Darrel Glen OWINGS, Petitioner, v. POOL WELL SERVICE, National Insurance Company, and Workers’ Compensation Court, Respondents.
No. 78197.
Supreme Court of Oklahoma.
Dec. 1, 1992.
Neil P. McGuffee, Oklahoma City, for respondents.
KAUGER, Justice.
The issue presented concerns the standard of review applicable on appeal from a decision of the three judge review panel (panel) of the Workers’ Compensation Court. We find that a decision of the three judge review panel of the Workers’ Compensation Court may not be reversed on appeal if it is supported by any competent evidence.1 Because the record contains competent evidence supporting the panel‘s decision, the order is sustained.
FACTS
The appellee, Darrel Glen Owings (Owings/employee), filed a workers’ compensation claim for disability on September 18, 1990. Owings claimed he sustained a work-related injury arising out of and in the course of his employment with the appellant, Pool Well Service (Pool/employer). Owings asserted that on Thursday, September 6, 1990, he was struck by the equipment he was operating. Owings finished work on Thursday and returned on Friday and on Saturday. The following Monday, Owings reported for work but left complaining of pain. He went to the hospital that evening. Owings did not return to work for Pool after seeking medical attention.
At trial on April 25, 1991, Owings and his wife testified and submitted medical reports in support of the compensation claim. Two of Owings co-workers contradicted Owings’ testimony. The co-workers testified that, on the day of the accident, Owings was not operating the equipment he claims to have been struck by and was not in the area where he said the injury occurred. On direct examination, Owings testified that he had no other injuries. However, under cross examination, Owings admitted that he had sustained a subsequent work related injury for which he was receiving compensation from another employer.
The trial court found that Owings had suffered a work-related injury and awarded compensation. Pool sought relief from the three judge review panel of the Workers’ Compensation Court.2 The panel vacated
A DECISION OF THE THREE JUDGE REVIEW PANEL OF THE WORKERS’ COMPENSATION COURT MAY NOT BE REVERSED ON APPEAL IF IT IS SUPPORTED BY ANY COMPETENT EVIDENCE. BECAUSE THE RECORD CONTAINS COMPETENT EVIDENCE SUPPORTING THE PANEL‘S DECISION, THE ORDER IS SUSTAINED.
Pool asserts that the evidence presented to the Workers’ Compensation Court may not be weighed on appeal, and that orders issued by the Compensation Court must be sustained if supported by any competent evidence. Owings argues that the decision of the three judge review panel was not based on competent evidence.
Claims filed under the
Appellate review of a panel‘s decision is confined to the search for any competent evidence.8 Here, Owings’ co-workers testified that, on the day of the alleged injury, he was not operating the equipment he claims to have been struck by and that
CONCLUSION
On appeal from a three judge panel of the Workers’ Compensation Court, the appellate court is limited to canvassing the record to determine if there is any competent evidence to support the panel‘s decision.10 A decision of the three judge review panel of the Workers’ Compensation Court may not be reversed on appeal if it is supported by any competent evidence.11 Inconsistent testimony by Owings and conflicting testimony of co-workers was both material and relevant to the holding of the review panel. The order of the three judge panel is sustained.
CERTIORARI PREVIOUSLY GRANTED; COURT OF APPEALS OPINION VACATED; ORDER OF THE THREE JUDGE PANEL SUSTAINED.
OPALA, C.J., and LAVENDER, SIMMS, HARGRAVE, SUMMERS and WATT, JJ., concur.
HODGES, V.C.J., and ALMA WILSON, J., dissent.
ALMA WILSON, Justice, dissenting:
The result reached by the majority fulfills the prediction expressed in my dissent in Parks v. Norman Municipal Hospital, 684 P.2d 548 (Okla.1984). The inevitable consequence of the Parks decision is the one reached by the majority in its opinion, that is, if the issue is one of evidence, the decision of the three judge panel will be rubber stamped by the appellate court if the panel uses the words “against the clear weight of the evidence” in the panel‘s Order on Appeal. Even if a cursory examination of the record reveals that the clear weight of the evidence supported the trial court‘s decision Parks continues to bind the arms of the appellate judiciary.
In the case at bar, the majority opinion vacates the opinion of the Court of Appeals and sustains the order of the three judge panel, which found “that the claimant was not a credible witness” and denied compensation to the claimant. The Court of Appeals opinion would have vacated the decision of the panel and reinstated the award of compensation given by the trial judge. The majority opinion holds that a decision of the three judge panel may not be reversed on appeal if it is supported by any competent evidence. This standard of appellate review was fashioned in Parks.1
I. THE PROBLEM WITH PARKS.
The standard of review announced in Parks is built upon the legal conclusion that
The reasoning that the legislature has placed an unequivocal limitation on appellate review allowing only questions of law to be reviewed is flawed. The flaw becomes apparent when the last sentence of
The plain words of the last sentence of
Section 3.64 provides in pertinent part:
A. . . . Either party feeling himself aggrieved by such order, decision or award shall, within ten (10) days, have the right to take an appeal from the order, deci-
sion or award of the Judge to the Workers’ Compensation Court sitting en banc.... The Court en banc may reverse or modify the decision only if it determines that such decision was against the clear weight of the evidence or contrary to law.... Appeals shall be allowed on a question of law or a question of fact, or a mixed question of law and fact, and shall be determined on the record made before the Judge....
B. The order, decision or award of the Court shall be final and conclusive upon all questions within its jurisdiction between the parties, unless, within twenty (20) days after a copy of such order, decision or award has been sent by the Administrator to the parties affected, an action is commenced in the Supreme Court of the state, to review such order, decision or award.... The order, decision or award of a Judge of the Court shall be final and conclusive upon all questions within his jurisdiction between the parties unless appealed directly to the Supreme Court or to the Workers’ Compensation Court sitting en banc as hereinbefore provided.... The Supreme Court shall have original jurisdiction of such action, and shall prescribe rules for the commencement and trial of the same. Such action shall be commenced by filing with the Clerk of the Supreme Court a certified copy of the order, decision or award of the Workers’ Compensation Court sitting en banc or the Judge.... The Court whose action was appealed shall enter any order directed by the Supreme Court under the final determination.
Section 3.6 unequivocally and unmistakenly authorizes panel review of a question of law or fact or mixed question of law and fact. It limits panel review power to the clear weight of the evidence or if the decision were contrary to law. In contrast,
II. THE DISSENT IN PARKS PREDICTED THIS RUBBER STAMP JUSTICE.
My dissent to the Parks opinion stated:
For there to be a meaningful review by either the Court of Appeals or the Supreme Court of the en banc decision, particularly where the trial court is reversed on the ground its decision was against the clear weight of the evidence, our task must be to determine whether the court en banc‘s reversal was in compliance with its statutorily prescribed standard of review. Absent compliance with its own standard, its decision would be erroneous as a matter of law.
Review of the decisions of the court en banc by the “any competent evidence” standard could lead to this Court‘s affirming an en banc‘s reversal of the trial court where the court en banc‘s decision was supported by some competent evidence, even though the trial court‘s decision may have been overwhelmingly supported by the evidence. I do not believe that the Legislature intended such an anomalous result.
Parks, 684 P.2d at 552-553. Although there is some evidence to support the findings of fact by the three judge panel that the injury sustained by the claimant did not arise in the course of his employment, the weight of the evidence is otherwise. But the significant error of the panel was the invasion of the province of the trial judge by the panel‘s redetermining the credibility of a witness. This case is a realization of the warning in my Parks dissent.
III. THE DECISION OF THE THREE JUDGE PANEL IMPROPERLY REDETERMINED THE CREDIBILITY OF A WITNESS.
The Order on Appeal of the three judge panel found “that the claimant was not a credible witness.” This is apparently the sole cause for reversing the trial judge. A credible witness is one who is worthy of belief.5 This Court has recognized that the determination of the weight to be given the testimony and the credibility of a witness is to be made by the trier of facts.6 Weighing testimony and passing upon the credibility of witnesses is not within the province of this Court.7 The reason for having the rule that a trier of facts determines the credibility of the witness is clear:
Witness credibility is a subjective, amorphous quality, often defined as much by the preconceptions of the persons who perceive the witness as by the witness’ personal characteristics; further, a witness’ credibility can be affected by factors such as the credibility of other witnesses in the case, the plausibility of the theory and theme the witness is meant to support, the order in which witnesses are called, and the character of the jury. 17 Am.Jur.2d Witnesses § 1027 (1992).
From the preceding citations a certain sequence can be extrapolated. First, the witness must be competent; then he must be credible; and finally his testimony is weighed to determine the issue before the trier of fact. It is fundamental that review courts do not determine the credibility of witnesses, even though a review court may, as the three judge panel does, do some weighing of evidence. In my view, for a review court to determine the credibility of a witness and then discount his testimony is an error of law. When the three
judge panel in the cause before this Court strayed from their statutory duty to affirm the trial judge in evidentiary matters unless against the clear weight of the evidence, the panel erred as a matter of law. The Court of Appeals framed its holding by stating that the three judge panel erred as a matter of law in reassessing the claimant‘s credibility. That result is correct. The Court of Appeals opinion reasoned:
Without the opportunity to view the demeanor of the witnesses, the three-judge panel cannot reassess credibility consistent with due process except in cases like [Bittman v. Boardman Co., 560 P.2d 967 (Okla.1977)] where the record reveals “inherent improbabilities or contradictions” in the testimony of a witness. By considering demeanor, the panel undertakes to readjudicate the issues utilizing a lesser and different standard in “weighing the evidence” than was applied by the trial court in “weighing” the same evidence. All parties are entitled to the benefit and safeguard of the “weight” that a trier of fact gives to the demeanor of witnesses in the face-to-face setting of the courtroom, and they cannot be deprived of such a benefit and safeguard under the guise of “intra-court review” and a “two-tier decisional system within the trial tribunal....” [Cites Parks, 684 P.2d at 551.]8
IV. THE DECISION OF THE THREE JUDGE PANEL IS PROTECTED BY AN IMPROPER STANDARD OF REVIEW.
Because of the confusion caused by Parks, the Court of Appeals has been prevented from correcting an injustice. Another division of the Court of Appeals has recently noted that Parks apparently re-
Accordingly, the credibility of the claimant was determined by two judges who did a paper review. The trial judge who actually saw and heard the claimant testify, who heard the inflection of his voice, viewed his facial expressions and his body language, noted the confidence or lack thereof in the claimant‘s voice, found the claimant‘s testimony to be credible. One judge of the three judge panel dissented concerning the decision reached by the three judge panel. Of the four judges of the Workers’ Compensation Court who tried and reviewed this case, the vote is two to two. But because two of those judges sat on the three judge panel, the appellate courts are required by Parks to accept the recital that the order of the trial judge was against the clear weight of the evidence.
V. THE CLEAR WEIGHT OF THE EVIDENCE FAVORED THE CLAIMANT.
How does this rule work in the cause before this Court? The majority opinion states that the claimant gave conflicting testimony concerning a subsequent work-related injury. An examination of the transcript reveals that the claimant was being cross-examined concerning the accident of September 6, 1990. He testified that he had been released by his doctor on January 8, 1991. Employer‘s attorney then asked the claimant if he had been under a doctor‘s care since January 8, 1991, and the claimant answered that he had not. After asking the claimant about his present employment, the employer‘s attorney again asked the claimant if he had been under a doctor‘s care since January 8, 1991, and again the claimant answered that he had not. The attorney then asked if he had worked for Santa Fe Rig on March 21, 1991, and the claimant answered that he did. The next question was whether the claimant sustained an injury to his right arm, right hand, blood clots, right shoulder and neck on that day. The claimant answered that he had. The employer‘s attorney then pointed out the inconsistency and the claimant replied that he thought that the attorney had been speaking of his first injury.
While a paper review tells the three judge panel that an inconsistency exists in the testimony of the claimant, it tells nothing about whether the claimant appeared to be telling the truth. In the face of the inconsistency, the trial judge decided that the claimant was telling the truth concerning his injury occurring on the job. It is highly plausible that the claimant is concentrating on his first injury and not aware of the relevance of any subsequent injury. The employer‘s lawyer specifically asked about the claimant‘s January 8, 1991, release date just before he asked the claimant if he were still under a doctor‘s care. Even without viewing claimant during his testimony there is an logical explanation for his response. But an examination of the testimony of the employers’ witnesses reveals cause to doubt their veracity.
The majority opinion mentions that the claimant‘s co-workers testified that on the
The review of the testimony of the witnesses reveals that the decision of the trial judge does not meet the standard of being against the clear weight of the evidence. Yet there is some evidence that decision was incorrect if one believes the testimony of the two employees of Pool Well Service that the claimant was not doing the job of a floor hand on the particular day he claimed he was injured. Because of that evidence and based upon the standard of review established by Parks, the majority affirms a decision by two judges of the three judge panel whose decision is actually based upon “any competent evidence” rather than the standard of review required by statute: reversing the trial judge because his decision was “against the clear weight of the evidence.”
VI. THE THREE JUDGE PANEL CLEARLY FAILED TO FOLLOW ITS STATUTORY STANDARD OF REVIEW.
This Court now has before it a cause where the three judge panel clearly failed to follow the law in their review. The claimant‘s testimony is credible and the testimony of the opposing witnesses is inconsistent. Therefore the decision of the trial judge was not against the clear weight of the evidence. But perusing through the transcript, it is possible to find some competent evidence to support the three judge panel. A cursory examination of the panel‘s order on appeal reveals that it used the “magic words”10 and therefore under Parks, this Court feels obliged to sustain the three judge panel even though the trial judge‘s decision was not against the clear weight of the evidence. I would overrule Parks and hold that a failure of the three judge panel to follow the mandate of
