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Otto v. State
273 S.W.3d 165
Tex. Crim. App.
2008
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*1 separation-of-powers tional violation

doctrine. These are matters that are best Legislature

left to the Safety and to Na- Casualty Corp.

tional Concurring Opinion

Page governments may local

crease their upon non-profit reliance Pre-

trial programs. majority Services notes,

аptly bonding “Bail is a busi- Indeed is. To the extent that

ness[.]”1

the interests of the bail bond business and justice system needs the criminal track,

are not on the same local and state

governments are free appropriate to make

adjustments. Courts do not decide the laws, they

wisdom of such decide

their constitutionality. join therefore the majority opinion. OTTO, Appellant,

Adriane Elaine

v.

The STATE of Texas.

No. PD-1311-06.

Court of Appeals Criminal of Texas.

Feb. 2008.

Rehearing April Denied Majority Op. at 164.

rently drug,” an is unknown substan- jury instruction, tively different from a that defines as the “introduc- intoxication of a of alcohol and tion combination drug.” decide that there unknown We significant or legally no substantive differ- charges ence and that between these two jury charge in the concurrent-causation on the improperly expanded this case alle- gations the indictment. alleged appellant

The indictment having intoxicated “not the normal (sic) physical use of his mental and facul- introduction ties the reason of the (sic) into his body.” state’s support allegation of this evidence take a appellant’s cluded refusal to breath- to the alyzer test her statement ar- a lot resting officers she had had trial, Appellant drink. howev- testified er, only that she had a small consumed (two wine) glasses amount of alcohol After during dinner a restaurant. din- ner, bar” she “sports she went where only soda evening drinking spent a male friend. testified Appellant must some put male friend knowledge. drug into her soda without it was suggest She seemed alcohol, this unknown (“Tex”) Klein, TX, Tonroy, Donald R. that caused her intoxicated. Appellant. for in the indict- Tracking allegations Keating, Atty., Hous- Kevin Asst. Dist. ment, application paragraph Horn, ton, Atty., L. State’s Jeffrey Van jury to сonvict jury charge authorized the Austin, Appellee. for if it that she was intoxicat- appellant introduction of “by ed the reason of the OPINION Pursuant body.” into his HERVEY, J., opinion delivered 6.04(a), the state Section Pen.Code, Tex. PRICE, MEYERS, the Court which received, appellant’s requested and over KEASLER, JJ., JOHNSON, joined. jury in- objection, a concurrent-causation stating: struction felony A jury convicted pre- person criminally responsible A The issue driving while intoxicated. occurred a concur- the result would not have in this case sented is whether instruction, either alone or operating that de- for his rent-causation cause, unless concurrently with another the “introduction of fines clearly suffi- concur- concurrent alone or cause was operating either cient to overruling objection the result and the con- appellant’s to the instruction, duct of the defendant insufficient. the trial apparently court concluded that this in- Therefore, find from the evi- struction would not authorize the beyond dence a reasonable doubt that *3 find intoxication based on a combination of the intoxication of Adriane Elaine Otto drugs. alcohol and would not have occurred but for the defendant’s as in charged says No. What this [THE COURT]: indictment, operating either alone or that unless the concurrent cause was concurrently cause, with another unless clearly produce sufficient to the result clearly the concurrent cause was suffi- and the conduct of the are defendant produce cient to the result and the con- insufficient, clearly the concurrent insufficient, duct of the clearly defendant cause to me the allegation. you find criminally will the defendant drug, To the it [DEFENSE]: whatever responsible. you beyond Unless so find was. doubt, a reasonable or if you have a The [THE COURT]: whatever thereof,

reasonable doubt you will find was, drug and unless that clear- was criminally defendant not responsible ly the result and say by your and Guilty.”1 verdict “Not the conduct of the defendant in- Appellant objected instruction, to this sufficient, the conduct of the defendant “because it would let the State argue that being beverages. alcoholic two drugs combination of could have caused wine, yes, [DEFENSE]: sir. they pled when alcohol I telling [THE Then am them COURT]: only.” Appellant explained further you find the defendant crimi- will in evidence ‍‌​‌​​​‌‌‌​‌​‌​​‌‌​‌‌‌‌‌​​‌‌‌​​​​‌‌​‌‌​‌‌​​‌​‌​‌​‍this case showed that in- nally responsible. toxication was caused “either or Yes, sir. [DEFENSE]: else, it something was but it wasn’t find, you [THE Unless so COURT]: combination.” words, you other if find that the [DEFENSE]: What the evidence this the cause was and the alcohol is, case is that something made [appel- not, you acquit then her say will intoxicated. It lant] was either alcohol by your guilty. verdict not else, it something but it wasn’t this, After there further discussion They combination. didn’t plead or about

say anything about the making struction, during apparent- the state [appellant] more susceptible to the in- ly position tоok the that this instruction toxication of which is what would authorize the intoxi- find read that as saying, and this is different. “[a]leohol, cation operating based either This seems intervening to me like an concurrently alone or with another cause.” cause rather than a combination of something between the alcohol says essentially and the Causation [STATE]: drugs. case, that if alcohol or alco- application paragraph drug. application para- of this instruc- This tion, therefore, instructed the to convict graph further instructed the con- appellant it found that her intoxication was ingestion vict if it found that her ("as ingestion of alcohol "clearly alcohol was insufficient” to cause hеr indictment”), charged in the operating either intoxication. ingestion alone or with her paragraph else—let me read this it’s this talks something

hoi get to make sure I here. heard straight you probably about—and Alcohol, operating you either alone or wondering read it Judge were currently with another unless read going on—and I’ll from what was other cause is insufficient. No- “Therefore, paragraph, second say does causation that alcohol where a reason- beyond from the evidence find predominant. has to be the It doesn’t that the intoxication Adri- able doubt say majority. just it has to be the has occurred but ane Otto would say alcohol and go- for the defendant’s conduct”—that’s else, lоng of—part as as it is ing driving to be her the vehicle while intoxicated, indict-

* * n *4 ment. if the saying drug You’re [STATE]: was charged in indictment that We have clearly the result intoxicated the introduction she was clearly and the alcohol insufficient? was into her that is body. So her To cause result. [THE COURT]: charged in the indictment. conduct as guilty. Then it’s not [STATE]: Driving the vehicle intoxicated while The be verdict should [THE COURT]: reason of introduction alco- guilty. body. Operating alone hol into her or The Exactly. law doesn’t [STATE]: concurrently cause. with another much specify to how the conduct that this is in paragraph The reason has to along with the concurrent conduct testimony. here is because of Ms. Otto’s be, percent. It whether it’s testimony, you And if listen her she say pre- has to be doesn’t driving and you told that she was she just says it dominant. It has be anything. only remember doesn’t cause, clearly unless it is insufficient. If might think that she wasn’t reason she insufficient, lose, it is then we but have intoxicated is because she didn’t say percent it doesn’t it to be 30 has night, that the reason she accident but see percent percent. you or 51 Do in the condition was was she was there, saying Judge? I’m It what of some substance because unknown set it has to doesn’t out that body. in her that was just it is predominant says cause. if clearly insufficient. if it. Now, it’s in here need This you in here need it. paragraph you This During argument, its closing jury no to her paragraph lends credence tes- argued state that the concurrent-causation dоes not tell permitted timony paragraph to convict you you if it that she intoxicat- have to believe what she was that “by saying, reason of the introduction of alcohol but in here case ed was it’s you body” that “[o]perating into her either alone there’s an issue that arises might another cause.” think that there was “the argued only way” only state further that involved alcohol. else besides could that if acquit appellant here, was need it’s in why That’s we it believed that be clear about that. It does lend there, intoxication. up she said be- credence what later, argue I I don’t believe thing Another want to talk [STATE]: it, you but it’s need it. charge, about 3 of the here you page is on word And paragraph you Now, clause, what this also tells if I read this this extra is that in order to guilty, find her not that has been included in the you to find have that the charge, you conduct of the it sounds like if find defendant, driving which is the any way while that the alcohol re- intoxicated sponsible of the introduction intoxication, for her then insufficient. And guilty. she you got That have find by clearly insufficient means that virtually are the sole played you no cause. That if believe you reason for her intoxication before her, that all night— she had that guilty. can find her

Now, case, if that’s the I don’t believe they proved beyond a reasonable doubt that she was intoxicated you her, That if believe that all she had introduction of alcohol into her system. that night was two classes of winе And I’m exactly not real sure what this you believe that particular part charge says, insufficient because believed her proceed let me my original closing story, that she slipped had been a mic- argument. key night, only way is the (Emphasis supplied). *5 you can find her guilty. not The court of initially decided (Emphasis supplied). the concurrent-causation instruction did improperly expand allega on the expressed defense also a belief that in State, tions the indictment. See Otto v. the concurrent-causation per- instruction 238, 141 (Tex.App.-San S.W.3d 239-41 An mitted the if the 2004). review, tonio On discretionary we believed that “alcohol was in way remanded the ease to the court of appeal responsible for her intoxication.” light reconsider its decision in of our Well, gentle- [DEFENSE]: ladies and State, decision in Gray v. 152 S.W.3d 125 men, I’m having awfully an hard time (Tex.Cr.App.2004). remand, On the court this, with because the indictment of appeals decided that the concurrent- charged that the State prove had to causation improperly expanded beyond a reasonable doubt that Adriane allegations on the in the indictment and Otto by intoxicated the introduction thus theory allowed “conviction on a of alcohol into her system they put State, previously alleged.” See Otto v. 211 on they evidence about what think was S.W.3d (Tex.App.-San 362-63 Antonio the cause of the intoxication put and we 2006). granted We review decide on evidence about that we think the whether improperly this instruction ex cause of the intoxication was an involun- panded allegations on the in the indict tary drug got kind of sys- in her —some ment. tem and that was the reason she was not able to drive with the use of her normal this, In cases like in which physical faculties, mental and and that’s alleges by state intoxication alcohol alone passed reason she was in out front of and the defense claims it should win be her Jersey ex-husband’s house in Village ingested cause the defendant other intoxi police found her. substances,2 cating our case estab law Gray, 2. See 152 (noting S.W.3d at 132 permit that it acquittal a defendant "secure justice is an system intoxicant") abuse of the criminal merеly by proving an alternative 170 expands drugs suscep- on more charge improperly that a made the defendant

lishes by charged in the indictment when the allegations being tible intoxicated Here, intoxication in terms of charge defines intoxicant —alcohol. by charge “the intoxicated whether defendant was and instructions authorized drugs and alco if it guilty a combination of unknown to find Otto (1) A Gray, hol.” See 152 130.3 intoxicated reason of the introduc- S.W.3d cases, not, of types does in these into her charge body, tion allegations intoxicant, on in expand the intro- improperly charge drugs concurrently indictment when the defines duction unknown “the de A theory. terms alcohol—a combination whether jury’s intoxicated еi intoxicated finding [was] fendant Otto was or in combination with a ther alone of introduction susceptible drugs concurrently that made him more to alco ‍‌​‌​​​‌‌‌​‌​‌​​‌‌​‌‌‌‌‌​​‌‌‌​​​​‌‌​‌‌​‌‌​​‌​‌​‌​‍with alcohol does not charge Gray-that See id.4 This latter is com hol.” mean—like in Sutton and “synergistic to as a effect” monly referred found Otto intoxicated charge. (stating See 133 “susceptibility” Gray, Gray, alone. 152 S.W.3d at Sutton, in Gray Our decision can both this case S.W.3d “[i]n of the statement that approving charge permitted read if the conviction liquor drugs “combination more suscep- made the defendant alcohol”). susceptible would make an individual more to the like in Rod- tible Much is in liquor to the influence of effect distinguish- and Sutton are riguez, Gray equivalent by liquor to intoxication alone.” expands jury charge able that the State, (quoting id. Heard v. charging in the allegations set forth (Tex.Cr.App.1984)). (“The S.W.2d See id. instrument. *6 Rodriguez put did not forth an ‘addition- appeals The that court of decided jury. the susceptibility theory,’ al im the concurrent-causation instruction expanded on the ‘improperly therefore expanded allegations properly the allegations forth in the informa- set the this instruction au indictment because tion....’”). a a thorized conviction under “combina Otto, 211 S.W.3d 362-63. theory. tion” The court decid of ed: also that the believe concurrent- We instruction, con- especially causation when jury charge Gray Sutton and

Unlike closing jury argu- sidered the state’s susceрtibility theory. not include a did Sutton, jury charge charge and at the Gray position and ments its ference, ingestion appellant’s of conviction if the authorized conviction permitted J., (Cochran, dissenting) (referring “by a of the introduction of and at 136 ed justice system abuse as to this of criminal and alcohol combination of unknown hair-splitting”). ‘‘Dickensian body”). his into State, Rodriguez also v. 18 S.W.3d See State, also v. 899 S.W.2d See Sutton (charge (Tex.Cr.App.2000) improperly 229-32 op.) (charge (plurality (Tex.Cr.App.1995) expands allegations charging instrument allegations expand improperly does alone, alleging intoxication alcohol charging when it defines intoxi- instrument charge as defines intoxication “introduc- "alcohol, either сation as introduction of drug, a or a combination tion drug or in with a that alone combination body” both of those into susceptible to more ma[k]e[s] [the defendant] application paragraph convic- authorizes alcohol”). jury if finds that defendant intoxicat- tion under a theory. Gray, allegations “combination” on the in the indictment. See id. Otto, 130; 152 S.W.3d at 141 S.W.3d at J., (Angelini,

241-45 dissenting).5 While dissenting claims that opinion prop- concurrent-causation instruction was responsive this instruction to the de er a “but-for” limita- because it contains fensive theory appellant’s intoxication tion, meaning could not solely by was caused an unknown it it convicted unless found that she still authorized convict it would not have become intoxicatеd “but- rejected theory this still found for” ingestion of alcohol. See Dissent- appellant’s intoxication was caused a ing op. dissenting opinion 176.7 combination of alcohol the unknown further claims that the “but-for” limitation drug.6 Nothing any this instruction or in the concurrent-causation instruction dis- other part authorized the tinguishes this case from our “combina- appellant upon a finding convict tion” instruction such Rodriguez, cases that a combination and the un because a “combination” instruction does drug known made appellant suscep more not contain a “but-for” limitation. See Dis- tible to the required by alcohol as Gray, (“combination” senting op. at 176 instruc- We, therefore, S.W.3d at 130. decide tion is improper beсause it does not limitation).8 improperly expanded instruction clude “but-for” 5. The 8. According dissenting state seems to concede opinion, as much in its argues: brief where it "combination” does not contain a is, therefore, improp "but-for” limitation and While it is true that the instruction author- er, improperly [appellant’s] because a find ized could conviction on a combina- (when theory, tion combination of did so alcohol was a State alcohol) "but for” alleged drug intoxication. More- over, the instruction forbade the though intoxication even the alcohol was [appellant] if the combination of by itself to cause insufficient intoxi Rohypnol or another and alcohol was oр. Dissenting cation. See at 176. It is not alcohol, standing such that effect apparent jury can to us that a make such a alone, was insufficient to cause her intoxi- finding portion under a "combination” of an cation. instruction that defines as the (Emphasis supplied). alcohol, drug, "introduction of or a combi *7 substances, nation of both of those into the agree 6. We with the state the concurrent body.” Rodriguez, See 18 S.W.3d at 229-32. responsive causation appel- instruction was to Contrary dissenting in to the claim made the "that, lant’s defense if had she been intoxicat- opinion, portion the "combination” of this ed, only unknowingly ingested— the she (defining instruction intoxication as "a combi not alcohol—caused her intoxication." This substances”) nation of of both those seems defense, however, presented could have been implicit also to contain an "but-for” limita charge authorizing in the without also the (i.e., tion this "combination” instruction jury theory. to convict on a "combination" jury would not authorize a to convict if the dissenting opinion 7. The further claims that jury believed that the alcohol was in "synergistic the "susceptibility" effect” and intoxication). sufficient itself to cause implicitly instructions also contain this "but- Rodriguez An instruction like one in agree for" limitation. See id. We that all might though authorize a conviction even (the three of these instructions concurrent- alcohol was insufficient itself to causation, effect, synergistic and the sus- intoxication. But is “introduc- instructions) ceptibility permit would not a alcohol, drug” portion charge tion of a of the jury to like convict in cases this without find- this, accomplish that would not the ing “combi- that the defendant would not have be- ingestion portion come nation of intoxicated "but-for” the both of those substances” of of charge. alcohol. alcohol, of

This, however, point. cation as the “introduction is beside in- though Even of drug, or combination of both those case contains a “but-for” struction this body”).12 into the not a con- limitation and would authorize judgment of the court of is if jury found that wine viction affirmed. clearly insufficient appellant drank was intoxication, this concurrent-cau- causе her instruction also authorized sation J., WOMACK, concurred. if intoxi- appellant’s

to convict it found ingestion by appellant’s caused cation was COCHRAN, J., dissenting filed a or con- either alone “operating of J., HOLCOMB, joined. opinion This, currently ‍‌​‌​​​‌‌‌​‌​‌​​‌‌​‌‌‌‌‌​​‌‌‌​​​​‌‌​‌‌​‌‌​​‌​‌​‌​‍ with another cause.”9 considerations, is what “but-for” KELLER, P.J., participating. this the “combination” brings case within Rodriguez.10 COCHRAN, J., dissenting which

instruction cases such as recognize dissenting opinion J., seems HOLCOMB, joined. that, the “con- much when it asserts as as think that respectfully dissent. I ap- instruction was current causation correctly statutory trial court included case,” the could have plied to this State on concurrent causation in instruction plus something else— proved that “alcohol apprоpri- That instruction this DWI case. together11 anything else-working caused the defen- ately deals cases which with [appellant’s] intoxication.” Dissenting intoxicated being charged dant with 175-76; compare Rodriguez, op. alcohol, substance, as de- one such im- (jury S.W.3d 229-32 instruction that he by asserting fends himself and im- “combination” instruction proper other than intoxicated on some substance expands allegation indictment properly pled one the State. intoxi- by defining Roget’s Desk Thesau- or "combination.” See part, the concurrent-causation relevant “put ("bring together” and at 98 in this case instructed the rus "combine”). together” synonymous convict it found that "the intoxication are [appellant] but for not have оccurred would [appellant’s] in the in- appel- given effect to 12.The could have dictment, concur- operating either alone or paragraph application lant's in the defense applied rently with cause[J” another As authorizing part case, jury to instructed the convict this this that she appellant if it found not have her intoxication would "by the introduction intoxicated "alcohol, occurred but for the introduction (sic) body.” A concurrent- of alcohol into his operating either alone necessary was not even causation instruction drug.” 1. There is another See also Footnote else, present defense that no substantive difference between appellant's intoxi- and not the *8 Rodriguez that de- one in struction and the addition, being with DWI not cation. as the introduction fined intoxication offense, a concurrent-causa- result-oriented drug]." of both and a [alcohol "combination appropri- arguably even is not tion instruction person's to the of what causes ate issue intoxication, The conference and 10. record of explained in footnote closing arguments reflects Dissenting op. also that dissenting opinion. See therefore, parties It, how viewed the concurrent- appear this is would further 175 n. 13. causation as well. expanded the alle- improperly that State requested gations in the indictment was not even togeth- an instruction that phrase "working and received We note that appropriate the case. arguably synonymous with “combine” for er” is a man named Phil way in decision home and met appeals, The court of its first case, drinking right in reached the result for testified that he was Jones. She Unfortunately, right beer, going reason.1 we After but she ordered a Coke. home, by granting fused that court the defen- restroom, go decided to to the she discretionary and petition dant’s for review out of but as she and Phil Jones walked in the case for reconsideration remanding door, suddenly “feeling started she State, light Gray v. 152 S.W.3d thought that she “had eaten sick” and It was their (Tex.Crim.App.2004).2 Phil Jones bad at dinner.” opinion the court of second get helped her to the walked van astray.3 should reaffirm the rea- went We side got passenger into it. Then he opinion. soning and result their first at her kissing tugging and started her and him, yelled and cursed at clothes. She pa- The evidence at trial that a showed She said that she got he out of van. appellant’s stopped trol officer saw van basically home and “that’s started to drive at 1:45 a.m. on a the side of the road thing the last I remember.” She admitted January morning. engine The run- was officers that she ning, headlights Appel- and the on. that she told the were never wheel, asleep lant behind the was driver’s and stated that she did had been assaulted slouched back with her shirt off. day the next that she not realize until officer smelled alcohol and tried to shake may drugged Phil Jones have believed awake, but he unsuccessful. appellant her, Rohypnol possible as a suggesting arrived, Another officer two were anything drug, although she did know appellant then able to a “ster- awaken drug. about that startled, num-rub.” She was and she Because claimed some- yelled them. and cursed at The officers thing other than alcohol had caused her put get asked her to her shirt on and to intoxication, requested that the State “very unsteady out of the van. She was jury on concurrent judge trial instruct the performed and confused.” The officer 6.04(a).4 causation under Section He did HGN test indicated that she following instruction: so with perform any intoxicated. She refused to responsiblе if person criminally A sobriety field tests or to submit a breath occurred but the result would sample. Her breath smelled of operating for either alone his and she told the officers that she a lot “had cause, another unless offi- evening. to drink” earlier concurrent cause was suffi- cers arrested her and her with the con- cient to the result and felony DWI. duct of the actor insufficient. Appellant testified that she had two from the Therefore find evi- glasses of Merlot with dinner. She said stopped sports beyond at a on her dence a reasonable doubt she bar State, 6.04(a). pro- § (Tex.App.-San That statute 1. Otto v. 141 S.W.3d 238 Penal Code Tex. vides: granted). pet. Antonio criminally responsible if the person A have ocсurred but for his result would not State, (Tex.Crim.App. 2. Otto v. 173 S.W.3d 70 conduct, operating or concur- either alone 2005). cause, rently the con- with another unless pro- current cause State, *9 (Tex.App.-San 211 S.W.3d 359 3. Otto v. of the actor duce the result and the conduct 2006, pet. granted). Antonio clearly insufficient. legally logically not indictment.” That is [appellant] intoxication of would con- [appellant’s] occurred but for explicitly reject- have incorrect. And this Court indictment, duct, oper- in the allegation ed the contention ating either alone concurrent causation be set cerning must cause, unless the concurrent another in Dowden v. State.6 out the indictment clearly produce to sufficient cause was 6.04(a) explained This Court Section [appel- and the conduct of the result concept of concurrent causation in insufficient, clearly you will find lant] State,7 manslaughter Robbins v. case criminally responsible. [appellant] intoxi- pivoting on whether the defendant’s a reasonable you beyond so find Unless or his caused the fatal cation exhaustion doubt, doubt you or if have a reasonable 6.04(a) accident. that Section We held thereof, not [appellant] find the will “but for” link requires a causal between say by your criminally responsible resulting the defendant’s conduct and Guilty.” “Not verdict “harm.”8 felony appellant guilty jury DWI, trial court sentenced her to and the present, If causes are two concurrent yeаrs’ imprisonment. four satisfy exist to possible combinations (1) the defen- requirement: “but for” appeals, appellant the court may conduct be sufficient itself dant’s trial court erred in sub- claimed that the harm, regardless caused the jury instruction on concurrent have mitting a 6.04(a). cause; She ar- of a concurrent causation under Section the existence any gued and the oth- the defendant’s conduct permits jury struction together may er cause be sufficient alleged in the theory defendant on a However, the harm. have caused appeals, court of in its indictment. The 6.04(a) § and limits the further defines rejected argu- original opinion, rightly for concurrent causes causality “but for” ment.5 concur- phrasе, the last “unless the clearly pro- rent cause was accepted, imply argument,

Her would the conduct of the duce the result and no concurrent-causation instruction clearly If the addi- actor insufficient.” given case unless should ever cause, than the defendant’s tional other because it pled in the indictment itself, sufficient, always jury to convict the “permit would the defendant’s theory alleged in the the result and defendant on a 5. Otto, cient her intoxication and at 239-40. The court 141 S.W.3d alone, cause, explained instruction did not sufficient concurrent conviction, means of authorize an alternative to have caused it. option and it did not offer Id. alcohol alone choose between by drugs In and alcohol. or intoxication (Tex.Crim.App.1988) 6. 758 S.W.2d stead, added a clarification the instruction (rejecting Section contention that defendant’s allowing regarding culpability, Otto's 6.04(a) alleged in the indictment as a must be only if responsible for her actions to find her rely upon theory may at trial that the State not have intoxication "would the resultant charge). and in the conduct," whether tak occurred but for [her] conjunction another or in en alone (Tex.Crim.App.1986). 717 S.W.2d 348 defense, added a cause. The also mandating could not convict ‍‌​‌​​​‌‌‌​‌​‌​​‌‌​‌‌‌‌‌​​‌‌‌​​​​‌‌​‌‌​‌‌​​‌​‌​‌​‍actions, alone, Id. at 351. were insuffi Otto if her *10 itself, by insufficient, is clearly spinal sufficient, itself, by cord and was then the death, defendant cannot be convicted.9 causе her while Revolver’s shot grazed forehead, only Switchblade is The purpose of a statutory concurrent- criminally Alternatively, liable. if neither causation instruction is to ensure that the wound, itself, fatal, was but Switch- issue of actual causation meets the “but acts, blade’s and in combina- Revolver’s qua for” or sine non test.10 The term sine tion, death, Betty’s caused then both are qua literally non means “without which And, finally, liable. if neither wound was “[wjithout Thus, this, not.” not would death, Betty’s death be; but for one thing, another would actually entirely differ- happened; have had not the defendant person ent or mechanism —she was acci- shot, fired the the deceased would still be dentally by responding para- electrocuted alive.”11 mеdics—then neither Revolver nor example classic of concurrent causa- causing Betty’s Switchblade is liable for tion is the murder-victim scenario involv- (though they death would be liable for ing two different people using sepa- two offenses).12 other weapons rate acting independently. The focus of the concurrent-causation Suppose, for example, Betty the bank tell- 6.04(a) requirement in Section is this “but er is stabbed the back by Robber for” causation: “But for” Switchblade’s act Switchblade and then shot by Robber Re- Betty alive, would still be or “but for” If fatal, volver. both wounds were both act Betty alive, Revolver’s still would Switchblade and Revolver guilty are regardless of whether the sole act of either murder. If Switchblade’s stab wound was them sufficient itself. superficial mere scratch Betty never alone, would have died of that wound Re- statutory As the volver’s concurrent act shooting her is applied case,13 to this death, the sole cause of and only required Revolver State was prove that “but for” criminally hand, liable. On the other if drinking alcohol, appellant would stabbing Switchblade’s Betty’s severed been prove intoxicated. could that alco- 9. Id. (4) injury in death. Each was such instantly alone would have been fatal. generally, 10. Rollin M. Perkins & Ronald Id. (3d ed., 1982). N. Criminal Law Boyce, 13. Generally, a concurrent-causation instruc (footnotes omitted). 11. Id. offense, given tion is in a result-oriented such murder, assault, aggravated injury to a Boyce explain Professors Perkins and child, However, parties etc. in this case possibilities way: four in this have made no claim that a concurrent-cause (1) entirely The death was due inappropriate to other instruction is to the issue of injuries causes and these did not either person’s what caused a intoxication. Intoxi singly is, all, or in combination shorten the life of cation after the result of the introduc (2) injury deceased. One caused the person tion of that causes a to lose death, nothing whereas the other had what- physical normal use of his mental or fac life, 49.01(2)(A) (Intoxi ever to do with the § loss of if one ulties. Tex. Penal Code —as severing body resulted in having head from the cation means "nоt the normal use of relatively and the other physical was a harmless mental or faculties reason of the flesh wound in the arm. Both wounds introduction of a controlled sub serious, stance, were rather dangerous drug, whereas the de- a combina ceased would have recovered from either tion of two or more of those alone, one the two in body”). combination resulted other substance into the

176 intoxi- her the defendant’s hoi the cause of intoxication arettes caused sole cation, something any- clearly the plus though or even wine else— thing working together caused intoxi- to cause insufficient itself else— intoxication. But the ef- “synergistic cation.15 The so-called cocaine, Rohypnol, cough re- “susceptibility” fect” or instruction else— medicine, M her intoxicated & Ms—made there quires “but causation because for” she drank was and the wine liquor “the combination of and intoxication, then insufficient to cause her which make an more would individual acquit. original the opinion, it must In its liquor susceptible to influence of the appeals correctly set out the issue: court equivalent is in intoxication effect present, If a is there concurrent cause ef- liquor “synergistic alone.”16 These possible ways in this “but are two fect” instructions “susceptibility” (1) be requirement may for” satisfied: limitation, implicit contain an “but for” may suffi- the defendant’s conduct find that de- require cient, by itself, result to have nоt have intoxicat- fendant would become cause; notwithstanding any concurrent ingestion of alcohol. ed for” “but and a or the defendant’s conduct merely The other substances together be suffi- may concurrent cause degree or increasing effect of level spite cient to the result. In have caused sum, In by alcohol. intoxication caused jury may of these a possibilities, im- straight a “combination” instruction if the a concurrent defendant in the allegations properly expands pro- alone is to alco- charging from alcohol instrument duce the result defendant’s hol other ev- and whatever substance duct alone insufficient.14 is concurrent-causation, shows;17 a idence in- The reason that a concurrent-cause effect, in- synergistic susceptibility or 6.04(a) proper, struction under Section struction not. does a straight “combination” instruction while instruction, itas present submitted incorrect, “combi- legally is because a statute, is general words any does not include nation” instruction the instruc- improvement upon also a vast pure “but for” limitation. Under Gray Sutton because it tion in either instruction, a could “combination” for pluck does not out certain evidence the combination of improperly find on (when and is not a comment special mention al- glass half a of wine State alcohol) simply, eig- weight any evidence.18 leged and fifteen marihuana Otto, legation when it (citing аt 240 Marvis v. 14. 141 S.W.3d State, 878, (Tex.Crim.App. 36 881 as the "introduction S.W.3d defined intoxication Robbins, 351; 2001); 717 S.W.2d Medina of both of or a combination State, 83, (Tex.App.-Hous 86 v. 962 S.W.2d body” and author- those into ref'd)). 1997, pet. ton [1st Dist.] combination). any ized for such conviction State, 228, 229- Rodriguez 15. See v. 18 S.W.3d 794, State, 799 v. 122 S.W.3d 18. See Brown (Tex.Crim.App.2000). 32 (“Texas are for (Tex.Crim.App.2003) courts State, 125, pre Gray instructing 128 152 S.W.3d v. bidden from State, v. (Tex.Crim.App.2004); evidentiary sufficiency Sutton 899 sumption rule 682, (pl (Tex.Crim.App.1995) basis.”); S.W.2d statutory v. Atkins does not have urali ty op.). State, (Tex.App.-Aus S.W.2d 765-68 Atkins, ref'd). the court of pet. tin Rodriguez, (jury 18 S.W.3d 229-32 following that the held expanded al- improperly indictment struction clearly, explained to the the con- cept of concurrent causation in its statuto-

ry terms. It did not even mention the *12 alcohol, Rohypnol, other sub-

word “plain-vanilla”

stance. instruc- Jury

tion.19 instructions that are based specific language of a statute do not the weight

constitute a comment on of the

evidence. sum, I precisely think that this is

right statutory give instruction to the defense to a is that DWI

“I right, was intoxicated all but not on the you pled

substance that in the indictment.” statutory,

It is simple, purely and does not

comment on the evidence. The advocates

then have free rein to talk about common

sense, combinations “but causation,

for” and synergistic effects. respectfully

therefore major- dissent to the

ity’s judge conclusion that the trial erred

in giving what I think is the perfect ‍‌​‌​​​‌‌‌​‌​‌​​‌‌​‌‌‌‌‌​​‌‌‌​​​​‌‌​‌‌​‌‌​​‌​‌​‌​‍con- (a.k.a. “susceptibility”

current cause effect”)

“synergistic instruction.

Ex Parte Lawrence Edward

THOMPSON, Applicant.

No. AP-75720. Appeals

Court Criminal of Texas.

March

Rehearing April Denied improper a DWI position though case was an comment on the he would be in the same intoxication, evidence: any, produced by his You are instructed that if a Defendant al- the use of alcohol alone and find facts physical lows his condition to deteriorate to foregoing beyond a reasonable doubt. thereby such an extent that he makes him- Id. at 765. susceptible self more to the influence of J., Otto, (Cochran, alcohol than he otherwise would have been 19. See 173 S.W.3d at 71 he becomes intoxicated concurring). thereof body, the introduction alcohol into his

Case Details

Case Name: Otto v. State
Court Name: Court of Criminal Appeals of Texas
Date Published: Feb 6, 2008
Citation: 273 S.W.3d 165
Docket Number: PD-1311-06
Court Abbreviation: Tex. Crim. App.
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