complete determination cannot be had without the presence of other parties, the court may direct that such other parties be brought in. If a person not a party has an interest or title which the judgment will affect, the court, on his application, shall direct him to be made a party.” (Emphasis added.)
Our case law provides that when an appellant can show a colorable claim of intervention as of right, “the court has jurisdiction to adjudicate both his claim to intervention as a matter of right and to permissive intervention.” (Internal quotation marks omitted.)
Kerrigan
v.
Commissioner of Public Health,
supra,
Additionally, the plaintiffs claim that “[a] denial of certification in one case may bar absent class members from filing a class action as a matter of preclusion doctrine.” We read the plaintiffs’ brief to suggest that the right to seek permission to proceed as a class provided by § 52-105 may be at risk if, after a denial of certification in one court, another court declines to consider a subsequent request for certification. We do not agree.
First, our research has failed to uncover any case in Connecticut, and the plaintiffs have not cited any, that recognizes such a principle or even suggests that a denial of class certification would automatically bar the named plaintiff or putative class members from seeking certification. Furthermore, no Connecticut case suggests that a plaintiff is barred from filing a renewed motion for class certification in light of additional evidence or a revised class definition. We also are not persuaded by the plaintiffs’ reliance on
In re Bridgestone/Firestone, Inc., Tire Products Liability Litigation,
Second, as we noted previously in this opinion, we recognized in
Rivera
that a trial court may revisit the decision of whether to certify a class.
Rivera
v.
Veterans Memorial Medical Center,
supra,
Other states also have addressed this issue. See
Millett
v.
Atlantic Richfield Co.,
