P & v Enterprises v. United States Army Corps of EngineersP & v Enterprises v. United States Army Corps of Engineers
MEMORANDUM OPINION
P
&
V Enterprises (“P
&
V”), Friendly Valley Equestrian Homes (“FVE”), SCC Acquisitions, Inc. (“SCC”), and SunCal Martinville LLC (“SunCal”) (collectively “the plaintiffs”) bring this action against the United States Army Corps
of
Engineers (“USACE” or “the Corps”) and Lieutenant General Carl A. Strock, Commander and Chief of Engineers (collectively “the defendants”), challenging the facial validity of USACE regulation
I. Factual Background
The Clean Water Act (“CWA”), first enacted in 1972, establishes a comprehensive statutory program “to restore and maintain the chemical, physical, and biological integrity of the Nation’s waters.”
Section 404(a) of the CWA delegates to the Corps, as an agency of the United States, “[the] authority to issue permits for the discharge of dredged or fill material into the navigable waters at specified disposal sites.”
Solid Waste Agency of N. Cook County v. U.S. Army Corps of Eng’rs,
(3) All ... waters such as intrastate lakes, rivers, streams (including intermittent streams), mudflats, sandflats, wetlands, sloughs, prairie potholes, wet meadows, playa lakes, or natural ponds, the use, degradation or destruction of which could affect interstate or foreign commerce including any such waters
(i) Which are or could be used by interstate or foreign travelers for recreational or other purposes;
(ii) From which fish or shellfish are or could be taken and sold in interstate or foreign commerce; or
(hi) Which are or could be used for industrial purpose by industries in interstate commerce.
To “clarify the scope of the Section 404 permit program,” the Corps further noted in its preamble to the promulgation of § 328(a)(3) that the definition of “waters of the United States” also included “waters ... [w]hich are or would be used as habitat by birds protected by Migratory Bird Treaties; ... other migratory birds which cross state lines; or ... endangered species.” Fed.Reg. 41,206, 41,216, 41,217 (Nov. 13, 1986). In 2001, however, the Supreme Court’s decision in
SWANCC v. U.S. Army Corps of Eng’rs
invalidated this “Migratory Bird Rule,” holding that the Corps’ promulgation of the rule improperly “push[ed] the limits of congressional authority” and “raise[d] significant constitutional questions” under the Commerce Clause.
SWANCC,
In the wake of
SWANCC,
the Corps and the Environmental Protection Agency issued “an advanced notice of proposed rule-making (ANPRM) in order to obtain early comment on issues associated with the scope of waters that are subject to the [CWA].” 68 Fed.Reg. 1991, 1991 (Jan. 15, 2003);
see generally
68 Fed.Reg. 1991, 1991-98 (Jan. 15, 2003). The ANPRM sought public and professional input
on
“the definition of ‘waters of the United States’ ... [and] the implications of the SWANCC decision for jurisdictional decisions under the CWA” so that the agencies might “develop proposed regulations that will further the public interest by clarifying what waters are subject to CWA jurisdiction.” 68 Fed.Reg. 1991, 1991 (Jan. 15, 2003). The agencies further stated that “[t]he input received by the public in response to [the] ANPRM will be used ..'. to determine the issues to be addressed and the substantive approach
for a future proposed rulemaking
addressing the scope of CWA jurisdiction.”
Id.
(emphasis added). Finally, the intra-agency guidance document attached as an appendix to the ANPRM observed that “in light of SWANCC, it is uncertain whether there remains any basis for jurisdiction under the other rationales of
The plaintiffs brought this action on August 5, 2005, as a facial challenge to
On October 18, 2005, the defendants moved to dismiss this action for lack of subject-matter jurisdiction pursuant to
For the reasons stated below, the Court concludes that while the plaintiffs’ action does trigger the APA’s waiver of sovereign immunity, such a waiver is also contingent on the action being filed within the six-year limitations period imposed by
II. Standards of Review
A Motions to Dismiss under Rule ima)
Once a defendant has moved to dismiss a case pursuant to
B. Motions to Dismiss under
When evaluating a motion for failure to state a claim upon which relief can be granted pursuant to
III. Analysis
A. Sovereign Immunity
The defendants argue that the plaintiffs’ complaint should be dismissed because their allegations do not identify a statutory basis for “the waiver of sovereign immunity necessary to establish the Court’s jurisdiction.” Defs.’ Mem. at 6; see id. at 5-6. The plaintiffs contend in return that “claims seeking non-monetary relief against an agency for failing to act under color of legal authority” fall within the ambit of the general waiver of sovereign immunity found in § 702 of the APA. Pis.’ Opp. at 3; see id. at 3^4. For the reasons stated below, the Court agrees with the plaintiffs.
“The United States, as sovereign, is immune from suit save as it consents to be sued, and the terms of consent to be sued in any court define that court’s jurisdiction to entertain the suit.”
Fornaro v. James,
The plaintiffs bring this action under the general federal question statute and the Declaratory Judgment Act, neither of which operate as an independent waiver of sovereign immunity.
See Swan v. Clinton,
B. The Statute of Limitations
The defendants argue that because § 328.3(a)(3) was promulgated nineteen years prior to the filing of this action, the plaintiffs’ facial challenge to the regulation is time-barred by
The express language of
Furthermore, with the exception of an unpublished 1992 decision by a former member of this Court,
Sweet Home Chapter of Cmtys. for a Great Oregon v. Lujan,
In addition, like the Fifth and Ninth Circuits in
Dunn-McCampbell
and
Wind River,
the District of Columbia Circuit has made it clear that there are only two ways in which the facial validity of “[a]n agency’s regulations may be attacked ... once the statutory limitations period has expired.”
Nat’l Labor Relations Bd. Union v. Fed. Labor Relations Auth. (“NLRB”),
Here, the plaintiffs have expressly averred that they are solely bringing a facial, rather than an as-applied, challenge to § 328.3(a)(3). See,
e.g.,
Compl. at 1. Furthermore, they have not made any representation that they have petitioned the Corps “for amendment or rescission of the regulation[ ]” at issue.
NLRB,
C. The Reopener Doctrine
The plaintiffs contend that even if substantive facial challenges to agency regulations are subject to
The reopener doctrine “is an exception to statutory limits on the time for seeking review of an agency decision.”
CTIA-Wireless Ass’n v. FCC,
In
National Mining Ass’n,
for example, the plaintiffs challenged a Department of the Interior regulation “which permitted] the Department to issue notices of violation [‘NOV’] to mine operators in so-called ‘primacy’ states.”
[t]he Department [then] published the petition and sought comments on whether it should institute a rulemaking proceeding. After reviewing the comments submitted, the Department ... den[ied] the portion of the petition seeking to repeal the NOV rule, explain[ing] that the question whether the NOV rule should be retained had already been considered in previous rulemakings. It also noted statistics showing that NOVs were issued in a small number of primacy states in limited and decreasing numbers, the Department’s belief that the rule encouraged operator compliance with state programs, and the desire of the Department to be able to address specific problems without resort to the lengthy process of substituting federal for state primary enforcement authority.
Id.
The plaintiffs appealed the denial of their petition for repeal to the district court, which upheld the Department’s actions.
Id.
On appeal, the Circuit Court concluded that the district court lacked jurisdiction over the plaintiffs’ claims to the extent that they were not brought “within 60 days of the NOV rule’s adoption (or readoption)” under the applicable statutory time period.
Id.
at 1350 (citing
Unlike the Department of the Interior in
National Mining Ass’n,
the Corps did not publish anything in response to the public comments it received regarding its ANPRM.
See id.
(describing Interior’s use of statistical data to rebut “assertions in the petition and comments”);
see also Bluewater,
D. The Jurisdictionality of
Finally, the plaintiffs argue that the defendants’ motion to dismiss is not properly brought pursuant to
In response, the defendants acknowledge “that
Irwin
may well have overturned the precedent that [§] 2401(a) is jurisdictional in nature.” Defs.’ Reply at 4 (citing
Harris).
The defendants contend, however, that
“Irwin
does not alter the fundamental requirement that an action must be timely filed.”
Id.
Instead, the defendants claim that
Irwin
held simply that plaintiffs who have not initiated court actions within the time period allotted by statute are entitled, where appropriate, to invoke the equitable tolling doctrine, which “allows a plaintiff to avoid the bar of the limitations period if despite all due diligence he is unable to obtain vital information bearing on the existence of his claim.”
Id.
(quoting
Currier v. Radio Free Europe/Radio Liberty, Inc.,
In
Irwin,
the Supreme Court examined whether failure to file a Title VII employment discrimination claim against the federal government within the thirty-day period prescribed in
Although
Irwin
concerned itself only with § 2000e-16c, the Court gave no indication that its holding that “the time limits imposed by Congress in a suit against the Government” are subject to equitable tolling was intended to be applied narrowly,
id.
at 96,
Although the Court concludes that
Furthermore, the District of Columbia Circuit has stated that “it is practical and fully consistent with plaintiffs’ rights and the efficient use of judicial resources” to dismiss a complaint
sua sponte
for failure to state a claim upon which relief can be granted where it is clear that “the claimant cannot possibly win relief.”
Baker v. Dir., U.S. Parole Comm’n,
IV. Conclusion
For the reasons set forth above, the Court concludes that although
SO ORDERED this 19th day of December, 2006. 7
ORDER
In accordance with the Memorandum Opinion that accompanies this Order, it is hereby
ORDERED that the defendants’ motion to dismiss the plaintiffs’ second amended complaint is GRANTED. It is further
ORDERED that the plaintiffs’ second amended complaint is DISMISSED WITHOUT PREJUDICE.
SO ORDERED.
Notes
. The following papers have been submitted in connection with this motion: (1) the defendants’ Memorandum in Support of Motion to Dismiss ("Defs.' Mem.”); (2) Plaintiffs' Opposition to the Defendants' Motion to Dismiss ("Pis.’ Opp.”); and (3) Reply Memorandum in Support of Motion to Dismiss ("Defs.' Reply”)-
On July 10, 2006, the plaintiffs filed their First Amended Complaint, which added Sun-Cal as a plaintiff and provided a brief factual update regarding the sale of the property that is the subject of the dispute in this action. First Amended Complaint ("First Am. Compl.”) ¶¶ 3-4. Two weeks later, on July 24, 2006, the defendants moved to dismiss the First Amended Complaint, noting that the amendments made to the complaint "have no bearing on the jurisdictional defects identified in [the] defendants' pending Motion to Dismiss the [Original] Complaint” and thus arguing that the First Amended Complaint should be dismissed for the reasons stated in the original motion to dismiss. Motion to Dismiss First Amended Complaint at 1;
see also
First Am. Compl. at 1 (stating that the First Amended Complaint is "substantively the same as the original Complaint”). The plain
. The press release is available at http://www. hq. us ace. army, mil/cepa/releases/swanccl 2-03. him (last visited November 27, 2006).
. In 1997, the Fourth Circuit held that the Corps had "exceeded its congressional authorization under the [CWA]'' by promulgating the definition of “waters of the United States” contained in § 328.3(a)(3).
United States v. Wilson,
. The Court agrees with the defendants, for the reasons stated in their reply to the plaintiffs opposition to the motion to dismiss, that the result in Sweet Home "is not supported by the [District of Columbia] Circuit decisions relied on in that opinion.” Defs.' Reply at 9.
.
[a] tort claim against the United States shall be forever barred unless it is presented in writing to the appropriate Federal agency within two years after such claim accrues or unless action is begun within six months after the date of mailing ... of notice -of final denial of the claim by the agency to which it was presented.
. As the Court in
Irwin
observed, "[§] 2000e-16(c) provides that an employment discrimination complaint against the Federal Government under Title VII must be filed within thirty days of receipt of notice of final action taken by the [Equal Employment Opportunity Commission].”
Irwin,
. An Order consistent with the Court’s ruling accompanies this Memorandum Opinion.