OPINION AND ORDER
Plaintiff, Jose Pacheco (“Plaintiff’), initiated this action on November 26, 2002, alleging that Defendant, New York Presbyterian Hospital (“Defendant” or the “Hospital”), discriminated against him and a class of Hispanic employees by maintaining an “English-only” policy in violation of Title VII of the Civil Rights Act of 1964, 42 U.S.C. § 2000e et seq. (“Title VII”), Title VI of the Civil Rights Act of 1964, 42 U.S.C. § 2000d (“Title VI”), 42 U.S.C. § 1981a, and New York State and New York City human rights laws (“NYSHRL” and “NYCHRL,” respectively).
The Hospital now moves for summary judgment. For the reasons stated herein, the Hospital’s motion is granted.
I. Background
In opposing this motion, Plaintiff has neither provided a counter-statement of material facts as required under Rule 56.1(b) of the Local Rules of the United States District Courts for the Southern
Plaintiff, a United States citizen, was born and raised in Puerto Rico. (4th Am. Compl.(“Compl.”) ¶4.) Plaintiff identifies himself as Hispanic by national origin, and is fully bilingual in English and Spanish. (Def.’s Rule 56.1 Statement (“Def.’s 56.1”) ¶ 11.) Plaintiff has worked for the Hospital since August 5, 1994. (Compl. ¶ 12.) In 2000, Plaintiff was employed as a Patient Representative in the Associates in Internal Medicine (“AIM”) Clinic of the Hospital. (Def.’s 56.1 ¶ 2.) On approximately May 8, 2000, Plaintiff sought and obtained a transfer within the Hospital to the position of Patient Representative within the Ambulatory Referral Registration Area (“ARRA”), a unit of the Hospital’s Patient Financial Services Department, the registration desks of which are located on the first floor of the Hospital. {Id. ¶¶ 2, 13.) Plaintiffs was a purely lateral transfer, without any change in pay, benefits, or bargaining unit seniority. {Id. ¶ 6.) When Plaintiff transferred to ARRA, he was subject to a probationary period, during which he was to be trained and closely supervised. {Id. ¶ 19.)
While Plaintiff worked in the ARRA unit (between May 8 and July 24, 2000), he was directly supervised by Mohammed Hack, and also worked under the supervision of Patricia Votta, Manager of Patient Financial Services, Outpatient Registration.
Plaintiff objected to Votta about her request that he speak only English while performing his job duties, and he alleges that in response to his complaint, Votta retaliated against him by varying his job duties and assignments. (Compl. ¶ 21.) In particular, Plaintiff claims that when he began working in the ARRA unit, his hours were 8:00 a.m. to 4:00 p.m. and that a week after he questioned Votta’s request to speak English, Votta changed his hours to 8:30 a.m. to 4:30 p.m. (Id. ¶¶ 22-23.) The next week, Plaintiff claims, Votta again changed Plaintiffs hours to 9:30 a.m. to 5:30 p.m. (Id. ¶ 24.) Plaintiff alleges that the changes to his schedule disrupted his home life by interfering with his ability to fulfill his parental responsibilities. (Id. ¶ 26.) Plaintiff further alleges that during this time period, Votta retaliated against him by telling him that she intended to assign him to weekend work, although there is nо evidence that Plaintiff ever was assigned to work on weekends. (Id. ¶ 25; Def.’s 56.1 ¶ 32.) Finally, Plaintiff alleges that Votta retaliated against him by assigning him a task requiring over two and a half-hours to complete, only fifteen minutes before he was scheduled to leave for the day, and that Votta unfavorably compared his productivity to that of a more senior co-worker. (Compl. ¶¶ 28-29.)
During the period Plaintiff was employed in the ARRA unit, he never received a written warning, suspension, negative written evaluation, demotion, or written disciplinary action. (Def.’s 56.1 ¶ 9.) Plaintiffs job description in the ARRA unit detailed that his position required flexible days and hours. (Id. ¶ 29.) In fact, the ARRA was open and staffed seven days a week, and ARRA employees were expected to work variable hours and weekends. (Id. ¶¶ 30-31; Votta Aff. ¶¶ 12-13.)
On approximately June 9, 2000, one month after transferring to the ARRA unit, Plaintiff made an oral complaint to Gregory Rivera, a Hospital Human Resources employee, about Votta’s request that he speak only English while working. (Compl. ¶ 33.) Rivera assured Plaintiff that the Hospital did not have an English-only policy.
(Id.
¶34.) Approximately
On approximately July 24, 2000, before Plaintiff completed his probationary period in the ARRA, Plaintiff applied for, and was granted, a transfer back to his prior position in the AIM clinic where he received the same salary, benefits, and bargaining unit seniority that he had in the ARRA unit. (Def.’s 56.1 ¶¶ 3, 6.) Plaintiff alleges that he was compelled to request this voluntary transfer in order to avoid having Votta ultimately reject his permanent transfer to the ARRA unit, although the record is devoid of any evidence supporting this concern. (Compl. ¶ 39.)
Plaintiff alleges that his transfer back to the AIM clinic was detrimental to his candidacy for positions in other Hospital departments, and that he was further hampered in winning promotions because he lacked the experience he would have received in the ARRA unit. (Compl. ¶¶ 41-42.) Plaintiff does not specify which promotions he was denied, the reasons for the denial of any such promotions, or the qualifications of those who received the unspecified promotions. In any event, it is undisputed that approximately three months after transferring back to his position in the AIM clinic, Plaintiff applied for, and received a promotion with a salary raise of seventeen percent. (Def.’s 56.1 ¶ 23.) Subsequently, Plaintiff received a second promotion, and as of September 2004, . earned close to double what he earned while he was at the ARRA unit. (Defi’s 56.1 ¶ 24.)
II. Discussion
A. Summary Judgment Standard
Summary judgment may be granted when it is shown that there is “no genuine issue as to any material fact and that the movant is entitled to judgment as a matter of law.” Fed.R.Civ.P. 56(c);
see also Celotex Corp. v. Catrett,
A party seeking summary judgment bears the burden of establishing that no genuine issue of materiаl fact exists.'
See Atl. Mut. Ins. Co. v. CSX Lines, L.L.C.,
However, Fed.R.Civ.P. 56(e) itself provides that the adverse party “may not rely merely on allegations or denials in its own pleading; rather, its response must — by affidavits or as otherwise provided in this rule — set out specific facts showing a genuine issue for trial.” Thus, “[w]hen the moving party has carried its burden under Rule 56(c), its opponent must do more than simply show that there is some metaphysical doubt as to the material facts.”
Matsushita Elec. Indus. Co. v. Zenith Radio Corp.,
“[I]n a discrimination case additional considerations should be taken into account. A trial court must be cautious about granting summary judgment to an employer when ... its intent is at issue. Because writings directly supporting a claim of intentional discrimination are rarely, if ever, found among an employer’s corporate papers, affidavits and depositions must be carefully scrutinized for circumstantial proof which, if believed, would show discrimination.”
Gallo v. Prudential Residential Servs. Ltd. P’ship,
While courts are to be “particularly cautious” about granting summary judgment to employers in cases where the discriminatory intent of the employer is contested,
Schwapp v. Town of Avon,
B. Title VII Claims
Plaintiff claims that the Hospital discriminated against him on the basis of his national origin, in violation of Title VII. Title VII provides, in pertinent part, that it is an unlawful employment practice for an employer “to fail or refuse to hire or to discharge any individual, or otherwise to discriminate against any individual with respect to his compensation, terms, conditions, or privileges of employment, because of such individual’s race, color, religion, sex, or national origin.” 42 U.S.C. § 2000e-2(a). Plaintiffs Complaint breaks down his Title VII claims as involving allegations of disparate treatment, disparate impact, hostile work environment, and retaliation. The Court will address each claim in turn, but, before doing so, it is important to note that each of these categories of allegedly unlawful discrimination is largely based on Defendant’s limited English-only language practice in the ARRA unit, and/or Defendant’s claimed retaliation against Plaintiff for complaining about that policy. There is not, for example, any claim that Defendant discriminated against Plaintiff for any other reason related to his national origin or ethnicity, or that any of Defendant’s employees made actionable comments to or about Plaintiff. Instead, the thrust of Plaintiffs claim is that he was barred
1. Disparate Treatment
The first component of Plaintiffs Title VII claim is that Defendant’s limited English-only practice constituted disparate treatment of Plaintiff because of his race аnd national origin. Indeed, as noted, Title VII bars employers from discriminating against an employee because of that employee’s race, color, religion, gender, or national origin.
See Gomez-Perez v. Potter,
—■ U.S. -,
Under this test, Plaintiff must first establish a prima facie case of discrimination by showing four elements: (1) that he is a member of a protected class; (2) that he is qualified for his position; (3) that he suffered an adverse employment action; and (4) that the circumstances give rise to an inference of discrimination.
See Weinstock v. Columbia Univ.,
To withstand summary judgment, Plaintiff must “come forward with evidence that the defendant’s proffered, non-diseriminatory reason is a mere pretext for actual discrimination.”
Id.; see also Weinstock,
Eschewing the case-by-case analysis typical of any Title YII action, the Parties here have spilled much ink abstractly debating the merits of English-only policies, and the EEOC’s position on such policies. Plaintiff, for example, asserts that the “Equal Employment Opportunity Commission has made clear that, absent a business necessity, ‘English Only’ policies in the workplace are national origin discrimination,” and “[t]his position is in direct contradiction to the Defendant’s position, which asserts that the policy of ‘English Only’ is
per se
not national origin discrimination.” (Pl.’s Mem. 3.) Plaintiff also cites two decisions, which Plaintiff claims Defendant “deliberately sidestepped in its attempt to portray the law as ‘well established,’ ” both of which hold that English-only policies may, in certain circumstances, contravene Title VII.
(Id.
(citing
EEOC v. Premier Operator Servs., Inc.,
In response, Defendant strenuously argues that Plaintiff has not made out a prima facie case because English-only practices do not on their face discriminate against employees on the basis of race, ethnic origin, or any other classification protected by Title VII. At most, Defendant argues, such a practice involves a distinction based on language only and therefore is not contrary to Title VII. (Mem. of Law in Supp. of Def.’s Mot. for Summ. J. (“Def.’s Mem.”) 9; Def.’s Reply 5.)
“As part of a disparate treatment claim,” Plaintiff “must establish that [Defendant] acted with the intent to discriminate” on the basis of race, ethnic origin,
However, the Supreme Court has observed that “[j]ust as shared language can serve to foster community, language differences can be a source of division.”
Hernandez v. New York,
Critical to evaluating the propriety of a language-restriction policy under a disparate treatment theory, as in any such employment discrimination case, is whether the employer’s practices reflect an intent to discriminate on the basis of the classifications protected by Title VII, including race and national origin. In conducting this analysis, the courts consider, among other facts, whether there is evidence that the employer, in addition to adopting an English-only policy, has exhibited other forms of racial or ethnic hostility.
See, e.g., Spun Steak,
Thus, the strength of Plaintiffs case is not evaluated on a broad analysis of English-only policies in the workplace. The EEOC, for example, “presumes, subject to rebuttal,” that English-only policies “blithely enforced at all times [and] places in the work environment” violate Title VII.
Montes,
In this case, even if the Court assumes Plaintiff has made out a prima facie case, Plaintiffs case fails because he
On the other hand, Defendant has offered ample evidence that demonstrates a valid business reason for the practice. First, Defendant notes, and Plaintiff does not dispute, that several patients had complained about feeling ridiculed by ARRA employees who were not speaking English in their presence. Thus, Defendant contends that the practice of requiring employees to speak English to and around patients was consistent with Defendant’s goal of treating all patients with respect. Second, Defendant notes that it was far easier for Votta and other supervisors in the ARRA, who did not speak Spanish, to properly supervise and evaluate Plaintiff if he spoke English around and to them. Plaintiff does not contest the factual predicate for these claims; nor does he offer any evidence that Votta and other supervisors allowed other employees to speak any languages other than English under similar circumstances. Given this undisputed record, the case law supports Defendant’s claim of business necessity. For example, a number of courts have upheld limited English-only policies for bilingual employees as a means of facilitating customer relations.
See, e.g., Gonzalo v. All Island Transp.,
No. 04-CV-3452,
Plaintiff has failed to offer evidence to rebut Defendant’s proffered justification for the ARRA unit’s limited English-only practice. First, Plaintiff claims that at least half of the patients at the Hospital were Hispanic. Defendant does not dispute this claim, and, in fact, acknowledges that there were instances where Votta asked Plaintiff to speak to some of the patients who spoke only Spanish — hardly evidence of bias by Votta. Moreover, even Plaintiffs statistics allow for the fact that up to half the patient population spoke no Spanish, and they offer no refutation that at least some of the English-speaking patients had complained about employees who spoke a language other than English in their presence.
Second, Plaintiff relies on very limited statistics about the employees who worked for Votta to suggest she was biased against Hispanics. Specifically, Plaintiff contends that Votta supervised approximately 16 employees when she began working in the ARRA unit. (Pl.’s Mem. 6; Dep. of Patricia Votta (“Votta Dep.”) 15.) During her deposition, Votta recounted that eight of those employees were no longer with ARRA (Votta Dep. 17), and Plaintiff asserts that approximately six of those eight employees “were persons with identifiably Hispanic surnames” (Pl.’s
Plaintiffs disparate treatment claims also fails because he has not established that he suffered an adverse employment action.
See Weeks v. New York State (Div. of Parole),
A nominally lateral transfer, even without any loss in salary, can constitute an adverse employment action under Title VII.
See de la Cruz v. New York City Human Res. Admin. Dep’t of Soc. Servs.,
Reviewing the facts in the light most favorable to Plaintiff, the Court finds that he has not proved that he suffered any adverse employment action necessary to establish a prima facie claim of disparate treatment. Although Plaintiff alleges in his Complaint that he was denied promotions due to his transfer out of the ARRA unit (Compl. ¶¶ 41-42), the facts, as admitted by Plaintiff, squarely contradict this assertion. Specifically, Plaintiff alleges that as a result of his voluntary transfer out of the ARRA unit, he was limited in his ability to be promoted for one and a half years. (Compl. ¶ 42.) Yet, Plaintiff stated in his deposition and in his admissions that he was given a significant promotion to the position of Patient Financial Advisor, with a seventeen percent increase in salary, a mere three months after leaving the ARRA unit. (Pacheco Dep. 223-25; Pl.’s Resp. to Def.’s Req. for Admis. (“Pl.’s Admis.”) Nos. 11-12; Defi’s 56.1 ¶23.) Plaintiff thereafter (in 2002) received another promotion to the position of Patient Financial Counselor, International Services, and, as of September 2004, earned close to double what he was earning while he was employed in the ARRA unit. (Pa
Although Plaintiff voluntarily chose to transfer out of the ARRA unit, even if the Court treats Plaintiffs move back to the AIM clinic as an involuntary transfer, there is nothing in the record to suggest that this transfer was tantamount to a demotion. Plaintiffs transfer out of the ARRA unit resulted in no change in pay, benefits, or bargaining unit seniority. Furthermore, at oral argument, counsel for Plaintiff acknowledged that there is nothing in the record to support the notion that the promotion path in the ARRA unit was somehow better than what was available by transferring back to the AIM clinic or that Plaintiff lost out on any specific job opportunity as a result of this transfer. (Tr. of Oral Argument held Dec. 2, 2005 (“Tr.”) 13.) Indeed, the undisputed record demonstrates just the opposite; after rejoining the AIM clinic Plaintiff was rapidly promoted to jobs with increased responsibility and higher salary. Thus, while lateral transfers can, in certain circumstances, be tantamount to a demotion, and therefore, an adverse employment action, what happened here was a lateral transfer that did not disrupt Plaintiffs career path in any material way.
See Watson,
The only other possible adverse employment actions involve not the transfer, but the change of Plaintiffs work hours, a one-time-only request that Plaintiff complete a work assignment that would normally require two and a half hours to complete only fifteen minutes before he was due to leave for the day, and an unfavorable comparison of his work to that of a more senior employee. (Compl. ¶¶ 1, 21-26, 28-29.) Reviewing the facts in the light most favorable to Plaintiff, however, these allegations also fail.
11
First, despite the fact that Plaintiffs job description included flexible hours and days and that the
Third, the allegedly unfavorable criticism and the one request to complete an assignment shortly before the end of the work-day also fall short because they were not “more disruptive than a mere inconvenience or an alteration of job responsibilities.”
Weeks,
2. Disparate Impact
Plaintiff also claims that the limited English-only practices at the ARRA unit were unlawful because they imposed a disparate impact on Spanish-speaking employees such as himself. Under the disparate impact theory, Title VII prohibits employment practices that are facially neutral, but fall more harshly on one group and cannot be justified by a business necessity.
See Hayden,
To make out a prima facie claim, Plaintiff cites EEOC guidelines to argue that there was a English-only policy at the ARRA unit and that “absent a business necessity, ‘English-Only’ policies in the workplace are national origin discrimination” (Pl.’s Mem. 3.) As it does with respect to Plaintiffs disparate treatment claim, Defendant counters there was no “English-only” policy in place Hospital-wide, and even if there was, such a policy does not violate Title VII (or the NYSHRL or NYCHRL), because classification by language is not, by itself, a “suspect class” and is insufficient to establish discriminatory intent. (Def.’s Mem. 6-9.) Indeed, Plaintiff has conceded the Hospital’s assertion that there was no Hospital-
However, Plaintiff counters that the EEOC guidelines themselves make out a prima facie case for a disparate impact claim. The pertinent EEOC guideline provides that “[a]n employer may have a rule requiring that employees speak only in English at certain times where the employer can show that the rule is justified by business necessity.” 29 C.F.R. § 1606.7(b). Implicit in this guideline is that the English-only rule “satisfies an employee’s burden of establishing a prima facie showing of disparate impact and advances the inquiry to the second step of the burden-shifting framework.”
Sephora,
At the second stage of the burden-shifting framework, Defendant has the burden to show that the policy is “job related for the position in question and consistent with business necessity.” 42 U.S.C. § 2000e-2(k)(l)(A)(i);
see also Roman,
Employers “need not demonstrate that a particular percentage of customers’
Second, the Hospital has established that Votta asked employees to speak English when engaging in work activities so that their English-speaking supervisors could properly monitor their work. (Def.’s Mem. 9-11; Def.’s Reply 9-10; Votta Aff. ¶ 11.) Plaintiff acknowledges that neither of his supervisors, Votta or Hack, understood Spanish and therefore, neither could properly supervise Plaintiff or determine if he was being appropriately trained during his probationary period if he spoke Spanish while on the job. (Pacheco Dep. 133— 137.) As noted above, the case law supports this as an additional reason to permit a limited English-only policy.
See, e.g., Montes,
Under the three-part burden-shifting test, once an employer has demonstrated a valid business necessity for a limited English-only policy, the burden of persuasion shifts back to the plaintiff to establish the availability of an alternative policy or practice that would accomplish the purported business necessity without producing the disparate effect.
See Robinson,
267 F.3d
3. Hostile Work Environment
Plaintiff alleges that Defendant’s English-only policy created a hostile work environment. (Pl.’s Mem. 5.) He rests this сlaim on the conclusory argument that an English-only policy “can induce native speakers of Spanish to experience a work environment as hostile.” (PL’s Mem. 5.)
“ When the workplace is permeated with discriminatory intimidation, ridicule, and insult that is sufficiently severe or pervasive to alter the conditions of the victim’s employment and create an abusive working environment, Title VII is violated.’ ”
Oncale v. Sundowner Offshore Servs., Inc.,
“While the standard for establishing a hostile work environment is high,” the Second Circuit has “repeatedly cautioned against setting the bar too high, noting that while a mild, isolated incident does not make a work environment hostile, the test is whether the harassment is of such quality or quantity that a reasonable employee would find the conditions of her employment
altered for the worse.” Id.
(internal quotation marks omitted);
see also Feingold v. New York,
Plaintiff asserts that the English-only practice was especially burdensome for employees like him, “who can not avoid the use of Spanish in their interaction with other employees.” (Pl.’s Mem. 5.) The alleged difficulty Plaintiff had in not lapsing into Spanish is belied by Plaintiff’s testimony that he is fully bilingual in English and Spanish. Plaintiffs allegation of a hostile work environment is further undercut by his acknowledgment that no disparaging remarks of any sort were directed at his national origin by any Hospital representative while he was employed in the ARRA unit.
See Brewster,
Plaintiff also relies on the views of the aforementioned Dr. Susan Berk-Seligson, who holds a Ph.D. in linguistics, to explain how an English-only policy might hurt Plaintiffs ability to perform his job duties.
13
(PL’s Mem. 5.) Even if Dr. Berk
It bears noting that Dr. Berk-Seligson reached her conclusion without interviewing Votta or any other Hospital employees (other than Plaintiff) to account for the rationale for the language practice in the ARRA, or what effect the practice had on other Spanish-speaking and/or bilingual employees. Indeed, eleven of the thirteen pages of the expert report reflect upon academic research and theories of “code switching” (the use of more than one language in the course of a single communication) leaving only two pages to facts arguably involving Plaintiff. Taken to its logical limit, the expert report is a broad critique of any language restrictions in the workplace on the premise that many Spanish-speaking people will invariably and inadvertently sprinkle Spanish words when having conversations in English. Of course, the record is barren of any claim that Plaintiff was warned against “code switching.” On the contrary, Plaintiff was asked not to engage in work-related conversations in Spanish for the above-described business reasons, and he offers not a single example to the contrary. Thus, whatever difficulties Dr. Berk-Seligson believes that some bilingual persons may have in avoiding code switching, difficulties, again, that the Court is willing to accept for purposes of this motion, the report does not establish that Plaintiff has made out a claim that he was subject to a hostile work environment because of his ethnicity, race, or even the fact that Spanish is his native language.
14
Thus, the
Jp. Retaliation
Plaintiff also claims that the Hospital retaliated against him for opposing the Hospital’s discriminatory practices and for exercising his right to file a charge against the Hospital with the EEOC. Plaintiff describes thе retaliatory acts as consisting of changing his work schedule and duties, requests from his supervisor that he complete a work assignment that would normally require two and a half hours to complete only fifteen minutes before he was due to leave for the day, and his supervisor’s unfavorable comparison of his work to that of a more senior employee. 15 (Compl. ¶¶ 1, 21-26, 28-29.) Although the Complaint does not explicitly state that Plaintiffs transfer back to the AIM clinic was retaliation, the Court will assume that this transfer also allegedly constitutes retaliation. 16
To establish a prima facie retaliation claim, a plaintiff must show that: “(1) the employee was engaged in protected activity; (2) the employer was aware of that activity; (3) the employee suffered an adverse employment action; and (4) there was a causal connection between the protected activity and the adverse employment action.”
Reed v. A.W. Lawrence & Co.,
It is on the final two elements that Plaintiffs case falls short. To begin, Plaintiff fails to establish that the retaliation from Defendant involved an adverse employment action. The Supreme Court has held that “the anti-retaliation provision [of Title VII], unlike the substantive provision, is not limited to discriminatory actions that affect the terms and conditions of employment.”
White,
Applying thе Supreme Court’s standard of review to this case, the Court finds that Plaintiff has not made out a triable case for retaliation. First, Plaintiffs job, after his transfer back to the AIM clinic, was not shown by any evidence to be less desirable or disadvantageous than his pri- or job in the ARRA unit. All of the evidence conclusively demonstrates that Plaintiffs transfer was voluntary and that he suffered no adverse consequences, but instead was promoted twice and is making double what he made when he left the ARRA unit — hardly a set of circumstances that would deter the reasonable employee from complaining about an employer’s employment practices.
The other retaliatory acts complained of by Plaintiff are trivial and cannot be considered reasonably likely to deter a person from engaging in protected activity. For example, Plaintiffs claim regarding the shift in his work hours fails to withstand even moderate scrutiny. Plaintiffs work-shift hours never departed from the flexible hours described in Plaintiffs ARRA job description; nor were they out of step
The Court recognizes that in
White,
the Supreme Court noted that a change in a work schedule could be material to “a young mother with school age children.”
Plaintiffs claim that he was told by Votta that she intended to assign him work on the weekends also fails. In fact, Plaintiff was never assigned to work on a weekend, even though other ARRA employees were often required to work weekend shifts (Votta Aff. ¶ 13), and Plaintiff acknowledged that the ARRA unit was staffed seven days a week (Pacheco Dep. 88, 226). Taking Plaintiffs claim to be true, that he was told he would need to work weekend shifts in the future, Plaintiff was treated no differently than other ARRA employees and, therefore, it is unreasonable for someone in Plaintiffs position to treat his supervisor’s statement as an actionable threat that would likely deter a reasonable employee from engaging in protected activity.
Plaintiffs claim that he was retaliated against by receiving an assignment that would normally take two and a half hours only fifteen minutes before he was due to leave for the day was a minor and isolated event and does not constitute an act that would reasonably likely deter a person from engaging in a protected activity.
See White,
C. Title VI and Section 1981 Claims
Plaintiff argues that the ARRA’s limited English-only practices, “intentionally discriminate [against] persons of Hispanic national origin and other non white-Anglo employees” in violation of Title VI, 42 U.S.C. § 2000d. (Compl. ¶¶ 58-59.) Plaintiff also alleges that the Hospital intentionally discriminated against Plaintiff and thus, “by its actions, and failure to act, has violated Plaintiffs rights” in violation of 42 U.S.C. § 1981 (“Section 1981”). (Compl. ¶¶ 60-61.)
Allegations of employment discrimination under Title VI and Section 1981 are analyzed under the same three-part burden-shifting framework of
McDonnell Douglas
as Title VII claims.
See Patterson v. McLean Credit Union,
III. Conclusion
For the reasons set forth herein, Defendant’s Motion for Summary Judgment is granted in its entirety. The Clerk of the Court is respectfully requestеd to terminate the motion (Dkt. No. 33), enter judgment for Defendant, and close the case. SO ORDERED.
Notes
. Plaintiff objects to the use of his testimony from the second day of his deposition (June 30, 2004), claiming that it was never presented to him for correction, pursuant to Federal Rule of Civil Procedure 30(e). (Pl.’s Mem. of Law in Opp. to Def.’s Mot. for Summ. J. (“PL's Mem.”) 9.) Plaintiff states that he purchased a transcript of the first day's deposition, but due to his limited resources he saw no need to spend the extra money to purchase the second day's transcript. {Id.)
Under Rule 30(e), the deponent must request a copy of the transcript before completion of the deposition in order to have the opportunity to review and correct the transcript. See Fed.R.Civ.P. 30(e). Defendant asserts that Plaintiff failed to request a copy of his deposition. (Def.’s Reply Mem. of Law in Supp. of Mot. for Summ. J. (“Def.’s Reply") 14 n. 14.) Plaintiff does not contest this fact and has not produced any sworn statement or document indicating he requested a copy of his deposition. Nor does Plaintiff challenge any of his statements at the second day of his deposition. The failure of a party to request a copy of his own deposition transcript precludes his right to make changes to his transcript.
See Blackthorne v. Posner,
. Plaintiff contends that Defendant’s Motion for Summary Judgment is precluded by Judge Hellerstein’s denial of Defendant’s Motiоn to Dismiss. Plaintiff argues that "the doctrine of law of the case” bars Defendant from re-raising the identical arguments in its Motion to Dismiss. (Pl.'s Mem. 1-2.) A "ruling on a motion to dismiss for failure to state a claim for relief is addressed solely to the sufficiency of the complaint and does not prevent summary judgment from subsequently being granted based on material outside the complaint.” 10A Wright, Miller & Kane, Federal Practice and Procedure § 2713, at 233 (3d ed. 1998 & Supp. 2008);
see also Hamilton v. Town of Hamden,
No. 08-CV-164,
. “Where there is direct evidence that race was the motivating factor, 'the
McDonnell Douglas
search for a motive is unnecessary and therefore inapplicable.'"
Patrolmen’s Benevolent Ass’n v. City of New York,
. Where a plaintiff alleges intentional discrimination, the legal analysis of the claims under Title VII and the NYSHRL and NYCHRL are essentially identical.
See Dawson,
. Notwithstanding the burden-shifting framework, the Supreme Court has made clear that the "ultimate burden of persuading the trier of fact ... remains at all times with the plaintiff.”
Burdine,
. To the extent this regulation allows plaintiffs to establish a prima facie case of discrimination, a bare majority of courts have declined to defer to it.
See EEOC v. Beauty Enters., Inc.,
No. 01-CV-378,
. Aside from the EEOC guidelines, Plaintiff relies on the "preliminary report” of Dr. Susan Berk-Seligson as evidence that the English-only practice at ARRA was discriminatory. According to Dr. Berk-Seligson, an English-only policy can be humiliating and frustrating to native Spanish speakers. Among other sources of frustration, Dr. Berk-Seligson claims that bilingual persons, such as Plaintiff, engage in what is known as "code-switching,” which means that they will inevitably speak some Spanish to other Spanish-speaking individuals. (PL's Mem. Ex. 12 at 1.) According to Dr. Berk-Seligson, "[prohibiting a Hispanic employee from speaking a combination of Spanish and English is in effect creating an atmosphere of inferiority, isolation and intimidation.” (Id.) Whatever the merits of Dr. Berk-Seligson’s theory, and the Court takes no view on this, it is enough for the Court to assume that Plaintiff has made out a prima facie case for purposes of this motion based on this report.
. Defendant's proffer of business necessity in this case finds support from the EEOC. For example, the EEOC Compliance Manual describes situations where business necessity could justify a "certain times” English-only rule. These situations include: (1) "[f]or communication with customers, coworkers or supervisors who only speak English”; or (2) “[t]o enable a supervisor who only speaks English to monitor the performance of an employee whose job duties require communication with coworkers or customers.” EEOC Compliance Manual § 13-V(C)(1) ("Application of Title VII to English-Only Rules”) (June 2006).
. Plaintiff also claims disparate treatment on behalf of Spanish-speaking employees, Spanish-speaking patients, and their families. (Compl. ¶ 55.) In addition to the fact that Plaintiff never moved to certify this action as a class action, these claims fail for three reasons. First, Title VII is not a viable means of redressing the potential claims of Spanish-speaking patients and their families, because Title VII is "available only to employees (or prospective employees) seeking redress for the unlawful employment practices of their employers.”
York v. Ass’n of Bar of New York,
No. 00-CV-5961,
. As noted below, it bears emphasis that the analysis of adverse employment actions involving disparate treatment claims is different than that involving retaliation claims.
See Gentile v. Potter,
. These claims also make up Plaintiff's cause of action for retaliation and are discussed below.
. The legal standard applied to a hostile work environment claim under the NYSHRL and NYCHRL is the same as that applied under Title VII.
See Dawson,
. The admissibility of the Berk-Seligson report, (Pl.'s Mem., Ex. 12), is problematic as it was submitted well after an extended discovery deadline and after Defendant filed its Motion for Summary Judgment. Plaintiff also failed to disclose the report in response to two sets of discovery demands, (Dec. 5, 2003 and July 8, 2004), in contravention of Federal Rule of Civil Procedure 26(a). This is exactly the type of scenario that could warrant preclusion under Federal Rule of Civil Procedure 37(c)(1).
Despite the fact that Plaintiff’s request for a discovery extension, which was granted, included a statement that Plaintiff was contemplating an expert report to respond to Defendant’s dispositive motions, Plaintiff incredulously asserts that he did not previously disclose the report because he “had no way to determine that the report would be useful in advancing his cause.” (Pl.'s Mem. 4 n. 1.) By the report’s own admission, Dr. BerkSeligson did not interview Plaintiff until approximately a month after Defendant submitted its Motion for Summary Judgment. Further, there is reason to believe that Plaintiff delayed the submission of his response to Defendant's motion, after seeking and obtaining an extension from the Court (Dkt. No. 39), until he purportedly first received the draft expert report.
The Court recognizes that preclusion of evidence pursuant to Rule 37(c)(1) is a drastic remedy that should be applied with discretion and caution.
See Ebewo v. Martinez,
Although Plaintiff has provided no justification for his failure to timely disclose the expert report, the Court finds that due to the expert report’s limited value and the fact that Defendant had an opportunity to respond to the expert report in its reply brief, (Def.’s Reply 10-13), the tardy disclosure of the expert report was relatively harmless and therefore preclusion is not necessary. See Fed.R.Civ.P. 37(c)(1) (stating that a party will not be allowed to use information it failed to provide as required by Rule 26(a) unless the failure was "substantially justified” or "harmless”).
. The Court is aware of two reported cases in which Dr. Berk-Seligson's opinions regarding code-switching were proffered in support of Title VII claims involving English-only policies. In
Premier Operator Services,
the court considered Dr. Berk-Seligson’s expert opinion, along with a plethora of other evidence, to find that a blanket English-only
In
Sephora,
Judge Buchwald rejected Dr. Berk-Seligson’s views about code-switching.
. These allegations of retaliation are also addressed in the disparate treatment section above. See, supra, Section 11(B)(1).
. To the extent Plaintiff claims that he was denied any promotions as retaliation for his complaints about the limited English-only practices of the AKRA, the evidence conclusively shows that Plaintiff was promoted within three months after his transfer out of the ARRA. (Pacheco Dep. 214-15, 223-25.)
. Again, the standard of review of Plaintiff's Title VII retaliation claim is the same as his state and city claims.
See Middleton,
. As noted several times, Plaintiffs state law claims are analyzed under the same framework as his Title VII claims, and, therefore, fail as well.
