Case Information
*3 Before TYMKOVICH , MCKAY , and HOLMES , Circuit Judges.
HOLMES , Circuit Judge.
Location, location, location. It is cherished by property owners and political demonstrators alike. Both groups, it turns out, are at the heart of this case. Plaintiffs- Appellees brought this action after law enforcement officials forced them to move to an unfavorable location to engage in protest activities but allowed a group espousing the opposite viewpoint to remain in place on private property—property that happened to be prime real estate for the political demonstration in question. They identified Defendants- Appellants Kerry Sheehan, Matthew Thomas, and Edward Mims as responsible for the decisions leading to this disparate treatment, and they claim each defendant is liable for viewpoint discrimination in violation of the First Amendment. The district court denied Defendants-Appellants’ motions for summary judgment based on qualified immunity, and this interlocutory appeal followed. For the reasons set forth below, we reverse the judgment of the district court.
I
Our story begins in Los Ranchos de Albuquerque (hereinafter “Los Ranchos”), a semi-rural village in Bernalillo County, New Mexico, that neighbors the much larger city of Albuquerque. One of its main thoroughfares is a north-south route known as Rio
3
Grande Boulevard, which lies just east of, and parallels, the Rio Grande River. The river forms the western border of Los Ranchos.
On August 27, 2007, President George W. Bush attended a fundraiser for former Senator Pete Domenici at the home of Los Ranchos’s mayor, Larry Abraham. The mayor’s home is located to the west of Rio Grande Boulevard, between the road and the river. A long driveway runs west from Rio Grande Boulevard to the mayor’s home. When President Bush arrived, his motorcade approached from the north, moving down Rio Grande Boulevard in a southerly direction, and made a right-hand turn into the mayor’s driveway. This particular mode of entry gave rise to this lawsuit.
There were two groups of demonstrators awaiting the President’s arrival that day. One group—which we shall call “protesters” or “Bush protesters,” for their opposition to the President and his policies—was made to stand 150 yards south of the mayor’s driveway on Rio Grande Boulevard, at a location called the southern checkpoint. A second group—which we shall call “supporters” or “Bush supporters,” for their support of the President and his policies—was allowed to stand directly across from the mayor’s driveway, on private property to the east of Rio Grande Boulevard, some six to fifteen feet from the roadway. The supporters were much closer to, and directly in view of, the President’s motorcade as it entered the mayor’s driveway. The protesters, by contrast, were much farther away, and their view of the motorcade—and, likewise, the President’s view of them—was obstructed by police cars and horse-mounted officers situated at the
4
southern checkpoint. [1]
Among the protesters that day were Plaintiffs-Appellees. (Henceforth, we call
them simply “plaintiffs.”) They later sued various government officials and entities
pursuant to 42 U.S.C. § 1983 and
Bivens v. Six Unknown Named Agents of Federal
Bureau of Narcotics
,
After discovery, Defendant-Appellant Kerry Sheehan, a Special Agent with the *6 United States Secret Service, moved for summary judgment on grounds of qualified immunity. Defendants-Appellants Lieutenant Matthew Thomas and Sergeant Edward Mims, officers with the Bernalillo County Sheriff’s Department (“BCSD”), also filed summary-judgment motions asserting qualified immunity. [2] The district court denied summary judgment as to all of the officials, finding that they were not entitled to qualified immunity because there were “question[s] of fact” concerning both whether plaintiffs were subjected to viewpoint discrimination and whether each official personally participated in the alleged constitutional violation. Sheehan App. at 216, 219–22 (Mem. Op. & Order, filed Feb. 22, 2011). [3] Lt. Thomas and Sgt. Mims (jointly), followed by Special Agent Sheehan, filed separate notices of appeal from the district court’s order. We have consolidated the two appeals for our review.
In ruling on the summary-judgment motions, the district court set forth in detail the
factual background of this case. Generally, when a district court has denied qualified
immunity at the summary-judgment stage, we must accept “as true” the district court’s
determination “that a reasonable jury could find certain specified facts in favor of the
plaintiff,”
Lewis v. Tripp
,
A
We begin with some relevant background. The Secret Service has the statutory—and we may add, solemn—responsibility of protecting the President of the United States. See 18 U.S.C. § 3056. Whenever the President travels, the Secret Service is in charge of security, and it works with other federal agencies, as well as state and local entities, to design and implement security measures.
Before the President travels to a place, a Secret Service “advance team” visits the location to evaluate necessary security measures and develop a site-specific security plan. The plan typically includes attack-prevention and emergency-response strategies, such as establishing a secure perimeter around the visit site and controlling vehicle access thereto. Vehicle access is of particular concern to the Secret Service because it heightens the risk of attack by vehicle-borne explosives. Security plans thus often incorporate portions of nearby roadways. Pedestrian and vehicle movements along these roadways are controlled to ensure both the President’s security and rapid, unobstructed access by emergency vehicles.
The advance team typically coordinates security efforts with local law enforcement and other public-safety officials. Secret Service agents have no legal jurisdiction over local officials, and vice-versa, but all recognize that security is a team effort. Local officers often defer to the Secret Service on issues of security, and the Secret Service, in *8 turn, often defers to local law enforcement on questions implicating local codes and ordinances, such as where demonstrators are legally allowed to stand. The Secret Service may nonetheless override law enforcement for safety reasons and may, for example, reposition demonstrators.
It is the general policy of the Secret Service to allow members of the public to walk along the shoulder of a vehicle-access route if they are legally allowed to be there, if they do not interfere with the President’s motorcade, and if they do not pose a safety risk. If an individual is standing on private property near the visit site, the Secret Service will avoid infringing his or her property rights if possible. If that individual presents a security risk, however, the Secret Service has the authority to move him or her, property rights notwithstanding.
When President Bush visited Los Ranchos in August 2007, the Secret Service was in charge of overall security, and Special Agent Sheehan, as the “site agent,” was tasked with designing and implementing the site security plan. Several days before the event, the Secret Service advance team met with local law enforcement and public-safety officials. Present at this meeting were, among others, Special Agent Sheehan, other Secret Service agents, and representatives from BCSD and the Albuquerque Police Department (“APD”). The purpose of the meeting, which was conducted by the Secret Service, was to coordinate the efforts of federal and local authorities in preparation for the President’s visit.
The security plan that Special Agent Sheehan formulated established an inner *9 perimeter and an outer perimeter around the site of the President’s visit. The inner perimeter—i.e., the “security perimeter”—encompassed the mayor’s residence and adjacent property, including his driveway. Rio Grande Boulevard, lying to the east of the mayor’s property, fell outside of the inner perimeter. The Secret Service was responsible for inner-perimeter security. Special Agent Sheehan supervised and monitored security operations within the inner perimeter.
The outer perimeter consisted of points along Rio Grande Boulevard north and south of the mayor’s driveway. Because the boulevard was identified as a vehicle-access route, the security plan established checkpoints along the outer perimeter to restrict vehicle and pedestrian access to portions of the roadway near the mayor’s driveway. One such checkpoint was the southern checkpoint, located on Rio Grande Boulevard approximately 150 yards south of the mayor’s driveway. This particular location was selected because it was far enough away from the driveway to mitigate the impact of vehicle-borne explosives and because nearby areas were wide and flat enough to allow for emergency-vehicle parking.
BCSD was responsible for outer-perimeter security during the President’s visit. Personnel from BCSD and APD were stationed along the outer perimeter, including at the southern checkpoint, and they regulated vehicle and pedestrian access to portions of Rio Grande Boulevard lying within the outer perimeter’s boundaries.
Lt. Thomas was in charge of BCSD personnel for the event. Among other tasks, he was responsible for making decisions regarding the treatment of demonstrators, *10 including where they would be permitted to stand. He was not required to consult with the Secret Service on every decision. Sgt. Mims’s primary responsibility was security of the outer perimeter. He also had authority to decide whether to allow demonstrators beyond the southern checkpoint. If he had questions, he was to consult with his ranking officer, Lt. Thomas.
For events of this type, BCSD had in place a general policy of directing demonstrators to a designated protest zone. See Sheehan App. at 196 (“BCSD personnel were trained to direct demonstrators in such events to a designated protest zone because keeping them in one spot helps keep order, prevents interference with the motorcade, and helps ensure the safety of the President.”). Pursuant to their responsibilities, Lt. Thomas and Sgt. Mims decided that all demonstrators who attended the event should be directed to gather at the southern checkpoint.
B
Early in the morning on August 27, 2007—the day of the President’s visit—Sgt. Mims conducted a briefing for his deputies. He assigned certain deputies to positions along the outer perimeter, including at the southern checkpoint, and told them not to allow demonstrators to venture beyond the outer perimeter. He also instructed officers at the briefing to direct demonstrators to gather at the southern checkpoint. At least one officer left the briefing with the understanding that demonstrators would not be allowed to move north of the southern checkpoint even if they had been invited onto private property north of the checkpoint. Lt. Thomas also ordered officers under his command to *11 keep all demonstrators to the south. [4] Residents were not subject to this requirement and were permitted to stay inside the perimeter.
As the morning progressed, many people, including plaintiffs, began arriving at the site to protest. By picket signs, peace symbols, and apparel, their purpose was to express opposition to the President’s policies, particularly the Iraq War. They gathered on public property along Rio Grande Boulevard at both the northern and southern ends. Law enforcement personnel had no reason to believe the protesters posed any threat to the President or the public.
1
Throughout the morning, various plaintiffs were subjected to the requirement to gather at the southern perimeter. The district court highlighted three such incidents.
Plaintiff Jeanne Pahls arrived at the event site between 8:00 and 8:30 a.m., and she began walking along Rio Grande Boulevard north of the southern checkpoint. Near the point where the mayor’s driveway meets Rio Grande Boulevard, Ms. Pahls moved back and forth across the street several times, looking for a place to stand and protest. It is worth pausing here and describing this area in greater detail because it becomes important *12 later.
Rio Grande Boulevard is a two-lane road with wide shoulders on either side. (Sgt. Mims estimated the shoulders’ width at ten to fifteen feet.) A narrow part of each shoulder is tarmac and the rest gravel. Directly across from the mayor’s driveway, lying to the east of Rio Grande Boulevard, is an open field. The field extends several yards north of the point where the mayor’s driveway meets the boulevard, and extends eastward from the road to a bank of trees, behind which a private residence is nestled. The gravel shoulder of Rio Grande Boulevard meets the grassy western edge of the field in such a way as to suggest a demarcation of public property (the road and shoulder) from private property (the field). This demarcation line, of course, parallels Rio Grande Boulevard on its eastern side. See generally Appendix, infra .
As Ms. Pahls was crisscrossing Rio Grande Boulevard in this vicinity, a BCSD officer observed her, approached, and instructed her that demonstrators would be allowed to gather on the shoulder of Rio Grand Boulevard either north or south of the mayor’s residence. Ms. Pahls decided to move north. She situated herself on the eastern shoulder of Rio Grande Boulevard, just north of the open field, near a line of trees marking the field’s northern boundary. Plaintiffs Mary Lou Kraft and Laura Lawrence, as well as Ms. Lawrence’s daughter, stood with Ms. Pahls at this location.
Later, a BCSD officer approached Ms. Pahls and her companions and told them that they could not stand there. Ms. Pahls protested, saying that another officer had given her permission to stand there. Several minutes later, more BCSD officers arrived and *13 instructed the women to move south. They complied and relocated to the southern perimeter.
Plaintiff Merimee Moffitt arrived at the site between 9:30 and 10:00 a.m. along with twelve to fifteen members of plaintiff CODEPINK. Initially, they stood on the shoulder of Rio Grande Boulevard at the southern perimeter, where most other demonstrators had gathered. At one point, Ms. Moffitt began walking north of the perimeter along the roadway to determine whether she could stand closer to the mayor’s driveway. She encountered a group of protesters walking south along Rio Grande Boulevard. They informed her that she should turn back because no one was permitted to stand north of the southern perimeter.
After Ms. Moffitt rejoined the group to the south, she observed a white van drive past her location and back into a private driveway off of Rio Grande Boulevard. A woman in the van announced that she was there to ferry individuals north on Rio Grande Boulevard to a location on private property where they would have a better view of the motorcade. As protesters began to climb into the van, an unidentified BCSD officer approached and told the woman in the van that she could not park there. The woman explained that she was not parking and was only picking people up to take them to a friend’s private property to the north. The officer responded that none of the other protesters could go up north and that no one, save the woman’s daughter, could go with her. Those who had already entered the van got out, and the woman left.
When plaintiff Carter Bundy arrived at the site, he asked BCSD officers how close *14 to the mayor’s driveway he and other protesters would be allowed to stand. BCSD officers told him that protesters could gather at the cross street south of the mayor’s residence, some 300 yards from the mayor’s driveway.
2
At some point prior to President Bush’s arrival, an individual approached Special Agent Sheehan and identified himself as the owner of the property, including the open field, directly opposite the mayor’s driveway, east of Rio Grande Boulevard. The landowner asked Special Agent Sheehan if he would be allowed to stand on the portion of his property adjacent to Rio Grande Boulevard in order to watch the President’s motorcade as it passed. This area was beyond the inner security perimeter that was Special Agent Sheehan’s principal responsibility that day. After satisfying himself that the landowner was not a security risk, Special Agent Sheehan told him that security officials would not interfere with his property rights so long as he did not interfere with the motorcade route or make any overt actions while the motorcade passed.
Soon after, a small group of supporters gathered in the open field across from the mayor’s driveway. They stood either on the shoulder of Rio Grande Boulevard or on the grass near the shoulder, some six to fifteen feet from the roadway. The group hoisted American flags and a banner that read, “God Bless George Bush! We pray for you!”
A Secret Service agent—it is not clear who—informed Lt. Thomas and Sgt. Mims that a few individuals would be standing on private property across from the mayor’s driveway. Lt. Thomas responded, “Fine.” Sheehan App. at 204. He believed that a *15 citizen had a right to be on his or her private property. Although he never actually saw the supporters and did not know how far from the roadway they were standing, he relied on the agent’s statement that they were on private property.
When Sgt. Mims was informed about the presence of the supporters, he was not in their vicinity. He did, however, speak with the supporters on more than one occasion that morning. He told them that as long as they remained on their own property, they would be permitted to stay. Sgt. Mims also believed that protesters, too, would have been allowed to stand on private property if they had been given permission to do so by the property owner or resident.
At some unknown time prior to the President’s arrival, two Secret Service agents in a golf cart approached APD personnel stationed at the southern checkpoint and instructed them not to allow protesters to move farther north. These two Secret Service agents were not identified. Although Special Agent Sheehan was using a golf cart that morning, he never operated a checkpoint or directed the movement of pedestrians along Rio Grande Boulevard, and the district court concluded that “the evidence does not show that Special Agent Sheehan was one of the Secret Service agents personally telling APD officers at the southern checkpoint to stop pedestrians from walking north.” Id. at 200 n.3.
3
Approximately thirty minutes prior to the President’s arrival, according to standard protocol, law enforcement “harden[ed]” the outer perimeter—that is, they “no longer *16 allowed vehicular or pedestrian traffic through the checkpoints and other barricades.” Id. at 198 n.2. At or near the southern checkpoint, personnel from APD blocked Rio Grande Boulevard with marked vehicles, and officers on horseback took up positions across the roadway. Officers told the protesters there (numbering at least seventy at that point) to form a line behind and parallel to the barricade, and not to step north of the line. Due to the size of the horses bearing the mounted officers, the protesters’ view of the mayor’s driveway was blocked. At the same time, additional law enforcement officers took up positions in front of the supporters standing north of the checkpoint.
Around noon, President Bush’s motorcade approached Mayor Abraham’s residence along Rio Grande Boulevard from the north and entered the driveway. The motorcade never passed by the protesters at the southern perimeter, and the President’s view of these protesters was obstructed by distance and the police barricade. The supporters in the open field, [5] by contrast, were up close and easily visible to the *17 motorcade as it passed.
Following the President’s arrival, the majority of protesters lingered for about fifteen minutes before dispersing. During the morning’s demonstration, various media outlets had passed by the protesters. An article describing the protest appeared the next day in the Albuquerque Journal .
C
Plaintiffs filed a complaint in January 2008, asserting claims pursuant to § 1983 and Bivens and alleging viewpoint discrimination by various government entities and five unnamed officials. Plaintiffs claimed that they received disparate treatment vis-à-vis the Bush supporters in violation of their First and Fourteenth Amendment rights. After extensive discovery, they moved to amend their complaint to include, among others, Special Agent Sheehan, Lt. Thomas, and Sgt. Mims as defendants in their individual capacities. The district court granted the motion. In September 2010, Special Agent Sheehan moved for summary judgment, invoking qualified immunity. Lt. Thomas and Sgt. Mims did the same in November 2010.
The district court denied summary judgment to all three officials. The court began by noting that it was “clearly established” that “disparate treatment of protesters based on *18 their viewpoint [i]s unlawful.” Id. at 212. The court went on to consider whether plaintiffs had presented evidence sufficient to raise issues of fact concerning disparate, viewpoint-based treatment. At this point, the court did not analyze the personal actions or personal liability of each defendant; it focused instead on “law enforcement” in the aggregate:
The evidence construed in Plaintiffs’ favor shows that law enforcement at the event interfered with the protestors’ rights to demonstrate on the public shoulder across from and to the north of the Mayor’s driveway and to go to private property north of the Mayor’s driveway. In contrast, law enforcement did not interfere with the pro-Bush supporters’ demonstration across from the Mayor’s driveway, in view of the President’s motorcade.
Id. at 213.
Defendants urged that their actions were based on both security concerns and respect for private-property rights, not the viewpoints of the assembled citizenry. With respect to the first rationale, they asserted that keeping demonstrators in one group enhanced security and ensured that limited manpower resources were effectively utilized. They further stated that the southern perimeter was selected as the gathering point because most of the protesters had already assembled there. With respect to the second rationale, defendants argued that some demonstrators were allowed to stand closer to the mayor’s driveway because they were situated on private property, not because they were supporters of President Bush.
The court nonetheless found the evidence sufficient to suggest that these reasons were “pre-textual.” Id. at 214. First, the court said, “[m]any of the protestors initially *19 ‘gathered’ at the southern perimeter because law enforcement indicated to them that the southern perimeter was the only location permitted for demonstrating.” Id. Furthermore, given that some demonstrators (the supporters) were allowed to stand north of the southern checkpoint, albeit on private property, the court was unpersuaded that security concerns justified barring other demonstrators (such as protesters like Ms. Pahls and her companions) from doing the same. In the court’s view, protesters could easily have stood nearby on public property, such as on the eastern shoulder of Rio Grande Boulevard. That location, like the private property where the supporters stood, was outside the inner security perimeter that the Secret Service established and maintained. And even Special Agent Sheehan had admitted that, from a security standpoint, there was no reason to prevent demonstrators from walking along the eastern side of Rio Grand Boulevard north of the southern checkpoint. Regarding an argument of defendants related to depletion of manpower, the court noted that a separate group of officers had been stationed in front of the supporters, and there was evidence suggesting that additional manpower was present at the event but went unused.
The district court therefore concluded that “[a] reasonable jury could . . . conclude, based on the actions of law enforcement officers, that law enforcement harbored a discriminatory motive to target the anti-Bush demonstrators because of their message.” Id. at 215. Again, however, the court did not specifically identify which members of law enforcement could be found to harbor this motive.
Having found that there was “a question of fact as to whether Plaintiffs’ First
*20
Amendment rights were violated,”
id.
at 216, the court went on to consider each
defendant’s personal involvement in the alleged viewpoint discrimination. The court
noted that plaintiffs were required to show that their rights were violated because of each
official’s “own individual actions,”
id.
at 217, and further, that those actions were taken
“
because of
[,] not merely in spite of, the demonstration’s anti-Bush message,”
id.
(alteration in original) (quoting
Moss v. U.S. Secret Service
(
Moss I
),
The court began with Lt. Thomas. Highlighting his supervisory role over local officers and his assistance in developing the site security plan, the court wrote, “There is . . . evidence that [Lt. Thomas] ordered the officers under his command to keep demonstrators in one group south of the southern perimeter, yet he knowingly acquiesced in the decision not to interfere with the pro-Bush supporters who remained on or near their private property during the event.” Id. at 218. That Lt. Thomas “may have deferred to Special Agent Sheehan’s instruction that the pro-Bush supporters could remain on their private property” did not “absolve” Lt. Thomas of liability, the court said. Id. at 219.
There is evidence that Defendant Thomas issued orders that caused his subordinate officers to not allow Plaintiffs to stand on public shoulders near the entrance to the Mayor’s driveway or to protest on private property to the north of the Mayor’s driveway, areas outside the security perimeter where they had a right to demonstrate. It is that disparate treatment, over which Defendant Thomas had direct control, that is the basis of his potential liability.
Id.
The court then turned to Sgt. Mims. It began by noting his supervisory role and *21 his authority to allow or not allow demonstrators through the southern checkpoint. The court also pointed out that Sgt. Mims “gave the briefing during which officers were instructed to move all protestors to the southern perimeter.” Id. at 220. At the same time, Sgt. Mims “knew of and did not interfere with the pro-Bush supporters’ demonstration across from the Mayor’s driveway.” Id. The court concluded that, given Sgt. Mims’s active involvement in ordering the placement of demonstrators at the event, as well as the manner in which subordinate officers carried out his instructions, a jury could justifiably infer that he had engaged in viewpoint discrimination.
Finally, the court addressed Special Agent Sheehan. It highlighted his role as site agent in establishing the inner security perimeter around the mayor’s residence and, together with local law enforcement, establishing checkpoints along the outer perimeter to restrict access to Rio Grande Boulevard. There was, however, “no evidence that Special Agent Sheehan specifically ordered local law enforcement to forbid protestors from moving north to private property or to force protestors south from the public shoulder across from the Mayor’s driveway.” Id. at 220. The district court nevertheless denied him qualified immunity. It explained that Special Agent Sheehan “participated in the briefing where Sgt. Mims instructed law enforcement officers to keep demonstrators to the south of the Mayor’s residence,” id. , and because of that participation, the evidence suggested both that Special Agent Sheehan “possessed responsibility for the continued operation” of a viewpoint-discriminatory policy and that he intended the disparate treatment of protesters and supporters, id. at 221–22.
Lt. Thomas and Sgt. Mims filed a timely notice of appeal from the district court’s order. Later, Special Agent Sheehan filed a separate, timely notice of appeal. We have consolidated the two appeals for our review.
II
Each official contends that the district court erred in denying him qualified immunity. We begin in this Part II by setting forth the relevant legal standards that will govern our decision; that includes the prerequisites for § 1983 and Bivens liability, for overcoming defendants’ assertions of qualified immunity, and for establishing a First Amendment viewpoint-discrimination claim. In Part III, infra , we analyze the district court’s decision, ultimately concluding that all three defendants are entitled to qualified immunity.
A
Sometimes, in the course of performing their duties, public officials inflict injury.
When they do, and when the injury is of constitutional dimension, officials may be liable
in their individual capacities for damages. Injured plaintiffs have a number of avenues
for recovery. One is 42 U.S.C. § 1983, which provides a cause of action against state
officials who violate constitutional or other federally protected rights.
See Filiarsky v.
Delia
,
The elements necessary to establish a § 1983 or
Bivens
violation “will vary with
the constitutional provision at issue.”
Id.
at 676;
see Dodds v. Richardson
, 614 F.3d
1185, 1198 (10th Cir. 2010);
id.
at 1209 n.2 (Tymkovich, J., concurring);
see also Starr v.
Baca
,
This personal-involvement requirement does not mean, however, that direct
participation is necessary. As we recently recognized in
Dodds
, government officials
may be held responsible for constitutional violations under a theory of supervisory
liability.
See
Because § 1983 and
Bivens
are vehicles for imposing personal liability on
government officials, we have stressed the need for careful attention to particulars,
especially in lawsuits involving multiple defendants. “[I]t is particularly important” that
*24
plaintiffs “make clear exactly
who
is alleged to have done
what
to
whom
, . . . as
distinguished from collective allegations.”
Kan. Penn Gaming, LLC v. Collins
, 656 F.3d
1210, 1215 (10th Cir. 2011) (alteration in original) (quoting
Robbins v. Okla. ex rel.
Dep’t of Human Servs.
,
The same particularized approach applies with full force when a plaintiff proceeds
under a theory of supervisory liability. Various officials often have “different powers and
duties.”
Tonkovich
,
Of course, in all cases, a plaintiff must show that each defendant acted with the
requisite state of mind.
See Dodds
,
B
Damages actions against public officials under § 1983 and
Bivens
impose
“substantial social costs.”
Anderson v. Creighton
,
To avoid these and other evils, the Supreme Court has recognized that public
officials enjoy qualified immunity in civil actions that are brought against them in their
individual capacities and that arise out of the performance of their duties.
See Anderson
,
Often, § 1983/
Bivens
liability and the defense of qualified immunity travel hand-
in-hand, and when they do, we consider their substantive components together.
See
Dodds
,
In conducting qualified immunity analysis, . . . courts do not merely ask whether, taking the plaintiff’s allegations as true, the plaintiff’s clearly established rights were violated. Rather, courts must consider as well whether each defendant’s alleged conduct violated the plaintiff’s clearly established rights. For instance, an allegation that Defendant A violated a plaintiff’s clearly established rights does nothing to overcome Defendant B’s assertion of qualified immunity, absent some allegation that Defendant B was responsible for Defendant A’s conduct.
In sum, building on our earlier discussion: To make out viable § 1983 and
Bivens
claims
and
to overcome defendants’ assertions of qualified immunity, plaintiffs here must
establish that each defendant—whether by direct participation or by virtue of a policy
over which he possessed supervisory responsibility—caused a violation of plaintiffs’
clearly established constitutional rights, and that each defendant acted with the
constitutionally requisite state of mind. Plaintiffs must do more than show that their
rights “were violated” or that “defendants,” as a collective and undifferentiated whole,
were responsible for those violations.
See Dodds
,
The district court here denied qualified immunity to defendants at the summary-
judgment stage, necessitating a few words on the scope of our appellate jurisdiction.
Although typically a denial of summary judgment is not an appealable final order, we
possess interlocutory jurisdiction when the district court denies qualified immunity at
summary judgment.
See, e.g.
,
Fogarty v. Gallegos
,
At this juncture, we generally “are not at liberty to review a district court’s factual
conclusions, such as the existence of a genuine issue of material fact for a jury to decide,
or that a plaintiff’s evidence is sufficient to support a particular factual inference.”
Fogarty
,
C
As noted earlier, the elements necessary to establish a § 1983 or
Bivens
violation
“will vary with the constitutional provision at issue.”
Iqbal
,
A content-based regulation is one that is “based upon either the content or the
subject matter of the speech.”
Consol. Edison Co. of N.Y., Inc. v. Pub. Serv. Comm’n of
N.Y.
,
Viewpoint discrimination is a subset—and a particularly “egregious form”—of
content discrimination.
Rosenberger v. Rector & Visitors of Univ. of Va.
,
In § 1983 and
Bivens
actions, a claim of viewpoint discrimination in contravention
of the First Amendment requires a plaintiff to show that the defendant acted with a
viewpoint-discriminatory purpose.
See Iqbal
,
The purpose requirement is demanding, though. It “requires more than intent as
volition or intent as awareness of consequences.”
Iqbal
,
In this case, for plaintiffs to prevail as to each defendant, they must show that the
defendant’s individual actions caused viewpoint discrimination to occur, and that those
actions were taken “
because of
[,] not merely in spite of, [plaintiffs’] anti-Bush message.”
Moss I
,
III
In light of the principles we have articulated above, we must decide whether the
district court properly denied qualified immunity to Special Agent Sheehan, Lt. Thomas,
and Sgt. Mims on plaintiffs’ viewpoint-discrimination claim. We hold that the district
court erred and that defendants are entitled to qualified immunity. More specifically, we
hold that the evidence does not demonstrate that any of the defendants violated plaintiffs’
constitutional rights.
See Lewis
,
In Part III.A, infra , we assess the first half of the district court’s legal discussion, where it analyzed the presence in the abstract of a constitutional violation. We conclude that this analysis, because it analyzes defendants’ liability as a collective whole, does not comport with the requirements for imposing personal liability on government officials under § 1983 and Bivens .
The district court did go on to analyze each defendant’s personal involvement in the alleged viewpoint-discriminatory practices, and we review that portion of the district *35 court’s decision in Part III.B, infra . We determine that the evidence, at most, shows that each defendant was aware of the disparate treatment to which plaintiffs were subjected. This evidence is insufficient as a matter of law to show that any defendant promulgated the policies at issue or acted for a discriminatory purpose. Each defendant is therefore entitled to qualified immunity.
A
We begin with the district court’s opening discussion of whether plaintiffs had adequately shown a constitutional violation. In the first half of its legal analysis, the district court determined that a reasonable jury could conclude that “law enforcement” had subjected plaintiffs to disparate treatment, Sheehan App. at 213, and that “law enforcement harbored a discriminatory motive to target the anti-Bush demonstrators because of their message,” id. at 215. The court therefore concluded that the evidence construed in plaintiffs’ favor showed that “Plaintiffs’ First Amendment rights were violated.” Id. at 216.
The district court’s mode of analysis, however, runs clearly afoul of the standards
that must be met if plaintiffs are to make out viable § 1983 and
Bivens
claims and
overcome defendants’ assertions of qualified immunity. Liability under § 1983 and
Bivens
requires personal involvement.
Iqbal
,
The district court failed to do this here. The court’s determinations that “law
enforcement” subjected plaintiffs to disparate treatment, Sheehan App. at 213, that “law
enforcement harbored a discriminatory motive” against plaintiffs,
id.
at 215, and that
plaintiffs’ First Amendment rights “were violated,”
id.
at 216, do not suffice to show
personal involvement by any individual defendant in viewpoint discrimination and
cannot, of themselves, overcome defendants’ qualified immunity.
See Dodds
,
Plaintiffs insist, on the authority of our decision in
Fogarty
, that we are “not at
liberty to review” these factual determinations by the district court. Aplee. Br. at 26
(quoting
Fogarty
,
First, while our limited interlocutory jurisdiction requires that we ordinarily accept
as true the district court’s factual determinations, we may review the district court’s
denial of qualified immunity “to the extent that [it] turn[s] on an issue of law.”
Dodds
,
Second, plaintiffs’ argument misses the point. Our job in this appeal is to consider
the legal question whether the facts that a reasonable jury could find suffice to show a
*38
constitutional violation.
Lewis
,
Liability under § 1983 and Bivens , and defendants’ entitlement to qualified immunity, turn on an individual assessment of each defendant’s conduct and culpability. It is that inquiry that we must now undertake.
B
Significantly, there were two sets of decisionmakers and two sets of policies in *39 play on the day in question. The first decisionmaker was Special Agent Sheehan. As the site agent, he was responsible for establishing the security plan for the President’s visit. The plan included an inner perimeter and outer perimeter, as well as the southern checkpoint. On the day of the President’s visit, Special Agent Sheehan’s primary responsibility was the security of the inner perimeter. Outer-perimeter responsibilities were assigned to BCSD. As he was carrying out his duties, Special Agent Sheehan was approached by a property owner who requested permission to engage in a political demonstration from his private property. Secret Service policy strives to honor speech on private property. Consistent with that policy, Special Agent Sheehan acceded to the request.
The second set of decisionmakers consisted of Lt. Thomas and Sgt. Mims. They assisted Special Agent Sheehan in establishing the security plan at the visit site, and their primary responsibility on the day in question was outer-perimeter security, including operation of the southern checkpoint. For events of this type, BCSD policy favors directing demonstrators to a single location and keeping them in one group. According to the district court, this policy was in place because it “helps keep order, prevents interference with the motorcade, and helps ensure the safety of the President.” Sheehan App. at 196. Consistent with that policy, Sgt. Mims told his deputies at the morning briefing to direct demonstrators to the southern checkpoint, and Lt. Thomas gave similar orders to his subordinates. The move-south directive applied to all demonstrators—but not residents—whether or not they wished to stand on public or private property.
Two sets of decisionmakers, two different policies. But they came together that morning to create the perfect First Amendment storm. As Lt. Thomas and Sgt. Mims carried out the move-south policy—forcing all demonstrators to the south and declining to draw a public-private property distinction—Special Agent Sheehan decided to allow one group of demonstrators to remain north on private property. The move-south policy affected only Bush protesters. Special Agent Sheehan’s decision affected only Bush supporters. The upshot was disparate treatment of two different viewpoints. But was it viewpoint discrimination?
1
We begin by noting that neither the Secret Service’s general policy of avoiding
interference with speech on private property nor BCSD’s general policy of keeping
demonstrators in a single group is itself a content- or viewpoint-based restriction on
speech.
See Menotti v. City of Seattle
,
BCSD’s policy, too, is content- and viewpoint-neutral on its face. Requiring
political demonstrators to remain in one group when the President comes to town does not
favor any one group or message over another. The same is true of a total ban on
demonstration activities within a defined geographic area, even if that area includes both
*42
public and private property.
See Citizens for Peace in Space
,
The rub of this case is that these two viewpoint-neutral policies came together and were implemented in such a way as to produce a viewpoint-discriminatory effect. And plaintiffs contend not only that this effect is traceable to each defendant’s actions and decisions, but also that each defendant intended the ultimate, disparate result—in other words, that each defendant is liable for viewpoint discrimination.
Further complicating matters is the fact that the government officials responsible
for these policies hail from different government agencies—indeed, from different
*43
government sovereigns. This has consequences for our First Amendment analysis in
general.
Cf. Lukumi
,
As we have said, under § 1983 and
Bivens
, a public official is liable only for his
own misconduct.
Iqbal
,
Here, it is plain that neither Lt. Thomas nor Sgt. Mims was Special Agent
Sheehan’s supervisor; nor were they his subordinates. These two sets of officials were
coequals on the day in question, and neither was in the other’s de jure or de facto chain of
command.
See
Sheehan App. at 193 (“[T]he Secret Service does not have jurisdiction
over a local police officer . . . .”).
See generally Printz v. United States
,
Our fact pattern, then, is a unique one: Two different but coequal sets of government actors, each acting consistently with different agency policies in the course of implementing a single, overall security plan, produced a disparate impact on plaintiffs’ speech. For this kind of situation, we must address what is required of plaintiffs to show viewpoint discrimination.
Beyond doubt, disparate impact alone is not enough to render a speech restriction
content- or viewpoint-based.
See Ward
,
The Supreme Court has made clear that, for a discrimination claim rooted in the
First Amendment, a plaintiff must show that a government official “acted with
*45
discriminatory purpose.”
Iqbal
,
Where, as here, the government policies are themselves viewpoint-neutral but in
tandem create a disparate impact, plaintiffs must show that the policies were brought
together for the purpose of discriminating against or in favor of a particular viewpoint.
See Hoye v. City of Oakland
,
Furthermore, because this case arises in the
Bivens
and § 1983 context, plaintiffs
must show that “each defendant” harbored a discriminatory purpose.
See Dodds
, 614
F.3d at 1200. Thus, even if it is reasonable to infer that one public official acted with
discriminatory intent, it does not necessarily follow that another official did so as well.
See Iqbal
,
It is this discriminatory-purpose requirement that dooms plaintiffs’ case against Special Agent Sheehan, Lt. Thomas, and Sgt. Mims. Even taking all of the district court’s (legally well-grounded) factual determinations as true and granting plaintiffs all reasonable inferences in their favor, they do not demonstrate a constitutional violation—i.e., that any defendant acted, or implemented his agency’s policy, for the purpose of discriminating against plaintiffs’ anti-Bush message or in favor of the supporters’ pro-Bush message. [9]
2
We start with Special Agent Sheehan. The district court found no evidence that
Special Agent Sheehan was personally involved in implementing BCSD’s move-south
policy. In particular, there is “no evidence that [he] specifically ordered local law
enforcement to forbid protestors from moving north to private property or to force
protestors south from the public shoulder across from the Mayor’s driveway.” Sheehan
App. at 220. Nor is there any evidence that, in the days leading up to the President’s visit,
Special Agent Sheehan participated in establishing BCSD’s move-south policy. Rather,
the decision to direct demonstrators to the southern checkpoint was Lt. Thomas’s and Sgt.
Mims’s alone.
See Lukumi
,
The only connection between Special Agent Sheehan and BCSD’s move-south policy was his attendance at Sgt. Mims’s morning briefing, where Sgt. Mims instructed local officers to push demonstrators south. The district court thought, and plaintiffs contend, that this is enough to permit a reasonable inference that Special Agent Sheehan acted for a viewpoint-discriminatory purpose—specifically, that he later allowed Bush *49 supporters to remain on private property north of the southern checkpoint because he favored their message and disfavored that of plaintiffs. We disagree.
“[P]urposeful discrimination requires more than . . . intent as awareness of
consequences.”
Iqbal
,
That standard has not been met with respect to Special Agent Sheehan. All that his attendance at Sgt. Mims’s morning briefing shows is that he was aware that BCSD officers would be enforcing the move-south policy and that this policy did not draw a distinction between public and private property. The most that we or a reasonable jury could say, then, is that when Special Agent Sheehan allowed supporters to remain on private property north of the southern checkpoint, he was aware that a disparate impact would result from his decision. That is not enough to vault plaintiffs over the hurdle of Special Agent Sheehan’s qualified immunity.
We think any inference of viewpoint discrimination is further weakened by the fact
that Special Agent Sheehan’s decision was consistent with his own agency’s facially
viewpoint-neutral policy. When a law or policy, though facially legitimate, is selectively
enforced or subject to exceptions, it may suggest that content or viewpoint discrimination
is afoot.
See Gilleo
,
Indeed, an inference of viewpoint discrimination might be stronger here if Special
Agent Sheehan’s decision allowing supporters to remain on private property represented a
*51
deviation from Secret Service policy.
See Arlington Heights
,
The First Amendment does not impose upon public officials an affirmative duty to
ensure a balanced presentation of competing viewpoints.
See Husain v. Springer
, 494
F.3d 108, 130 (2d Cir. 2007). To the contrary, freedom of speech is a negative liberty.
The First Amendment is a restriction on the government’s power to “abridg[e]” speech,
U.S. Const. amend. I, not a source of government power—much less a mandate—to
orchestrate public discussion.
See Knox v. Serv. Emps. Int’l Union, Local 1000
, 132 S.
Ct. 2277, 2288 (2012) (“The government may not prohibit the dissemination of ideas that
it disfavors, nor compel the endorsement of ideas that it approves. And the ability of like-
minded individuals to associate for the purpose of expressing commonly held views may
*53
not be curtailed.” (citations omitted));
United States v. Stevens
,
The most that the evidence shows with respect to Special Agent Sheehan is that he knew his actions, though consistent with Secret Service policy, would, in conjunction with the independent actions of BCSD officials, result in disparate treatment of supporters and protesters. This is legally insufficient to establish viewpoint discrimination, and we must reverse the district court’s denial of qualified immunity to Special Agent Sheehan.
3
We turn next to Lt. Thomas. Sometime during the course of enforcing the move- south policy that morning, he learned of Special Agent Sheehan’s decision with respect to the Bush supporters. His response was “Fine.” Sheehan App. at 204. He did not alter the move-south policy in response to Special Agent Sheehan’s actions. The district court thought a reasonable jury could infer that Lt. Thomas harbored a discriminatory purpose because he possessed responsibility for the move-south policy but “knowingly acquiesced in the decision not to interfere with the pro-Bush supporters who remained on or near their private property during the event.” Id. at 218. We must disagree with the district court.
There is no evidence that Lt. Thomas had any hand in Special Agent Sheehan’s
decision to allow supporters to remain north of the southern checkpoint on private
property. The only activity that connects Lt. Thomas to that decision is his knowledge of
and acquiescence in it. That, however, is plainly insufficient to allow a reasonable jury to
infer a discriminatory purpose. The most that the evidence shows with respect to Lt.
Thomas is that he became aware that the actions of a different official—one who was not
in his chain of command and, indeed, worked for a separate sovereign—would, in
conjunction with his own policy, result in disparate treatment of the Bush protesters. But
Lt. Thomas’s “awareness of consequences,” as a matter of law, does not suffice to show
that he promulgated or implemented the move-south policy for a discriminatory purpose.
Iqbal
,
Furthermore, as with Special Agent Sheehan, any inference that Lt. Thomas acted
for a discriminatory purpose is made weaker by the consistency between his actions and
BCSD policy.
See Bloedorn v. Grube
,
The district court thought that a jury could infer Lt. Thomas’s discriminatory motives because he could have allowed protesters to “stand near the pro-Bush supporters on the adjacent public shoulder.” Sheehan App. at 214. In essence, the district court reasoned that, to foreclose an inference of viewpoint discrimination, public officials must permit exceptions to their otherwise viewpoint-neutral policies to avoid a disparate impact. We think that turns traditional First Amendment principles on their head.
Traditionally, it is the
exceptions
to otherwise legitimate policies that raise content-
and viewpoint-neutrality problems, not the other way around.
See Gilleo
,
Of course, it is true that, once Special Agent Sheehan allowed the Bush supporters
to remain north of the southern checkpoint, Lt. Thomas did not apply the move-south
policy to them. But that consequence flowed from Special Agent Sheehan’s decision
(and in turn from Secret Service policy) and did not derive from a policy over which Lt.
Thomas had supervisory control.
See Tonkovich
,
Even more importantly, we can perceive no basis, in the First Amendment or
otherwise, for requiring Lt. Thomas to override Special Agent Sheehan’s decision. We
will not require local law enforcement officers to go head to head with Secret Service
agents in order to avoid § 1983 liability, especially when all are engaged in a joint effort
to protect the President.
See Watts v. United States
,
Nor do we attach any legal significance to the fact that Lt. Thomas subsequently
stationed several law enforcement officers in front of the group of supporters after Special
Agent Sheehan permitted them to stay. The district court thought that this action
undercut the security and manpower rationales advanced for the move-south policy and
suggested pretext.
See
Sheehan App. at 214, 216. We disagree.
See Weaver v. Chavez
,
*58
The most that the evidence shows with respect to Lt. Thomas is that he knew his continued enforcement of the move-south policy would, in conjunction with the independent decision of Special Agent Sheehan, result in disparate treatment of supporters and protesters. This is legally insufficient to establish viewpoint discrimination; accordingly, we must reverse the district court’s denial of qualified immunity to Lt. Thomas.
4
The facts with respect to Sgt. Mims are identical in all material respects to the facts
with respect to Lt. Thomas. As with Lt. Thomas, the district court predicated Sgt. Mims’s
personal liability for viewpoint discrimination on the fact that he possessed responsibility
for the move-south policy and that he “knew of and did not interfere with the pro-Bush
supporters’ demonstration across from the Mayor’s driveway.” Sheehan App. at 220.
But Sgt. Mims did not personally participate in Special Agent Sheehan’s decision and
was not responsible for it in a supervisory capacity. His mere knowledge of and
acquiescence in that decision are insufficient as a matter of law to amount to a viewpoint-
discriminatory purpose.
See Iqbal
,
IV
The district court’s judgment is REVERSED . The case is REMANDED with instructions to the district court to enter summary judgment on the grounds of qualified immunity in favor of Special Agent Sheehan, Lt. Thomas, and Sgt. Mims.
Appendix
Satellite image of the presidential visit site Los Ranchos de Albuquerque, New Mexico President Bush’s motorcade route Mayor’s driveway Approximate location of supporters
Approximate location of southern checkpoint and protesters Underlying imagery and map data © 2012 Google Labels and lines in red added by the Court
Notes
[1] An appendix to our opinion contains a helpful map of the site. The parties
unfortunately did not provide us a map. However, based on the undisputed location of
the President’s visit, “[w]e take judicial notice of a Google map and satellite image as a
‘source[] whose accuracy cannot reasonably be questioned’” for purposes of this case.
United States v. Perea-Rey
,
[2] We are told that Lt. Thomas and Sgt. Mims have since been promoted to the ranks of captain and lieutenant, respectively. See Thomas/Mims Opening Br. at 8.
[3] Throughout this opinion, we refer to the appendix filed by Special Agent Sheehan as “Sheehan App.”
[4] Lt. Thomas told his officers to allow demonstrators to go where they pleased but to keep all demonstrators in one group. Once his subordinates, led by Sgt. Mims, concluded that the group of demonstrators should be kept to the south, the evidence would allow a reasonable jury to conclude that Lt. Thomas acceded in that determination. See Sheehan App. at 218. Indeed, at least one officer interpreted Lt. Thomas’s keep-the-demonstrators-together directive to mean that all demonstrators were to be kept to the south. See id. at 199–200, 218.
[5] There is some dispute about where precisely the supporters were standing as the presidential motorcade drove by. Special Agent Sheehan, Lt. Thomas, and Sgt. Mims all believed that the supporters were standing sufficiently far from the road to be on private property. A declaration by Ms. Pahls and a later submission by plaintiffs’ expert suggested that the supporters were sufficiently close to the road to be on public property. The district court found this dispute immaterial, stating that “[o]fficers need not know the exact survey lines along an entire motorcade route in order to make distinctions between private and public property along that route” and that “[o]fficers are not expected to have expert knowledge in surveying” or “to have measuring tapes at their ready disposal to make sure protestors stay within private or public property bounds.” Sheehan App. at 214 n.9. We concur in this reasoning. Qualified immunity protects on-the-spot judgment calls, even if they later turn out to be mistaken or ill-advised. See Phillips v. James , 422 F.3d 1075, 1080 (10th Cir. 2005) (“Qualified immunity protects all but the plainly (continued...)
[5] (...continued) incompetent or those who knowingly violate the law.” (quoting Gross v. Pirtle , 245 F.3d 1151, 1155 (10th Cir. 2001)) (internal quotation marks omitted)). Plaintiffs do not suggest that defendants are prevaricating or that their belief concerning the supporters’ location was unreasonable. Accordingly, we, like the district court, proceed on the premise that the supporters were standing on private property.
[6] We pause here to note a critical distinction between
Bivens
and § 1983.
The latter is a statutorily conferred cause of action. The former is a cause of action
implied directly under the Constitution. The Supreme Court “has been reluctant to extend
Bivens
liability to any new context or new category of defendants.”
Iqbal
,
[6] (...continued)
therefore need not and do not decide whether
Bivens
is available in these circumstances.
We assume, for purposes of this case only, that it is.
See Reichle
,
[7] The rule of
Johnson
,
[7] (...continued)
some force. Our review of the summary-judgment record has uncovered no evidentiary
basis for the district court’s belief that Special Agent Sheehan attended the briefing. And
astute readers will note that we did not include this fact (if it is a fact) in our description
of events,
supra
, because the district court itself, in the “Factual Background” section of
its own opinion, did not mention it. Furthermore, even plaintiffs did not contend in their
pleadings before the district court that Special Agent Sheehan was at the briefing.
But cf.
Aplee. Br. at 14, 16, 44 (now so contending). Nevertheless, we need not decide whether
this situation comes within the
Scott
exception.
Cf. Cooper v. Martin
,
[8] In
Iqbal
, when it held that a claim of discrimination rooted in the First
Amendment requires proof “that the defendant acted with discriminatory purpose,” 556
U.S. at 676, the Supreme Court relied upon its earlier decision in
Church of Lukumi
Babalu Aye, Inc. v. City of Hialeah
,
[9] For purposes of this entire discussion, we use the terms “purpose,” “intent,”
and “motive” interchangeably to describe the subjective motivations of defendants in this
case. We recognize that there may be subtle distinctions between these terms in some
contexts. In the First Amendment viewpoint-discrimination context, however, they are
materially identical.
See, e.g.
,
Iqbal
,
[9] (...continued)
“intent” interchangeably);
see also Grossbaum
,
[10] Another strong case for discriminatory intent might have been made if in fact Special Agent Sheehan had some opportunity that morning to accord equal treatment (continued...)
[10] (...continued)
to both protesters and supporters and then failed to do so.
See Hays Cnty. Guardian v.
Supple
,
