*1 Avenue, 4th Floor 2041 Rosecrans Forestry Association; Ameri- California Segundo, El CA 90245 Association; Paper & can Forest Library Quincy Group; Plumas Coun- Tmesys, Defendant-Appellant Counsel for ty; Industry Associa- California Ski Inc. Defendants-intervenors-Appel- tion, Kurt Peterson C. lees. Grignon Margaret Anne No. 08-17565. N. Smersfelt Kenneth L. McClure Brett Appeals, United States Court LLP Reed Smith Ninth Circuit. Ave., Suite 2900 355 South Grand May 2010. Argued and Submitted Angeles, Los CA Filed June WHP Defendant-Appellant Counsel for Health Initiatives
Matthew Oster Emery &
McDermott Will East, Century Park Suite 3800 Angeles,
Los CA 90067 Defendant-Appellant Mede
Counsel for Corporation
America R. O’Hanlon
Neil LLP
Hogan Lovells US Stars,
1999Avenue of Suite Angeles,
Los CA 90067 COUNCIL,
PACIFIC RIVERS
Plaintiff-Appellant,
v. SERVICE;
UNITED STATES FOREST Rey, capacity
Mark in his official as Secretary Agriculture; Dale
Under
Bosworth, capacity as Chief of his Service;
the United States Forest Blackwell, capaci- official
Jack his
ty Regional Forester, Region Service, Defen-
United States
dants-Appellees,
dy, Attorney, Office of the U.S. Sacramen- CA, to, appellees. for the *3 Klise, Michael Thomas Richard Lund- J. LLP, Washing- quist, Moring, Crowell & Rice, ton, D.C., P. & Mor- Steven Crowell CA, Jackson, LLP, Irvine, Michael B. ing, CA, Quincy, intervenors-appellees. for the REINHARDT, Before: STEPHEN A. N. WILLIAM FLETCHER and SMITH, Judges. RANDY Circuit Opinion by Judge WILLIAM A. FLETCHER; by Judge Dissent N.R. SMITH.
ORDER
February
opinion
This court’s
filed on
(9th
reported
The full court has been advised of the rehearing en and no petition for banc judge requested of the court has a vote on whether to rehear the matter en banc. Gaffney, Lippe Gaffney Wagner, Brian R.App. Fed. P. 35. CA, Francisco, Naficy, Babak San San petition rehearing peti- for and the CA, Obispo, appellant. Luis for the banc, April filed on rehearing tion for en Huber, Cynthia Pepin, Joan M. U.S. S. 18, 2012, are DENIED. Justice, D.C., Department Washington, rehearing Samford, petitions No further Barclay Department T. U.S. Justice, Denver, CO, rehearing accepted. en banc will be Taylor David Shelle- complaint cific
OPINION Rivers’ is that the 2004 EIS sufficiently analyze does not the environ- FLETCHER, Judge: W. Circuit mental consequences of the 2004 Frame- Neva- The national forests of the Sierra work for amphibians. fish and On cross- (“the Sierras”) home to a da Mountains summary judgment, motions for the dis- fauna, at least 61 array including rich trict granted judgment court summary species species amphibi- and 35 of fish the Forest Service. Ecosystem ans. The Sierra Nevada Pro- ject, study Congress, commissioned timely Pacific appealed grant Rivers concluded in 1996 that their environment judgment. of summary For the reasons *4 severely degraded: aquat- has been “The follow, conclude we the Forest ic/riparian most systems are the altered Service’s in fish the 2004 EIS and in impaired habitats the Sierra.” However, does not with comply NEPA. we The national forests the Sierras are conclude that the Forest Service’s (“the managed under eleven Forest Plans amphibians comply does with NEPA. Plans”). 2001, In January Forest the We part, therefore reverse in affirm in (“Forest United Forest Service Ser- States part, and remand to the district court. vice”) Final Im- issued a Environmental (“2001 EIS”) pact Statement recommend- Background I. ing amendments the Forest Plans the along a Stretching north-south axis for intended, Sierras. The amendments were miles, more than 400 the Sierra Nevada among things, to and repair other conserve Mountains one form continu- longest aquatic riparian ecosystems. the In and ous ranges mountain lower the 2001, January under the administration of states. The Forest manages Service near- Clinton, President the Forest Service ly 11.5 million acres of land under the adopted a of the pre- modified version Forest Plans. Each Forest Plan is a Land ferred alternative recommended the Management Resource Plan parties 2001 EIS. this as refer to the (“LRMP”) promulgated formulated and 2001 Framework. pursuant to the National Manage- Forest 2001, In November under the adminis- (“NFMA”). ment Act See U.S.C. Bush, newly tration of elected President § requires 1604. NFMA the Forest Ser- the Chief of asked for a the Service vice for and to multi- coordinate review of the 2001 In Framework. Janu- forests, ple including uses of the national ary 2004, the Forest Service a Final issued recreation, timber, range, “outdoor water- Supplemental Impact Environmental shed, fish, wildlife and and wilderness.” (“2004 EIS”) recommending Statement 1604(e)(1). § 16 U.S.C. An LRMP significant changes to Frame- adopted pursuant guides to NFMA all adopted
work. The Forest Service
management
decisions within
forests
preferred alternative in the
EIS. The
subject to that LRMP.
projects
Individual
parties refer to this as the 2004 Frame-
developed according
guiding
to the
work.
principles
management goals
ex-
Plaintiff-Appellant Pacific Rivers Coun-
pressed in
LRMP.
Forestry
See Ohio
(“Pacific Rivers”)
cil
brought suit
feder-
Ass’n,
Club,
Inc. v. Sierra
523 U.S.
challenging
al district court
729-31,
118 S.Ct.
ing that was no there discussion changes log- The most substantial logging logging-related effects of ging logging-related activities. The activities on fish: harvesting Framework allows the Aquatic Riparian: There needs substantially more timber than the 2001
be a the new discussion of effects of Framework. The Framework al- riparian ecosystems, alternatives on the harvesting lowed of 30 million board *6 It is not streams and suffi- salvage per fisheries. year during feet of timber cient to dismiss these effects as within Framework’s and first second decades. impacts of in the range discussed contrast, By the 2004 Framework allows ... without [2001] framework further harvesting of three times amount analysis, proposed given activities salvage timber—90 million board feet S2. [pro- Alternative the treatments If per year during its first and second dec- posed S2] in Alternative will be suffi- The ades. 2001 Framework allowed the effect, their cient to have intended there harvesting of 70 million feet board high is a there be likelihood that will green per during timber first year its dec- direct, significant and measurable indi- per year board ade million feet rect on and cumulative the envi- effects contrast, during By its second decade. ronment, analyzed which need to be harvesting 2004 Framework allows the this disclosed in document. green 4.7 and 6.6 times that amount of added.) (Emphasis The letter also raised per year timber —329 board million feet not adequately concerns that Draft did its during first decade and million analyze impact changed grazing per year during board feet its second dec- environments, riparian standards salvage ade. The totals for timber for the and fisheries. streams million two decades are 600 board feet Framework, 1.8 under the billion The Service issued the 2004 EIS feet adding board under 2004 Framework. January 2004 without the discus- green The totals for timber for the two “riparian ecosystems, sion streams and are 900 million feet fisheries” that the staff letter had said was decades board under Framework, Regional needed. Forester adopted 4.6 billion board shortly under Alternative S2 afterwards a Rec- feet the 2004 Framework. Stated 6,000 differently, compared ord of Decision. Over administrative the 2001 Frame- work, objecting appeals were filed to the Record the 2004 Framework allows har- strategically spatial location of 4.9 billion board of an additional vesting under Alterna- placed area treatments1 feet of billion board feet of timber —1.2 and S2 [the Framework] tives SI board feet of and 3.7 billion salvage timber same, are the but [the Framework] two decades. during its first green timber — they previously are different than con- allows the Framework also The 2004 example, analysis For in the sidered. larger trees than the harvesting of assumption on the EIS] was based [2001 example, the 2001 Framework. For under the area treatments would be Framework, up to 30 inches trees primarily upper on the two- placed2 could harvested breast-height-diameter be slopes, minimizing overlap thus thirds Sierras, but west side the wetter perennial, with RCAs3 associated with 24 inches in the drier east side. only up to intermittent, ephemeral streams. Framework, up trees to 30 the 2004 Under However, longer is no assumption this breast-height-diameter can be inches Consequently, valid. under Alternatives on both the west and east sides. harvested S2, SI and treatments are limited to substantially in- The 2004 Framework result, any geographic position.4 As a acre-age logged. to be the total creases more treatments within RCAs ex- Framework, about 15% Under the 2004 requires that pected.5 Alternative SI subject prescribed fewer acres will be portions of treatment areas be left in an Framework, than under the 2001 burns likely untreated condition.6 It is logged be but about 250% more acres will priorities be riparian areas would Further, “mechanically.” the 2004 under Al- requirement.7 retention to meet this Framework, logging more be conduct- will require ternative S2 does not retention streams than ed close to under of untreated areas within treatment states, Framework. The 2004 EIS units so that fire and fire ef- behavior obfuscating more than the usual amount of effectively fects are reduced within the entire unit.8 bureaueratese: *7 misleading. 1. There is no definitions section in the 2004 4. This sentence is "Treatments” EIS, (i.e., usage apparent logging burning) in the it is EIS. From and under Alternative (the Framework) logging pre- geograph- that “treatments” means SI 2001 are more and/or scribed burns. ically limited than "treatments” under Alter- (the Framework). native S2 2004 English, "placed” 2. In standard means “con- ducted.” 5. sentence translated into En- This standard result, glish: logging burning "As a more and Riparian 3. are Conservation "RCAs” Areas. expected close streams under the 2004 January approv- 2004 Of Decision See Record Framework.” ing ("riparian 2004 conserva- (RCA)”). tion area into En- This sentence translated standard court, In brief to the Forest Service its this glish: requires "The Framework meaning acronym. misstates the of the It logged certain areas not be or burned.” indicates that RCAs are Resource Conserva- ("Re- Response tion Areas. See Brief at 33 7. This sentence into standard En- translated (‘RCAs’)”). source Conservation Areas In the glish: likely "It that under the 2001 Frame- case, the between context of this difference riparian logged work areas would not be “riparian” important. "Ri- and "resource” is burned.” term, parian” precise meaning something is a stream, river, related to the bank of a or other 8. This sentence translated into standard En- term, body general glish: logging of water. "Resource” is a "The 2004 Framework allows burning meaning anything close to streams in order to elim- from natural resource everywhere given 'treatment such as trees to a financial resource such as a inate trees reducing account. unit' as a means of the risk of fire.” bank categorical exclusion of re- “compac- eliminates Framework limited soil The 2001 pack to streams to creational stock and saddle stock areas close project tion” area, 2004 Framework toad-occupied during but the from meadows 5% of season, such no limit on “disturbances” places breeding rearing and allows develop project-based plans areas. managers mitigate effects on the toad. allows substantial- The 2004 Framework new, and recon- ly more construction grazing have also Other restrictions on existing, logging roads than struction of The 2004 di- been reduced. Framework Framework. the 2001 the 2001 Under habitat-protecting restrictions on vides Framework, miles of new roads were to grazing categories into several based on constructed, existing and 655 miles of be impacts grazing permit- the adverse on the reconstructed, during were to be roads greater impact, tee: the adverse Framework, the 2004 first decade. Under habitat-protecting required more effort is are to be construct- 115 miles of new roads part permittee. The 2004 on ed, 1,520 existing miles of roads recon- the effect of the 2004 EIS describes structed, Howev- during the first decade. grazing permittees on 47 Framework Framework, er, the 2001 950 miles under of the “active allot- (amounting 11% decommissioned, com- were to be of roads ments”). Framework, Under the 2001 1,175 miles of old roads pared with regulations impact” had “no adverse on the 2004 decommissioned under are to be any permittee. regulations had a “low also The 2004 Framework Framework. impact” on 11 a “medi- permittees, adverse tempo- an additional 215 miles allows 17, a impact” “high um adverse on adverse (43 temporary miles of roads rary roads “very impact” high and a adverse an addi- year years) for 5 and slates per Framework, impact” on 7. Under the 2004 3,200 of roads for maintenance tional miles (no are, respectively, 14 those numbers (640 year years). for five per miles (low), (medium), impact), adverse under the Finally, grazing restrictions is, a (high), (very high). and 7 That total are reduced 2001 Framework grazing permittees of 14 who had been Framework, Framework. Under the adversely impacted by habitat-protecting (cattle sheep), commercial livestock 2001 Framework are regulations under the (pack livestock well as recreational at all under the adversely impacted by commercial outfit- saddle stock used per- of those 14 2004 Framework. For 3 ters) were to be excluded from meadows mittees, by the 2004 change effected by Yosemite occupied known to be Toads *8 a high is to move from ad- Framework rearing during breeding the toads’ is, to at all—that to impact impact verse no seasons, well as from meadows where regulations requiring from “substan- move (or surveys presence the ab- to determine habitat-protective per- tial” effort the sence) yet not been of Yosemite Toads had no effort regulations requiring mittee to performed. The 2004 Framework allows whatsoever. graze livestock to meadows commercial that the 2004 predicts The 2004 EIS surveys presence to determine the where acreage the annual Framework will reduce yet per- Toads have not been of Yosemite 2001 Further, by wildfires. the the 2004 Framework burned Under formed. prose Agencies employ of clear should writers the Forest Service: "Environ- We remind review, write, impact mental statements shall be written or edit state- or editors to plain language ments!;.]” ... so that decisionmakers § 40 C.F.R. 1502.8. public readily them. and the can understand 1020 (Lands II), 981,
Framework, acreage annual the estimated McNair Council 537 F.3d 64,000 (9th Cir.2008) (en banc) during acres (quoting of wildfires was 987 Earth 63,000 decade, during acres Serv., first Island Inst. v. U.S. Forest 442 F.3d Framework, fifth decade. Under (9th 1147, Cir.2006)), 1156 overruled on acreage annual of wildfires the estimated grounds by v. other Winter Natural Res. decade, 60,000 during
is acres first Council, 7, 365, 555 U.S. 129 S.Ct. Def. 49,000 decade, during the fifth re- acres (2008). L.Ed.2d 18,000 acres sulting in a total reduction reviewing adequacy “In anof over two decades. EIS, employ we rule of reason to deter 2005, May Pacific Rivers filed suit mine whether the EIS contains a reason that the 2004 Framework was alleging ably thorough discussion of significant adopted in violation of NEPA and the aspects probable environmental conse Pacific appeal, APA. On Rivers contends quences.” v. Kern Bureau Land fails to take a “hard (9th Cir.2002) Mgmt., 284 F.3d impact look” at the environmental of the (internal omitted). quotation marks “Once amphibians. 2004 Framework on fish and agency obligation prepare an has an an We conclude that the 2004 EIS does not scope of environ fish, comply respect with NEPA with consequences mental that EIS must be comply respect amphibi- but does appropriate question.... to the action in ans.
If reasonably possible analyze it is II. Standard of Review in an EIS ..., the agency required perform is questions We review de novo of Article analysis.” Id. at 1072. justiciability, including standing. III Port (9th Jones, er v. 319 F.3d Cir.
2003). We also review de novo a district III. Discussion summary court’s judgment decision Standing A. agency complied that an with NEPA. Or.
Natural Desert Ass’n v. Bureau
Land
argues
Forest Service
for the first
(9th Cir.2008).
Mgmt., 531 F.3d
appeal
time on
that Pacific Rivers lacks
agency’s
Judicial
of an
compliance
review
standing
III
under Article
of the Constitu
APA,
governed by
with NEPA is
Questions
tion.
jurisdiction
of Article III
requires
which
this court to set aside the
any
can be raised at
time. See Ctr. for
agency’s
if it
“arbitrary, capri
action
is
Biological Diversity
Kempthorne,
v.
cious,
discretion,
an abuse of
or otherwise
(9th Cir.2009).
F.3d
not
accordance with law.”
(quoting
Id.
standing
To have
under Article
706(2)(A)).
§
5 U.S.C.
III, plaintiff
must establish that
will reverse a decision
“[W]e
as arbi-
(1) it has
“injury
suffered
fact”
trary
capricious only
if
(a)
particularized
concrete and
Congress
relied on factors
did
intend it
*9
(b)
imminent,
actual
conjec
or
consider, ‘entirely
failed to consider an
(2)
hypothetical;
tural or
injury
the
important aspect of
problem,’
the
or of-
fairly traceable to the challenged action
explanation
fered an
‘that runs counter to
(3)
defendant;
likely,
it is
the evidence
the
as
before
or is so
opposed
implausible
merely speculative,
that it
that the
could not be ascribed to
a
in
product
injury
by
difference
view or the
of
will be redressed
a favorable
”
agency expertise.’ The Lands Council v.
decision.
Earth,
tion,
the
Inc. v.
parties
dispute
Friends
Laidlaw
the
settled the
over
Sews.,
167, 180-81,
Envtl.
528 U.S.
120 that sale.
Id. at 1148.
appeal,
On
both
(2000).
693,
in National Forest had in Umpqua standing the district court, inter- plaintiff-organization’s threaten the easily sup- Pacific Rivers could have protecting ests in wilderness lands. Id. plemented Anderson’s declaration with But this fear insufficient to the court found of declarations individual members who “al- standing: obtain The member did not Sierras, enjoy use and specifying par- lege enjoyment any that his future is in ticular particular pat- national forests and way by the threatened Ash Creek Pro- timing terns of use. Given the added). ject.” (emphasis Id. objection standing, Forest Service’s if we were to hold on the current record that Society
Summers and Wilderness Pacific sufficiently Rivers has not estab- substantially different from this case. lished threats of harm to its members who Pacific Rivers introduced into evidence in recreation, use the Sierras for we would the district court a declaration of its Chair man, Bob Anderson. Anderson declares remand to the district court to fur- allow Tahoe, in that he lives South Lake that he ther development of the record. But we Lake, and his own property wife at Mono think development such additional un- they “frequently and that hike and climb necessary. clearly Anderson has stated in Range.” the Sierra Nevada Anderson that he and a number of Pacific Rivers’ declares further that Pacific Rivers has used, members have and will continue to members, over 750 some of whom live in use, the national in in forests the Sierras California. He states: variety places variety and in a ways. My first backpacking trip Sierra Nevada decades, During the first two the 2004 King Mineral area harvesting Framework allows the of ap- during which time I also I plan fished. proximately 4.6 billion board green feet of to continue long these activities as as the timber approximately 1.8 billion board management of Sierra Nevada national salvage feet of harvesting timber. This forests does not prevent doing me from place every will take one of the 11 garnered so. I have great personal so- national forests in the Sierras. The small- lace in knowledge that Sierra Neva- est amount green timber harvesting species da native and the watersheds during the two decades—35 million board that support persist them despite over a feet—will place take in the Lake Tahoe century’s worth impacts grazing, from Management Basin. The Lake Tahoe ba- mining, logging, building, road dam con- relatively sin is small subject and is to the struction, and related activities. The most intensive recreational use of the 11
same is true for the membership of [Pa-
by
national
forests covered
Rivers], many
in,
cific
of whom recreate
Framework.
Anderson lives
the Lake
throughout,
fish
and derive much satis-
Tahoe
greatest
faction
basin. The
amount
har-
from the Sierra Nevada.
vesting
billion board feet—will take
He
specifically
writes
—1.4
respect
place in Plumas National Forest. Har-
members:
vesting
quantities between these two
participate
[Pacific Rivers] members
place
amounts will take
in each of the
activities,
recreational
such
fishing,
other nine national forests covered
hiking, backpacking, cross-county skiing,
2004 Framework.
nature photography, and river and lake
boating throughout
the Sierra Nevada.
Framework,
Under the 2004
much of the
timber
harvesting
upper
will be
two
challenged
Forest Service
Pacific
standing
slopes.
Rivers’ Article III
thirds of
for the first
result
that har-
time in this court.
If
vesting
the Forest Service
likely
will therefore
be
from
visible
*11
by
specific project using
harmed
a
herbi-
Significant timber har-
distances.
great
streams,
near
place
also take
or-
vesting will
cides.” Id. at 1352. Members of the
spend
of forests
recreational users
where
ganization lived next
within the
The 2004 Framework
much of their time.
boundaries of the area where herbicides
of 115 miles of
the construction
authorizes
previously
had
been banned
would now
but
1,520
of
reconstruction
roads
the
new
permitted,
they frequently used the
be
existing
during
first
roads
the
miles of
area for recreation.
Id. at 1353. These
Grazing
commer-
restrictions
decade.
that
members contended
their health
will
livestock
be re-
and recreational
cial
adversely
recreational
interests were
af-
throughout the Sierras.
duced
fected
the Forest Service’s decision to
a
connection between
There is
concrete
Id.
character-
permit herbicide use.
We
Rivers’ members
the interests
Pacific
injury
the
“that
ized
members’
as the risk
the
the
enjoying the forests of
Sierras and
consequences” of herbicide
Lujan
See
of the
Framework.
effect
“might
overlooked[ ]
use
be
as a result
Wildlife, 504 U.S.
562-
v.
Defenders
government’s analysis
the
deficiencies in
(1992).
ly
separate
challenge
addressed a
NEPA
2246,
(1983))
103 S.Ct.
B. NEPA the 2004 Framework on “The National Policy Environmental Act fish amphibians. For reasons that First, has ‘twin places aims. it upon [a follow, agree we with Pacific Rivers with agency obligation federal] to consider respect fish, but disagree respect every significant aspect of the environmen to amphibians. impact tal a proposed Second, action. ensures will inform the 1. Fish
public that it has indeed
envi
considered
ronmental
concerns in
its
decisionmaking
64-page
contained
de-
” Kern,
process.’
284 F.3d at
tailed
(quot
of environmental conse-
ing Baltimore Gas & Elec. Co.
quences
v. Natural
of the 2001 Framework for indi-
conjunction
preparation
In stark contrast
with the
of a
species of fish.
vidual
contains
the 2004 EIS
programmatic-level
plan
to the
such as
*13
219.10(b) (1983)
of
analysis whatsoever
environmental
§
no
LRMP.
36
See
C.F.R.
Framework for
consequences of the 2004
(“A
impact
draft and final environmental
The 2004 EIS
species of fish.
individual
pro-
for the
prepared
statement shall be
analysis
the
incorporates by reference
plan according
proce-
to the NEPA
posed
contains
in the 2001
but
contained
219.5(a)(2)(i)
dures.”);
§
see also 36 C.F.R.
or different envi-
analysis
no
of additional
(2012) (“A
plan
plan
new
revision re-
consequences
ronmental
quires preparation of an environmental im-
new frame-
though
Framework even
statement.”). The 2004 Framework
pact
substantially
envi-
authorizes
more
work
not,
LRMP;
itself,
rather,
in
an
it is an
than the
ronment-altering activities
old amendment to the LRMPs for the Sierras.
particular importance,
framework. Of
may
amendments to
be so
Some
LRMPs
Framework allows an additional 4.9
they
do not
insignificant
require prep-
green
salvage
feet of
and
billion board
aration of an EIS. But the 2004 Frame-
during the first
two
harvesting
timber
work is a fundamental revision of the For-
decades,
it
nearer
much of
conducted
est Plans in the
Sierras. See
C.F.R.
streams,
to the 2001 Frame-
compared
(1983)
219.10(f)
(requiring
§
Forest Ser-
incorporates by
also
work. The
EIS
vice,
making “significant change
when
in
biological
assessments
reference
two
plan,”
procedure
to “followthe same
(“BAs”)
consequences of the 2001
required
development
approv-
and
on listed fish under
and 2004 Frameworks
al of a
plan”);
forest
see also 36 C.F.R.
Act. But it nei-
Endangered Species
219.5(a)(2)(h) (2012) (“The
§
appropriate
the BAs
findings
ther summarizes the
NEPA documentation for an amendment
appendix.
nor includes them an
[EA],
[EIS],
may
categorical
be an
an
or a
contends that
The Forest Service
exclusion, depending
scope
on the
sufficiently
hard look at
2004 EIS takes
likely ef-
scale of the amendment and its
of the 2004
consequences
environmental
fects.”).
ar-
The Forest Service does not
argu-
Framework on fish.
It makes two
gue
required.
that an EIS was not
But
First,
points
it
out that the
ments.
that,
argue
the Forest
does
be-
Service
Framework is an amendment
to each of
programmatic
cause of the
nature of the
the Forest Plans in the Sierras. The For-
Framework,
required
it was not
its
argues that because the Forest
est Service
LRMPs,
perform
EIS to
an
of environmen-
reasonably
it is not
Plans are
an
possible
consequences
species
for the
EIS
tal
for the individual
consequences
of environmental
of of fish.
species.
on individual
Framework
required
level of
an
Second,
in-
argues
that the 2004 EIS’s
is different for
corporation by reference of the BAs con-
wrote in Friends
site-specific plans. We
cerning
consequences
Norton,
Valley
Yosemite
v.
amendable analyze gation an EIS environmen- multiple guide management foreseeably tal arise (2) resources; imple- use an RMP merely saying from that the which in- stage during mentation consequences are or will unclear be ana- *14 projects, specific dividual site lyzed prepared later when an EA is for [management] with the consistent site-specific program proposed pursu- a plan, proposed and assessed. ant to an RMP. purpose of an “[T]he Ctr., Inc. v. For- Ecology United States possibilities is to [EIS] evaluate the in (9th Serv., 922, 923, 2n. est 192 F.3d light contemplated plans current and Cir.1999). EIS for a programmatic An to produce and an informed estimate of plan ... must ‘sufficient detail consequences.... environmental decision-making/ to foster informed but Drafting necessarily an involves [EIS] “site-specific impacts fully need not be degree forecasting.” some City of a evaluated until critical decision has Coleman, v. Davis 521 F.2d act development.” been made to on site (9th Cir.1975) added). (emphasis If an N. Lujan, Alaska Envtl. Ctr. v. 961 F.2d agency analysis were to defer ... of (9th Cir.1992).... 886, 890-91 RMP, environmental in an consequences
Although requires NEPA that promise on a perform compa- based to a [agency] consequences evaluate the analysis in rable connection with later an early stage pro its action at in site-specific projects, no environmental ject’s planning process, requirement consequences would need to ever be ad- (1) by statutory tempered is ‘the com dressed an EIS at the RMP if level reviewing [a court] mand that focus comparable consequences might arise, upon parameters a proposal’s as the scale, but on a smaller from a later site- (2) agency pref defines ‘the them/ specific proposed pursuant action to the erence to defer detailed until a RMP. development crystal concrete proposal an agency obligation Once an has to lized project’s prob the dimensions of a EIS, prepare scope an itsof consequences.’ able environmental consequences environmental in that Block, v. F.2d [California appropriate EIS must be to the action (9th Cir.1982) ]. NEPA question. designed is to Id. at 800-01. postpone analysis an environmental consequence to the possible last moment. Regardless of program whether a Rather, it is designed require such site-specific issue, matic plan at is analysis as soon as reasonably it can be requires analyze NEPA that an EIS envi Ecosystems done. See Save consequences ronmental Our v. proposed of a Clark, (9th 747 F.2d plan it 1246 n. 9 “reasonably possible” as soon as is Cir.1984) (“Reasonable Kern, forecasting to do so. At issue F.3d NEPA, ... things: speculation implicit Kern were two an EIS for a is (“RMP”) reject Management any attempt by agencies Resource Plan we must for Bay the Coos District in Oregon, responsibilities shirk their under (“EA”) Environmental labeling any for a NEPA and all Assessment discussion site-specific project in that ‘crys- district. The of future environmental effects as Kern, mentioned nowhere mentioned Scientists’ inquiry,’” quoting tal ball suggest- Atomic Ener and nowhere Info., Pub. Inc. v. Inst. for Comm’n, 481 F.2d need gy ed environmental (D.C.Cir.1973)). reasonably pos If it is in a if analyzed programmatic EIS not be con analyze the environmental sible “reasonably possible” perform it is RMP, the in an EIS for an sequences analysis. that anal perform required the Forest Service believe that Nor does more analysis may be The EIS ysis. II Lands overruled “reason- Council analysis, subsequent EA than general of Kern. The ably possible” requirement particular out that a may turn nowhere contends that we Forest Service an consequence must be Kern, or that Lands wrongly decided But and the EA. alyzed the EIS both “reasonably Kern’s Council II overruled analysis will not have an earlier possible” requirement. The Forest Ser- effort, guide it will been wasted recognizes vice its brief that Kern re- and, appropri to the extent EA *15 reasonably possible quires perform it to EA the ate, “tiering” by the to permit consequences in analyses of environmental duplica wasteful in order to avoid EIS Appellee’s EIS. See Br. at tion. (“Pacific correctly notes that this 25 Rivers added). (emphasis See also
Id. at 1072
program-
held
Kern that a
[in
]
Court has
integrate
(“Agencies
§ 1501.2
shall
C.F.R.
analyze
matic
should
environmental
EIS
process
planning
other
the NEPA
‘reasonably possi-
where
consequences
to
possible time
insure
the earliest
”).
argues
The Forest Service
under
ble.’
environmen-
and decisions reflect
planning
II
a court
Lands Council
owes defer-
values,
in the
delays
to
later
tal
avoid
of what
rea-
ence to its determination
is
con-
potential
and to head off
process,
because,
view,
in
flicts.”);
sonably possible
v.
its
Mexico ex rel. Richardson
New
683, 707-08,
Mgmt., 565 F.3d
analysis
‘reasonably
Bur. Land
scientific
“[w]hat
Cir.2009)
(10th
(relying on Kern
programmatic stage
at the
is a
possible’
respect
pro-
violation with
find NEPA
question
exper-
within the
methodological
EIS).
grammatic
But the Forest
agency.”
tise of the
Id.
contends that
dissenting colleague
argues that it need not
Our
Service nowhere
respect
pro
Kern with
we overruled
Kern.
comply with
deci
plans
our en banc
grammatic-level
at issue in this case
The 2004 EIS
II,
fects “on on ... aquatic analyzed The 2001 EIS the environmen- 4.3.2, habitats” in Section and the absence consequences tal to fish of of each (or any of such in analysis that section eight alternatives identified in the EIS. else), anywhere puzzling. is It possible is See, EIS, 3, e.g., 3, vol. ch. at 262 that the promised analysis absence of the (“Timber harvesting may be conducted in nothing is simple more than a mistake. areas, riparian following guide- different mistake, ifBut a it awas mistake that was lines, 6, 3, 4, under Alternatives specifically brought to the of the attention prohibit Modified 8. Alternatives 3 and 5 Forest Service in by the letter its written zones; building riparian road in Alterna- Washington above, staff. As described negative tive 5 further addresses effects of stated, that letter “There be needs to on roads streams requiring that failed of discussion the effects of the new alter- crossings road and culverts be identified riparian ecosystems, natives streams rehabilitation.”); have priority for see and fisheries.” (same). at also id. striking
In to also described contrast the environmental conse- (“One See, quences 2001 EIS of pages grazing. e.g., contained 64 of detailed id. of analysis factors, of environmental of consequences greatest risk within the control Service, the 2001 Framework on individual fish of the Forest to Forest Service species. pages The 2001 EIS devoted 28 sensitive fish in species the western United why of explanation no the 2004 EIS degradation has been States environment, reasonably possible provide any those re to especially aquatic grazing.”); long term livestock whatsoever of environmental con- sulting analysis from (same). 63, 122 fish, at species also id. for of sequence see individual analysis pro- had been when an extensive particular analyzed also The 2001 EIS There is also no vided EIS. species risks for individual environmental why it was explanation the 2004 EIS Paiute and example, for both of fish. For an exten- “reasonably possible” Trout, “risk factors” Lahontan Cutthroat environmental conse- sive of individual immediate loss included “the mammals, quences species to individual such as specific features fish ... habitat birds, but not cover, amphibians increases use[d] undercut banks changes reasonably possible provide any leading in sedimentation and the loss of capacity, bed spawning whatsoever environmental necessary to maintain vegetation riparian fish in 2004. species to individual For temperature regime[s].” adequate flexibility An in decid agency has Suckers, River risk and Lost Shortnose anal ing perform when “[djecreases in water included factors But an environmental yses. harvest, resulting from timber quality detail to foster “provide must ‘sufficient activities, riparian removal dredging ” decision-making,’ informed Friends of grazing.” For and livestock vegetation, (citation Valley, Yosemite 348 F.3d Steelhead, destruc- Valley “habitat Central omitted), unreasonably and so cannot be a “risk factor.” The was listed as tion” En In the Council on postponed. harvest, that “timber road EIS noted Quality (“CEQ”) established vironmental grazing, livestock building, agriculture, agency practices Force to review Task all steelhead development” “affect[ ] urban Force wrote in under NEPA. The Task For Creek Golden habitat.” Volcano CEQ, “Reli September report its Trout, factors included “increases risk *17 NEPA programmatic ance on documents in changes leading sedimentation public regulatory resulted in and has the loss of capacity, bed spawning NEPA agency programmatic concern that necessary to maintain riparian vegetation game’ a of play documents often ‘shell regime. The risk adequate temperature and where deferred issues will be primarily a result of when factors identified are addressed, agency credibility grazing practices.” undermining and current historic Suckers, factors in- Lake risk The NEPA Task For Goose and trust.” Force, Mod “many fact that of the streams ernizing Implementation cluded the NEPA habitat loss due to experienced (2003), have some http://ceq.hss.doe.gov/ available and other logging, grazing of the effects agency’s An ntf/report/frontmats.pdf. degrade factors that can watersheds.” “reasonably possible” compliance the EIS, in re requirement programmatic a 2001 EIS with re- adequacy of the level of environ sulting appropriate an is at to fish is not at issue. What spect that a “shell analysis, mental ensures of the 2004 EIS. adequacy is the issue appearance game the of such game” or analysis in the 2001 or not the Whether ar review under the is avoided. Judicial (a that is not adequate question EIS was of the bitrary capricious standard us), that an the 2001 EIS shows before Act, 5 Procedure U.S.C. Administrative of analysis consequences of environmental 706(2)(A), in turn ensures that an § species Framework for individual the 2004 its re- improperly does not evade “reasonably possible.” There of fish was above, an sponsibility perform environmental noted Section 4.2.3. of the 2004 EIS analysis analysis when such an is “rea- analysis an of promises the of the “[e]ffects sonably possible.” species dependent alternatives on on aquatic, riparian, and meadow habitats” in cases, appropriate
In level of some the 4.3.2. Section Section 4.3.2 contains a de- in a analysis programmatic environmental analysis tailed the of environmental effects cases, fairly In such our EIS debatable. mammals, on individual species of birds is to obligation expertise defer the of amphibians. But Section 4.3.2. con- the But in this case Forest agency. the no analysis tains of whatsoever individual largely has resolved the Service debate EIS, fish, species us. In the even though its Forest Service fish are the performed an analysis quintessential “species extensive the dependant likely impact of the 2001 environmental aquatic ... habitat[ ].” Framework, pages including of detailed light analysis In of the extensive of the analysis likely impact the on individual consequences environmental on individual contrast, species. fish In stark Forest species EIS, fish and of the analysis performed Service no whatsoever analysis extensive of the environmental likely EIS of impact its 2004 consequences species on individual 2004 Framework on fish. The Ser- mammals, birds, and amphibians provided analysis vice no despite the fact conclude, contrary we to the Framework allows much contention, Forest Service’s it was construction, more logging, burning, road “reasonably possible” to provide some Fi’amework, grazing than analysis of the environmental conse- it despite provided fact that had quences on individual species fish analysis detailed in a EIS 2004 EIS. The failure of EIS to only years three earlier. provide any such ais failure to require We do the Forest Service comply with hard requirement look provide in the 2004 precisely the same NEPA. level of as in its 2001 EIS. We recognize may be appropriate to b. Incorporation by Reference of have fewer than 64 pages anal- detailed Biological Assessment ysis of for in- The Forest Service’s fail-back ar species dividual of fish the 2004 EIS. gument is if that even of envi Indeed, if the Forest Service had ex- *18 consequences ronmental the 2004 plained its entirely omitting reasons for Framework species for individual fish any analysis impact of the “reasonably possible,” the hard-look re fish, on species Framework individual it quirement by is satisfied Biological two
might have been it able show that (“BAs”), by Assessments incorporated ref to postpone reasonable such analysis until erence in disagree. the 2004 EIS. We it site-specific proposal. makes a But the Section 7 of Endangered Species Act explana- Forest Service has provided no requires a (re- agency federal consult Compare § tion. 40 C.F.R. 1502.22 the U.S. Fish and quiring an Wildlife Service agency “always that make (“USFWS”) proposed if a by clear” if it action lacks information to conduct agency “may species analysis). environmental The affect” “listed” Forest Ser- provided 1536(a)(2); § vice has its critical opposite almost an habitat. U.S.C. 402.14(a). explanation, § for it promised analy- such an 50 C.F.R. Pursuant to Sec- 7, sis and then failed to it. As we tion the Forest Service two sent BAs to argument to initiate the consultation The Forest Service’s fails for the USFWS BA, in independently The first sent December three sufficient reasons. process. that the alternatives con- indicated First, nature, depending its material “may in the 2001 affect” the sidered EIS EIS, in should be the text of an should be Trout, Golden California Gold- Little Kern EIS, appendix in an to the or should be Trout, Trout, Pai- en Lahontan Cutthroat incorporated by reference in In the EIS. Trout, Chub, Tai ute Cutthroat Owen’s (1) descending importance: order of Dis- Sucker, Sucker, Lost River Short- Modoc significant cussion of environmental im- Sucker, nose and Warner Sucker. The pacts appear must the text of an EIS. BA, July sent in indicated second (2) § 1502.1. C.F.R. Material in the the alternatives considered any analysis “substantiates fundamental to “may species affect” all of the EIS may appear appendix. an [EIS]” except in the 2000 BA the California listed (3) § may Id. 1502.18. Material incor- be Trout. Golden porated by long reference so as its omis- does not the texts The 2004 EIS include “imped[e] sion from the EIS does not BAs, twice, it refers to them but 1502.21; § public review.” Id. appendix. text and once in an once Forty Questions see also Most Asked Con- First, “Threatened, Section 4.3.1 discusses cerning CEQ’s National Environmental Endangered, Proposed Species.” Policy Regulations, Fed.Reg. Act BAs, states, in respect to the its With (March 1981) (“FAQs”). 18033-34 If entirety: the BAs were intended to serve as the biological for the assessments] [T]he analysis of the environmental conse- and for the con- [2001 EIS] [2004 EIS] fish, quences of the 2004 Framework for thorough analysis tain a more of effects EIS needed do more than evaluating and was used effects [sic] incorporate They them reference. They hereby incor- species. on each analyzed should have been described and porated by reference. in the text of the 2004 and the BAs identify The text does not the individual themselves should have been included species of fish included the BAs. appendix. Second, of the 2004 is a Appendix C formality. not a mere pur- This is
“Consistency compares Review” that pose of an EIS is to inform decisionmakers 2001 and 2004 Frameworks to determine general public and the environmen- supplemental whether proposed tal of a federal ac- analysis is needed in the 2004 With EIS. purpose tion. That if a would be defeated Threatened, “Endangered, respect critical omit- part of the could be fish, Consistency Proposed Species” of appendices. ted from an EIS and its Review concluded: general public. EIS is circulated to the “If
Implementing proposed changes possible,” appendices at all are also *19 in the [2004 considered would EIS] public. circulated to the Id. at 18034 expected produce appreciably be to dif- 25a). (FAQ incorpo- The material that is species ferent results. Effects on these by is not circulated to rated reference the Biological are documented the As- public; only it need be “made available.” EIS], July sessment the [2004. incorporated by Id. Material that is refer- for “briefly ence described” in the must be EIS, 1502.21, § Appendix species body identifies the of fish of the 40 C.F.R. but The by description pur- the 2003 BA. a brief cannot fulfill the covered likely substance of is 2004 Frameworks that are affect of the EIS if the what to pose important part species. of the that incorporated is EIS discusses the analysis. impact grazing, prescribed of livestock fire, mechanical fuels treatments road Second, had they fully if been de- even maintenance. in the 2004 analyzed the scribed satisfied BAs could not have the “hard major One of the differences between The BAs requirement. look” functioned as the 2001 lat- and 2004 Frameworks is the process trigger to the consultation re- emphasis logging, pre- ter’s on rather than 7 of quired Endangered under Section the scribed as a burning, reducing means of They merely Species Act. enumerated the the risk of EIS de- wildfires. species fish may several of “listed” empha- impact changed scribes the the have, the by been affected alternatives con- Yellow-legged Frog. sis on the Foothill It sidered the 2001 and EISs. There posed states that Framework no of the was either BAs of the frog some risk to the prescribed because or which degree manner the alterna- burning often results the destruction or may tives have affected these fish. To the dispersal woody of coarse debris that the degree any analysis performed, was frog By decreasing uses for shelter. performed by the Fish and Wildlife amount of prescribed burning, the 2004 Biological when it prepared Opin- Service Framework will some benefit in response ions BAs. The 2004 EIS However, frog. also EIS reference, form, any makes no to either identifies the of mechanical logging use Biological Opinions. example, a risk. For the frogs sometimes Third, even if the BAs could have satis- parked seek shelter beneath vehicles. requirement, they fied the hard look ap- When logging operations begin any par- on plied only species. one of fish group As day, may ticular' frogs the vehicles crush above, analyzed described sheltered beneath the tires. the environmental for three Similarly, EIS considers the (1) groups: “federally threatened and en- impact changed grazing standards (9 (2) dangered species” species); fish It Yosemite Toad. states that fac- risk (11 species” “sensitive fish species); and tors to the Toad grazing Yosemite from (3) “moderate high vulnerability fish include (14 species” species). analyzed The BAs growth decreased rate of as a tadpoles only species the individual in the first result of increased live- bacteria from They group. nothing said about the indi- matter; mortality stock fecal being- from species vidual in the second and third feces; buried vege- livestock reduced groups. ju- tative hiding metamorphs, cover veniles, adults, which their increases
2. Amphibians vulnerability predation by snakes and The 2004 EIS contains an extensive birds; collapse bur- rodent amphibians. of individual spe- It rows from livestock punching, hoof cifically analyzes species amphibian: six thereby entrapping burying individu- Red-legged Frog, the California the Foot- als that use for hiding burrows cover. Yellow-legged hill Frog, the Mountain Yel- The 2004 low-legged allowing grazing EIS notes Frog, Northern Leopard Frog, yet meadows that have not sur- Frog Cascades and the been Yosemite *20 veyed For species, “may Toad. each the 2004 for Yosemite Toads EIS iden- contribute changes tifies between and the to localized extirpations.” states, further, It that discusses a number “because on- 2004 EIS also the-ground to minimize the activities such timber har- mitigation strategies road, trail, log landing of the 2004 vest and skid and Forest example, prior For would not occur to a Framework. construction decision, Prac- Management site-specific will use “Best Service future Forest and mainte- analyze site-specific for road construction tices” Service will effects practices designing include nance. These allowing of those activities before them.” stream crossings replacement states, further, and stream Id. at 24. The brief still flood; 100-year designing crossings for a that the Forest Service makes a “[w]hen minimize the crossings stream to diversion graz- decision to authorize or reauthorize flow; road avoiding of natural stream and allotment, ing on an it conducts a detailed construction wetlands and meadows. examine analysis, it can NEPA where continuously also The Forest Service will particular proposed grazing, effects of the site-specific if grazing monitor allotments considering ... the allotment’s location breeding Toad changes around Yosemite ..., timing, scope, intensity [and] sites are authorized. The 2004 EIS states proposed grazing.” (emphasis Id. at 40 monitoring that such will allow the Forest deleted). The Forest Service makes simi- mitigate threats to identify to Service lar commitments the 2004 EIS. For the Yosemite Toad. states, example, “Site-specif- the 2004 EIS projects ic decisions will be made on that the Forest
Pacific Rivers contends ... compliance following ap- with NEPA further anal- required to Service plicable public involvement and adminis- changes that are authorized ysis of appeal procedures.” trative 2004 Framework. Pacific Riv- 2004 EIS under the further, “Any from part site-specific contention stems states actions ers’ implement decision under the 2004 taken to direction in the Forest Service’s delegate significant Framework to deci- Amendment require compli- Plan would authority managers to local sionmaking ance with NEPA.” We are confident that example, build, For in a amphibian habitats. proposes when the Forest Service discussing livestock portion roads; of Section 4.2.3 reconstruct decommission meadows, grazing on EIS notes logging prescribed burning conduct a or a changes makes that the new framework operation management; for fuels to allow flexibility design designed to “allow into pack stock saddle stock Yosem- and/or practices address local management [to] meadows; Toad-occupied permit ite However, we are satisfied conditions.” graze near Yosem- commercial livestock Forest Service’s was suf- that the sites; rearing or to breeding ite Toad ficient, process, given stage at this of the pesticides riparian in a conservation use provides significant that the EIS area, fully comply it will with the amphibi- of the environmental effects requirements applicable to such NEPA ans, site-specific projects are not projects. site-specific yet at issue. Conclusion repeatedly
The Forest Service has
com-
II,
In
we
that we
Lands Council
wrote
complying
itself to
with NEPA for
mitted
in an
will hold that an
has acted
site-specific projects
proposed
that will be
arbitrary
capricious
prepar-
manner
example,
under the 2004 Framework. For
“ ‘entirely
court,
an EIS when it has
failed to
ing
in its brief in this
states
prob-
important aspect
consider an
NEPA
will occur at
“additional
”
case,
In this
Br. at
lem.’
1035 II, APA, choices.” Lands Council 537 logical we actions. Under agency’s F.3d at 991. standard highly deferential employ must Ser- reviewing the Forest of review when Therefore, this we renounced incorrect case. 5 U.S.C. actions this vice’s engaged where we in “fine- jurisprudence 706(2)(A). Forest § Service’s Unless agency assessments of action. grained” “arbitrary, capricious, an abuse action is Id. at 993. We instead observed that this discretion, not in accordance or otherwise proper was not the role for courts. Id. law,” may set it aside. Id. we Rather, proper simply “our role is to en- that the Forest Service made no sure II, a unanimous en
In Lands Council judgment’ that would render ‘clear error decision, explained that “[r]eview banc we ” ‘arbitrary capricious.’ action Id. its stan arbitrary capricious under (quoting Marsh v. Natural Res. Coun- Or. narrow, and we do not substitute dard ‘is cil, 360, 378, 1851, 490 109 S.Ct. 104 U.S. agency.’” for that of the judgment our (1989)). majority relies L.Ed.2d 377 (Lands v. McNair Council Lands Council prior suggest that on cases decided (9th Cir.2008) (en II), 537 F.3d role for courts. Howev- less deferential omitted) banc) (alteration original (quot er, II irrevocably Lands Council has Serv., Inst. v. ing Earth Island U.S. by changed legal landscape setting (9th Cir.2006), abro 442 F.3d by high forth the level deference owed grounds by Winter v. Natu gated on other agency courts to action. Council, 555 U.S. 129 S.Ct. ral Res. Def. (2008)).
365, 172
We also
L.Ed.2d
Accordingly,
agency’s
an
decision can be
ju
circuit’s “environmental
noted that our
“only
agency
set aside
relied on
if
ha[d],
times,
away
at
shifted
risprudence
Congress
factors
did not intend it to con-
review,”
appropriate standard of
sider,
from the
entirely
an impor-
failed to consider
prior to 2008. Id.
988.
aspect
problem,
tant
of the
or offered an
explanation that runs counter to the evi-
Although
only explic-
II
Lands Council
agency
implausi-
dence before the
or is so
Center, Inc. v.
itly
Ecology
overruled
ble that
it could not be ascribed to a
(9th Cir.2005),
Austin,
F.3d 1057
ex-
product
agency
difference in view or the
Ecology
Center was a case
plaining
(internal
expertise.”
quotation
Id. at 987
error,
illustrative of this
our correction
omitted)
added);
(emphasis
marks
see also
beyond
solitary
case. We
extended
Agency,
v. U.S. Envtl. Prot.
Sierra Club
jurisprudence
to the shift in our
referred
(9th Cir.2003).
955, 961
346 F.3d
occurring
years,”
clearly
“in recent
which
majority argues that “the Forest
multiple
incorrect decisions.
alludes
II,
‘entirely failed to consider’ envi-
owed to
under
“[wjhether
id.,
Maj.
But
general,
Op.
rather
1034.
standard of review”
important aspect
has overlooked ‘an
just regarding
than
studies and on-the-
...
turns on what a relevant
ground analysis,
majority argues,
problem,’
as the
”
‘important.’
makes
previ-
substantive statute
Maj. Op.
We observed
Thomas,
v.
“key
by
errors”
Or. Natural Res. Council
ous decisions committed
Cir.1996)
(9th
Mo-
(quoting
imposing
agencies
“require-
additional
F.3d
Farm,
Ass’n v. State
any
relevant statute
tor Vehicle
not found
ment[s]
Mfrs.
Mut.,
29, 43,
2856, 77
463 U.S.
103 S.Ct.
regulation”
showing
insufficient
(1983)). As
below
L.Ed.2d 443
discussed
agencies
and “their methodo-
deference
First,
II,
relying
require
a pro-
NEPA is the relevant statute.
on Kern
Part
*23
grammatic
reasonably pos-
EIS to include
analy-
require
specific
NEPA
site
does not
site-specific analysis
sible
as soon as rea-
programmatic
at the
EIS
sis be considered
sonably possible
the language
stretches
Rather,
encourages
NEPA
the de-
stage.
beyond
Kern far
the
from
facts of the
issues
analysis
ferral
until the
of such
Kern
a programmatic
case.2
did deal with
ripe
analyzing them will be most
However,
agency
the
actions at
EIS.
issue
Thus,
can-
meaningful.
the Forest Service
sales,
site-specific
there were
timber
con-
not
to
an
of the
aspect
have failed
consider
stituting a critical commitment of re-
by
following
NEPA
problem required
by
(“A
plan,’
sources.
Id. at 1069
‘concrete
a
and de-
NEPA’s tiered
structure
a
‘specific undertaking,’
‘site-specific
analysis.
ferring specific
Guidelines,
program’
incorporating the
case],
we anticipated
previous
[a
such as
addition, though
majority pays lip
In
the
us.”).
programmatic
are now before
service to Lands Council II’s deferential
specifically
in Kern had
deferred anal-
review,
majority
the
relies on
standard of
ysis
specific
to
actions
future NEPA
Manage-
Kern v.
Bureau
U.S.
Land
analysis.
Id. at 1074. Rather than strike
(9th Cir.2002)
ment,
The
and irretrievable
commitment of
re-
“integrate
encourage agencies
ulations
(quoting Metcalf, 214 F.3d at
sources.”
process
planning
with other
the NEPA
1143)).
hand,
On the other
we have held
Maj.
possible
Op.
the earliest
time....”
1501.2).
agency
that an
is “free to decide not to
§
(quoting
40 C.F.R.
But
analysis]
[provide
up
NEPA
until the time
interpreted
regula-
“this court has
these
spe-
its Decision Notice for the”
agencies
prepare
issued
requiring
tions as
documents,
cific commitment of resources.
Id. at 893
such as ... an
NEPA
words,
In
(emphasis
original).
and irretrievable
other
any
‘before
irreversible
omitted)).
to con-
agency
entirely
majority’s proposed
have
failed
rule
cannot
problem
of a
before a
turn
aspect
arbitrary
capricious
sider an
would
review
has
critical
of resources
taken
commitment
keep
on its head and allow courts to
agen-
op-
has an
place,
still
leash,
because
tight
on a
directing agencies
cies
portunity
point
up
best,
on what
based
courts view as
Accordingly, whether
necessary analysis.
majority’s
illustrated
decision
“reasonably
possible” and was
is
certainly
case. While
this
there
times
reasonably possi-
provided “as
as it is
soon
I
disagree
quality
would
when
inquiry
ble”
whoU/y
irrelevant
timing
of an agency’s
and would
timing
analy-
of the agency’s
whether the
dictating
agenda, arbitrary
enjoy
my own
capricious.
sis was
arbitrary
capricious
simply provides
review
cites,
courts with no warrant to do so.
prece-
majority
ignores,
but
dent
this critical
upholding
commitment
ease,
present
In the
it is undisputed that
*25
See,
Maj.
e.g.,
Op.
resources threshold.
Forest
not
service has
made a critical
(citing
1025-26
Friends
Yosemite Val-
of
any
commitment of
regarding
resources
800).
ley,
majority in-
348 F.3d at
site-specific projects. The 2004 Frame-
preferred timing
stead
its own
for
requires
not
final
“do[es]
work
authoriza-
analysis. Essentially,
majority
NEPA
any
tion for
and
activity,”3
“subsequent
range
there is a
misunderstands
wide
and full
review [of
these
agency
permissible
of
action between what
site-specific projects]
contemplated,”
actions,
courts
as
hope
for
ideal
Valley,
Friends
Yosemite
348 F.3d
of
and
fall
actions that
below a much lower
only
801.4 It
establishes the standards
threshold, becoming arbitrary
capri-
and
and guidelines
projects
under which future
cious.
v.
See
Fox
Sta-
F.C.C.
Television
Thus,
permitting such
must
actions
occur.
tions, Inc.,
502,
1800,
U.S.
556
129 S.Ct.
timing
Forest
analysis
Service’s
of
has
1810,
(2009) (under
quiring
the
to
the amount
majority
As the
it is true that
analysis
majority
appropri-
CEQ’s
the
thinks is
the
expressed
Task Force has
con-
reasonably possible
ate as
tiering
soon
illus-
cern that the use of a
structure can
misunderstanding
trates a
tiering
game” regarding
the
result in a “shell
“when
CEQ
in
regula-
framework set forth
the
where
deferred issues will be ad-
These regulations
pub-
Maj. Op.
(citing
tions.
balance the
dressed.”
1029-30
culture,
Service,
general,
changes proposed
"In
the
in [the
Sierra Nevada Forest
designed
Amendment,
Framework]
to meet the
Supplemental
Plan
1 Final
Envi-
guidelines
intent of the standards and
in [the
Impact
(January
ronmental
Statement 214
Framework],
previous
flexibility
but allow
to
2004)
added)
(emphasis
[hereinafter
SEIS]
design management practices [to] address lo-
(citation omitted).
Dept, Agri-
cal conditions.” United States
Force,
Nepa Im-
Nepa
Modernizing
biological
Task
erence two different
assessments
(2003),
plementation
http://
available at
analyzing
the
of the 2004
ceq.hss.doe.gov/ntf/report/finalreport.pdf).
species. Maj.
EIS on individual fish
Op.
that, in
majority ignores
But the
the same
1030-31. While the
from the bio-
discussing
potential “shell
paragraph
this
logical
likely
assessments is
insufficient for
the Task Force recommends that
game,”
site-specific NEPA analysis regarding a
CEQ
problem by creating
address the
the
potential critical commitment of resources
whereby programmatic
requirements
doc-
fish,
affecting
it further
that
illustrates
the
“provide
would
a roadmap,
uments
ex- Forest
promise
Service did not break its
plaining where and when deferred issues
provide at
aquatic
least some
by
public
regulatory
raised
and/or
species
EIS.
agencies
poten-
will be addressed.” This
Fourth,
majority
incorrectly asserts
regulatory
requiring
tial
solution of
a sim-
explanation”
there is “no
for the For-
ple roadmap
programmatic analysis
for
is
est Service’s decision to defer more in-
markedly
majority’s
than
ap-
different
depth analysis
species.
of individual fish
proach of
imposing
novel and unclear
See, e.g., Maj.
However,
Op. 1029-30.
judicial requirement, destroying
agen-
clearly
Forest Service
explain
did
its rea-
cy’s methodological flexibility and requir-
deferring
sons for
in depth analysis until
ing
majority
whatever
thinks
site-specific projects
more
were identified.
“reasonably possible”
performed
to be
Specifically,
Decision,
in its Record of
reasonably
soon as it can
“as
be done.”
stated,
Forest Service
majority
seems to suggest that the
ability
Our
strategically place
fuel
inappropriately participat-
Forest Service
optimum
treatments
effectiveness
game”
ed
such a “shell
this case
compromised
has been
by the set of
providing
“puzzling”
and unfulfilled
complicated rules in the
Frame
[2001
promise
perform specific analysis
of in-
work], The
guidelines
standards and
species. Maj.
But,
dividual fish
Op. 1028.
applied
[Framework] are
at
assuming
even
that the Forest Service was
level,
stand
rather than by land alloca
required
through
any prom-
to follow
on
....
tions
Some of the rules are so de
ises
made
the Forest Service
they prescribe
tailed that
down to one
any promises.
did not break
As the ma-
allowed,
acre what is
and require meas
jority acknowledges, the Forest Service
uring change
canopy
percent
to ten
explicitly promised
analyze
never
indi-
increments, which is not consistently
species;
merely
vidual fish
explained
practical with existing measurement
“[e]ffects
alternatives on
tools. This
approach limits
fine-scale
species dependent
aquatic,
riparian, and
ability
our
significant
to make
prog
meadow habitats”
“explained
would be
ability
ress ....
strategically
[O]ur
207;
elsewhere in
SEIS.” 1
th[e]
SEIS
*29
place fuels treatments
landscape
on the
Maj. Op.
see also
1030. The Forest Ser-
compromised
has been
by
complexi
clearly
vice
promise.
delivered on this
Spe-
ty
rules
...
-[which
more
allows]
habi
of
cifically,
habitats,
aquatic
as to
Part II.B
tat
lost to
[to be]
wildfire.... This deci
highlights the Forest Service’s extensive
sion is intended to reverse that
trend.
analysis regarding how various alterna-
8-9;
tives would
aquatic
affect
habitats and
Record of Decision at
Ap-
see also
corresponding dependent
result,
species
gener-
pellee’s Br. at 6. As a
the agency
Moreover,
al.
majority
notes,
as the
explained
also
that
the 2004
being
EIS was
incorporates by
Framework
implemented
ref-
to “assure the most efficient
duty
re-
to
appropriate
government
use of
has no further
consider mitigation
”
”).
at
.... Record of
23-24. measures ...
Decision
sources
argued not
primarily
Forest Service
The
only
Not
has
Forest Service af-
analysis
be en-
more
would
providing
that
they
that
many
plan
firmed
times
to en-
“there
impossible, but rather
that
tirely
gage
analysis
further detailed
when spe-
analytic
information and
was insufficient
identified,7
projects
cific
but we have a
”
meaningful analysis....
Ap-
for a
tools
legal duty
assume that the agency
to
will
added).
Br. at
(emphasis
pellee’s
perform
analysis.
In
Salmon River
Therefore,
have con-
majority
should
Robertson,
v.
Concerned
we
Citizens
ob-
that it was well within the Forest
cluded
served that courts should “assume that
that the
discretion to determine
Service’s
government
will ...
agencies
comply with
analysis of
deferring in-depth
of
benefits
obligations
their NEPA
later stages of
meaningful
species
to
more
aquatic
(9th
32 F.3d
development.”
informa-
outweighed any delays in
analysis
Cir.1994)
Conner,
(quoting
848 F.2d at
tion.
1448).
to a
the Forest Service commits
site-
If
programmatic,
B. The amount of
future,
en
project
without
specific
analysis
high-level
was sufficient
required
in the
anal
gaging
level of NEPA
engage in
informed decision-
a via
ysis,
might
then Pacific Rivers
have
regarding
making
policies
broad
Indeed,
likely
claim.
ble NEPA
it is
affecting
species,
including
all
by
majority
deficiencies noted
the”
“[t]he
fish.
fish)
(regarding analysis
“are
opinion
majority
the omissions the
Service
claims that the
precisely
Forest
Forest Ser-
to comply
“entirely
need to correct in order
vice
failed to consider an impor-
will
Block,
problem”
with
at
fully
aspect
provid-
NEPA”
a later time.
tant
763;
ing
analysis
F.2d at
see also N.
Envtl.
in-depth
regarding
Alaska
how the
(9th
Lujan, 961
2004 programmatic
Ctr. v.
F.2d
Cir.
Framework would af-
1992) (approving
species
Maj.
EIS that
fect
of fish.
specific
Op.
II,
applica
(citing
deferred detailed
until an
1033-34
Lands Council
537 F.3d
987).
here,
submitted,
a mining permit
because the
tion
But
Forest
noting
“judicial
precludes
estoppel
but
Service chose
utilize a tiered NEPA
that it
arguing
implement
pro-
the Park Service from later
structure and
See,
("This
e.g.,
implement
Record of
tions
Decision at
taken
direction in the
require
tim-
Decision] does not authorize
Forest Plan Amendment would
com-
[Record
any
activity
pliance
specific
analy-
sales or
other
An
ber
with NEPA.
Site-spe-
completed
poten-
Sierra Nevada
national forests.
sis would be
assess the
projects
proposed
impacts
decisions will be
tial
cific
made on
activities on water
NEPA, ESA,
compliance
quality
aquatic
riparian systems.
other en-
public
following applicable
laws
would also include an
vironmental
assess-
appeal pro-
ment
watershed
involvement
administrative
of cumulative
effects rela-
cedures.”);
Agricul-
Dept,
United
of concern
States
tive to thresholds
established for
ture,
Service,
area.”);
project analysis
Forest
Sierra Nevada
watersheds
Amendment,
(“At
Supplemental
Appellee's
project-level,
at 49
Plan
Final
Envi-
Br.
Statement, Response
Impact
will
the Forest Service
consider both the
ronmental
2004)
(January
synergistic
proposed
Public Comments
effects
actions
within
*30
("Actual
project,
applicable,
and
a
where
as well
[hereinafter
SEIS]
locations
as the
multiple projects
determined
miles of roadwork would be
cumulative effects of
con-
Framework,
through project-level
analy-
again
planning
forming
ap-
to the
where
sis.”);
site-specific
plicable.”).
("Any
at
ac-
Id.
scope
graded
the relevant
of “the
of all
grammatic
habitats
the Sierra Neva-
da,”
problem”
whether the Forest Service
though
original
is
much of the
problem
informed
‘sufficient detail to foster
“providefd]
was related to “lower elevation dams and
”
sionmaking.’
Friends
Yo
deci
diversions.” 1 SEIS at 3. The EIS ob-
at
Valley,
(quoting
semite
348 F.3d
greatest
served
effects on the
“[t]he
890-91).
at
Lujan, 961 F.2d
As discussed
[a]quatic, [r]iparian and [m]eadow [eco-
above,
only
majority
able to claim systems
generally
will
be from either me-
by ignoring
proper
standard
otherwise
chanical
catastrophic
fuel treatments or
refusing to defer to the
of review and
wildfires.”
at
Id.
96. “Fires can have
in determining
discretion
Service’s
extraordinary effects on
pro-
watershed
analysis.
scope
Kleppe,
of its
See
and,
consequence,
cesses
as a
significantly
(agencies
at
Specifically approach “pose[d] higher short-term regarding aquatic habitats risks (home to species), aquatic prescribes fish resources because it Framework notes that larger these are one of the most “de- amounts of mechanical treatments *31 greater explained treatment intensities.” Id at just that roads are behind 97, 12, 215. But the Forest Service con- wildfires in potential their effect on mitigated by that this cluded the ex- ecosystems “aquatic quality and water long-term aquatic benefits to habi- pected forested environments.” Id The EIS cit- resulting reducing tats from wildfires. Id. ed discussing studies how “roads can deliv- The Forest Service also asserted its intent er more sediment any streams than any through to reduce short-term threats other human disturbance forested envi- objectives “Aquatic Manage- listed its (citation omitted). ronments.” Id How- Strategy,” management prac- ment best ever, the studies also indicated that “sur- tices, goals “landscape-level related to face erosion from roads can be reduced conditions” and “land allocations” that through improved construction, design, applied during “project would be level practices,” and maintenance and “[pjroper 207, analysis.” Id. at 215. It location, road drainage, surfacing, and cut was reasonable for the Forest Service to fill slope slope impor- treatments are specific analysis more propos- defer (citation tant in limiting effects.” Id omit- aquatic species, al’s effect on because ted). explained The Forest Service “[potential aquatic, treatment effects on proposed “modest reduction overall riparian ecosystems and meadow are miles, improved road conditions,” road amounts, largely a function of types, subsequently adopted in the 2004 Frame- intensities, and locations of treatments and work, were some of “the most important they the standards which imple- aspects reducing aquatic risks to re- at mented.” Id. sources.” Id at 215. Although majority correctly *32 Framework and the 2004 Frame- meadows and improve aquatic habitat con-
[the work], alternatives, the ... Under both facilitating growth ditions of stabi- roads, biological previously as effects lizing vegetation along streams.” 1 SEIS described, would be reduced across the at 214. The 2001 and the 2004 Frame- bioregion....” 1 SEIS at 212. The EIS primarily works differ in that changes to that, further noted under the Frame- heights may utilization and stubble be al- work, there would be a decrease the net lowed the 2004 Framework when cur- (under miles of roads. Id. range “good rent conditions are to excel- Framework, “1175 miles would be decom- (and evaluation]”). lent” after “rigorous! ] missioned and 115 miles of new road would Monitoring Id. requirements under this constructed”). Although be the miles of approach flexible will “minimize!] differ- reconstructed roads would almost double aquatic ecosystems ences in effects on ... may have short-term impacts, recon- between the and 2004 [2001 Frame- would “im- expected structed roads be to Id. works].” prove quality aquatic water habi- Thus, after recognizing general im- tat. ...” Id. pact that various proposals could on have provided The 2004 EIS also analysis of the environment and the measures that the effects to watersheds from on-the- mitigate could pro- those effects ground activity that the Forest Service grammatic the Forest Service rea- might permit under the Framework. The sonably deferred the detailed that, explained Framework as a broad- site-specific projects. future Based on this policy, projects based future should remain analysis, the Forest clearly Service did not protective of wildlife but strive for more “entirely an important fail[ ]” consider effective reduction of hazardous fuels. aspect programmatic analysis re- See, e.g., 6, 9, 36, Appellee’s Br. at 54. It quired informed decision-mak- also identified activities have occurred ing. majority may preferred have Framework, since the 2001 including soil specific analysis more about individual fish and water resource improvements, hazard- species, preference justi- but such reductions, ous fuels suppression, wildfire fiable reason under NEPA to disregard and road construction. Id. at 50. Based agency’s arbitrary and ca- information, on this it analyzed combined pricious. synergistic effects of the elements aquatic ecosys- 2004 Framework on III. CONCLUSION tems species, explaining that the 2001 and 2004 expected Frameworks are agency clearly “rel[y] did not on effects, have similar because both alterna- Congress factors did not intend to con- required tives are quality meet soil sider” when it utilized the tiered methodol- standards. at Id. 47-48. ogy encouraged by CEQ regulations for implementing NEPA. Lands Council
Similarly, the EIS addressed
im-
II,
we can overturn an action if committed one of these arbi- errors, capricious
trary and because case,
no error such occurred this I appropriately
would defer to the Forest reasonable
Service’s decision and affirm. DISTRICT,
ANCHORAGE SCHOOL
Plaintiff-Appellee,
v.
M.P., disability a student with
M.P., parent, his Defendants-
Appellants.
No. 10-36065.
United States Appeals, Court of
Ninth Circuit.
Argued and Submitted Oct. 2011. July
Filed notes that, The Forest Service determined be- anticipates that the 2004 Framework con- many cause details of on-the-ground actual forests, siderably logging more in the unknown, yet activities were a more de- majority ignores the fact that much of that tailed appropriately would be con- may logging example, never occur. For specific projects ducted when were identi- 214 million board feet were offered for example, fied. For explained the EIS 2000-2002, average on FY sale between “actual locations and miles of roadwork only actually but 118 million were sold— be determined through project-level [will] approximately 55%. at Id. 174-75. Simi- planning and analysis.” SEIS at 66. larly, only 58% of the fuel pro- treatments Changing the location of a proposed road jected under the 2001 Framework were by just a few hundred feet could make a out in years carried the first three substantial impact difference it had Id; Appellee’s Framework. Br. at 22-23. riparian areas A and on fish. different Therefore, reasonably the Forest Service might significantly location have different concluded that it would be inefficient to vegetation, type, soil and topography. perform detailed of the impact Changing the location could even place a that may place, activities never take completely road drainage different EIS contains sufficient basin, potentially impacting entirely differ- probable consequences of increased See, species ent e.g., Biological fish. management fuel lev- Assessment for July SNFPA SEIS el. (Paiute 30, 2003 cutthroat trout only found The 2004 Framework identified roads as streams). in 14.5 miles of another “critical component” of the risk aquatic species, explained and benefit “tradeoffs” to The EIS manage- “road which include fish. 1 at 209. vary substantially SEIS The ment does not between
