KATSUKI JAMES OTSUKA et al., Plaintiffs and Appellants, v. BENJAMIN S. HITE, as Registrar of Voters, etc., Defendant and Respondent.
L. A. No. 28537
In Bank.
May 24, 1966.
Harold W. Kennedy, County Counsel, and Edward H. Gaylord, Assistant County Counsel, for Defendant and Respondent.
MOSK, J.—Plaintiffs appeal from a judgment which upholds a refusal of defendant, Los Angeles County Registrar of Voters, to register plaintiffs as voters. (
This case presents the difficult question whether bona fide conscientious objectors who pleaded guilty more than 20 years ago to a violation of the federal Selective Service Act can constitutionally be treated as persons convicted of an “infamous crime” and hence rendered ineligible to vote by article
The facts are not in dispute. During World War II plaintiff Otsuka, a Quaker, was classified 1A-O, i.e., a conscientious objector subject to noncombatant service in the armed forces of the United States. By reason of his religious training and belief, however, he felt he could not perform military service of any kind and should have been classified 4E, i.e., a conscientious objector subject to civilian work of national importance. He informed his draft board of his decision and refused to report for induction, surrendering himself instead at the office of the New York District Attorney. Upon his plea of guilty he was convicted of a violation of the Selective Service and Training Act of 1940 (former 50 U.S.C. App. § 311), and was sentenced by the federal district court to three years in the penitentiary. He served his term of imprisonment and was duly released.
Plaintiff Abbott‘s conscientious objection to military participation in any form was recognized by his draft board, and he was classified 4E. He complied with an order to report to a civilian work camp, but subsequently left the camp when it appeared to him that such activity was “an integral part of the war effort.” Like Otsuka, Abbott pleaded guilty in federal court to a violation of the Selective Service Act; he was sentenced to two years in the penitentiary, served his term, and was duly released.
Now, more than 20 years later, the Los Angeles County Registrar of Voters has refused to register either plaintiff as a voter because of his wartime conviction of violating the Selective Service Act. It is conceded that in all other respects each
We meet at the threshold an apparent misconception as to the source of the right to vote. Defendant correctly asserts that the right to vote is not so much a “natural” as a “political” right, and that within constitutional limitations the several states are free to prescribe minimum qualifications for the exercise of that right within their borders. (Compare Carrington v. Rash (1965) 380 U.S. 89 [85 S.Ct. 775, 13 L.Ed.2d 675], with Lassiter v. Northampton County Board of Elections (1959) 360 U.S. 45 [79 S.Ct. 985, 3 L.Ed.2d 1072].) But it does not follow, as defendant also contends, that in California the right to vote is “granted by” article II, section 1, of the state Constitution. Yet acceptance of that assertion is crucial to defendant‘s position: it is the premise from which he insists that plaintiffs’ right to vote has not been “abridged” by article II, section 1, but was simply “not granted” by that provision in the first place.
Contrary to defendant‘s view, however, the right to vote in federal elections is conferred by the federal Constitution. (Harper v. Virginia State Board of Elections (1966) 383 U.S. 663, 665 [86 S.Ct. 1079, 1080, 16 L.Ed.2d 169, 171].) “While, in a loose sense, the right to vote for representatives in Congress is sometimes spoken of as a right derived from the states [citations], this statement is true only in the sense that the states are authorized by the Constitution, to legislate on the subject as provided by § 2 of Art. I, to the extent that Congress has not restricted state action” by the exercise of its constitutional powers. (United States v. Classic (1941) 313 U.S. 299, 315 [61 S.Ct. 1031, 85 L.Ed. 1368].) “It is not true, therefore, that electors for members of Congress owe their right to vote to the State law in any sense which
While the right to vote is not among the specifically enumerated rights of the First Amendment, it is nevertheless one which “this [Supreme] Court has been so zealous to protect” (Carrington v. Rash (1965) supra, 380 U.S. 89, 96). For language of the high court typical of its ever-increasing recognition of the importance of this right, we need look no further than the decisions of the 1965 term. Thus “this Court has stressed on numerous occasions, ‘The right to vote freely for the candidate of one‘s choice is of the essence of a democratic society, and any restrictions on that right strike at the heart of representative government.’ Reynolds v. Sims, 377 U.S. 533, 555 [84 S.Ct. 1362, 1378, 12 L.Ed.2d 506, 523]. The right is fundamental ‘because preservative of all rights.’ Yick Wo v. Hopkins, 118 U.S. 356, 370 [6 S.Ct. 1064, 1071, 30 L.Ed. 220, 226].” (Harman v. Forssenius (1965) 380 U.S. 528, 537 [85 S.Ct. 1177, 14 L.Ed.2d 50].) Such matters are “close to the core of our constitutional system” (Carrington v. Rash (1965) supra, 380 U.S. 89, 96) and “vital to the maintenance of democratic institutions” (id. at p. 94, quoting from Schneider v. New Jersey, 308 U.S. 147, 161 [60 S.Ct. 146, 84 L.Ed. 155]). (See also, United States v. Mississippi (1965) 380 U.S. 128, 144 [85 S.Ct. 808, 13 L.Ed.2d 717] [“the right to vote in this country is ... precious“]; Louisiana v. United States (1965) 380 U.S. 145, 153 [85 S.Ct. 817, 13 L.Ed.2d 709] [“The cherished right of people in a country like ours to vote“]; and, finally, the recent case of Harper v. Virginia State Board of Elections (1966) supra, 86 S.Ct. 1079, 1083, 16 L.Ed.2d 169, 175 [“the right to vote is ... precious, ... fundamental“].) Rather than being a creature of the
In ruling on the validity of state-imposed restrictions on this fundamental right the United States Supreme Court has in effect tended to apply the principle that the state must show it has a compelling interest in abridging the right, and that in any event such restrictions must be drawn with narrow specificity. For example, race, creed, color and wealth are impermissible bases for restricting the right to vote; they are “not germane to one‘s ability to participate intelligently in the electoral process.” (Harper v. Virginia State Board of Elections (1966) supra, 86 S.Ct. 1079, 1082, 16 L.Ed.2d 169, 173.) And this court has recently adopted a similar approach in considering a county charter provision prohibiting civil servants from participating in a political campaign or election. (Fort v. Civil Service Com. (1964) 61 Cal.2d 331, 337 [38 Cal.Rptr. 625, 392 P.2d 385].) Viewed in this light, serious constitutional difficulties appear when the disfranchising provision of article II, section 1, is applied to these plaintiffs.
First, we must determine what compelling state interest may be served by denying plaintiffs the vote. If it be argued that a person once convicted of an “infamous crime” does not “deserve” the right to vote, then the disqualification is in effect an additional punishment for the crime; such a punishment, which here would be imposed by a state for a prior federal offense, is of doubtful constitutionality. (Cf. Trop v. Dulles (1958) 356 U.S. 86 [78 S.Ct. 590, 2 L.Ed.2d 630].) Although plaintiffs strenuously urge that punishment is the true purpose of the restriction of article II, section 1, the language of the provision indicates otherwise. Coupled as it is with an exclusion in cases of minors, idiots, insane persons, and those unable to read the Constitution and write their names, the category of persons convicted of an “infamous crime” appears rather to be an attempt to describe a nonpenal qualification of fitness for voting. But minors, mental defectives, and illiterates are deemed unfit to vote because they are lacking in the minimal understanding and judgment necessary to exercise the franchise. A different rationale must be invoked for excluding without distinction all persons who have ever been convicted of “infamous crimes,” including those
No decision of the California courts has been found discussing this point. The leading state case, quoted and paraphrased in many subsequent decisions and in the encyclopedias, is Washington v. State (1884) 75 Ala. 582 [51 Am.Rep. 479]. The court there said (at p. 585 [75 Ala.]): “It is quite common also to deny the right of suffrage, in the various American States, to such as have been convicted of infamous crimes. The manifest purpose is to preserve the purity of the ballot box, which is the only sure foundation of republican liberty, and which needs protection against the invasion of corruption, just as much as against that of ignorance, incapacity, or tyranny. The evil infection of the one is not more fatal than that of the other. The presumption is, that one rendered infamous by conviction of felony, or other base offense indicative of great moral turpitude, is unfit to exercise the privilege of suffrage, or to hold office, upon terms of equality with freemen who are clothed by the State with the toga of political citizenship. It is proper, therefore, that this class should be denied a right, the exercise of which might sometimes hazard the welfare of communities, if not that of the State itself, at least in close political contests.” In this passage lies a frank recognition of at least one tenable ground for depriving a former criminal of the vote: i.e., the fact that such person committed a crime is evidence that he was morally “corrupt” at the time he did so; if still morally corrupt when given the opportunity to vote in an election, he might defile “the purity of the ballot box” by selling or bartering his vote or otherwise engaging in election fraud; and such activity might affect the outcome of the election and thus frustrate the freely expressed will of the remainder of the voters, “at least in close political contests.”
These are not fanciful fears.3 Avoidance of such a danger, when present, is an adequately compelling state interest to justify an appropriate restriction on the right to vote.
We must next determine whether the restriction here has been drawn with sufficient specificity. In doing so, of course, we keep in mind the rule that “every reasonable presumption and interpretation is to be indulged in favor of the right of the people to exercise the elective process.” (Hedlund v. Davis (1956) 47 Cal.2d 75, 81 [301 P.2d 843].) “The
Plaintiffs contend that the disqualification of article II, section 1, is too broad in time, as it declares that no person convicted of the relevant crimes “shall ever” exercise the right to vote in this state. To presume, plaintiffs argue, that a man who commits a crime and is punished therefor remains forever morally corrupt is to concede him no possibility of rehabilitation, a view totally at odds with modern penological theory and legislation. This would be an appealing argument but for the fact that the Legislature has expressly provided for restoration of the right to vote to persons previously convicted of crime in California, either by court order after completion of probation (
Plaintiffs apparently have not applied for such a pardon and restoration of voting rights, although they have long been eligible to do so. The point is not discussed in the briefs. It could be argued that this is in effect a failure to exhaust administrative remedies which renders the present action premature. On the other hand, this procedural deficiency should not bar plaintiffs from challenging the constitutionality of the underlying classification: i.e., if in the first place it was unconstitutional to deprive them of their right to vote on the ground here in issue, it should be immaterial that they did not thereafter apply for restoration of that right by act of executive clemency.
Defendant nevertheless purports to find the highest authority for the proposition that all persons convicted of felony may, without distinction, be constitutionally excluded from the franchise. Language to this general effect in Gray v. Sanders (1963) 372 U.S. 368, 380 [83 S.Ct. 806, 9 L.Ed.2d 821], Lassiter v. Northampton County Board of Elections (1959) supra, 360 U.S. 45, 51 and Trop v. Dulles (1958) supra, 356 U.S. 86, 96, was, in the context of those cases, mere illustrative dicta which we are not compelled to accept as reasoned decisions by the high court on matters of such significance.
A state may constitutionally have an overriding interest in denying access to the ballot box to one who at that very time is openly violating its laws.5 But in the case at hand plaintiffs were convicted more than 20 years ago; they paid their debt to society and, for aught that appears in the record, have since been leading exemplary lives. Moreover, the decisions in Murphy and Davis dealt with a specific course of criminal conduct, polygamy, held to be highly detrimental to the interest of society; here, by contrast, defendant‘s proposed construction of “infamous crime” to include any and all felonies would, as observed above, sweep into its ambit malum prohibitum conduct which is but little detrimental to society at large and is totally unrelated to the goal of preservation of the integrity of the elective process.6
It has long been a cardinal rule, of course, that if a provision of the California Constitution is “capable of two constructions, one of which would cause a conflict with the federal Constitution, the other must be adopted.” (Steinhart v. Superior Court (1902) 137 Cal. 575, 579 [70 P. 629, 92 Am.St.Rep. 183, 59 L.R.A. 404].)
The term “infamous crime” first appeared in our Constitution of 1849, which similarly declared in article II, section 5, that “No idiot or insane person, or person convicted of any infamous crime, shall be entitled to the privileges of an elector.” “Infamous crime” was not further defined in the Constitution, but the first session of the Legislature soon filled the gap. Article II of “An Act to Regulate Elections,” passed on March 23, 1850, dealt with the qualifications and disabilities of electors. Section 12 thereof was identical with the just-quoted provision of article II, section 5, of the Constitution of 1849; and section 14 declared, “A crime shall be deemed infamous which is punishable by death or by imprisonment in the state prison.” (Comp. Laws of Cal. (1850-1853), ch. 140, p. 775.)
For 22 years that definition of “infamous crime” remained on the statute books. In 1872, however, the election laws of 1850 and intervening years were superseded by the new Political Code. Section 1084 of that code restated the general disqualification that “No idiot or insane person, or person convicted of any infamous crime, is entitled to the privilege of an elector.” But the statutory definition of “infamous crime” was not reenacted in the new code, nor was any substitute definition provided.
Seven years later the adoption of the Constitution of 1879 further complicated matters. Article II, section 1, of the new Constitution (ante, fn. 1) repeated the now-familiar general language denying the right to vote to persons “convicted of any infamous crime,” but then extended the disqualification to the additional category of persons “hereafter convicted of the embezzlement or misappropriation of public money.”7 This was despite the fact that in 1879 a conviction of embezzlement or misappropriation of public money was a conviction of felony (
Still another complication is presented by article XX, section 11, of the Constitution of 1879 (based on article XI, section 18, of the Constitution of 1849), which directs that “Laws shall be made to exclude from office, serving on juries, and from the right of suffrage, persons convicted of bribery, perjury, forgery, malfeasance in office, or other high crimes.” (Italics added.) What is a “high crime“? The Legislature has not further defined the term but has responded to the command of this section, at least with regard to the right of suffrage, by simply declaring that “Every person who qualifies under the provisions of Section 1 of Article II of the Constitution of this State” and who is duly registered is entitled to vote. (
The implications of the foregoing legislative history have
This distinction was again drawn in the California case of Application of Westenberg (1914) 167 Cal. 309 [139 P. 674]. There, a newspaper publisher was prosecuted for criminal libel, a misdemeanor, on a complaint filed in police court. He was convicted, and challenged the jurisdiction of that court by application for habeas corpus. In denying the writ this court said (id. at pp. 319-320): “The only offenses under the old Constitution required to be prosecuted by indictment and which are embraced within ‘offenses heretofore required to be prosecuted by indictment’ in the present Constitution were and are ‘capital or other infamous crimes.’ Crimes are infamous either by reason of their punishment or by reason of their nature. In the first class fall all felonies, as the punishment therefor is imprisonment in the state prison.... At common law crimes which rendered the person doing them infamous were treason, felony,10 and the crimen falsi, the latter embracing not only offenses, involving falsehood, but offenses injuriously affecting the administration of justice. Criminal libel does not come within any of these classes....
“Our conclusion therefore is that as criminal libel is not an infamous crime the constitutional provision relied on does not
There can be no quarrel with the Westenberg decision, provided we bear in mind that it defined “infamous crime” only in the context of an accused‘s right to be prosecuted by indictment in cases of “capital or other infamous crimes.” This distinction was overlooked, however, in Truchon v. Toomey (1953) 116 Cal.App.2d 736 [254 P.2d 638, 36 A.L.R.2d 1230], the first California decision to define “infamous crime” in the totally different context of the voting disqualification imposed by article II, section 1. As its sole authority on this question the court in Truchon quoted from the above language of Westenberg, and concluded (at p. 738) that “under article II of the Constitution a felony is an ‘infamous crime.‘” Similarly, in the only other California decision mentioning the matter (Stephens v. Toomey (1959) 51 Cal.2d 864, 869 [338 P.2d 182]) this court cited Westenberg for the proposition that “Robbery of the first degree is punishable by imprisonment in state prison and is an infamous crime.”11
Just as the courts have distinguished between different meanings of the term “infamous crime” in considering the incompetency of an ex-convict to testify and an accused‘s right to be prosecuted by indictment, so also a distinction should be drawn between its meanings in the latter context and as used in restricting the right to vote in article II, section 1.12 In Wilson the high court emphasized that the accused‘s right to be prosecuted by indictment was designed for his protection in cases where a serious punishment was threat-
When the term “infamous crime” is thus construed, the voting disqualification imposed by article II, section 1, is sufficiently narrow in scope to withstand plaintiffs’ challenge under the Fourteenth Amendment. We thus reach the question whether the offense of which plaintiffs were convicted is an “infamous crime” within that meaning.14
As noted at the outset, here each plaintiff was recognized by the authorities to be a bona fide conscientious objector, but was
out geographical limitation. It follows, by analogy to the disbarment cases (see, e.g., Barnes v. District Court of Appeal (1918) 178 Cal. 500, 505 [173 P. 1100]), that the place of conviction is irrelevant for the purpose of applying article II, section 1, of our Constitution; the issue is not whose laws have been violated, but whether the conviction was of an “infamous crime.”
The United States Supreme Court has recognized principles such as these to be worthy of the highest respect and protection. In Girouard v. United States (1946) 328 U.S. 61, 68-69 [66 S.Ct. 826, 90 L.Ed. 1085], the court said: “The struggle for religious liberty has through the centuries been an effort to accommodate the demands of the State to the conscience of the individual. The victory for freedom of thought recorded in our Bill of Rights recognizes that in the domain of conscience there is a moral power higher than the State. Throughout the
In view of the foregoing, it cannot reasonably be said that plaintiffs’ violation of the Selective Service Act branded them as morally corrupt and dishonest men convicted of an “infamous crime” as that phrase is used in article II, section 1, of the California Constitution.
The judgment is reversed.
Peters, J., Tobriner, J., and Peek, J., concurred.
BURKE, J.—I dissent and would affirm the judgment. By what standard is the Registrar of Voters to determine whether one convicted of crime is thereby branded as a “threat to the integrity of the elective process“? Or whether the crime involved “moral corruption and dishonesty“? For example, would murder qualify? Would the circumstances under which the convicted person committed his crime be considered? If he did it while voluntarily intoxicated, would that fact have a bearing?
In the present case the majority opinion appears to emphasize that plaintiffs “were convicted more than 20 years ago; they paid their debt to society and, for aught that appears in the record, have since been leading exemplary lives.” (ante, p. 606.) Does this mean that the time which has lapsed since conviction is to be considered? Should the registrar attempt to learn whether one convicted of crime has since been leading an exemplary life, or whether he has at least attained some degree of rehabilitation? What degree will suffice?
Presumably there are misdemeanors which will qualify for disfranchisement under the construction of “infamous crime” as laid down in the majority opinion, particularly offenses which violate provisions of the Elections Code relating directly to elections and, a fortiori, to the “integrity of the
In my view, the answer to the problems presented by this case is to be found in the provisions of federal and state Constitutions, both of which plainly contemplate disfranchisement for crime. The Fourteenth Amendment of the United States Constitution, here relied upon by plaintiffs, provides in section 2 that the basis of representation among the several states shall be reduced when the right to vote at any election for the choice of electors for President or for other named officials, state and federal, is denied to adult citizens “or in any way abridged, except for participation in rebellion, or other crime,...” (Italics added.) Although the California Constitution in section 1 of article II declares that “no person convicted of any infamous crime ... shall ever exercise the privileges of an elector in this State,” other provisions of the state Constitution appear to contemplate restoration of voting rights under certain circumstances. Section 4 of article II states that “For the purpose of voting, no person shall be deemed to have gained or lost a residence ... while confined in any public prison.” In section 25 of article IV appears the following: “The Legislature shall not pass local or special laws in any of the following enumerated cases, ... Twenty-second—Restoring to citizenship persons convicted of infamous crimes.” Article VII, section 1, specifies that the Governor of this state may grant pardons after conviction for all offenses except treason and impeachment, upon such conditions and with such restrictions and limitations as he may think proper, and subject to such regulation as may be provided by law relative to the manner of applying for pardons.
The quoted sections thus appear to authorize the provisions made by the Legislature for restoration of voting rights to persons convicted of crime in this state, either by court order
Comparable procedures are provided for seeking presidential pardon for federal offenses, with resulting removal of voting disability. (
Despite the mentioned indications of legislative intent, the majority opinion declares that to meet Fourteenth Amendment equal protection challenge, the term “infamous crime” as used in the California Constitution, article II, section 1, must be construed by determining “whether the elements of the crime are such that he who has committed it may reasonably be deemed to constitute a threat to the integrity of the elective process” and “must be limited to conviction of crimes involving moral corruption and dishonesty.” Even if this approach be deemed sound, plaintiffs, who were convicted of felonies under federal law (see
Traynor, C. J., and McComb, J., concurred.
