Lead Opinion
OPINION
I. Introduction
Appellant Oswaldo Javier Reyes appeals his sentences of fifty years’ incarceration and twenty years’ incarceration that the trial court imposed after he pleaded guilty to two separate counts of aggravated assault with a deadly weapon against a family member. We will affirm.
II. Background
Reyes and his wife, Jesika, separated after Christmas 2008. After separating, Reyes moved in with his parents. Reyes sent Jesika a text message on January 18, 2009. In the message, Reyes informed Jesika that a friend of his was interested in buying some of their old furniture. Je-sika agreed to meet at the couple’s former apartment that night so that the friend could look at the furniture. But when Jesika arrived at the apartment, Reyes pulled a gun from his pocket and directed Jesika to the bedroom.
Later, Reyes’s mother and father came to the apartment. When his parents arrived, Reyes took their keys and phones and directed them to the bedroom as well. After several hours of pleading with Reyes, Reyes’s father ultimately convinced him to go back home with him. As they left the bedroom, Reyes’s mother asked for some water. Jesika went to the kitchen and retrieved a bottle of water. On her way back from the kitchen, Reyes fired two shots at Jesika — one hit her leg and the other her side. Jesika fled the apart
The State indicted Reyes with two counts of aggravated assault with a deadly weapon against a family member — one count for shooting Jesika and the other for threatening his father with a deadly weapon. Reyes, through his trial counsel, notified the State and the trial court that he would be proceeding with an open plea whereby Reyes would enter a plea of guilty to each of the indictments but elect to have the trial court assess punishment. The trial court notified Reyes’s trial counsel that his pleas of guilty would be accepted and that a punishment hearing would be held on May 28, 2010.
A probation officer went to the jail where Reyes was being held on May 27, 2010, and conducted a presentence investigation (PSI) interview. According to an affidavit written by Reyes’s trial counsel and introduced during a hearing held on Reyes’s motion for new trial, trial counsel was not informed that this interview was going to take place. On May 28, 2010, Reyes signed judicial confessions and pleaded guilty. The punishment hearing then commenced, and Reyes and the State were provided copies of the PSI report, which was predicated on the probation officer’s interview.
At the punishment hearing, Reyes took the stand and testified on his own behalf. When the State asked Reyes whether he intended to kill Jesika when he shot her, he answered, “No.” The State then used contents from the PSI report to impeach Reyes’s testimony, and Reyes admitted that he had told the probation officer that he did intend to kill Jesika. Reyes did not object to the PSI report at this time or at any time during the punishment hearing. At the conclusion of the punishment phase, the trial court sentenced Reyes to fifty years’ confinement for the assault on Jesi-ka and twenty years’ confinement for the assault against his father.
On June 28, 2010, Reyes’s appellate counsel filed a motion for new trial, where for the first time Reyes alleged that the PSI interview was a critical stage in the State’s cases against him and that the interview was conducted in violation of his Sixth Amendment right to have counsel. The trial court conducted a hearing on the motion for new trial and denied Reyes’s motion. This appeal followed.
III. Discussion
In two points, Reyes argues that his Sixth Amendment right to counsel; his Texas constitution article I, section 10 right to counsel; his Fifth Amendment right against self-incrimination; his Texas constitution article I, section 10 right against self-incrimination; and several statutory rights to counsel were violated when the probation officer interviewed him for the PSI without the benefit of his counsel being present and without informing him of Miranda and Texas Code of Criminal Procedure article 38.22 warnings.
Reyes candidly admits that he did not object to the trial court’s consideration of the PSI report, and his position on preservation of these issues is somewhat convoluted. In part of his brief, Reyes contends that he could not have objected to the court’s consideration of the PSI report at the punishment hearing because “no valid objection to the trial court’s [consideration] of the PSI report existed under Texas statutory law.” And yet later, Reyes contends that what separates this case from those cases where the PSI report was not objected to when considered by the trial court and the reviewing court concluded that the objections had been waived is that in this case “the constitutional violations about which [he] complains occurred at the moment when the objectionable PSI interview commenced, not later when the fruits of those violations were presented to the trial judge.”
This court is at a loss to understand how the failure to contemporaneously object to the trial court’s consideration of a PSI report is affected by the timing of the State’s alleged infraction. Indeed, a review of those cases where courts have considered the preservation of error regarding a trial court’s consideration of a PSI report demonstrates that the alleged violations in those cases also occurred pri- or to the punishment hearing, and thus the consideration of the PSI report as well. See Fisher,
The dissent takes issue with our position that the timing of the objection has .no effect on our analysis regarding whether Reyes has in fact preserved his complaints for our review. Dissent op. at 2. Like the dissent, Reyes seems to believe that because the alleged infraction occurred prior to his entry of guilt, this case is distinguishable from other cases where the introduction of a PSI report obtained under alleged State infractions were analyzed under traditional preservation rules. But an examination of the caselaw summarily dismisses both Reyes’s and the dissent’s posi
While recognizing that even the nature of his complaint has been rejected in other cases, and despite the dissent’s argument that we misunderstand the issue in this case, what separates Reyes’s complaint from a number of cases that have poured out the appellant under preservation-of-error rules is that Reyes contends that he was not required to object to the trial court’s consideration of the PSI report because the nature of the State’s infractions in this case implicated “fundamental” errors that required no objection at trial. But see, e.g., United States v. Washington,
The main issue that must be decided regarding whether Reyes preserved these issues for our review is whether the nature of his complaints required him to have objected at the moment the trial court considered his PSI report.
A. General Preservation Rules
As a general rule, to preserve a complaint for our review, a party must have presented to the trial court a timely request, objection, or motion that states the specific grounds for the desired ruling if they are not apparent from the context of the request, objection, or motion. Tex. R.App. P. 33.1(a)(1); Layton v. State,
In the absence of proper procedural perfection of error, the only type of errors that may be raised for the first time on appeal are complaints that the trial court disregarded an absolute or systemic requirement or that the appellant was denied a waivable-only right that he did not waive. Bessey v. State,
Therefore, because Reyes failed to pro-eedurally perfect his objection to the trial court’s consideration of the PSI report by objecting when the PSI report was introduced at trial or by objecting to the PSI report when Reyes testified to contents of the PSI report, we are prohibited from considering his assignment of error unless the admission of the PSI report violated a systemic or absolute requirement or Reyes did not forfeit a right that was “waivable only.” Mendez,
B. The Rights Reyes Complains of Are Neither Systemic Nor Absolute Requirements
Recognized as being absolute, systemic requirements are not necessarily constitutional. Hall v. State,
. Systemic requirements are to be observed even without partisan request and cannot lawfully be avoided even with partisan consent. Sanchez v. State,
The Sixth Amendment guarantees that “[i]n all criminal prosecutions, the accused shall enjoy the right ... to have the Assistance of Counsel for his defence.” U.S. Const, amend. VI; see Gideon v. Wainwright,
The Fifth Amendment of the United States Constitution provides that “[n]o person ... shall be compelled in any criminal case to be a witness against himself.” U.S. Const, amend. V. As a prophylactic protection of this Fifth Amendment right, law enforcement officials, before questioning a person in custody, must inform a defendant that he has the right to remain silent and that any statement he makes may be used against him in court. Miranda v. Arizona,
This State’s corollary to Miranda warnings is found in Texas Code of Criminal Procedure article 38.22. Tex.Code Crim. Proc. Ann. art. 38.22, § 2 (West 2005). Article 38.22 sets out the requirements for the admission of an accused’s statements. Under Article 38.22, written statements are not admissible unless it is shown on the face of the statement that the appellant received the appropriate warnings (1) that the accused has the right to remain silent, (2) that anything he says may be used against him at his trial or in court, (3) that he has the right to have an attorney be present and advise him during questioning, (4) that an attorney will be provided before questioning if he cannot afford one, (5) and that he has the right to terminate the interview at any time. Id. The face of the statement must also show that the accused waived all these rights. Id.
As a procedural safeguard, a defendant has at least two opportunities to seek redress for any alleged violation of these rights. Hall,
Given that the court of criminal appeals has never held that the rights Reyes now complains of are systemic or absolute and given the procedural safeguards in place which are by nature invoked by the party and can even be avoided by a party’s own consent in the event of a violation of these rights, we conclude that the rights Reyes
C. The Trial Court’s Consideration of a PSI Report Is Not a Waivable-Only Right
Waivable-only rights are rights that cannot be waived merely by omission. Instead, those rights can only be waived by affirmative acts of commission. Waiva-ble-only rights include the right to assistance of counsel at trial, the right to trial by jury, and the right of appointed counsel to have ten days of trial preparation. See Aldrich v. State,
Although the court of criminal appeals has yet to expressly decide whether evidence introduced at trial obtained in violation of an accused’s Sixth Amendment right to counsel or an accused’s Fifth Amendment right against self-incrimination during post-indictment interrogation is “waivable only,” the court’s opinion in Swain v. State,
Following the Swain court, the Amarillo court of appeals has held that the defendant failed to preserve for appellate review his claim that he had the right to have counsel present during post-indictment, defendant-initiated interrogations, where defendant failed to make timely objection to admission of his inculpatory statements. Hall,
Based upon these precedents and the procedural safeguards in place discussed above, we conclude and hold that in order to procedurally perfect for oúr review a trial court’s consideration Of a PSI report that is obtained in alleged violation of a defendant’s Fifth Amendment right against self-incrimination; his Texas constitution article I, section 10 right to counsel; and his Sixth Amendment right, to have counsel present when a probation officer questions him during preparation of the PSI report, the defendant must object to the trial court’s consideration of the PSI report when it is considered by the trial court. Reyes did not do so. Thus, having
The dissent takes issue with our recital of the law that the right to counsel at trial cannot be forfeited but must affirmatively be waived. Dissent op. at'5-6. The dissent' contends that this articulation of the law is at conflict with our holding. A study of caselaw, however, demonstrates that the right to counsel is not a sweepingly broad right that swallows all procedurally forfeitable rights that are tangentially related to Fifth and Sixth Amendment rights to counsel. See Swain,
The dissent seems to address the semantics of the language enunciated in these cases. . This is understandable given that the right to counsel is often described as a fundamental right that is “waivable only.” See Garcia v. State,
As stated above, the policy behind treating evidence obtained in violation of “fundamental” rights equal to other evi-dentiary matters is that “objections promote the prevention and correction of errors. When valid objections are timely made and sustained, the parties may have a lawful trial. They, and the judicial system, are not burdened by appeal and retrial. When a party is excused from the requirement of objecting, the results are the opposite.” Saldano,
IV. Conclusion
Having overruled Reyes’s two points, we affirm the trial court’s judgments.
DAUPHINOT, J., filed a dissenting opinion.
Notes
. Although in his brief Reyes states that the statutes designed to implement his right to counsel "may” provide "a statutory right to counsel beyond what is mandated by” federal and this State’s constitutions, he does not provide an argument or cite any binding authority for this position. Furthermore, Reyes never argues that the Texas constitutional rights he cites provide greater protection than their federal counterparts. We therefore will address the Fifth and Sixth Amendment arguments that Reyes brings as including the Texas constitution and statutory rights he addresses in his brief.
. Reyes's prayer for relief is peculiar. If this court were to hold that the resolution of this case required a new punishment hearing
. Reyes's earliest objection to the trial court’s consideration of the PSI report came in his motion for new trial, one month after the trial court pronounced his sentences at the punishment hearing. In his motion, Reyes complained only of a Sixth Amendment violation. For the first time on appeal, Reyes also brings a Fifth Amendment complaint.
. This court has already recognized the movement to stray from the use of the term "fundamental,” to denote a right that requires no preservation of error in order to claim a violation of such a right on appeal. See Parker v. State, No. 02-11-00032-CR,
Dissenting Opinion
dissenting.
Respectfully, I cannot join the majority opinion. Despite its conscientious consideration of Appellant’s issues as perceived by the majority and despite the majority’s thorough examination of the record, I do not believe that the majority opinion addresses the issues actually raised by Appellant. That is, I believe that the majority misunderstands Appellant’s complaints.
The majority appears to believe that Appellant’s issues are based on the admissibility of a presentence investigation report (PSI) or the authority of the trial court to order or consider a PSI. In a footnote, the majority finds Appellant’s prayer for relief to be “peculiar” because “once remanded, the trial court would still possess the statutory authority to order a new PSI.”
Clearly, the majority does not understand the issue. The issue is whether a criminal defendant may be questioned at a critical stage of the proceeding when he is represented by counsel but without advising the attorney who represents him. A concise recitation of the facts will be helpful:
1. Appellant was indicted on February 26, 2010, in two separate indictments on aggravated assault of a family member by shooting Jesika and aggravated assault of a family member by threatening his father with a deadly weapon.
2. By at least October 9, 2009, Appellant’s attorney notified the State and the trial court that he would be entering an open plea of guilty in a bench trial.
3. On January 21, 2010, Appellant’s attorney again appeared for him and indicated Appellant’s intention to plead guilty, and the case was passed to another setting.
4. On April 9, 2010, counsel again appeared for Appellant and again informed the trial court that Appellant intended to plead guilty.
5. On that date the trial court told Appellant’s attorney that Appellant’s pleas of guilty would be accepted at the punishment hearing set for May 28, 2010.
6. On May 27, 2010, the day before the punishment hearing, a probation officer conducted a presentence investigation interview of Appellant at the Denton County Jail.
7. No one notified Appellant’s attorney that the probation officer was going to interview Appellant in the jail.
8. Appellant did not waive his right to have counsel present during questioning.
9. Both the prosecutor and the defense attorney were given a copy of the PSI.
10. Appellant testified on his own behalf at the trial.
11. The State used the PSI to question Appellant about his intent to kill Jesika when his testimony differed from the PSI.
As in Estelle v. Smith,
Appellant’s complaint is that he was denied his Sixth Amendment right to counsel, not that the trial court had no authority to order the PSI. He argues that objection to the PSI was not required to preserve his Sixth Amendment protection. The Sixth Amendment right to counsel attaches “automatically” at the initiation of adversary criminal proceedings.
Although the trial court has the authority to order a PSI — which I believe permits ex parte communication with the trial court, private investigation into facts affecting sentencing that are often hearsay upon hearsay, improper opinion expressed for the purpose of influencing the trial court, and denial of confrontation and cross-examination of declarants providing
Appellant argues that because the Fifth and Sixth Amendment rights must be waived personally by a defendant and cannot be waived by counsel, those rights, consequently, cannot be waived by counsel by procedural default.
Additionally, the State brings out the point that there is no evidence that the trial court used the PSI. Rather, it was used to gain admissions and to provide information for the prosecution to use in cross-examination of Appellant in the punishment phase of the trial. But it was admitted into evidence with no objection. That fact is uneontroverted, but neither is it the issue raised by Appellant.
The majority states that “[wjaivable-only rights include the right to assistance of counsel at trial ...,”
Because the majority fails to address the issue actually argued by Appellant and because the majority opinion turns on a question different from that raised by Appellant, I must respectfully dissent from the majority opinion.
. Majority op. at 226-27 n.2.
. Id. at 227.
.
. See Tex. Code Crim. Proc. Ann. art. 42.12, § 9(d), (f) (West Supp. 2011) (requiring that the defense have access to the PSI and that the State have access to "any information made available to the defendant”).
. Davis v. United States,
. Gideon v. Wainwright,
.See Mitchell v. United States,
. See Marin v. State,
. Majority op. at 231.
