ORDER
On consideration of appellant’s petition for rehearing or rehearing en banc, it is
ORDERED by the merits division* that the petition for rehearing is granted as set forth in the amended opinion filed April 23, 2008, and that this court’s opinion filed on September 13, 2007, is hereby vacated. It is
FURTHER ORDERED that the petition for rehearing en banc is denied as moot, without prejudice to the filing of a petition for rehearing en banc directed to the amended opinion issued on April 23, 2008.
Appellant, Andre Otts, was charged with distributing a controlled substance (heroin) and unlawful possession of a controlled substance (heroin), both in violation of D.C.Code § 48-904.01(a)(l) (2001).
In this consolidated appeal, appellant presents four arguments for reversal, of which the first two, are the primary focus of this opinion. Appellant first contends that the trial court plainly erred in admitting two DEA-7 chemist reports at trial when the chemist did not testify at trial. Second, appellant argues that the trial court erred in denying his D.C.Code § 23-110 (2001) motion for relief, in which he alleged that his trial counsel was ineffective for faffing to raise an objection under the Confrontation Clause of the Sixth Amendment to the introduction of chemist reports, and for faffing to move the trial court to reopen its pretrial ruling on the admissibility of appellant’s statement made while in custody. Third, appellant contends that the trial court committed plain error in faffing to reverse sua sponte its sua sponte pretrial ruling denying suppression of a statement appellant made while in police custody, when evidence introduced at trial revealed that the statement was made in response to interrogation. Fourth, appellant contends that the trial court erred in denying his Motion for Judgment of Acquittal as to the unlawful possession charge because the evidence was insufficient to establish that appellant possessed a “measurable” amount of heroin. We reject all four of appellant’s arguments and affirm the decision of the trial court.
I. Factual Background
On December 11, 2003, Metropolitan Police Department (“MPD”) officers were conducting á narcotics surveillance operation in the 300 block of L Street, S.E., Washington, D.C. Observation post officers observed appellant standing in the 300 block of L Street, S.E., and a teal-colored Ford vehicle drive onto the block. A male passenger, later identified as appellant’s co-defendant, Robert Drummond, exited the vehicle, approached appellant, and the two men engaged in a conversation. Then, the two men walked a short distance and observation post officers saw appellant give Mr. Drummond a small object in exchange for U.S. currency. Mr. Drummond then left the area.
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Upon witnessing this transaction, observation post officers gave a lookout description of the teal-colored vehicle, and arrest team officers detained Mr. Drummond and recovered three green Ziploc bags of a substance that later field tested positive for heroin, and one blue-colored Ziploc bag of a substance that later field tested positive for cocaine base. Arrest team officers then stopped appellant at the corner of Third and L Streets, S.E. MPD Officers Michael Jewell, Donald Smalls, and William James, each testified that they were able to see appellant place an object in his mouth after he was stopped by the arresting officers. Specifically, Officer Smalls testified that when appellant noticed him and the other arresting officers, he “motion[ed] to his mouth with his right hand,” prompting the officers to jump out of their vehicle and ask appellant what he had just placed in his mouth, to which appellant did not say anything. The transcript indicates that Officer Smalls testified on direct examination that appellant responded to the arresting officers’ inquiry of “what do you have in your mouth” by repeatedly saying “he didn’t have anything.” However, on cross examination, Officer Smalls testified that appellant said nothing in response to this inquiry, but began to move his [A]dam’s apple as if trying to swallow, and further testified: “He didn’t say anything until after he spit it out. When he spit it out, Mr. Otts said there’s nothing in there.” Viewing the evidence in a light most favorable to the government, as we must, we are satisfied that appellant made the at-issue statement after expelling the green bag from his mouth.
See, e.g., United States v. Turner,
Officer Smalls, along with arrest team Officer James, approached appellant and brought him over to their police cruiser. At this time, Officer Smalls could see appellant’s “Adam’s apple trying to swallow something,” and ordered appellant to “spit it out.” Another arrest team officer then placed his hand around appellant’s collar in an effort to force him to expel the object from his mouth. Appellant finally spit the object out, and remarked “there’s nothing in there.” The officers determined that it was a “[green] plastic bag with a white residue in it that was chewed up.”
II. Analysis
1. Crawford Challenge to the Admissibility of the Chemist Reports
Appellant argues, for the first time on appeal, that the admission of the two DEA-7 chemist reports at trial violated his Sixth Amendment confrontation rights because the chemist was not called to testify.
2
Specifically, appellant argues that the chemist reports constituted “testimonial hearsay” under
Crawford v. Washington,
We conclude that appellant satisfies the first prong of
Olano
based on our prior decision in
Thomas,
where we found error.
See Thomas, supra,
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With regards to the second prong of
Olano
that requires that the error is “plain” at the time of trial, unlike the defendant-appellant in
Thomas,
Mr. Otts’s trial occurred after
Crawford
but before our decision in
Thomas.
The special plain error rule that required the error to be “plain” at the time of appellate consideration in
Johnson v. United States,
Even if Mr. Otts had been able to satisfy the first three prongs of
Olano,
he fails under the fourth and final prong: whether the unobjected-to error ‘seriously affectfed] the fairness, integrity or public reputation of judicial proceedings’ before we may exercise our discretion to correct the error.
Johnson, supra,
In terms of the fairness of the proceeding, Mr. Otts was provided copies of the DEA chemist’s reports, including the chemist’s worksheets, prior to trial, and he was notified that the government intended to offer those reports into evidence at trial. Mr. Otts has never challenged the chemical analysis contained in either of the two DEA-7 reports, which purported to prove that the substances in the buyer’s Ziploc bag and Mr. Otts’s Ziploc bag were heroin. He has not indicated that he had any questions for the chemist who prepared the reports, what information he hoped to elicit upon cross-examination of the chemist and how this information would have aided his defense. Moreover, Mr. Otts had a “fair opportunity to investigate and challenge the chemist’s report[s], and he could have subpoenaed and cross-examined the chemist if he doubted [the chemist’s] findings, qualifications, or methodology,” id. at 28, but chose not to do so. Mr. Otts never disputed the accuracy of the chemist’s reports; indeed, his defense theory was that he did not sell drugs to Mr. Drummond and that the DEA-7 analysis on the substance recovered from Mr. Otts did not prove it contained a measurable amount of heroin. As noted earlier, Mr. Otts did not raise a valid objection to the admission of these reports into evidence. As we held in Thomas, “[h]aving elected not to contest the identity of the [heroin] mixture at his trial, appellant cannot claim that fairness requires that he nonetheless be given a chance to contest it now.” Id. at 28.
As to the integrity of the proceeding, we similarly note that “there is no reason whatsoever to believe that the chemist’s report was unreliable” and that other evidence adduced at trial “strongly corroborated the chemist’s identification” of the substance. Id. at 23 (noting that circumstances of sale of “white rocky substance” contained in ziplock bag and positive field test strongly corroborated chemist’s report that substance was cocaine). Further negating the possibility that the
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chemist report might have been unreliable and might have affected the integrity of the proceeding was the testimony at trial of several officers who observed appellant in an open air drug market and, moments before his arrest, hand Mr. Drummond a small object in exchange for U.S. currency. After arrest team officers stopped appellant in response to a lookout given by observation post officers, Officers Jewell, Smalls, and James, each testified that they could see appellant place an object in his mouth and begin to chew as they approached. Officer Smalls could see appellant’s “Adam’s apple trying to swallow something,” and Officer James could see that appellant was “chewing” something in his mouth. Once appellant finally expelled this object from his mouth, Officer Smalls could see that it contained what he recognized from his experience was heroin residue. The officers’ testimony, in addition to appellant’s statement “there’s nothing in there” after he spit out the bag, was sufficient for a jury to reasonably find that appellant possessed a measurable amount of heroin with an intent to distribute it.
See, e.g., Vest v. United States,
Finally, in light of our determinations about the fairness and integrity of the proceeding, we note the same difficulty the Thomas court did in “see[ing] how the use of the DEA chemist’s report at appellant’s trial otherwise could be thought to have impugned the public reputation of the judicial proceeding.” Id. Although the United States Supreme Court decided Crawford three weeks before Mr. Otts’s trial commenced and Crawford “dramatically transformed Confrontation Clause jurisprudence” regarding testimonial evidence, that transformation was neither instantaneous nor clearly applicable to the admissibility of DEA reports. See id. at 8. The chemist’s report was admitted in accordance with the understanding of the settled law at the time of trial. See id. at 23.
We conclude that the fairness, integrity or public reputation of Mr. Otts’s trial was not undermined by the introduction of the chemist’s report.
2. Ineffective Assistance of Counsel Claims
Subsequent to sentencing, appellant filed a motion for relief from his conviction pursuant to D.C.Code § 23-110, contending that his trial counsel had rendered ineffective assistance of counsel by: (1) failing to raise an objection under the Confrontation Clause to the introduction of the DEA-7 chemist reports when the declar-ant chemist did not testify at trial; and (2) failing to move the trial court to revisit its pretrial ruling regarding the admissibility of his statement “there’s nothing in there” under
Miranda v. Arizona,
For purposes of appellate review, the trial court’s determination of whether counsel was ineffective presents a mixed question of both law and fact.
See Cosio v. United States,
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In the present case, the judge did not make findings of fact and conclusions of law in ruling on appellant’s § 28-110 motion. Instead, in a written order, dated August 11, 2006, the trial court denied appellant’s motion for relief “[f]or the reasons stated in the government’s Opposition.” Although “[w]e [remain] mindful of the exceptional caseload under which the trial judges labor, we take this occasion only to remind them of the difficulty which verbatim adoption of proposed findings creates for our statutory obligation to defer to factual findings of the trial court.”
Frederick, supra,
To prevail on his ineffective assistance of counsel claims, appellant must demonstrate that his counsel’s performance was constitutionally deficient, and that the deficient performance prejudiced his defense.
See Strickland v. Washington,
Appellant is unable to show deficient performance or prejudice with regard to his trial counsel’s failure to raise an objection under the Confrontation Clause to the introduction of. the chemist reports when the declarant chemist did not testify at trial. In reviewing ineffective assistance of counsel claims, we must “judge the reasonableness of counsel’s challenged conduct on the facts of the particular case,
viewed as of the time of counsel’s conduct.” Strickland, supra,
Crawford
concerned the testimonial nature and the admission of a recorded oral statement that petitioner’s wife made during police interrogation in ah assault and attempted murder case.
See Crawford, supra,
However, assuming
arguendo,
that appellant could prove that his trial counsel’s performance was deficient, we are of the opinion that he would still be unable to show prejudice. “An error by counsel, even if professionally unreasonable, does not warrant setting aside the judgment ... if the error had no effect on the judgment.”
Strickland, supra,
Appellant is similarly unable to show deficient performance based on his contention that his trial counsel was ineffective by failing to move the trial court to revisit its pretrial ruling regarding the admissibility of his statement “there’s nothing in there” under Miranda. Although appellant’s trial counsel never moved pretrial to suppress appellant’s statement, the trial court sua sponte ruled that there was no basis for suppressing the statement. The trial court reasoned that even though appellant was in custody at the time he made the statement, a Miranda violation is triggered “only when there is custodial interrogation, and th[e] statement [here] was not made in response to interrogation.” Therefore, appellant’s statement was admissible at trial. Appellant now argues that his trial counsel’s actions in failing to revisit the trial court’s sua sponte pre-trial ruling mid-way through trial fell below professional norms because, according to appellant, subsequent trial testimony showed that this statement was a product of “custodial interrogation” for purposes of Miranda — a fact that the trial court did not have at its disposal during the pre-trial hearing. We disagree.
In the government’s Opposition to Defendant’s Motion for Relief, upon which the trial court relied, the government argued that the subsequent trial testimony of Officers Smalls and James, in which they testified that appellant was “asked” what was in his mouth, to which appellant “kept saying he didn’t have anything,” did not undermine the factual predicate for the pre-trial ruling. Specifically, the government argued that appellant’s statement, “there’s nothing in there,” was more likely a spontaneous boast rather than an answer to a question posed by arresting officers.
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See, e.g., Beaner v. United States,
Viewing the evidence in the light most favorable to the government, the sequence of events reveals that: (1) when appellant first noticed the officers, he “motion[ed] to his mouth with his right hand” and began to chew; (2) the officers jumped out of their police vehicle and asked appellant what he had just placed in his mouth and appellant did not say anything; (3) the officers approached appellant and brought him over to their police cruiser, at which time, Officer Smalls could see appellant’s “Adam’s apple trying to swallow something”; (4) the officers ordered appellant to “spit it out”; (5) the officers used force to try to expel the object from appellant’s mouth; (6) appellant finally expelled one green Ziploc bag; and (7) appellant then stated “there’s nothing in it” after the bag had been retrieved by Officer Smalls. Deferring to these factual findings, as we must, it is unlikely that appellant said “there’s nothing in there” in response to the officer’s questions of “what is in your mouth.” The government argues that Officer Smalls testified that an estimated two minutes had elapsed between the time appellant placed the object in his mouth and the time he was forced to spit it out, and thereafter stated “there’s nothing in there.” Thus, it is reasonable to assume that this statement was no more than a spontaneous boast rather than an answer to a question posed before the struggle to retrieve the bag, and therefore
Miranda
was not invoked.
See, e.g., Beaner, supra,
Moreover, appellant’s trial counsel, in an affidavit submitted with the government’s opposition, stated that during his cross-examination of Officer Smalls, who had earlier testified on direct that he asked appellant “what do you have in your mouth,” and appellant “kept saying he didn’t have anything,” the officer admitted that appellant did not say anything until
after
he spit out what he had in his mouth. After this testimony, appellant’s trial counsel stated that it did not occur to him to move to reopen the suppression hearing because he “did not believe the statement ... was something that [he] needed to withhold from the jury, especially in light of the fact that the Court had ruled that the item seized from Mr. Otts was admissible.” Based on these facts, and trial counsel’s representations, we adhere to the “strong presumption that counsel’s conduct falls within the wide range of reasonable professional assistance ...,”
Strickland, supra,
3. The Suppression Claim
Relatedly, appellant contends, for the first time on appeal, that the trial court committed plain error in failing to sua sponte reopen the suppression hearing of his statement “there’s nothing in there” because the subsequent trial testimony of Officer Smalls revealed that he and Officer James had in fact “asked [appellant] what was in his mouth,” to which appellant “kept saying he didn’t have anything.” For the same reasons above, we disagree.
As noted, the trial court
sua sponte
determined that there was no basis for suppressing appellant’s statement under
Miranda
because the statement was not made in response to interrogation. Ordinarily, a pretrial ruling is the law of the case and cannot be revisited at trial,
Scales v. United States,
Guided by our previous decisions, our review in this case is not mandated because it is uncontested that appellant’s trial counsel did not revisit the suppression issue at trial. Further, even if we chose to consider the merits of appellant’s claims, we would do so under plain error, a burden that appellant would be unable to meet.
See Olano, supra,
4. The Sufficiency Claim
Lastly, appellant contends that the evidence adduced at trial was insufficient to establish that the green-colored bag he expelled from his mouth contained a “measurable” amount of heroin. We review claims of insufficiency of the evidence
de novo,
applying the same standard as the trial court in ruling on a motion for judgment of acquittal.
See Price v. United States,
In the case at bar, the government relied on three pieces of evidence to prove the “measurability” of the cocaine residue present in the bag expelled from appellant’s mouth: (1) there was a reasonable assumption that a person under these circumstances would not have a Ziploc bag that did not contain a quantifiable amount of a controlled substance; (2) the evidence showed that the bags recovered from the buyer, Mr. Drummond, contained a quantifiable amount of heroin; and (3) appellant’s statement that “there’s nothing in there.” The DEA-7 chemist report was not the totality of proof on the issue of measurability. We note that the chemist
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report does state that the Ziploc bag contained heroin and quinine, but that it was apparently such a minimal amount of the substance that it could not be quantified or measured. However, the fact that the Ziploc bags that appellant sold to Mr. Drummond (a charge appellant does not challenge) were quantifiable, and that appellant would not have an additional Ziploc bag with contents that were not measurable, coupled with appellant’s statement “there’s nothing in there,” could lead a juror to reasonably conclude that immediately before appellant placed the bag into his mouth and began to chew and made a swallowing motion, there existed a measurable amount of heroin.
See, e.g., Vest, supra,
Affirmed.
Notes
. To be clear, two DEA-7 chemist reports were admitted into evidence. The first chemist report, introduced during the testimony of Officer Smalls, consisted of a "Certified Report of Controlled Substance Analysis,” which reported the chemist's findings regarding the contents of the single green Ziploc bag recovered from appellant, as well as a "Report of Drug Property Collected, Purchased or Seized." In the Certified Report, the chemist listed the net weight of the Ziploc as "residue” and reported its contents as heroin and quinine. The second chemist report introduced during the trial testimony of Officer Croson, was identical to the first and analyzed the contents of the four Ziploc bags recovered from Mr. Drummond, the contents of which were quantifiable and contained a reserve weight.
. In
Howard,
we rejected the appellant’s Sixth Amendment claim because we found the chemist’s reports were "sufficiently trustworthy to satisfy the purpose of the Confrontation Clause.”
. We note that our review of appellant’s constitutional claims will be conducted based upon our decision in
Thomas,
as opposed to
Howard,
which was the prevailing law regarding the admission of DEA-7 chemist reports at the time of appellant’s trial. We do so based on our adoption of the "firm rule of retroactivity” of judicial decisions articulated by the Supreme Court in both criminal and civil cases.
See, e.g., Harper v. Virginia Dept. of Taxation,
. The original version of this opinion,
Otts v. United States,
