In March 1998, Petitioner-Appellant Teresa Vilene Paine was convicted by a jury in Oklahoma state court for the murder of her husband and was sentenced to life imprisonment. Since her conviction Ms. Paine has consistently maintained that she was denied the effective assistance of counsel at her trial. After the Oklahoma Court of Criminal Appeals (“OCCA”) affirmed her conviction on direct appeal and denied rehearing, Ms. Paine filed a pro se petition for a writ of habeas corpus pursuant to 28 U.S.C. § 2254 in federal district court on the ineffective assistance claim. The district court denied habeas relief and a certificate of appealability (“COA”). After reviewing her claim we granted a COA and appointed counsel to represent her in this matter.
On appeal, Ms. Paine continues to argue that her trial counsel’s performance was unreasonably deficient for failing to present expert testimony on battered woman syndrome (“BWS”). She asserts that counsel’s deficient performance prejudiced her and that, as a result, she was denied her Sixth Amendment right to effective assistance of counsel as explained by
Strickland v. Washington,
Background
On February 11, 1996, at or about 4:00 a.m., Ms. Paine shot her husband three times with a single-shot 12-gauge shotgun at their home, killing him. II Trial Transcript (“TT.”) at 104, 106-07; III TT. at 8. At trial, several witnesses testified about the various ways her husband abused her during their 12-year marriage. The testimony described abuse including: (1) various forms of verbal and mental abuse, including calling her “dumb ass,” “slut,” “bitch,” and “whore” in front of their children and others, III TT. at 42-43, 153; IV TT. at 65-66; (2) repeated physical torment, including beatings that left visible bruising, III TT. at 33-35, 40-41, 55, 57-58, 154; IV TT. at 7, 9-10, 15, 83-84, 89; (3) threats to harm and/or kill her, their children and her family, particularly if she left him, and sometimes accompanied with threats to kill himself as well, III TT. at 38-40, 43-44, 48; IV TT. at 7-8, 16, 40, 43, 70-71; (4) forced sex with other people, IV TT. at 42-43, 47, 52, 57; (5) forced sex with a dog, III TT. at 103, 106; IV TT. at 42-43, 45; and (6) threats relating to forced sex with a horse, III TT. at 21, 23.
Several witnesses testified that Ms. Paine attempted to leave her home on numerous occasions to escape the abuse. The absences ranged from several hours to several weeks, but her husband would hunt her down and issue threats against her, her family and her friends if anyone helped her hide. Ill TT. at 32, 38-40, 48, 52; IV TT. at 7-8, 43. Although help was sought from the police on more than one occasion, no action was taken. Ill TT. at 35-36, 48, 50-51, 54, 56-57. In contrast, more than one witness for the State testified to being unaware of evidence suggesting Ms. Paine’s abuse by her husband. Id. at 105-06, 108, 119, 122. Other State witnesses also testified to threats made by Ms. Paine relating to her husband. Id. at 109-10, 119-21, 130.
On the date of the shooting, testimony adduced at trial indicated that Ms. Paine’s husband had watched a pornographic movie, injected methamphetamine, and then directed her to have sex with their dog in a tin outbuilding. II TT. at 131-32, 164-65; III TT. at 15-16, 21; IV TT. at 45. She refused and he became very angry. IV *1197 TT. at 45. She left the outbuilding and returned to the house, fearing that he would pursue her and kill her. Id. When he attempted to enter the house at some point later, she shot him in the chest and he fell down, glaring at her and clenching his fists. II TT. at 151-52, 176. She then shot him again, hitting Mm in the side of the face; he continued to clench his fists. Id. She then shot him a third and final time in the chest. II TT. at 151-52; III TT. at 8-9.
Ms. Paine wiped the blood from the gun, and after collecting her children and some dice and cards, she drove herself to her mother’s house. II TT. at 152, 162. She told her mother that she had shot her husband, and that if he was not dead, then she was. Ill TT. at 31. She then called the police and reported her actions in a calm manner. II TT. at 97. While in custody, she admitted to using drugs recently and desiring more. Ill TT. at 21. Police officers reported that she at times acted calm and normal, and at other times acted inappropriately, including laughing and making odd comments, like “I told that son-of-a-bitch not to come in the house.” E.g., II TT. at 128-29.
Ms. Paine was charged with first degree murder. At trial, her counsel proceeded on a theory of self-defense and offered an expert psychologist who gave an opinion that Ms. Paine was in genuine fear for her life at the time of the shooting. IV TT. at 45-46. However, her counsel offered no expert testimony regarding the effect of BWS or how such a condition might have affected the objective reasonableness of her subjective fear. Ultimately Ms. Paine was convicted of first degree murder in violation of 21 Okla. Stat. § 701.7 and was sentenced to life imprisonment.
On appeal to the OCCA Ms. Paine argued ineffective assistance for her counsel’s failure to offer expert BWS testimony. Over the dissent of Judge Chapel, the OCCA affirmed in an unpublished summary opinion, disposing of her claim in one sentence: “[Ms. Paine] has failed to show that due to counsel’s decision not to label her defense as that of ‘battered woman’ and present expert testimony on [BWS] the trial was rendered unfair or the verdict was rendered suspect or unreliable.” R. Doc. 14, Ex. C at 2 (citing
Strickland
and
Lockhart v. Fretwell,
[D]efense counsel essentially presented a defense of “battered woman” at trial, presenting evidence of the victim’s abusive treatment of [Ms. Paine]. However, this defense was referred to as “post-traumatic stress syndrome” rather than “battered woman syndrome.” The record reflects this was a strategic decision by defense counsel. Under the standard set forth in Strickland ... counsel’s decision did not render the trial unfair or the verdict suspect or unreliable.
R., Order Denying Rehearing filed April 22,1999, at 2-3.
Ms. Paine then sought habeas relief in federal district court on her ineffective assistance claim. She argued that although the OCCA had correctly identified the applicable standard, i.e.,
Strickland,
it had nonetheless unreasonably applied it to her case, especially in light of Oklahoma law relative to BWS as discussed in
Bechtel v. State,
Discussion
I. Standard of Review
Because Ms. Paine filed her habeas petition after April 24, 1996, the provisions of the Antiterrorism and Effective Death Penalty Act (“AEDPA”) govern this appeal.
Battenfield v. Gibson,
shall not be granted with respect to any claim that was adjudicated on the merits in State court proceedings unless the adjudication of the claim'—
(1) resulted in a decision that was contrary to, or involved an unreasonable application of, clearly established Federal law, as determined by the Supreme Court of the United States; or
(2) resulted in a decision that was based on an unreasonable determination of the facts in light of the evidence presented in the State court proceeding.
28 U.S.C. § 2254(d). Here, the OCCA identified the correct governing legal rule to apply (i.e.,
Strickland)
and adjudicated Ms. Paine’s claim on the merits, albeit in a summary opinion. Therefore, it is the “unreasonable application” portion of AEDPA that is at issue in this appeal. Aplt. Br. at 15;
see, e.g., Bell v. Cone,
The Supreme Court has held that a state court decision is an “unreasonable application” of federal law if “the state court identifies the correct governing legal rule from [the] Court’s cases but unreasonably applies it to the facts of the particular state prisoner’s case.”
Williams v. Taylor,
Even if a state court resolves a claim in a summary fashion with little or no reasoning, we owe deference to the state court’s result. “Thus, we must uphold the state court’s summary decision unless our independent review of the record and pertinent federal law persuades us that its result ... unreasonably applies clearly established federal law.”
Aycox v. Lytle,
II. Applying Strickland to These Facts
To decide if the OCCA’s summary decision amounts to an unreasonable application of federal law, we must apply the
Strickland
framework to the facts before us to determine if the OCCA’s application was not only wrong, but also objectively unreasonable. Doing so first requires an understanding of Oklahoma law regarding self-defense and BWS. How these concepts interrelate under Oklahoma law is the focus of
Bechtel v. State,
A. Self-defense & BWS in Oklahoma: Bechtel v. State
In Bechtel, the OCCA reviewed a trial court’s decision to exclude expert tes *1199 timony on BWS offered to support the defendant’s claim of self-defense. The OCCA made it clear that in Oklahoma, the “key to the defense of self-defense is reasonableness. A defendant must show that she had a reasonable belief as to the imminence of great bodily harm or death and as to the force necessary to compel it.” Id. at 10 (emphasis added); id. at 6 (A “bare belief that one is about to suffer death or great personal injury will not, in itself, justify [self-defense]. There must exist reasonable grounds for such belief at the time of the killing.... Fear alone never justifies one person to take the life of another.”) (emphasis in original).
In Bechtel, a battered woman case very much like Ms. Paine’s, the OCCA stated that the two requirements of self-defense, reasonableness and imminence, “can be understood only within the framework of [BWS].” Id. at 6 (emphasis added). Finding that BWS is a “substantially scientifically accepted theory,” id. at 8, the OCCA concluded that expert testimony about it would assist the trier of fact in assessing how the experiences of a battered woman impact her state of mind at the time of the killing and in assessing the reasonableness of her belief that she was in imminent danger. Id. at 6-8. The OCCA did not stop there, however.
After examining various psychological impacts of abuse on battered women, the OCCA determined that “[s]everal of the psychological symptoms that develop in one suffering from the syndrome are particularly relevant to the standard of reasonableness in self-defense.” Id. at 10 (emphasis in original). As a result, an expert’s testimony about how BWS “affected [a battered woman’s] perceptions of danger, its imminence, what actions were necessary to protect herself and the reasonableness of those perceptions are relevant and necessary to prove” self-defense. Id. at 10 (emphasis added). Because “the issue is not whether the danger was in fact imminent, but whether, given the circumstances as [the battered woman] perceived them, [her] belief was reasonable that the danger was imminent,” such expert testimony is all the more critical. Id. at 12 (emphasis added).
For these reasons, the OCCA concluded that a jury could not properly assess a battered woman’s self-defense claim in the absence of the context provided by expert BWS testimony: “Misconceptions regarding battered women abound, making it more likely than not that the average juror will draw from his or her own experience or common myths, which may lead to a wholly incorrect conclusion. Thus, we believe that expert testimony on the syndrome is
necessary
to counter these misconceptions.”
Id.
at 8 (emphasis added)
1
;
accord Dunn v. Roberts,
B. The Strickland Framework
In
Strickland v. Washington,
Second, petitioner must show that the trial counsel’s deficient performance prejudiced her and deprived her of a fair trial with a rehable result, which requires a showing that there is “a reasonable probability that, but for counsel’s unprofessional errors, the result of the proceeding would have been different.”
Strickland,
C. Was Counsel’s Performance Deficient?
(i) Counsel’s Performance
As noted above, counsel for Ms. Paine proceeded on a theory of self-defense. The trial record reflects that counsel offered several witnesses to establish that Ms. Paine was abused and battered by her husband during their 12-year marriage. E.g., IV TT. at 7-9, 15-16, 40-43, 45. In fact, more than one witness for the State lent further support to this conclusion. Ill TT. at 21, 33, 40, 43. The record also reflects that counsel offered just one expert, Dr. Edith King, to testify on Ms. Paine’s behalf. Dr. King was an expert primarily specializing in assessing a defendant’s competency to stand trial. IV TT. at 22-23, 53-54. She was not particularly experienced working with battered women. Id. at 24. In fact, counsel for Ms. Paine specifically disavowed any effort to qualify Dr. King as an expert either about battered women or about BWS. Id. at 32, 33-34.
Understanding how Ms. Paine’s counsel sought to use Dr. King’s testimony is critical to this case. Interestingly, this topic was the focus of a lengthy discussion between the parties and the court conducted outside the presence of the jury shortly after Dr. King began to testify. The discussion began after the State’s attorney objected to “[a]ny questioning regarding [BWS] or battered women in that [Dr. King] is not a qualified expert.” Id. at 27. Ms. Paine’s counsel responded: “[W]e’re not going to elicit any opinion regarding whether or not [Ms. Paine] is a person that has BWS or anything of that nature.” Id. Counsel stated that instead, Dr. King would testify that “she examined [Ms.] Paine ... and essentially made an assess *1201 ment of [her] personality traits ... relevant to such issues as ... why would someone stay in such an atmosphere if the abuse were so bad; why would someone go back to someone who was treating them this way; essentially those things.” Id. at 30.
When asked by the court if that would not actually be a BWS defense, id., counsel responded:
If you mean am I going to ask [Dr. King] if [Ms. Paine] suffers from [BWS], no I’m not.... I’m not going to ask [Dr. King] to go into a dissertation about what [BWS] is per se.... All of my questions are tailored to [Ms.] Paine, not to women in general or battered women as a class.
Id. at 31. This made the court question the relevance of Dr. King’s testimony, to which counsel responded that “[Dr. King’s testimony] goes to show [Ms. Paine’s] state of mind at the time of the occurrence ... [and] during her relationship, to show her fear of the deceased, to show what effect that that would have upon [Ms. Paine’s] actions.” Id. at 33-34. Exasperated, the court lamented that it “can’t believe we’re in the middle of the trial where the defense has been and has always been that [Ms. Paine] was a battered woman and ... no one’s ready on this issue.” Id. at 34. The court then asked both parties to bring their copies of Bechtel to a discussion off the record to discuss the use of Dr. King’s testimony. Id. at 35.
Following the off-the-record discussion, Ms. Paine’s counsel proceeded to question Dr. King about her evaluation of Ms. Paine. Regarding Ms. Paine, Dr. Kang testified that she has “some addictive features, some highly dependent features, ... features of post traumatic stress, ... features of battering, ... features of neglect. It’s a mixed picture.” Id. at 37. After testifying about Ms. Paine recounting the various forms of abuse perpetrated against her by her husband, id. at 39-44, Dr. King then focused her testimony on the events leading to the shooting. Specifically, counsel elicited the following testimony from Dr. King regarding her opinion about the genuineness of Ms. Paine’s subjective fear on the night in question: “I think [Ms. Paine] was afraid he was going to kill her.... I was absolutely convinced [Ms. Paine] was scared to death and that he was going to come kill her.” Id. at 45^46.
Although counsel used Dr. King to establish that Ms. Paine had “features of battering,” at no point did counsel ask Dr. King whether, in her opinion, Ms. Paine suffered from BWS. Id. at 37. Furthermore, counsel at no point asked Dr. King to explain BWS or the effect it might have upon the objective reasonableness of a battered woman’s subjective fear. Indeed, given the concession that Dr. King was not an expert on BWS, such testimony would have probably been inadmissible.
(ii) Was Counsel’s Performance Objectively Unreasonable?
With the contours of counsel’s performance well in hand, we now turn to the question of whether such performance was deficient under Strickland. From Ms. Paine’s perspective, the highest hurdle to clear on this issue is the presumption that her counsel acted reasonably and perhaps even strategically by not eliciting testimony about BWS from an expert. Such is the essential argument of the State on appeal. Aplee. Br. at 11, 14-15. As the following discussion shows, this hurdle is easily cleared.
As an initial matter, we think there can be little doubt from the record that Ms. Paine’s counsel put a BWS theory in play. The State recognizes that Ms. Paine’s counsel made a “back-door” attempt to use a BWS theory by trying to show that she was not only battered and abused, but was
*1202
also an addicted, neglected and dependent person suffering from post-traumatic stress disorder (“PTSD”). Aplee. Br. at 10-12. By “back-door” the State presumably refers to counsel’s efforts to characterize Ms. Paine as suffering from
more
than just BWS. Furthermore, the State admits that the trial court gave the BWS-specific jury instruction on reasonableness.
Id.
at 10, 15. The OCCA requires that this instruction “be given in all [BWS] cases,”
Bechtel,
The State acknowledges, however, that Ms. Paine’s counsel did not specifically ask her expert if Ms. Paine suffered from BWS, and did not ask the expert to explain BWS or the ramifications of BWS on the reasonableness of Ms. Paine’s fear. Aplee. Br. at 10-11. And as we noted above, Ms. Paine’s counsel made it very clear that the trial strategy did not include asking the expert to equip the jury with an understanding of BWS. Ill TT. at 31. The State also acknowledges that Ms. Paine’s counsel labored extensively to establish that Ms. Paine’s subjective fear was genuine. Aplee. Br. at 10, 12, 14-16, 17. However, the State points to not one instance of counsel attempting to establish the reasonableness of that fear in the context of Ms. Paine’s being a BWS sufferer.
E.g.,
Aplt. Br. at 19. In fact, counsel chose an expert that was not even qualified to render BWS testimony.
See
Aplt. Br. at 17;
see also Bechtel,
Given the OCCA’s extensive focus on the “key” reasonableness component of a self-defense claim in a BWS case,
Bechtel,
Simply put, counsel failed to do something that the OCCA said was
necessary
to mount an effective self-defense claim given the jury’s likely misconceptions about BWS. In
Bechtel,
the OCCA established the professional standard in Oklahoma for an attorney representing a battered woman claiming self-defense, i.e., the attorney must put on an expert to explain BWS to the jury. Recently, the Supreme Court concluded that an attorney’s failure to follow “standard practice” to use state-provided funds for development of a social history report amounted to unreasonably deficient performance.
Wiggins v. Smith,
539 U.S. -, -,
The State attempts to support its argument that counsel’s decision was strategic by relying on an erroneous reading of Bechtel. It claims that by “providing the subjective fear testimony through a PTSD expert,” and therefore failing to put on a BWS expert, counsel strategically “deprived the State of [ ] potentially damning evidence.” Aplee. Br. at 15. The State argues that “were a BWS defense pursued,” Bechtel would mandate that “the accused would have to submit to an examination by an expert of the State’s choosing and that this expert could testify in rebuttal.” Id. Unfortunately for the State, Bechtel does not say that. Bechtel does, however, mandate the following in a BWS case:
The defendant, who has submitted herself to psychological or psychiatric examination and who intends to use or otherwise rely on testimony resulting from said examination, may be ordered, at the discretion of the trial court, to submit to an examination by the State’s expert witness, upon application of the State. The defendant’s expert is permitted to be present and observe the examination .... Testimony of the State’s witness shall be admitted only in rebuttal on matters covered by the expert for the defense and for the same purposes for which the defense expert’s testimony was offered.
Finally, the State also appears to argue that counsel’s failure to offer expert BWS testimony and the failure to establish definitively that Ms. Paine was in fact a BWS sufferer was reasonable because Ms. Paine simply could not qualify as a “battered woman.” Aplee. Br. at 10, 15-16. In support of this argument, the State contends that there is no clearly documented pattern of abuse (i.e., medical treatment for abuse, calling the police, telling friends, etc.) and that Ms. Paine demonstrated a lack of fear and even physical aggression toward her husband. Id. at 13, 15-16. The State relies on certain witnesses who said they never heard her express fear but did hear her threaten her husband. Id. at 13-14.
This argument is specious and misses the point. As noted above, the State admits that the trial court gave the BWS-specific jury instruction on reasonableness as required by
Bechtel
in “all [BWS] cases.”
Id.
at 10, 15;
Bechtel,
D. Was Ms. Paine Prejudiced by Counsel’s Deficient Performance ?
The magistrate judge and the district court concluded that the OCCA’s application of
Strickland
was not unreasonable because of Ms. Paine’s inability to show prejudice. Both courts were persuaded because “[ajlthough an expert in [BWS] might have helped Ms. Paine, she has not established a probability of a different outcome with the use of a specialist in the syndrome.” R. Doc. 19 at 11; R. Doc. 21 at 1-2. Critical to the magistrate judge’s conclusion was the idea that a BWS expert could not render an opinion on the ultimate fact of whether Ms. Paine’s fear was actually reasonable. R. Doc. 19 at 11. There is no doubt that is true under
Bechtel.
Although the expert could not testify to the ultimate fact, testimony about BWS from an expert was
necessary
(in the words of the OCCA,
The State’s case cited in opposition,
Seymour v. Walker,
Although the lesson to be drawn from
Bechtel
is obvious, the record before us is unclear on the last remaining element needed to convince us that Ms. Paine was prejudiced under
Strickland:
a qualified BWS expert willing to testify that Ms. Paine was suffering firom BWS at the time of the killing and willing to explain the impact of BWS on her state of mind and, specifically, to opine that Ms. Paine’s belief that the use of deadly force was necessary to protect herself from imminent danger of death or great bodily harm could be considered reasonable based on her circumstances and viewed from her perspective.
See Bechtel,
If Ms. Paine is able to satisfy this showing on remand, the prejudice inquiry will be complete. Given the OCCA’s insistence that juries entertain misconceptions about BWS that must be overcome before a proper assessment of reasonableness is possible, there would exist at the very least a
“reasonable
probability that, but for counsel’s unprofessional errors, the result of the proceeding would have been different.”
Strickland,
Therefore, if Ms. Paine satisfies the requirement on remand, the district court is instructed to grant a conditional writ of habeas corpus effective only if the State refuses to retry Ms. Paine within a reasonable time. If Ms. Paine does not satisfy the requirement, however, then the district court is instructed to deny the petition for failure to demonstrate prejudice under Strickland.
This case is REMANDED with instructions.
Notes
. Regarding such misconceptions, the OCCA noted the following: "Expert testimony on [BWS] would help dispel the ordinary lay person's perception that a woman in a battering relationship is free to leave at anytime [and] ... would counter any 'common sense' conclusions by the jury that if the beatings 1 were really that bad the woman would have left her husband much earlier. Popular misconceptions about battered women would be put to rest, including the beliefs that the women are masochistic and enjoy the beatings and that they intentionally provoke their husbands into fits of rage.” Id. at 8 n. 8.
. Ms. Paine was represented by counsel on her first habeas petition. That petition was dismissed without prejudice for being a mixed petition of exhausted and unexhausted claims. See R. Doc. 2 Attach. A. Ms. Paine proceeded pro se on her second (and instant) habeas *1205 petition until she received a COA and we appointed counsel to represent her.
. Other courts agree with the OCCA. A few examples include
Dunn,
