Lead Opinion
Opinion for the Court filed by Circuit Judge MIKVA.
Concurring opinion filed by Circuit Judge SILBERMAN.
Thе State Department late last year ordered the closing of the Palestine Information Office (“PIO”) in Washington, D.C. It had found that the PIO operated as a foreign mission of the Palestine Liberation Organization (“PLO”) and that the national interest in curbing international terrorism required its closure. Appellants challenged the order on constitutional and statutory grounds in the U.S. District Court. That court upheld the State Department’s action as within its discretion under the Foreign Missions Act, 22 U.S.C. §§ 4301 et seq., and the Constitution. Palestine Information Office v. Shultz,
The executive branch acted in this case in the precise realm in which the Constitution accords it greatest power. The authority of the executive branch, always great in the foreign policy field, is at its apex when it acts, as here, pursuant to an express congressional authorization. Youngstown Sheet & Tube Co. v. Sawyer,
We are not cavalier about appellants’ constitutional challenges and are mindful of the important free speech, free association, and due process rights implicated by the Secretary’s order. This order did not, however, infringe upon any of those constitutionally protected rights. Appellants are as free today as they were before the order to express whatever ideas they wish and to associate with whichever individuals they wish. They are not free, however, to set up an office that functions as a foreign mission for the PLO when the State Department finds that the national interest requires otherwise. Despite appellants’ various arguments, we can find no part of the Constitution that guarantees them the right to do so. The incidental impact on speech caused by the conduct limitations of the order at issue is outweighed by the strong governmental interests behind the order. See United States v. O’Brien,
I. Background
The PIO operated in Washington, D.C. from 1978 until its closing last December. During that time, it registered annually with the Department of Justice as an agent of the PLO. The PIO described its purpose and function in its last filing under the Foreign Agents Registration Act (“FARA”), 22 U.S.C. §§ 611 et seq., as:
Public appearances and meetings with [the] American public in the hopes of promoting better Palestinian-American understanding. We seek to bring the views of the Palestinian people on their problems in the Middle East to the attention of the American people ...
Joint Appendix (“/.A.”) at 23.
The PIO was, until it shut its doors, staffed by its director, Rahman, and eight other full- or part-time staff. All of the PIO staff were either United States citizens or resident aliens. Rahman stated that he did not “seek or receive regular instructions from the PLO on how to perform [his] job or run the office.” J.A. at 24. But he added that he did “discuss issues of current importance in the Mideast with the PLO on a periodic basis.” Id.
The PIO’s 1987 budget was approximately $350,000. Rahman’s salary was paid by the League of Arab States, of which the PLO is a member. The rest of the PIO’s expenses were paid by the Palestine National Fund, a group that has been described by the appellants as the finance department of the PLO. Palestine Information Office,
On September 15,1987, the State Department, invoking its powers under the Foreign Missions Act, sent a letter to the PIO informing it that the State Department had designated it a foreign mission pursuant to 22 U.S.C. § 4302(a)(4)(B) and that it would have to cease all operations within 30 days. The State Department letter includеd a copy of the official State Department Designation, identifying the PIO as a “foreign mission.” See Public Notice, 52 Fed.Reg. 37,035 (Oct. 2, 1987).
The Designation stated that the determination was based on the following grounds: (1) that the PIO was an “entity” within the meaning of the Act; (2) that the PIO was “substantially owned and/or effectively operated by the PLO”; (3) that its FARA registration “indicate[d] that it engage[d] in political activity and political propaganda on behalf of the PLO”; (4) that the PIO conducted its work on behalf of the PLO, which has received privileges and immunities under American law by virtue of its status as an observer at the United Nations; (5) that the PLO engaged in “some aspect of the conduct of international affairs” as evidenced by its membership in the League of Arab States and its observer status at the United Nations; and (6) that it was involved in “other activities,” namely political activity and political propaganda, on behalf of the PLO. Id.
The State Department then stated in its Determination and Designation of Benefits Concerning Palestine Information Office that it had “determine^] that it is reasonably necessary to protect the interests of the United States to require that the Palestine Information Office cease operation as a mission representing the Palestine Liber
The PIO was initially given 30 days in which to close, but the State Department extended the time period to comply with the order until December 1, 1987. The PIO and Rahman filed suit in district court on November 13, 1987 challenging the closing of the office. They contended in their suit that (1) the Foreign Missions Act does not authorize designation of the PIO as a foreign mission; and (2) that the Act as applied violatеs their first amendment free speech and free association rights and, because of its alleged vagueness and the lack of a preclosing hearing, their fifth amendment due process rights. Appellants sought an injunction against the closing of the office.
The district court ruled for the government on its motion for summary judgment, rejecting both appellants’ statutory and constitutional claims. It held that the State Department had not abused the broad discretion accorded it by Congress under the Foreign Missions Act when it declared the PIO to be a foreign mission and ordered it closed. Palestine Information Office,
II. Discussion
A. The Statutory Claims
In passing the Foreign Missions Act, Congress vested broad authority over foreign missions in the Secretary of State. The Act defines a “foreign mission” as:
any mission to or agency or entity in the United States which is involved in the diplomatic, consular, or other activities of, or which is substantially owned or effectively controlled by—
(A) a foreign government, or
(B) an organization ... representing a territory or political entity which has been granted diplomatic or other official privileges and immunities under the laws of the United States or which engages in some aspect of the conduct of the international affairs of such territory or political entity_
22 U.S.C. § 4302(a)(4). The statute expressly authorizes the Secretary of State to decide what constitutes a foreign mission for the purposes of the Act. It states that “[determinations with respect to the meaning and applicability of the terms used in subsection (a) of this section shall be committed to the discretion of the Secretary.” Id. § 4302(b). Once these missions are identified, the Act vests broad authority over them in the Secretary of State. It states that:
The treatment to be accorded to a foreign mission in the United States shall be determined by the Secretary after due consideration of the benefits, privileges, and immunities provided to missions of the United States in the country or territory represented by that foreign mission, as well as matters relating to the protеction of the interests of the United States.
Id. § 4301(c). The Act authorizes the Secretary to “require any foreign mission to divest itself of, or forego the use of, any real property” when he determines that such divestiture is “necessary to protect the interests of the United States.” Id. § 4305(b).
In the ease at bar, the State Department exercised powers granted to it by the Foreign Missions Act. In its official designation, it made the findings required by the statute to designate the PIO as a foreign mission. It found that the PIO was an
When exercising its supervisory function over foreign missions, the State Department acts at the apex of its power. Because it has been accorded express authority from Congress to act in this area, it wields the combined power of both the executive and legislative branches. As the Supreme Court has stated of executive actions pursuant to express congressional grants of power, “[i]n such a case the executive action ‘would be supported by the strongest of presumptions and the widest latitude of judicial interpretation, and the burden of persuasion would rest heavily upon any who might attack it.’ ” Dames & Moore v. Regan,
Appellants challenge the designation of the PIO on several statutory grounds. First, they contend that the State Department’s designation is facially deficient because it fails to allege that the PLO is a “foreign government” or an “organization ... representing a territory or political entity.” We do not find this technical omission to be fatal. The State Department designation states that “the PIO conducts its functions on behalf of an organization which has received privileges and immunities by virtue of its status as an observer to the United Nations.” This language effectively describes a political entity without using the phrase; indeed, the very fact that the State Department designated the PIO under the statute constitutes a representation by the Secretary that the PIO meets this criterion. To find the designation improper for not using the precisе words “foreign government” or “organization ... representing a territory or political entity” would be to read the Foreign Missions Act “overliterally.” General Service Employees Union v. NLRB,
Appellants’ second contention is that the PIO is not an “entity” for the purposes of the Foreign Missions Act. The meaning of the word “entity” in general usage is quite broad, and clearly encompasses the PIO. Appellants maintain, however, that the legislative history of the amendment that added the category of “entity” to the Act indicates that it was meant to apply only to commercial enterprises. This argument is at odds with the plain language of the statute. Congress could have added the term “commercial entity” if
The final statutory argument put forth by appellants is that the statutes in this area taken as a whole indicate that the Foreign Missions Act was not intended to cover an entity like the PIO. Appellants contend that the fact that the PIO was already covered by FARA indicates Congress’s intention that it not also be covered by the Foreign Missions Act. The same considerations of deference to the Secretary’s interpretation of the statute that guided us above lead us to uphold his determination. But even absent such deference to his interpretation, this court would be compelled to reject appellants’ argument on this point. The two acts have highly distinct purposes: FARA requires disclosure by lobbyists; the Foreign Missions Act regulates foreign missions operated on behalf of foreign entities. Appellants adduce no basis for their assertion that Congress intended the reach of the acts to be mutually exclusive. The same flaw marks their assertion that the International Emergency Economic Powers Act, 50 U.S.C. §§ 1701 et seq., which authorizes the President to declare economic embargoes and to impose other economic regulations and prohibitions on foreign powers, precludes the application of the Foreign Missions Act. Congress expressed a clear intention that the executive branch’s authority under the Foreign Missions Act be broad. See, e.g., H.R.Rep. No. 102 (Part 1), 97th Cong., 1st Sess. 30 (1981) (the section of the Act committing discretion to the Secretary “is intended to avoid conflicting interpretations by different government agencies and courts and potential litigation that might detract from the efficient implementation of this title or might adversely affect the management of foreign affairs.”). We cannot accept appellants’ argument that these other statutes so sharply circumscribe the State Department’s discretion under the Foreign Missions Act.
In addition to analyzing these small points of statutory construction, we recognize the need to ascertain that the statute has been properly applied as a whole in the case at bar. See, e.g., Don’t Tear It Down v. Pennsylvania Ave. Dev. Corp.,
The government asserts as an alternative justification for its actions that the State Department was authorized to order the PIO closed by article II of the Constitution. It contends that that article’s grant to the executive branch of general foreign affairs power and specific authority to receive ambassadors authorizes its action. Because we find statutory authority for the State Department’s order, and because we uphold the actions against appellants’ constitutional challenges, we decline to embark on an inquiry into the reach of the article II delegations. In avoiding passing upon this issue, we are mindful of the settled jurisprudential doctrine that where a court is presented with both constitutional and statutory arguments in support of a judgment, it ought to address the statutory argument first in order to avoid unnecessary speculation on constitutional issues. See, e.g., Blum v. Bacon,
B. The Constitutional Claims
In addition to their statutory arguments, appellants contend that the closing of the PIO infringed upon their first and fifth amendment rights. They contend that they were deprived of their rights under the first amendment because the State Department order infringed upon their right to associate with the PLO and with each other; their right tо free speech; and their right to receive information. Appellants also maintain that the order violates their fifth amendment due process rights because it is unconstitutionally vague and because they were not given notice and an opportunity for a hearing before the office was closed. We are not persuaded, however, that appellants’ constitutional rights were violated by the order.
Appellants contend that the State Department order deprives them of their first amendment right to free speech. We do not agree with that assessment. On its face, the order infringes not at all on the speech rights of any party. As the district court noted, “[t]he order does not ‘prohibit, edit, or restrain the distribution of advocacy materials in an ostensible effort to protect the public from conversion, confusion, or deceit.’ ” Palestine Information Office,
The State Department’s order places only an incidental restriction upon the appellants’ speech. It does not prevent them from advocating the Palestinian cause, nor from expressing any thought or making any statement that they could have made before its issuance. The order prohibits appellants only from speaking in the capacity of a foreign mission of the PLO. Cf. Communist Party of the United States v. Subversive Activities Control Board,
if it is within the constitutional power of the Government; if it furthers an important or substantial governmental interest; if the governmental interest is unrelated to the suppression of free expression; and if the incidental restriction on alleged First Amendment freedoms is no greater than is essential to the furtherance of that interest.
Id. at 377,
The closing of the PIO meets all four elements of the O’Brien test. First, the closing of a foreign mission is clearly within the constitutional power of the government. The Supreme Court has long recognized the broad authority accorded the national government in the foreign policy realm. See, e.g., Regan,
Sеcond, the action taken by the State Department advances an important government interest. The government has a strong interest in being able to close foreign missions of entities that we do not recognize that are located on American soil. The record contains ample evidence that the PIO was functioning as a foreign mission of the PIO, a foreign entity that this country does not recognize. The order closing the PIO advanced the government interest in closing missions representing foreign entities we do not recognize. The order also meets the third condition of O’Brien, that the underlying governmental interest be unrelated to the suppression of speech. The nation’s interest in controlling representations of this sort is unrelated to the suppression of free expression of any kind. It is, rather, an interest that is “ ‘inherent in sovereignty.’ ” Kleindienst v. Mandel,
Finally, the restriction of free speech caused by the State Department’s order is no greater than is essential to the furtherance of its interest in being able to close foreign missions of entities we do not recognize. Appellants have argued that the government could advance its interest in other less intrusive ways, but those less intrusive alternatives are neither stated nor obvious. Under the circumstances here, where the PLO has no official mission in the United States, closing the PIO sends a unique message that mere expressions of displeasure cannot equal. Nor do there appear to be any lesser diplomatic sanctions that can be imposed where the entity in question, the PLO, has no official presence in this country. The State Department’s order was no more restrictive than essential to achieve its designated purpose; it must be upheld.
Appellants also contend that the State Department order infringes upon their right to freedom of association. They maintain that the order infringes upon this right in two distinct ways: (1) it deprives Rahman of his right as a U.S. citizen to associate with other U.S. citizens and resident aliens who share his views; and (2) it infringes upon his right to associate with the PLO. Appellants misconstrue the dimensions of the right to freedom of association.
Appellants’ first claim — that the order deprives Rahman of his right to associate with other individuals — is not supported by the record. The district court correctly found that the order does not prevent Rah-man from exercising his right to associate with other individuals. Palestine Information Office,
Appellants’ second claim — that the order deprives him of his right to associate with the PLO — asks this court to adopt an interpretation of the right to free association that is far broader than any the Supreme Court has ever endorsed. The Supreme Court has “long understood as implicit in the right to engage in activities protected by the First Amendment a corresponding right to associate with others in pursuit of a wide variety of political, social, economic, educational, religious, and cultural ends.” Roberts v. United States Jaycees,
In considering appellants’ claim about the right to associate with the PLO, we must weigh their interests against those of the government. See, e.g., Regan,
Even if the appellants did have some minimal free association right that was infringed upon by the order, this court would be compelled to consider the strong interest of the government in “ ‘defending the coun
This action is being taken to demonstrate US concerns over terrorism committed and supported by organizations affiliated with the PLO. Among our particular concerns are the continued membership on the PLO executive committee of Abu al Abbas, who has been linked directly with the murder of an American citizen; the participation in the Palestine National Congress of groups having a history of involvement with terrorism — for example, the Popular Front for the Liberation of Palestine and the Democratic Front for the Liberation of Palestine, both of which rejoined the PLO at the April PNC.... [W]e believe [that the order] is a strong signal of how we feel about the question of international terrorism and groups that associate with it.
J.A. at 56, 59. As noted above, our deference to the State Department on questions of foreign policy is great. See Haig v. Agee,
Finally, we find no merit in appellants’ contention that their due process rights were violated by the State Department order. The district court held that the PIO’s rights were not violated because “a ‘foreign mission’ qua ‘foreign mission’ ” cannot have any due process rights. Palestine Information Office,
The Ingraham Court indicated that a court must weigh three factors in determining whether common-law remedies alone provide due process: (1) the private interest that will be affected; (2) the risk of erroneous deprivation of such interest; and (3) the state interest and the added burdens that additional procedural rights would entail. See id. at 675,
The assertion of individual due process rights to employment termination hearings by Rahman and the other PIO employees is no more convincing. The same Ingraham considerations apply to this claim, but there are even more basic reasons for denying it. Appellants contend, among other arguments, that Rah-man and the other PIO employees had a due process right to a hearing before the PIO was closed because they had an employment interest in its continued operation. The causation underlying this argument, however, is far too attenuated. The due process clause has been held to protect government employees who were themselves dismissed from employment provided that they can show “rules or mutually explicit understandings that support [their] claim of entitlement to the benefit ...” Perry v. Sindermann,
Appellants put forth a final due process claim. They contend that the Foreign Missions Act violates due process because of its vagueness. We are mindful of the dangers of overly vague laws, particularly when they threaten the exercise of constitutionally protected rights. Hoffman Estates v. The Flipside, Hoffman Estates, Inc.,
entity in the United States which is involved in the diplomatic, consular, or other activities of, or which is substantially owned or effectively controlled by — (A) a foreign government, or (B) an organization ... representing a territory or political entity which has been granted diplomatic or other official privileges and immunities under the laws of the United States or which engages in some аspect of the conduct of the international affairs of such territory or political entity
22 U.S.C. § 4302(a)(4). We do not believe that the statute employs words of the level of imprecision that has marked other enactments struck down by the Supreme Court for vagueness. See, e.g., Lanzetta v. New Jersey,
A second consideration militates against accepting аppellants’ vagueness claim. The Supreme Court has long recognized that the special exigencies of foreign policy require Congress to draft statutes that “provide a standard far more general than that which has always been considered requisite with regard to domestic affairs.” United States v. Curtiss-Wright Export Corp.,
III. Grant of Summary Judgment
Finally, appellants challenge the district court’s dеcision to grant the government’s motion for summary judgment. They contend that the court abused its discretion because it did not have sufficient basis for rejecting an argument they made about the State Department’s motivation in issuing the order. Appellants contend in their complaint that the State Department order was animated by discrimination on the basis of the content of the PIO’s political message. Because of that assertion, appellants maintain that the district court abused its discretion when it held that the order was based on an expression of concern about terrorism. We cannot agree with appellants’ contention about the propriety of summary judgment.
Summary judgment is appropriate when “there is no genuine issue as to any material fact and ... the moving party is entitled to a judgment as a matter of law.” Fed.R.Civ.P. Rule 56. The court’s role “is to determine whether any pertinent factual controversy exists, and in reviewing the record before it, the district court must give the party against whom the motion is made the most favorable view of the record if there is doubt as to the sufficiency of a factual showing.” Exxon Corp. v. Federal Trade Commission,
Appellants failed to put forth “any significant probative evidence tending to support” their claim that the State Department’s order was motivated by content-based discrimination. First National Bank of Arizona v. Cities Service Co.,
IV. Conclusion
This is a case about the President — acting pursuant to express authоrization from Congress — ordering a foreign mission to close its doors because its activities were deemed inimical to America’s interests. Appellants have understandably sought to portray their claim as having deep constitutional significance implicating our most cherished first amendment rights. The facts of this case, however, do not support such a characterization. It is a free speech case in which no speech is limited and a free association case in which everyone involved is free to continue associating just as freely as before the challenged action. The State Department’s actions in this case were in full accord with the Foreign Missions Act and the Constitution.
The decision of the district court is
Affirmed.
Concurrence Opinion
concurring:
I write separately because I think this case more deeply implicates First Amendment rights than my colleagues acknowledge. Indeed, as recently as May of 1987, the State Department itself thought the PIO’s activities constitutionally protected:
The continued existence of the PLO Information Office [sic] in Washington neither reflects nor requires the approval of the United States Government. The PLO Information Office is registered under the Foreign Agents Registration Act of 1938, as amended, with the Department of Justice and is subject to the provisions of that legislation. The Department of Justice has informed us that so long as that office regularly files reports with the Department of Justice on its activities as an agent of a foreign organization, complies with all other relevant U.S. laws, and is staffed by Americans or legal resident aliens, it is entitled to operate under the protection provided by the First Amendment of the Constitution.
Letter from James A. McVerry, Office of Jordan, Lebanon, and Syrian Affairs, to Robert Clark, Director of Government Affairs of the National Association of Arab-Americans (May 13, 1987).
I cannot agree with the majority that “the State Department’s order places only an incidental restriction upon appellants’ speech.” Maj. op. at 939; see also id. at 944-945. The State Department’s order requires them to discontinue use and dispose of the following goods and services: Services
(1) Public utilities and services, including telephone and tеlegraph, mail, public transportation and sanitation services; and
(2) Personal services of individuals engaged within the United States for whatever purpose, whether on a temporary or regular basis. Such personal services include:
(a) Services relating to public relations, information, publishing, printing, advertising, distribution of literature, or mailing;
(b) Plumbing, electrical, construction, maintenance, engineering, architectural or related services;
(c) Packing, shipping, cartage and related services, including provision of packing materials; and
(d) Financial services.
Goods
(1) Motor vehicles;
(2) Construction equipment and materials;
(3) Equipment and materials for the maintenance of the mission, including typewriters, telephones, xerox machines and related materials;
(4) Computers and automated data processing equipment; and
(5) Furnishings for offices.
52 Fed.Reg. 37,035 (1987).
Surely it cannot be suggested that depriving appellants of all those means of communication only negligibly interferes with their speech. Restrictions on the par
Nor do I think United States v. O’Brien,
In short, since this is not a mixed speech/conduct case, O’Brien does not govern. In some respects the case is easier because the Government has the constitutional authority — depending on whether the PIO is a foreign mission — to ban the speech directly. But, in other respects, the case is more difficult since it cannot, in my judgment, be analyzed as a Government effort to regulate conduct apart from speech. Because the Government’s constitutional authority to take the action it has taken, to apply the statute as it has, depends on appellants’ status, we must be exceedingly careful to ensure that the Government’s determination of the PIO’s status is defensible. Americans, drawn from so many nations, often speak in a
Designation of the Palestine Information Office as a foreign mission is based on the following:
—It is an entity.
—It is substantially owned and/or effectively controlled by the PLO.
—The PIO conducts its functions on behalf of an organization which has received privileges and immunities under U.S. law. The PLO is accorded certain privileges and immunities by virtue of its status as an observer to the United Nations. Further, the PLO clearly engages in “some aspect of the conduct of international affairs,” as evidenced by, for example, its membership in the League of Arab States and its status at the United Nations.
—It is involved in “other activities.” The PIO registration statement under the Foreign Agents Registration Act indicates that the PIO engages in political activity and political propaganda on behalf of the PLO.
52 Fed.Reg. 37,035 (1987). As I have noted, the State Department has abandoned its reliance on the PIO’s “other activities” (the statutory alternative to the “substantially owned or effectively controlled” test). To support its position under the statute, then, the Government must establish the PIO is an entity substantially owned or effectively controlled by an organization granted official privileges and immunities under United States law or which engages in the conduct of international affairs. I quite agree with the majority’s treatment of appellants’ argument that the PIO is not an entity within the meaning of the Act (as well as its disposal of the contention that the State Department erred by failing to allege the PLO is an organization “representing a territory or political entity”). Maj. op. at 937-938. And because there is no dispute the PLO is accorded official privileges and immunities under United States law, the only issue left for discussion is the vigorously disputed conclusion that the PIO is substantially owned or effectively controlled by the PLO.
The Government relies on four factors to substantiate its determination.
(1) that PIO Director Rahman periodically consults the PLO directly on matters of importance in the Middle East;
(2) that the PIO’s funding comes directly or indirectly from the PLO;
(3) that the PIO is a registered agent of the PLO; and
(4) that the PIO represents no one else in the United States (thus serving to distinguish the PIO from scores of lobbyists for foreign governments in Washington).
In order to avoid a holding arguably allowing the State Department to deem a foreign mission whatever entity is politically unpopular, our review of the Department’s determination of ownership or control must be searching and precise. Although the Department’s order is concluso-ry, without sufficient reasoning to give much guidance to appellants or others who wish to avoid the consequences of designation as a foreign mission, under the statute no civil or criminal penalty can be imposed upon appellants in the event they order
If an entity is primarily funded by a foreign organization,
I therefore concur in the majority’s judgment.
Notes
. As I understand it, the enforcement provision of the Act, making it unlawful to provide benefits to a foreign mission contrary to the statute, 22 U.S.C. § 4311, does not erect a barrier to speech by a newly formed or reorganized entity. A supplier of goods or services would presumably be subject to this prohibition only in dealing with an entity already declared a foreign mission, and the section’s provision for consultation with the Department by a supplier helps to ensure that entities not (or not yet) designated foreign missions are not affected.
That is not to ignore the costs, delay, or inconvenience in shutting down the shop and then reorganizing to resume operations. Indeed, these costs underscore my conclusion that the Department’s order more than incidentally affects speech.
. As the majority notes at 935, Rahman's salary is paid by the League of Arab States, of which the PLO is a member, with the remainder of the PIO’s funding coming from the Palestine National Fund. We owe considerable deference to the State Department’s determination that funding for a venture actually came from a particular overseas source. See Harisiades v. Shaughnessy,
