OUR COMMUNITY, OUR DOLLARS, Appellant/Cross-Appellee v. David BULLOCK, Tiffany Francis, and Bryan Keaton, Appellees/Cross-Appellants.
No. CV-14-827.
Supreme Court of Arkansas.
Oct. 31, 2014.
2014 Ark. 457
Friday, Eldredge & Clark, LLP, Little Rock, AR, by: Elizabeth Robben Murray, Ellen Owens Smith, and Amanda Fray, for appellees.
COURTNEY HUDSON GOODSON, Justice.
Appellant Our Community, Our Dollars (Our Community) appeals the decision of the Saline County Circuit Court finding that the local-option petition certified by the Saline County Clerk did not achieve the number of signatures required for the proposal to be placed on the ballot in the upcoming general election on November 4, 2014. For reversal, Our Community first contends that the circuit court did not acquire jurisdiction to review the county clerk‘s certification because the complaint filed by appellees David Bullock, Tiffany Francis, and Bryan Keaton, failed to state a cause of action and because appellees did not plead with particularity their claim of fraud. In connection with this argument, it also argues that the complaint was deficient because appellees failed to attach the local-option petition, or any relevant parts thereof, to the complaint as required by Rule 10(d) of the Arkansas Rules of Civil Procedure. As its second point on appeal, Our Community asserts that the circuit court erred by not considering in its review a number of signatures that the county clerk failed to count prior to certifying the local-option petition. Our Community also argues that the circuit court erred in concluding that
Appellees have also filed a cross-appeal. In it, they assert that the local-option petition is invalid because it does not contain an enacting clause and that the circuit court erred in finding substantial compliance with the enacting-clause requirement. Finally, they argue that the circuit court committed error by counting signatures that were solicited between the time Our Community filed the petition with the county clerk on July 7, 2014, and the date that the clerk issued the initial notice on July 18, 2014, informing Our Community that the petition was deficient.
Our jurisdiction over this matter falls under Arkansas Supreme Court Rule 1-2(a)(8), as an appeal required by law to be heard by this court. See
Our review of the record discloses that Our Community is a ballot-question committee that is the sponsor of the local-option petition in question consisting of a proposal to allow voters in Saline County to decide whether to permit the manufacture and sale of alcoholic beverages in the county. In order for such a proposal to be placed on the ballot,
Thereafter, on August 8, 2014, appellees Bullock, Francis, and Keaton, who are registered voters in Saline County, filed suit against the county clerk challenging his certification that the petition gained the support of thirty-eight percent of registered voters. In response, the county clerk promptly filed a motion to dismiss, arguing that the complaint filed by appellees did not state a valid cause of action and that the loсal-option petition was not attached to the complaint as required by Arkansas Rule of Civil Procedure 10(d).
On August 14, 2014, Our Community, as the sponsor of the proposal, moved to intervene in the action, and the circuit court entered an order that same day granting the motion. Our Community also filed an answer to the complaint that included a counterclaim and a cross-claim against the county clerk, seeking a declaration that a number of relevant statutory provisions are unconstitutional.1 Also on August 14, 2014, Our Community filed a motion to dismiss appellees’ complaint based on the identical grounds urged by the county clerk.2
Later in the day on August 14, 2014, appellees filed an amended complaint. Still later that same afternoon, appellees filed a second amended complaint. Subsequently, on August 18, 2014, appellees responded to Our Community‘s motion to dismiss, denying that their complaint was deficient and asserting that, in any event, they had properly amended their complaint. Also on August 18, 2014, the circuit court conducted a hearing and entered an order denying Our Community‘s motion to dismiss the complaint.
The circuit court held additional hearings on August 21, and 22, and September 5, 2014. At the hearings, the testimony established that the county clerk‘s staff worked to verify the petitions and to determine whether the petitions had been signed by 25,580 registered voters. In that effort, the clerk hired additional personnel at the county‘s expense to assist in the verification process. Ultimately, the county clerk verified 25,653 signatures, which was 73 signatures in excess of the required number. However, the testimony also revealed that the clerk stoppеd counting signatures at that point and that he failed to screen all of the signatures that were submitted with the petition. Specifically, the county clerk did not review a total of 960 signatures. At the behest of the circuit court, the clerk examined the remaining signatures and determined that 720 of the 960 uncounted signatures were registered voters in the county. However, the circuit court ruled, based on
Based on the testimony and evidence presented at the hearings, the circuit court entered an order on September 10, 2014, rescinding the county clerk‘s certification of the lоcal-option petition. In its review, the court invalidated a total of 156 signatures, which left the petition 83 signatures short of the required number. In its order, the circuit court also addressed several matters raised by the parties. The court rejected appellees’ claims that the petition was invalid because it did not include an enacting clause and that the county clerk should not have counted the signatures collected between July 8 and July 17, 2014. The court also ruled against Our Community‘s challenge to the constitutionality of the contested statutes. Based on its finding that the petition failed to attain the requisite number of signatures, the circuit court issued an injunction for the removal of the proposal from the ballot; however, the court stayed that directive, pending this appeal, which timely followed the entry of the circuit court‘s order. Pursuant to
As part of its first issue, Our Community contends that the original complaint filed by appellees failed to state a cause of action for a signature challenge to the county clerk‘s certification and that it also failed to allege sufficient facts to support a claim of fraud. Our Community maintains that the initial complaint filed by appellees was deficient because it failed to plead facts identifying any specific signature alleged to be invalid; because the complaint failed to set forth particular facts showing the total number of challenged signatures; because it did not identify the specific basis for challenging any one signature; and because the complaint did not allege how invalidating any particular signatures would render the certification erroneous. Further, Our Community contends that the amended complaints filed by appellees could not cure the deficiencies found in the original complaint because the amendments were filed after the statutory deadline had expired for challenging the county clerk‘s certification. In making this argument, Our Community relies exclusively on law that is pertinent to causes of actions involving election contests. See, e.g., Willis v. Crumbly, 371 Ark. 517, 268 S.W.3d 288 (2007); Tate-Smith v. Cupples, 355 Ark. 230, 134 S.W.3d 535 (2003); McCastlain v. Elmore, 340 Ark. 365, 10 S.W.3d 835 (2000). In response, appellees maintain that Our Community‘s assertions are based on the flawed premise that election-contest law applies to a challenge of a county clerk‘s certification of a local-option petition. In this regard, they insist that the public-policy concerns at issue in election contests are not implicated in challenges to a certification of a local-option petition. See King v. Whitfield, 339 Ark. 176, 182, 5 S.W.3d 21, 24 (1999) (Glaze, J., concurring) (explaining that “election contest procedures are uniquely designed to dispose of all questions or issues quickly so stability and finality can be reached, thus, permitting government to continue as it should“). Appellees also assert that, even if election-contest law applies, they alleged sufficient facts in their original complaint to state a cause of action and that, in any event, they amended their complaint in a timely fashion and that the amendments remedied any deficiencies lacking in the initial complaint.
Also under this point, Our Community contends that the original complaint was flawed because appellees neglected to aрpend the petition or any of its contested parts to the complaint as required by Rule 10(d) of the Arkansas Rules of Civil Procedure. In opposing this argument, appel
The instant case marks the first occasion that this court has been asked to apply the law governing election contests and its requirements for stating a cause of action to a case involving a challenge to a county clerk‘s certification of a local-option petition. The question whether Rule 10(d) applies in such a case is also a matter of first impression. Although these are threshold issues, neither of them compromises the jurisdiction of the circuit court to review the clerk‘s certification. Cf. Willis v. King, 352 Ark. 55, 98 S.W.3d 427 (2003) (recognizing that the filing deadlines set by statute are mandatory and jurisdictional). As a consequence, we deem it unnecessary to address these issues in light of our decision to reverse and remand on the next point. Any opinion we could offer on these matters would be purely advisory, and it is well settled that this court does not issue advisory opinions. See Goodloe v. Goodloe, 2014 Ark. 300, 439 S.W.3d 5.
In its second issue, Our Community claims error in the circuit court‘s refusal to consider the testimony of a deputy clerk that the local-option petition contained an additional 720 signatures of registered voters that the county clerk had declined to review. Becausе the circuit court found that the petition failed by 83 signatures, Our Community contends that, had the circuit court considered the 720 signatures, the number of signatures would exceed that required for certification.
In ruling that it was prohibited from considering these signatures, the circuit court based its decision on an interpretation of
Insufficiency of Petition and Reсertification. If the county clerk finds the petition insufficient, within ten (10) days after the filing thereof the clerk shall notify the petitioners or their designated agent or attorney of record, in writing, setting forth in detail every reason for the findings of insufficiency. Upon notification of insufficiency of the petition, the petitioners shall be afforded ten (10) calendar days, exclusive of the day notice of insufficiency is receipted, in which to solicit and add additional signatures, or to submit proof tending to show that signatures rejected by the county clerk are correct and should be counted. Upon resubmission of a petition which was previously declared insufficient, within five (5) calendar days the county clerk shall recertify its sufficiency or insufficiency in the same manner as prescribed in this section and, thereupon, thе clerk‘s jurisdiction as to the sufficiency of the petition shall cease.
We disagree with the circuit court‘s ruling. With regard to a county clerk‘s certification,
As its next issue on appeal, Our Community asserts that the circuit court erred in applying a portion of
At issue here is the second sentence of
Where the petition contains evidence of forgery, perpetuated either by the circulator or with his or her connivance, or evidence that a person has signed a name other than his or her own to the petition, the prima facie verity of the circulator‘s affidavit shall be nullified and disregarded, and the burden of proof shall be upon thе sponsors of petitions to establish the genuineness of each signature.
As stated, Our Community contends that this provision applies only to the county clerk‘s ministerial duties in vetting the petition, but not the circuit court‘s review of the clerk‘s certification. Upon our de novo review of this issue of statutory interpretation, we are not persuaded by this argument.
The Arkansas Constitution places the burden of proof upon the person or persons attacking the validity of the petition.
Only legal voters shall be counted upon petitions. Petitions may be circulated and presented in parts, but each part of any petition shall have attached thereto the affidavit of the person circulating the same, that all signatures thereon were made in the presence of the affiant, and that to the best of the affiant‘s knowledge and belief each signature is genuine, and that the person signing is a legal voter and no other affidavit or verification shall be required to establish the genuineness of such signatures.
This provision, as to the effect to be given the affidavit of the circulator, has long been interpreted to mean that the circulator‘s affidavit is given prima facie verity. Parks v. Taylor, 283 Ark. 486, 678 S.W.2d 766 (1984) (citing Sturdy v. Hall, 201 Ark. 38, 143 S.W.2d 547 (1940)). But this presumption is not conclusive. Id. If it is shown that the affidavit attached to a particular petition is false, that petition loses the presumption of verity. Id. The burden will then shift to the proponent of the petition to establish the genuineness of each signature. Id.
In Save Energy Reap Taxes v. Shaw, 374 Ark. 428, 288 S.W.3d 601 (2008), this court specifically held that the second sentence of
On appeal in Save Energy, the appellant argued that the circuit court erred by invalidating the petitions in their entirety because the appellees did not present evidence that the canvassers consciously submitted false affidavits. Based on the second sentence of
In the instant case, there was sufficient evidence on which the circuit judge could rely to find that certain people signed names other than their own on various initiative petitions submitted to the county clerk by SERT. As such, the circuit judge was well within his bounds to reject the validity of those petitions and invalidate all of the signatures in the absence of proof from SERT that each signature was, in fact, valid. Accordingly, the burden of proving the genuineness of the disputed signatures shifted to SERT. Neither Ruth Reynolds, nor any other canvasser, however, testified that the individual signatures on the initiative petitions, other than those with common authorship, were valid or genuine. SERT‘s burden of proof was not met. We hold that the circuit judge did not clearly err on this issue.
Save Energy, 374 Ark. at 437, 288 S.W.3d at 605-06. Also, in Mays v. Cole, 374 Ark. 532, 289 S.W.3d 1 (2008), we reiterated that
Appellants submitted affidavits by two people, whose alleged signatures appear on a petition, in which they state under oath that they did not sign the petition. The circuit court‘s order acknowledges that Appellants produced evidence of two allegedly forged signatures. Therefore, they have satisfied their burden of proof under
section 14-14-915(d) , and the burden of proof shifted to Appellees to prove the genuineness of the signatures on the petition. In view of the fact that Appellees failed to produce any evidence on this issue, all the signatures on the petition that contain the alleged forgeries must be decertified. According to the record, fourteen of the signatures on that petition, including the two allegedly forged signatures, were counted for the purpose of certification. We, therefore, direct that all fourteen signatures be decertified.
Mays, 374 Ark. at 542, 289 S.W.3d at 7.
As can be seen, this court has consistently applied
As an alternative argument, Our Community contends that, if the statute appliеs, it is unconstitutional because it conflicts with amendment 7. It argues that the statute places the burden of proof on the sponsor, whereas amendment 7 places
In considering the decision of the circuit court, every statute is presumed constitutional. Reed v. Arvis Harper Bail Bonds, Inc., 2010 Ark. 338, 368 S.W.3d 69. If it is possible to construe a statute as constitutional, we must do so. In re Guardianship of S.H., 2012 Ark. 245, 409 S.W.3d 307. Because statutes are presumed to be framed in accordance with the Constitution, they should not be held invalid for repugnance thereto unless such conflict is clear and unmistakable. Id. Any doubt is resolved in favor of constitutionality. Cato v. Craighead Cnty. Circuit Court, 2009 Ark. 334, 322 S.W.3d 484.
Amendment 7 provides that “[i]n the event of legal proceedings to prevent giving legal effect to any petition upon any grounds, the burden of proof shall be upon the person or persons attacking the validity of the petition.” The amendment also states that the General Assembly may enact laws “to facilitate its operation.” To reiterate,
Where the petition contains evidence of forgery, perpetuated either by the circulator or with his or her connivance, or evidence that a person has signed a name other than his or her own to the petition, the prima facie verity of the circulator‘s affidavit shall be nullified and disregarded, and the burden of proof shall be upon the sponsors of petitions to establish the genuineness of each signature.
In our view,
We now turn to the issues raised by appellees on cross-appeal. As their first point, appellees contend that the petition should not have been certified because the proposal did not contain an enacting clause as required by the constitution and
Amendment 7 states that “[t]he style of all bills initiated and submitted under the provisions of this section shall be, ‘Be it Enacted by the People of the State of Arkansas, (municipality or county, as the case may be).‘”
The petition in this case reads as follows:
INITIATIVE PETITION
To the Honorable Doug Curtis, County Clerk of Saline County, Arkansas
We, the undersigned registered voters of Saline County, Arkansas respectfully propose the following ordinance and by
this, our petition, order that the same be submitted to the people of said county to the end that the same may be adopted, enacted or rejected by a vote of the registered voters of said county at the regular general election [to] be held on the 4th day of November, 2014 and each of us for himself or herself says: I have personally signed this petition: I am a registered voter of Saline County, Arkansas, and my printed name, date of birth, residence, city or town of residence, and date of signing this petition are correctly written after my signature.
TO ALLOW THE SALE AND MANUFACTURE OF ALCOHOLIC BEVERAGES IN SALINE COUNTY, ARKANSAS. TO REPEAL THE ABOLITION OF THE SALE AND MANUFACTURE OF INTOXICATING LIQUORS WITHIN SALINE COUNTY, ARKANSAS AND TO ALLOW THE DIRECTOR OF THE ALCOHOL BEVERAGE CONTROL DIVISION OF THE STATE OF ARKANSAS TO GRANT LICENSES FOR THE SALE OR MANUFACTURE OF INTOXICATING LIQUORS TO INCLUDE ALCOHOLIC BEVERAGES OF ANY KIND AND TYPE, INCLUDING BUT NOT LIMITED TO BEER, VINOUS, SPIRITOUS, AND MALT LIQUOR WITHIN SALINE COUNTY, ARKANSAS PURSUANT TO APPLICABLE STATE LAW AND REGULATIONS RELATED TO ALCOHOLIC BEVERAGES.
Noticeably, the measure does not contain an enacting clause. The circuit court ruled that it was not necessary for the petition to contain an enacting clause because no statute or ordinance was being enacted as a result of the petition. The court also found that the petition substantially complied with
This court has consistently held that local-option elections are not initiated measures within the meaning of amendment 7 but are in the nature of a referendum measure. Brown v. Davis, 226 Ark. 843, 294 S.W.2d 481 (1956). In the case of Yarbrough v. Beardon, 206 Ark. 553, 177 S.W.2d 38 (1944), where we held that local-option laws did not conflict with the constitution, we explained,
Amendment No. 7 to the constitution has no application. This is not an initiated act as provided for in that amendment. It is merely a submission to the legal voters of the county on the sale of liquor, and is more in the nature of a referendum than an initiative petition.
Yarbrough, 206 Ark. at 555, 177 S.W.2d at 39.
When local-option questions are placed on the ballot, the form in which the issue is presented to the voters is eithеr “FOR the Manufacture or Sale of Intoxicating Liquors” or “AGAINST the Manufacture or Sale of Intoxicating Liquors.”
As is evident, a local-option petition is not the sort of measure that requires the inclusion of an enacting clause. Such a proposal is demonstrably not an ordinance to which
As their final point on cross-appeal, appellees argue that the circuit court should not have counted 2,074 signatures that were collected between July 7 (the date the petition was filed), and July 18 (the date the clerk notified Our Community that the petition was deficient). They contend that the plain language of
As relevant here,
In conclusion, the circuit court‘s order overturning the county clerk‘s certification is reversed, and this matter is remanded for the circuit court to perform its de novo review by determining the sufficiency of the petition, as consistent with this opinion. In its review, the circuit court is to consider the validity of the uncounted 720 signatures.5
Reversed and remanded on direct appeal; affirmed on cross-appeal.
Mandate to issue immediately.
HANNAH, C.J., and CORBIN and DANIELSON, JJ., dissent.
DONALD L. CORBIN, Justice, dissenting.
Today‘s majority opinion represents another blatant attempt by a majority of the members of this court to reach a desired result without any regard for the resulting consequences. I believe the majority‘s decision places the parties and circuit court in an untenable position and, therefore, I must respectfully dissent.
As the сase stands, the circuit court issued an order finding the petition to be insufficient on the basis that it lacked the requisite signatures and that the clerk could not add additional signatures to an insufficient petition to make it sufficient. Based on its findings, the circuit court reversed the clerk‘s certification and ordered the initiative to be removed from the Saline County general election ballot. It further ordered the county election commissioners to not “tabulate, count, or otherwise certify any votes cast on the issue on November 4, 2014.” The circuit court stayed the first part of its order, so the initiative is on the general-election ballot, but the circuit court did not stay the part of its order enjoining the commissioners from counting or certifying any votes cast. OCOD has not requested that this court issue a stay of the injunctive portion of the court‘s ruling. In fact, OCOD asks us to reverse the circuit court‘s order finding the petition to be insufficient and order the votes cast on the question be counted. The majority grants only part of the requested relief in reversing the circuit court‘s finding of insufficiency based on the court‘s failure to consider the unprocessed signatures. More specifically, it reverses the circuit court and orders it to perform a “de novo review by determining the sufficiency of the petition, as consistent with this opinion.”
In so doing, the majority directs the circuit court “to consider the validity of the uncounted 720 signatures.” While this directive is not entirely clear, the majority seems to be suggesting that it is now the circuit court‘s responsibility to certify the petition based on these additional signatures. The absurdity of this is mind-boggling. In one fell swoop, the majority, without any authority to support itself, is forcing the circuit court to abdicate its judicial function and usurp the authority of the county clerk who is charged with reviewing signatures and determining sufficiency, all in the guise of conducting a “de novo review.” See
The county clerk‘s July 31, 2014 finding of sufficiency has been set aside. The certification that resulted from that finding is no longer valid, as it is based on a set of numbers that are no longer accurate. In order to comply with
Quite frankly, I believe the majority‘s disregard of the obvious time-constraints results from its failure to comprehend the ripple effect of its decision. Even though the majority is operating under the false belief that no new certification is necessary, I still do not believe that there is enough time to remand this matter to the circuit court and definitively settle the case. Even if we assume that the clerk, the circuit court, and the parties act in the most expeditious manner possible upon remand, one side is going to lose before the circuit court and that losing party has the right to bring another appeal before this court. Thus, I simply do not believe that under any reasonable scenario can there be a final resolution of this case before the election, or even before the time when the county board of election commissioners must certify the election results to the Secretary of State.
Notwithstanding my concern that this case is moot, I must also point out that I believe the majority‘s conclusion that the circuit court erred in refusing to consider the 720 excess signatures is wrong. The majority opines that if it affirmed the circuit court on this point, it “would silence the voices of registered voters who properly affix their names to a petition but whose signatures are deemed unnecessary to count by a county clerk.” While this is a nice sentiment, it ignores two critical facts. First, the majority is assuming, without any evidence to support it, that all 720 of those signatures are valid. Appellees were never given a chance to contest the validity of those signatures, and there has been no finding by the circuit court that the signatures are valid. Second, the majority takes no issue with silencing the voices of those persons who were unlucky enough to sign a petition part that was later deemed to have one invalid signature. According to OCOD, the circuit court‘s decision to strike all signatures on a petition part with one invalid signature resulted in the improper striking of ninety-two signatures. While I agree with the majority‘s conclusion to affirm the circuit court on this point because our law clearly states that the presumption of verity of those signatures was lost, I point to this fact that the signing of a petition does not come with any attendant guarantee of a signor‘s voice being heard.
While I recognize that the initiative process reserved to the people is an important one, it is also a process that must adhere to applicable statutory and constitutional requirements. As I stated, I have some sympathy for the plight of OCOD because of the county clerk‘s failure to review and certify all signatures submitted, but I cannot ignore the fact that OCOD, as sponsor, bore the burden of presenting ample signatures in the first instance, knowing well the likelihood of a large percentage of those signatures being invalidated upon review. Moreover, the predicament caused by the clerk‘s failure to count and certify all signatures presented is a legislative problem that requires intervention by the General Assembly, not this court.
For the reasons stated herein, I respectfully dissent.
HANNAH, C.J., and DANIELSON, J., join in this dissent.
