This аppeal presents a question concerning the extent of the right to consult with counsel in deciding whether to invoke the privilege against self-incrimination in giving testimony in a lawsuit.
Robin B. Page appeals an order of the Fulton Superior Court holding him in contempt for failure to make court-ordered alimony and child support payments. He raises as his sole claim that "The trial court denied appellant the benefit of effective counsel as guaranteed under the Sixth and Fourteenth Amendments of the Constitution of the United States when the court refused to permit appellant, while testifying in his own behalf... assistance from his attorney.”
The issue arose in the trial court when appellant sought to testify and several questions were addressed to him by the court in an attempt to "understand your problem” in repeatedly fаiling to make the ordered payments. His attorney stated that "Your Honor, I’m going to state in my place now, he has a myriad of
We note that there is no allegation on appeal that anything appellant said was actually incriminating. Even werе it incriminating it does not necessarily follow that the contempt ruling here in issue should be reversed: appellant’s feared incrimination problems with the Internal Revenue Service are wholly extraneous to this proceeding in which there was ample evidence justifying the contempt for failure to make payments apart from any testimony of appellant. Under these circumstances, it might well be thаt any error of the trial court on this point would be harmless error, as was ruled on analogous facts in Gowen v. Wilkerson, 364 FSupp. 1043 (W. D. Va. 1973). See Rhodes v. Houston, 418 F2d 1309, 1311 (8th Cir. 1969). However, because of the importance of the central question here, we will decide it directly.
The protections of the Fifth Amendment may be invoked in civil as well as criminal actions, Lefkowitz v. Turley,
The narrow question before us is whether, in order to make an intelligent decision whether to invoke the protection of the Fifth Amendment, a defendant in a civil action is entitled to the advice of his attorney on a question-by-question basis while testifying, or whether, once having been advised of the scope of the privilege and the manner of its invocation, he must decide for himself when to invoke it.
Regardless of whether the right sought to be asserted is regarded as an incident of the right to counsel or as a procedural element necessary for intelligent invocation of the Fifth Amendment, we find no authority in support of appellant’s claim. The question appears not to have been directly litigated. Our conclusion is based upon the plain implication of the numerous decisions ruling that а defendant’s rights were amply protected by one clear warning that he could invoke the privilege to avoid incriminating himself in responding to subsequent questions. The rationale of that rule is that only the defеndant knows what his answers to questions would be, and he must decide when to invoke the privilege. Any burden in placing him on his own in this fashion is at least in part relieved by the fact that should he assert the privilege, he is not requirеd to state how he might be incriminated 1 and as a practical matter his claim of possible incrimination is rarely challenged.
Appellant relies heavily on the claimed favorable implications of the recent Supreme Court decision in Maness v. Meyers, — U. S. — (95 SC 584, 42 LE2d 574) (1975). However, the court’s own description of its inquiry there suffices to show its inapplicability to the present question: "We granted certiorari to decide whether in a state сivil proceeding a lawyer may be cited for contempt for advising his client, a party to the litigation, that the client may refuse on Fifth Amendment grounds to produce subpoenaed material.” 42 LE2d 578. (Emphasis supplied.) The court answered that question no. Howevеr, that ruling vindicating the attorney’s right to advise his client prior to their court appearance to refuse on Fifth Amendment grounds to comply with a subpoena to produce materials is vastly different from the right of the attorney claimed here to advise his client on a question-by-question basis what may be answered and what should not be. In the case of subpoenaed materials, the contents may be studied in advаnce of the court appearance by the attorney; but he cannot know the content of his client’s answers to questions before they are asked. Thus, in practical operation, the Mаness decision poses no threat to bog down a civil inquiry in interminable private consultations between an attorney and his client on the stand; but the right sought to be claimed here by appellant Page would have just that effect.
Moreover, the Supreme Court in Maness emphasized that there was no doubt under applicable law that the attorney plainly had the right to consult with his client "at the times and in the manner he did” (42 LE2d 587, n. 14), and that he was penalized by the trial court merely for the advice he gave in good faith during those consultations. The case before us is different: here it is sought to establish a new right to consult with one’s attorney while on the stand — that is, at a time and in a manner not heretofore recognized. Maness offers no support for this proposition, and appellant’s claim fails.
Turning to the merits of the contеmpt action here, appellant introduced no evidence refuting his former wife’s evidence of non-payment, and therefore no basis for reversal appears even though the Fifth Amendment is claimed as the basis for his refusal to answer. Gowen v. Wilkerson, 364 FSupp. 1043 (W. D. Va. 1973). His testimony, concerning which the Fifth Amendment question arose, was designed to be exculpatory, or to raise a defense to nonpayment. Though he was entitled to plead the Fifth Amendment in refusing to answer, and he did so plead in response to most questions by the court, the price is that he makes out no defense. Appellee’s evidenсe of nonpayment went unrefuted and unexcused, and the judgment of contempt must be affirmed.
Appellee’s motion for damages under Code Ann. § 6-1801 asserting that appellant brought the case up for delаy only, is denied because this court is not fully satisfied that the appeal was for delay only.
Lipton v. Lipton,
Judgment affirmed.
Notes
"However, if the witness, upon interposing his claim, were required to prove the hazard in the sense in which a claim is usuаlly required to be established in court, he would be compelled to surrender the very protection which the privilege is designed to guarantee. To sustain the privilege, it need only be evident from the
"Requiring that thе witness make a question-by-question judgment on the legal necessity of responding'creates a danger that the privilege will not be invoked because of confusion or exhaustion rather than the knowing and intentional decision not to invoke it required for a waiver of a constitutional right.” McCormick on Evidence, § 136 (2d Ed. HB 1972).
