Rosetta PACE
v.
STATE of Louisiana, Through LOUISIANA STATE EMPLOYEES RETIREMENT SYSTEM.
Supreme Court of Louisiana.
*1304 John Asley Moore, George K. Johnson, Baton Rouge, for applicant.
Corbett L. Ourso, Jr., Hammond, for defendant.
DENNIS, Justice.[*]
Under the Louisiana State Employees Retirement System law, an illegitimate child of a male member of the system must obtain a judgment of paternity or filiation during the lifetime of such male member in order to receive survivors' benefits from the system. By contrast, unmarried legitimate children of members and unmarried illegitimate children of female members are eligible to receive survivors' benefits until the age of eighteen years, or twenty-three years if they are students. We are called upon to decide whether this statutory classification is a law that discriminates against a person because of birth in violation of Article I, § 3 of the 1974 Louisiana Constitution.
In order to qualify for survivors' benefits from the Louisiana State Employees Retirement System (Lasers, Inc.) the child of a member of the system must be a "minor child" as defined by La.R.S. 42:543(19). In February, 1984, at the time of the death of Edward Toefield, the police officer member who was the father of the illegitimate children claimants in the present case, La.R.S. 42:543(19) provided as follows:
`Minor Child' means an unmarried child under the age of eighteen years or an unmarried student under the age of twenty-three years who is the issue of a marriage of a member of this system, the legally adopted child of a member of this system, the natural child of a female member of this system, or the child of a male member of this system if a court of competent jurisdiction has, during the lifetime of such male member, made an order of filiation declaring the paternity of such member for the child.[1]
In February of 1984, Edward Toefield, a police officer with the Tangipahoa Parish Sheriff's Office, was killed in the line of duty. Toefield was married to Emma Toefield and had one child by this marriage. Survivors' benefits were paid by Lasers, Inc. to their child. Rosette Pace, who was never married to Toefield, also applied for survivors' benefits, claiming that Toefield was the father of her two children. This claim was denied by Lasers, Inc. because the children had not obtained an order of filiation during the lifetime of their father as required by the statutory scheme as it existed in 1984.
On July 5, 1988, Pace, as natural tutrix and on behalf of her two children filed suit claiming that they were entitled to past and future survivors' benefits. In response, Lasers filed a peremptory exception of prescription, arguing that since it was too late for Pace's children to obtain an order of filiation under the act, their suit for survivors' benefits had prescribed. The trial court agreed and dismissed plaintiff's action with prejudice.
On appeal, the Court of Appeal reversed the trial court, reasoning that since no time limit for claiming survivor's benefits is provided for in the act, La.Civ.Code art. 3499 supplies the ten year prescriptive period for claiming survivors' benefits.
On remand, the trial court granted plaintiff's motion for summary judgment, ruling that the children were born out of wedlock to Toefield and Pace while Toefield was still married to his wife. The trial court then found there to be no reason substantially related to a permissible state interest to support the distinction in the statute between legitimate and illegitimate children. Accordingly, judgment was rendered in favor of plaintiff declaring La.R.S. 42:543(19) as it existed in 1984 to be unconstitutional and ordering Lasers to pay Pace's two children survivor's benefits.
As the Court of Appeal correctly noted, the legislation which establishes the Retirement System does not provide for any particular prescriptive period for claiming benefits. However, this was not an oversight as other provisions within the act make clear that as long as there exists an eligible member or beneficiary under the plan, they remain entitled to benefits. Accordingly, the extinguishment of claims under the act is determined by the respective definitions of the eligible beneficiaries.
This case involves one specific definition, that of a "minor child". The Retirement System statutory scheme declares that survivors' benefits shall be paid to the minor children of a member of the system. La.R.S. 42:602; La.R.S. 42:604. La.R.S. 42:543(19) defines a "minor child" as an unmarried child under the age of 18 (or an unmarried student under the age of 23). However, the definition excludes an illegitimate child from this eligible class unless he or she obtains an order of filiation during the lifetime of the father. Pace contends that the classification violates her children's rights to equal protection of the laws.
Article I, § 3 of the Louisiana Constitution provides that:
No person shall be denied the equal protection of the laws. No law shall discriminate against a person because of race or religious ideas, beliefs, or affiliations. No law shall arbitrarily, capriciously, or unreasonably discriminate against a person because of birth, age, sex, culture, physical condition, or political ideas or affiliations. Slavery and involuntary servitude are prohibited, except in the latter case as punishment for a crime.
Article I, § 3 requires the courts to apply different types of equal protection analyses to different types of legislative classifications of individuals. At a minimum, every statutory classification of individuals must be rationally related to a legitimate governmental purpose. Consequently, whenever a person disadvantaged by such a statutory classification shows that it does not suitably further any appropriate state interest, the courts must decline to enforce that classification. Crier v. Whitecloud,
A law that treats illegitimate children less favorably than legitimate ones discriminates between them because of birth and is unconstitutional unless the state carries its burden of showing that the classification substantially furthers a legitimate state purpose. *1306 Accordingly, we have considered on several occasions during the past twenty years the constitutional validity of statutory classifications based on illegitimacy. When the state or other exponent of the classification failed to demonstrate that it substantially furthers the particular state interest the statute is designed to serve, it has been declared unconstitutional. See, e.g., Talley v. Succession of Stuckey,
The United States Supreme Court uses a similar intermediate standard of review in analyzing legislative classifications challenged as denying the equal protection of the laws. The governmental use of a classification that is based on the status of a person having been "legitimate" or "illegitimate" at birth will be upheld only if the classification is substantially related to an important government interest. Nowak and Rotunda, Treatise on Constitutional Law, § 18.14 (2d ed. 1992). This standard of scrutiny, which falls between the Supreme Court's rational relationship test and its strict scrutiny test in terms of the strictness of the judicial review of classification, was not formally adopted for illegitimacy classifications until 1988 in Clark v. Jeter,
Upon closer examination of the United States Supreme Court cases involving equal protection actions by illegitimate children, distinct subcategories can be identified on the basis of the rights sought to be enforced. This is because the interests of the state, the illegitimate child, and the respective parents vary depending upon the context in which they are examined. For this reason, the Court, although still employing the same intermediate level of scrutiny, utilizes distinct analytical approaches depending upon the type of right sought to be enforced by the illegitimate child.
In the instant case, the survivors' benefits at issue have characteristics in common with the cases involving the rights of illegitimates in the areas of inheritance, governmental benefits, and child support. See, e.g., Lalli v. Lalli,
However, statistics indicate that illegitimate children are usually in need. Krause, Child Support in America, pp. 115-17 (1981); Krause, Family Law in a Nutshell, § 11.6 (1986). Moreover, survivors' benefits are minimal and barely defray the essential living costs of minors. For these reasons, we will advert carefully to the Supreme Court's recent equal protection decisions concerning state child support laws.
Particularly suitable for application in the present case is the framework that the high court has developed for evaluating equal protection challenges to statutes of limitations that apply to suits to establish paternity, thereby limiting the ability of illegitimate children to obtain support. First, the limitation must allow for a reasonable opportunity for the child or those with an interest in the child to assert claims on the child's behalf. Second, any time limitation placed on that opportunity must be substantially related to the state's interest in avoiding the litigation of stale or fraudulent claims. Clark v. Jeter,
Applying the foregoing precepts, as well as related concepts and considerations, we find that the classificatory statute that bars illegitimate children who have not judicially filiated prior to their natural father's death from receiving survivors' benefits under the state employees' retirement system does not present a reasonable opportunity for the assertion of their claims and does not substantially further the state's interest in avoiding the litigation of stale or fraudulent claims. Therefore, we conclude that this classification unconstitutionally denies such children equal protection of the laws under Article I, § 3.
The limitation provision of the state employees' retirement system law, which provides that illegitimate children seeking survivors' benefits because of their natural father's death must obtain a judicial decree of filiation during that parent's lifetime, does not afford illegitimate children an adequate opportunity to establish paternity. Because of the difficult personal, family, and financial circumstances that often surround the birth of a child out of wedlock, there are formidable practical obstacles to the filing of paternity suits during the father's lifetime.
The mother's ability to bring a filiation action will often be encumbered by the financial difficulties caused by childbirth expenses or a birth-related loss of income, continuing affection for the child's father, a desire to avoid disapproval of family and community, or the emotional strain and confusion that often attend the birth of an illegitimate child. See Mills v. Habluetzel,
Illegitimate children are even less able to file paternity suits against their fathers due to the incapacities of their youth. Children who are supported by their fathers are unlikely to bring paternity suits because they either are not likely to see the need for such adversary proceedings or, even if aware of the rule requiring judicial filiation orders, are likely to fear provoking disharmony by suing their fathers. Lalli v. Lalli,
As the foregoing demonstrates, despite the fact that the law operates to allow either a child or a mother to bring a paternity action, there are myriad economic, societal, and personal pressures which operate to prevent such an action from being filed against a father who supports his illegitimate child. For these reasons, we find that the instant statutory scheme which requires that a judicial filiation order be obtained during the lifetime of the father does not provide a reasonable opportunity for the assertion of the rights of the illegitimate child.
Having found that the Retirement System's rule requiring an illegitimate child to filiate during the lifetime of the father does not provide a reasonable opportunity for the child to assert his or her rights, our focus now turns to the second prong of our inquiry, viz., whether the restriction placed on the assertion of the illegitimate child's rights substantially furthers the state's interests.
In past cases involving equal protection challenges to classifications based on illegitimacy, states have forwarded a variety of interests including, but not limited to, discouraging behavior viewed as immoral and protecting the family by conserving the family's patrimony. See, e.g., Levy v. Louisiana,
The state's interest in the orderly disposition of property at death is, as an abstract proposition, the more pressing of the two state interests identified. The United States Supreme Court has long recognized that this is an area with which the states have an interest of considerable magnitude. Lalli v. Lalli,
Survivors' benefits do not involve ownership of immovables and thus the state's interest in the stability of titles to land is not affected. Nor does the Retirement System have the same need for finality as do succession proceedings. This is due to the fact that the Retirement System sets forth, in advance, the maximum amount that the decedent's spouse and children are to receive. This amount remains static regardless of the number of beneficiaries and is paid continuously throughout the period of eligibility as set forth by the statutory scheme. In light of these distinctions, we find that the legitimate state interest in the orderly disposition of property at death, normally a paramount concern with paternal inheritance by illegitimate children, is not implicated by the instant statutory scheme.
Turning now to the second objective posited by the state, it is worthy to note that statutes of limitations have long been employed by the law to prevent the litigation of stale claims. These statutes are practical and pragmatic devices that spare citizens from having to defend claims after witnesses have died and memories have faded. Chase Sec. Corp. v. Donaldson,
The relationship between statutes of limitations and the state's interest in preventing stale or fraudulent claims is more attenuated today than it has ever been. Pickett v. Brown,
As noted in the legislative history of the Federal Child Support Enforcement Amendments, the increasingly sophisticated tests for genetic markers permit the exclusion of over 99% of those who may be accused of paternity. Clark v. Jeter,
The advances in genetic testing have been recognized by courts across the nation. For example, Alexander v. Alexander,
As the foregoing demonstrates, the progress in scientific technology has alleviated most of the difficulties of proof traditionally associated with paternity actions. Therefore, the state's interest in preventing fraudulent or stale claims could be served more effectively by adopting evidentiary procedures which do not operate to bar all posthumous paternity actions by illegitimate children.
Moreover, the strength of the asserted state interest in preventing the prosecution of stale or fraudulent claims is undercut by the countervailing state interest in ensuring that genuine claims for child support are satisfied. See La.R.S. 46:231, et seq.; See also Mills v. Habluetzel,
For all of these reasons, La.R.S. 42:543(19) deprives illegitimate children of an adequate opportunity to obtain survivors' benefits upon the death of their fathers by requiring that they establish paternity during the fathers' lifetime. Furthermore, the effect of this statutory scheme is to place encumbrances upon the illegitimate children's rights that do not substantially further the state's interest in avoiding the prosecution of stale or fraudulent claims. Accordingly, we conclude that the statutory rule requiring such illegitimate children to establish paternity prior to the father's death denies them the equal protection of laws guaranteed by Article I, § 3 of our state constitution. The judgment of the trial court declaring the statute unconstitutional in this respect is affirmed, and the case is remanded to that court for further proceedings consistent with this opinion.
AFFIRMED AND REMANDED TO THE TRIAL COURT.
NOTES
Notes
[*] Justice Pike Hall, Jr., retired, participating in the decision by assignment, the case having been argued prior to his retirement. Judge Felicia Toney Williams, Court of Appeal, Second Circuit, participating as Associate Justice Pro Tempore, effective September 1, 1994.
Pursuant to Rule IV, Part 2, § 3, Watson, J., is not on the panel which heard and decided this case.
[1] Since the time of Toefield's death, La.R.S. 42:543 was amended by Acts 1989, No. 76, section 1. The term "minor child" was redefined so as to allow illegitimate children to bring an action in filiation after the death of the alleged father. See La.R.S. 11:403 (West 1982).
