Lead Opinion
Opinion by Judge TASHIMA;
OPINION
The complaint alleges that employees in Oregon State University’s Facilities Department gathered up the outdoor news-bins belonging to the Liberty, a conservative student monthly, and threw them in a heap by a dumpster in a storage yard. The employees acted pursuant to an unwritten and previously unenforced policy governing newsbins on campus. They did not notify anyone at the Liberty before confiscating the newsbins. After the confiscation, University officials denied the paper permission to replace the bins any
Plaintiffs, the Liberty’s student editors and student publishers, sue under 42 U.S.C. § 1983. We have little trouble finding constitutional violations. The real issue is whether the complaint properly ties the violations to the four individual defendants, who are senior University officials. Plaintiffs confront a familiar problem: they do not know the identities of the employees who threw the newsbins into the trash heap, and they do not know which University official devised the unwritten policy or which official gave the order to confiscate the bins. Plaintiffs do know, however, that three of the four defendants participated in the decision to deny them permission to place bins outside of the designated areas after the confiscation. We conclude that the complaint states claims against those three defendants based on this post-confiscation decision. We also hold that the complaint states a claim against one defendant — the Director of Facilities Services — based on the confiscation itself.
I
We accept as true the well-pleaded facts in the complaint. Starr v. Baca,
In 2002, OSU Students Alliance began distributing the Liberty on campus via newsbins. The OSU Facilities Services gave OSU Students Alliance permission to place these bins around campus, including in dining halls and the Memorial Union.
In 2005, OSU Students Alliance placed eight new bins around campus. OSU Students Alliance placed the bins in the areas of campus with the heaviest student traffic — near the bookstore, dorms, football stadium, and other locations. Most of these locations already had the Barometer bins, and OSU Students Alliance’s goal was to place bins next to the Barometer so that students would pick up a copy of both student newspapers. After one bin was stolen, OSU Students Alliance used wire bicycle chains to secure the remaining seven bins to nearby light or sign poles. In total, the Liberty had seven outdoor distribution bins.
At the time of the complaint, the Barometer had 24 distribution bins, which were located throughout campus. Off-campus newspapers, including the Corvallis Gazette-Times, Eugene Weekly, and USA Today also had distribution bins on campus. Each of these newspapers had bins chained to fixtures such as light posts or building columns.
During the 2008-09 winter term, all seven of the Liberty’s outdoor distribution bins disappeared from campus.
The Facilities Department’s customer service manager told plaintiff William Rogers, the Liberty’s executive editor, that the Department had removed the bins because it was “catching up” on its enforcement of a 2006 University policy that prohibited newsbins in all but two designated campus locations, one near the bookstore and another by the student union. The customer service manager told Rogers that, going forward, the Liberty could not place news-bins anywhere but in the designated areas.
Rogers complained by email to defendant Ed Ray, President of OSU, who responded that the events surrounding the Liberty were “news to him.” Ray copied defendant Mark McCambridge, Vice President of Finance and Administration, and defendant Larry Roper, Vice Provost for Student Affairs, on the email and indicated that these individuals would contact Rogers about the incident. Several days later, defendant Vincent Martorello, the Director of Facilities Services, called Rogers and explained, much like the customer service manager had, that the University’s news-bin policy prohibited the Liberty from placing bins anywhere but in the two designated locations. Martorello said the purpose of the 2006 policy was to keep the campus clean by regulating newsbins belonging to “off-campus” publications. Martorello also said that the policy did not allow bins to be chained to school property
Martorello’s explanation perplexed Rogers. He did not consider the Liberty an “off-campus” paper, because it was written and edited entirely by OSU students and published by the OSU Student Alliance, a Registered Student Organization (“RSO”).
Rogers challenged the application of the policy against the Liberty. He wrote Martorello a long email explaining that the
In an earlier email to Rogers, Vice President McCambridge had explained the more onerous restrictions on the Liberty, as opposed to the Barometer, as follows: “As a newspaper that is not funded by ASOSU [the Associated Students of OSU], we don’t have the same communications availability between your paper and the University....” McCambridge also said that OSU would work with Rogers on finding newsbin locations for the Liberty, but that those locations would “be agreed to within the parameters that the University determines.” McCambridge left ultimate resolution of the matter in Martorello’s hands, writing that Martorello would keep both him and President Ray informed about the progress of the Liberty’s request for better campus access.
After Martorello definitively denied the request, the Liberty’s editors asked him for a copy of the policy governing news-bins. In response, they received an email from Charles Fletcher, Esq., Associate General Counsel of OSU, who explained that the 2006 policy was unwritten:
There is no specific written policy that governs the placement of publication bins, and none is required. OSU’s control over its grounds, buildings, and facilities ... is plenary under ORS Chapters 351 and 352 ... subject only to limited exceptions that do not apply here. I hope this helps.
Fletcher also suggested that the policy did not apply to the Barometer because it had been “the campus newspaper since 1896” and because it was funded by ASOSU. In another message, Fletcher explained:
The mere fact that The Liberty has students on staff does not mean that it is entitled to the same bin locations as the Daily Barometer. The Daily Barometer was established over 100 years ago as the OSU student newspaper. It’s published by the OSU Student Media Committee on behalf of ASOSU. The Liberty, on the other hand, is not published by OSU and receives almost all of its funding from outside sources.
Arguing that the unwritten policy arbitrarily distinguished between the Liberty and the Barometer, the Liberty’s editors drafted a proposed alternative policy under which both publications would receive equal campus access. The administration refused to consider the proposal. In a final email reaffirming the University’s commitment to the policy, Fletcher wrote that he had “been in communication with President Ray and Vice President McCambridge” about plaintiffs’ objections to the policy, but asserted that the policy was constitutional.
Plaintiffs filed an action under 42 U.S.C. § 1983 alleging violations of their constitutional rights to free speech, due process, and equal protection. They sought injunctive and declaratory relief and damages. Soon thereafter, OSU adopted a written policy on newspaper bins which, in contrast to its unwritten predecessor, does not distinguish between “on-campus” and “off-campus” publications. Rather, the written policy allows any person to obtain permission to place a newsbin on campus by submitting a request form and complying with certain physical requirements, such as that bins “shall be placed on a level surface and kept in an upright position.”
II
We have jurisdiction pursuant to 28 U.S.C. § 1291. We review de novo the dismissal of a complaint for failure to state a claim. Starr,
Ill
To state a claim under § 1983 against state officials in their individual capacities, a plaintiff must plead that the officials, “acting under color of state law, caused the deprivation of a federal right.” Suever v. Connell,
A
The circulation of newspapers is expressive conduct protected by the First Amendment. See City of Lakewood v. Plain Dealer Publ’g Co.,
1
To decide whether the complaint adequately pleads a First Amendment violation under these principles, we must first determine the nature of the relevant forum — namely, the OSU campus, Ariz. Life Coal. Inc. v. Stanton,
There is also a fourth category, the limited public forum, which is a partially designated public forum:
The government is not left with only the two options of maintaining a non-public forum or creating a designated public forum; if the government chooses to open a non-public forum, the First Amendment allows the government to open the non-public forum for limited purposes. The limited public forum is a sub-category of a designated public forum that refers to a type of nonpublic forum that the government has intentionally opened to certain groups or to certain topics.
Id. at 830-31 (internal quotation marks omitted).
In traditional and designated public fora, content-based restrictions on speech draw strict scrutiny. Id. at 830. But in a limited public forum, speech restrictions are constitutional so long as they: (1) comport with the definition of the forum (for example, the government cannot exclude election speech from a forum that it has opened specifically for election speech); (2) are reasonable in light of the purpose of the forum; and (3) do not discriminate by viewpoint. Id. at 831.
OSU’s campus is at least a designated public forum. Section 576-005-0015(1) of
Defendants argue that OSU’s adoption of the unwritten newsbin policy converted the campus from a designated public forum into a limited public forum that excluded noncompliant newsbins from the scope of permissible speech activities. This reasoning is circular: the contention is that the policy placed a limitation on the forum, and that the limitation on the forum in turn justified the policy. If speech restrictions in a designated public forum automatically constituted limitations on the scope of the forum itself, then the concept of the “designated public forum” would merge entirely with that of the limited public forum: in either type of forum, the government would be able to exclude speech subject only to the limitations of reasonableness and viewpoint neutrality. To destroy the designation of a public forum, the government must do more. It must consistently apply a policy specifically designed to maintain a forum as nonpublic. See Hopper v. City of Pasco,
2
Having concluded that the OSU campus is a public forum, we now consider whether enforcement of the unwritten policy against the Liberty violated the rule of Plain Dealer: restrictions on newspaper circulation in public fora are unconstitutional unless enforced according to established, content-neutral standards. Plaintiffs expressly decline to argue that the unwritten nature of OSU’s policy alone demonstrates an unconstitutional lack of standards. They cite no law on this issue, but their concession is probably correct. If OSU had announced and consistently applied a straightforward but unwritten rule about newsbins — for example, that
The policy that OSU enforced against plaintiffs, however, was not merely unwritten. It was also unannounced and had no history of enforcement. It materialized like a bolt out of the blue to smite the Liberty’s, but not the Daily Barometer’s, newsbins onto the trash heap. The policy created no standards to cabin discretion through content or history of enforcement, and it set no fixed standard for a distinction between the Barometer and the Liberty. The policy’s enforcement against plaintiffs therefore violated the First Amendment. See Plain Dealer,
Of course, after the initial confiscation, while plaintiffs sought permission to replace their newsbins throughout campus, defendants did try to explain the line they drew between the two student newspapers. Fletcher, the Associate General Counsel, emphasized the Barometer’s status as OSU’s traditional, flagship paper: “The Daily Barometer was established over 100 years ago as the OSU student newspaper. It’s published by the OSU Student Media Committee.... ” Martorello and McCambridge invoked the concept of “off-campus” versus “on-campus” publications and reasoned that the Liberty was off-campus because it received outside funding, which, in turn, somehow impeded communication with the University.
These explanations have clear constitutional flaws. Fletcher’s explanation raises the ominous specter of viewpoint discrimination. See Giebel v. Sylvester,
The explanations’ most obvious flaw, however, and the flaw that guides our decision here, is their timing. Because defendants offered the explanations only after the confiscation, in an effort to justify the University’s application of an unannounced and unenforced policy, the explanations cannot be distinguished from post hoc rationalizations. See Plain Dealer,
In recent years, courts have limited the rule against just such unbridled discretion. In Thomas, which concerned a permitting ordinance for events in a public park, the Supreme Court rejected the contention that the ordinance’s thirteen enumerated grounds for denial of a permit were “insufficiently precise because they [we]re described as grounds on which the Park District ‘may’ deny a permit, rather than grounds on which it must do so.”
Those holdings, however, do not aid defendants. Although courts have qualified Plain Dealer and earlier unbridled discretion cases by finding that a certain degree of flexibility in a permitting scheme does not make it unconstitutional, no court has held that a standardless policy passes muster. OSU’s unwritten policy provided that newsbins of all newspapers were limited to two locations, except for the Barometer’s newsbins, which could be placed anywhere on campus. But even that policy was not enforced evenly. Only the newsbins of the Liberty were removed, not the newsbins of other papers the University did not control, such as the Corvallis Gazette-Times, Eugene Weekly, and USA Today. Thus, we conclude that this “standard” that the University voiced after the Liberty filed suit was really no standard at all. Its application to the Liberty’s newbins therefore violated the First Amendment. See Thomas,
[T]he absence of express standards makes it difficult to distinguish, “as applied,” between a licensor’s legitimate denial of a permit and its illegitimate abuse of censorial power. Standards provide the guideposts that check the licensor and allow courts quickly and easily to determine whether the licensor is discriminating against disfavored speech.
Plaintiffs also correctly pleaded that the University applied its “policy” to discriminate against the Liberty because of its viewpoint. That the University did not apply its “policy” as articulated by attorney Fletcher equally across all the newspapers with bins on campus adequately alleges that the policy was really just an ad hoc attempt to rationalize viewpoint discrimination — and a poor one at that.
Thus, the complaint adequately pleads a First Amendment violation on two grounds by applying a standardless policy to draw a distinction between the Liberty and the Barometer and by engaging in viewpoint discrimination.
B
Plaintiffs press equal protection claims on the theory that the University treated them differently than similarly situated persons by restricting the Liberty’s news-bins but not the newsbins of other publications.
The equal protection claims rise and fall with the First Amendment claims. Plaintiffs do not allege membership in a protected class or contend that the University’s conduct burdened any fundamental right other than their speech rights. Therefore, the University’s differential treatment of plaintiffs will draw strict scrutiny (as opposed to rational basis review) under the Equal Protection Clause only if it impinged plaintiffs’ First Amendment rights. See ACLU of Nev. v. City of Las Vegas,
As we have already explained, the complaint properly alleges that the University infringed plaintiffs’ speech rights by employing a standardless policy to draw a distinction between the Liberty and the Barometer and by engaging in viewpoint discrimination. Therefore, the complaint also states equal protection claims for differential treatment that trenched upon a fundamental right. See ACLU of Nev.,
Defendants argue that the equal protection claims’ dependence on the First Amendment claims requires dismissal of the equal protection claims. There is no authority for this proposition. At least twice, the Supreme Court has analyzed speech-based equal protection claims that were coupled with First Amendment claims without suggesting that the claims’ common analytical predicate foreclosed one claim or the other. See Perry,
C
Plaintiffs contend that the University violated their due process rights by confiscating the newsbins without notice.
Due process generally requires that the government give notice before seizing property. Clement v. City of Glendale,
The Clement plaintiff had parked her car in the lot of the hotel where she resided, in violation of the car’s “non-operational” registration, which barred the vehicle from accessible parking lots. Id. at 1092. Rather than issue her a ticket or notify her of the violation, the defendant police officer had the car towed. Id. The court found a due process violation because giving notice would not have imposed a burden on the officer. The car was parked in the lot with the hotel’s permission, not in “the path of traffic,” and the officer easily could have provided notice by leaving a ticket or informing the hotel clerk that plaintiff had to move the car. Id. at 1094-95. The court also noted that even though the vehicle was non-operational, the plaintiff had an appreciable interest in receiving notice before the tow. Id. at 1094 (“[T]he [typical car] owner suffers some anxiety when he discovers that [his] vehicle has mysteriously disappeared from its parking spot .... [Also,] the owner will normally have to travel to the towing garage ... which may involve significant cost....”).
The complaint adequately pleads a due process violation under Clement. If the allegations are true, then OSU confiscated property without notice even though providing notice would have imposed, at most, only a minimal burden on OSU. After adopting the unwritten newsbin policy in 2006, the University waited more than two years to enforce it against the Liberty. Clearly there was no urgency and no reason to junk the bins instead of directing plaintiffs to remove them. Moreover, contact information for the paper’s editorial board appeared inside the first page of every copy of the Liberty. Providing notice would have been as simple as flipping a page and making a phone call or sending an email. The Facilities Department’s decision to forego this procedure in favor of summarily confiscating the newsbins— more like a “thief in the night” than a “conscientious public servant” — violated due process. Id. at 1093,1095.
Defendants seek to distinguish Clement on the ground that plaintiffs here had only a small interest in receiving notice before the confiscation. Whereas the ear owner in Clement was presumed to have suffered inconvenience, cost, and anxiety in locating and recovering her car after the tow, the argument goes, plaintiffs recovered their newsbins “with little effort or cost.” Problematically, this argument ignores the “burden” prong of the Clement analysis: even if it were true that plaintiffs’ interest in avoiding confiscation of the newsbins was small in some absolute sense, that interest certainly was not small “relative to the burden that giving notice would [have] impose[d],” because giving notice would not have imposed any burden at all. Id. at 1093-94. Moreover,
The complaint adequately pleads a due process violation.
IY
More difficult is the question of individual causation — whether the complaint ties the constitutional violations to the individual defendants.
Section 1983 suits, like Bivens suits, do not support vicarious liability.
A. First Amendment and Equal Protection Claims Against Martorello
Some of plaintiffs’ claims raise thorny questions under Iqbal, but the First Amendment and equal protection claims against Martorello, the Director of Facilities Services, are more straightforward. The complaint straightforwardly ties Martorello to violations of both constitutional provisions. After unknown Facilities Department employees threw the newsbins into the trash heap, the Liberty’s editors pleaded with Martorello for permission to replace the bins in locations beyond the “designated areas.” The Liberty is an on-campus paper just like the Barometer, they said, and should enjoy the same access to campus. Martorello rejected these pleas directly. He told the editors that “[t]he Liberty is not in the same situation as the Barometer and [its bins] will need to be located at the approved locations by the Memorial Union.” In other words, relying on a standardless and unwritten policy, Martorello denied plaintiffs permission to place their newsbins in locations where the Barometer was permitted to place its bins. He did so directly, not through subordinates, and therefore violated the First Amendment under Plain Dealer through his “own individual ac
As we shall see, Iqbal emphasizes that a constitutional tort plaintiff must allege that every government defendant— supervisor or subordinate — acted with the state of mind required by the underlying constitutional provision.
The district court erred by considering only Martorello’s involvement vel non in the confiscation of the bins, without considering his personal participation in continuing to enforce the unconstitutional policy against the Liberty after the confiscation. The court dismissed the claims against Martorello (and the other defendants) because it found that “plaintiffs do not allege that any individual defendants were involved in the bin removal process.” This analysis is incomplete. Whether or not the complaint plausibly alleges that Martorello had a hand in the confiscation, it states valid § 1983 claims for First Amendment and equal protection violations because it pleads that he personally applied the policy against plaintiffs after the confiscation.
B. First Amendment and Equal Protection Claims Against Ray and McCambridge
The claims against President Ray and Vice President McCambridge require closer examination. According to the complaint, neither defendant actually made the decision to deny plaintiffs permission to place their newsbins throughout campus; Martorello did that. Both Ray and McCambridge, however, oversaw Martorello’s decision-making process and knowingly acquiesced in his ultimate decision. Multiple emails excerpted in the complaint (one by McCambridge himself)
Iqbal does not answer this question. That case holds that a plaintiff does not state invidious racial discrimination claims against supervisory defendants by pleading that the supervisors knowingly acquiesced in discrimination perpetrated by subordinates, but this holding was based on the elements of invidious discrimination in particular, not on some blanket requirement that applies equally to all constitutional tort claims. Iqbal makes crystal clear that constitutional tort claims against supervisory defendants turn on the requirements of the particular claim — and, more specifically, on the state of mind required by the particular claim — not on a generally applicable concept of supervisory liability. “The factors necessary to establish a Bivens violation will vary with the constitutional provision at issue.”
Section 1983 “contains no state-of-mind requirement independent of that necessary to state a violation of the underlying constitutional right;” therefore, the requisite mental state for individual liability will change with the constitutional provision at issue.
If the inquiry sounds misplaced — if it strikes one as wrongheaded to speak of free speech violations and mental state requirements in the same breath — it is because the law has had scant occasion to address it. With some notable exceptions, courts before Iqbal generally did not have to determine the required mental state for constitutional violations, particularly not free speech violations. A uniform mental state requirement applied to supervisors: so long as they acted with deliberate indifference, they were liable, regardless of the specific constitutional right at issue. See Preschooler II v. Clark Cnty. Sch. Bd. of Trs.
For two reasons, we conclude that knowledge suffices for free speech violations under the First and Fourteenth Amendments.
[A] government regulation [of expressive conduct] is sufficiently justified if it is within the constitutional power of the Government; if it furthers an important or substantial governmental interest; if*1074 the governmental interest is unrelated to the suppression of free expression; and if the incidental restriction on alleged First Amendment freedoms is no greater than is essential to the furtherance of that interest.
Id. at 377,
Second, only in limited situations has the Supreme Court found constitutional torts to require specific intent. We know of three examples: (1) due process claims for injuries caused by a high-speed chase, Cnty. of Sacramento v. Lewis,
As for invidious discrimination claims, the substance of the constitutional right to which the claims correspond — the right not to be singled out because of some protected characteristic, like race or religion — calls for a specific intent requirement. See Washington v. Davis,
For these two reasons — because Supreme Court case law indicates that free speech violations do not require specific intent, and because the rationales that have led the Court to read specific intent requirements into certain other constitutional tort claims do not apply in the free speech context — we conclude that allegations of facts that demonstrate an immediate supervisor knew about the subordinate violating another’s federal constitutional right to free speech, and acquiescence in that violation, suffice to state free speech violations under the First and Fourteenth Amendments. The complaint alleges that Ray and McCambridge knowingly acquiesced in Martorello’s decision to continue restricting the Liberty’s circulation under the standardless, unwritten newsbin policy. They stood superior to Martorello; they knew that Martorello denied plaintiffs’ publication the same access to the campus that the Barometer received; and they did nothing. The complaint therefore states First Amendment and Equal Protection claims against Ray and McCambridge.
C. Process Claims
Unlike the free speech violation, the procedural due process violation based on the University’s failure to notify the owner of the newsbins prior to taking them did not endure beyond the confiscation of the newsbins. The Facilities Department threw the newsbins into the storage yard, without notice, but then allowed plaintiffs to reclaim the bins. Plaintiffs’ task in tying Martorello and the other defendants to the due process violation is therefore more difficult than the free speech violation. To state a claim that defendants committed a procedural due process violation through their “own individual actions,” plaintiffs must tie the defendants to the confiscation itself. Iqbal,
1. Martorello
The allegations portray Martorello as the University official responsible for enforcing the unwritten newsbin policy. Thus, the question on which plaintiffs’ due process claim against Martorello turns is not whether knowledge and acquiescence, deliberate indifference, or some lesser mental state meets the state of mind requirement for the claim, but rather whether an official’s administration and oversight of an unconstitutional policy meets the required threshold. The Tenth Circuit confronted this question in Dodds, where the issue was whether the complaint stated
Whatever else can be said about Iqbal, and certainly much can be said, we conclude the following basis of § 1983 liability survived it and ultimately resolves this case: § 1983 allows a plaintiff to impose liability upon a defendant-supervisor who creates, promulgates, implements, or in some other way possesses responsibility for the continued operation of a policy the enforcement (by the defendant-supervisor or her subordinates) of which “subjects, or causes to be subjected” that plaintiff “to the deprivation of any rights ... secured by the Constitution____”
Id. at 1199 (quoting 42 U.S.C. § 1983). Because the Sheriff maintained the policy at the jail, and because the unconstitutional denial of the opportunity for the plaintiff to post bail followed directly from the policy, the Sheriff was held liable. Id. at 1203-04.
We agree with Dodds. When a supervisory official advances or manages a policy that instructs its adherents to violate constitutional rights, then the official specifically intends for such violations to occur. Claims against such supervisory officials, therefore, do not fail on the state of mind requirement, be it intent, knowledge, or deliberate indifference. Iqbal itself supports this holding. There, the Court rejected the invidious discrimination claims against Ashcroft and Mueller because the complaint failed to show that those defendants advanced a policy of purposeful discrimination (as opposed to a policy geared simply toward detaining individuals with a “suspected link to the [terrorist] attacks”), not because it found that the complaint had to allege that the supervisors intended to discriminate against Iqbal in particular.
Under these principles, the complaint states a due process claim against Martorello if it plausibly alleges that: (1) “he promulgate^], implement[ed], or in some other way possesse[d] responsibility for the continued operation of’ the newsbin policy; and (2) the due process violation (ie., the confiscation of the newsbins without notice) occurred pursuant to that policy-
The complaint does not allege that Martorello devised the newsbin policy; plaintiffs have no way of knowing, without discovery, who at OSU devised the unwritten policy. But the complaint does create a plausible inference that Martorello was “responsible] for the continued operation of’ the newsbin policy. Dodds,
As for proximate causation, the complaint pleads forthrightly that the unknown Facilities Department employees confiscated the newsbins pursuant to the policy that Martorello administered. According to the allegations, the Department’s customer service manager told plaintiffs that the confiscation occurred because the Department “was finally ‘catching up’ with the policy.” Similarly, when Martorello contacted plaintiffs after the confiscation, he “related the existence of the policy” and explained that “the University was trying to keep the campus clean and was therefore regulating ‘off-campus’ newspaper bins.” Thus, because it alleges that Martorello was in charge of the news-bin policy and that the confiscation without notice was conducted pursuant to that policy, the complaint pleads a due process claim against Martorello.
We note two distinctions from the invidious discrimination claims that Iqbal rejected. First, Javaid Iqbal’s complaint did not “contain facts plausibly showing that [Ashcroft and Mueller] purposefully adopted a policy of classifying post-September-11 detainees as ‘of high interest’ because of their race, religion, or national origin.”
Second, the small scope of Martorello’s operation matters. It is one thing to allege that, because some low-level government officers engaged in purposeful discrimination, a cabinet-level official must also have engaged in purposeful discrimination. But it is another thing to say that the director of a university facilities department had a hand in the unconstitutional manner in which his employees enforced a department-wide policy. The second claim is plausible. Like all claims at the pleading stage, of course, it requires development. For example, the complaint does not really clarify whether the policy (or Martorello’s administration of the policy) directed employees to confiscate the news-bins without notice, or whether the employees improvised the failure to notify. To ask plaintiffs to clarify this point at the pleading stage, however, asks too much. They have not yet had discovery on what the unwritten policy required or on how Martorello told his employees to enforce it.
D. Due Process Claims Against Ray and McCambridge
The complaint does not tie President Ray and Vice President McCambridge to the confiscation, through the policy or any other means. Unlike Martorello, these officials are not alleged to have run the department that enforced the policy or to have had any familiarity with the policy’s requirements before the confiscation. (Recall Ray’s “its news to me” response.) The averments thus do not support an inference that deliberate action or even recklessness by Ray or McCambridge caused the due process violation. Perhaps one could infer that the President and Vice President acted carelessly in presiding over subordinates who enforced an unconstitutionally standardless policy governing newspaper circulation, but even this inference would be inadequate, because negligence does not suffice for due process liability. See Daniels,
E. Defendant Larry Roper
The complaint names a fourth defendant, Larry Roper, against whom it makes only two factual averments. It says that Roper was Vice Provost for Student Affairs, and that President Ray forwarded to Roper, along with two other persons, plaintiff Rogers’ first email message complaining about the confiscation. That is the totality of the allegations against Roper. These allegations do not suffice to state any claims against Roper. One cannot infer that Roper knowingly acquiesced in the decision to continue applying the unconstitutional newsbin policy against plaintiffs after the confiscation, because nothing suggests that Roper knew about that decision. Rather, the complaint suggests that he was copied on one email and
To summarize, we hold that the complaint states free speech claims under the First Amendment and the Fourteenth Amendment Equal Protection Clause against Martorello, Ray, and McCambridge; and that it states a due process claim against Martorello. We further hold that the complaint does not state due process claims against Ray and McCambridge, and that it does not state any claims against Roper.
V
The district court dismissed the complaint and entered judgment without granting plaintiffs an opportunity to amend. Plaintiffs did not request leave to amend until after the judgment issued, but the district court’s with-prejudice dismissal was still an abuse of discretion. See Lopez v. Smith,
REVERSED and REMANDED.
Notes
. The Liberty also had a few indoor distribution bins, but the record does not state wheth
. The OSU Student Alliance had allowed its RSO status to lapse due to an oversight sometime in 2007 or 2008, but it renewed its status in 2009. Neither side argues that the temporary lapse is relevant.
. Plaintiffs represent that the Liberty “may apply for and receive student fees ... but has chosen not to apply for those fees to maintain its independence.”
. Because traditional and designated public fora are subject to the same constitutional restrictions, we need not decide whether the campus is a traditional public forum. See Flint,
. By "standard” we mean a set of requirements for use as a rule or basis of comparison established in advance to judge the acceptability of a particular object.
. "Granting waivers to favored speakers (or, more precisely, denying them to disfavored speakers) would of course be unconstitutional, but we think that this abuse must be dealt with if and when a pattern of unlawful favoritism appears, rather than by insisting upon a degree of rigidity that is found in few legal arrangements.” Thomas,
. In Hays County Guardian, the Fifth Circuit struck down a university regulation that prohibited the handing out of newspapers on campus unless the papers contained no advertising or were sponsored by a student organization.
. Similarly, when a Batson challenge is brought in a criminal case and we evaluate a prosecutor's race-neutral explanation for striking a potential juror, we analyze whether the prosecutor applied that same rationale across the entire venire of similarly-situated potential jurors, or just as a post hoc rationalization for striking that one juror. See Green v. LaMarque,
. "[A] Bivens action is the federal analog to an action against state or local officials under § 1983.” Starr,
. McCambridge’s email to Rogers, the Liberty’s executive editor, indicates that McCambridge agreed with Martorello's eventual decision to deny plaintiffs the same campus access given the Barometer. The McCambridge email, however, did not actually impose that decision. Rather, the email left the ultimate decision to Martorello, whom it indicated would "follow up” on plaintiffs’ request and would "keep [Ray and McCambridge] informed.” Unlike Martorello, then, McCambridge did not directly deny plaintiffs’ request. The email does serve as evidence that McCambridge harbored an intent to deny plaintiffs expanded campus access when he ultimately acquiesced in Martorello’s unconstitutional decision. And McCambridge's e-mail to Fletcher can be read to express the reason the University was intentionally limiting the Liberty’s freedom of speech when he stated, "we don't have the same communications availability between your paper and the University”, i.e., the University did not have control over the content of the Liberty. However, because we conclude that knowledge and acquiescence suffices to state a First Amendment claim against a supervisor, we do not decide whether the complaint plausibly alleges that McCambridge acted with specific intent.
. Municipalities, in contrast, are subject to a generally applicable state of mind requirement that is independent of the underlying constitutional provision. See City of Canton v. Harris,
. The idea that constitutional tort claims impose state of mind requirements comes from the tort concept of "duty.” See Monroe v. Pape,
Also like common law torts, constitutional torts require proximate cause. Even if the defendant breached a duty to the injured party, the defendant is only liable if his conduct foreseeably caused the injury. See Stoot v. City of Everett,
. Not every circuit used the deliberate indifference standard for supervisory liability- — at least one circuit found that gross negligence sufficed- — but each circuit applied a uniform standard that did not depend on the particular constitutional right at issue. Kinports, supra, at 1295.
. The constitutional tort claims that did require mental state analysis pre-Iqbal concerned injuries that resulted from inaction or inadvertence, e.g., Daniels v. Williams,
. We understand Iqbal’s language eliminating the doctrine of "supervisory liability” to overrule circuit case law that, following City of Canton v. Harris, had applied a uniform test for supervisory liability across the spectrum of constitutional claims. See
.Because the facts alleged do not require us to do so, we do not decide whether anything less than knowledge, such as recklessness or gross negligence, suffices.
. In O'Brien, the Supreme Court held that because of the government's substantial interest in assuring the continuing availability of draft cards, the statute making it a criminal offense to knowing destroy or mutilate a draft card was an appropriately narrow means of protecting the government’s interest. The statute condemned only the independent non-communicative impact of the conduct and was therefore not a violation of the defendant’s right to freedom of speech.
. As we have already noted, see Part III.B, supra, the same analysis controls the First Amendment and speech-based equal protection claims. Unlike equal protection claims for racial or religious discrimination, speech-based equal protection claims do not require a showing that the plaintiff was singled out because of a particular characteristic. Rather, speech-based equal protection claims require only a showing that the plaintiff was subjected to differential treatment that trenched upon a fundamental right. See ACLU of Nev.,
Dissenting Opinion
dissenting in part:
Simply put, to state a claim under § 1983 against a government official, a plaintiff must allege that the official’s “own misconduct” violated the plaintiffs constitutional rights. Ashcroft v. Iqbal,
The majority muddles and obscures this simple principle. Plaintiffs’ complaint adequately alleges that Vincent Martorello, OSU’s facilities services director, violated their First Amendment rights under § 1983 by personally and arbitrarily limiting The Liberty’s distribution on campus. But their complaint nowhere indicates how OSU’s president, Ed Ray, and the vice president of finance and administration, Mark McCambridge, also violated those rights through their “own individual actions.” Id. at 676,
I
Iqbal made it clear that a supervisor, like any other official, “is only liable for his or her own misconduct,” id. at 677,
Neither exception applies here. Plaintiffs do not allege that Ray or McCambridge had a legal duty to stop Martorello from continued enforcement of his newsbin policy, that they exerted any control over the decisions of the facilities department, or that their failure to intervene in the dispute between Plaintiffs and Martorello violated any law, statute, or even university requirement. This is not a case like Preschooler II,
The majority misses this central point because it focuses solely on one component of a § 1983 claim: the proper mental state for First Amendment claims. The majority’s detailed and elaborate discussion of this issue, see Maj. op. at 1070-75, boils down to the simple, though erroneous, proposition that a plaintiff can adequately allege a § 1983 claim for violation of that plaintiffs First Amendment rights merely by alleging that the official had knowledge of such violation. The majority brushes aside § 1983’s requirement that a defendant engage in conduct that “subjects, or causes to be subjected” a plaintiff to a deprivation of constitutional rights, and instead holds it suffices if a supervisory official “knowingly acquiesces” in the misconduct of a lower ranking employee. Maj. op. at 1075. But of course, “acquiescence” is merely a way to describe knowledge and inaction. See Webster’s Third New Int’l Dictionary 18 (3d ed.2002) (defining “acquiescence” as “passive assent or submission.”). The word “acquiescence” adds nothing to the mental state of “knowledge” unless the official has a legal duty not to acquiesce. Further, the majority erroneously implies that an allegation of “knowledge” suffices to establish the causation element of a § 1983 claim, namely, that the official caused the plaintiffs injury. The majority relies on a novel and somewhat impenetrable formulation that “duty” is generally equivalent to acting with a specified state of mind, and this duty “eclipses” proximate cause where the plaintiff acts with knowledge that a violation may occur. Maj. op. at 1072 n. 12. Because (in the majority’s view) the mental state of knowledge stands in for both misconduct and causation, the plaintiffs can state a § 1983 claim by alleging only that a supervisor had knowledge of a subordinate’s misconduct and took no action.
This is not enough. While plaintiffs here must plead the elements of a First Amendment violation, including mental state, they must also plead that each official acted in a way that “subjected], or cause[d] to be subjected,” a citizen to the deprivation of First Amendment rights. 42 U.S.C. § 1983. Plaintiffs here did not allege that Ray or McCambridge engaged in any misconduct or that these officials caused their injury. Therefore, the complaint in its current form does not meet the bare minimum for stating a First Amendment claim under § 1983 against Ray or McCambridge, and this claim must be dismissed.
The majority reaches a contrary determination only because it smuggles respondeat superior back into our § 1983 jurisprudence. In place of personal misconduct and causation, the majority substitutes mere knowledge of a lower-ranking employee’s misconduct. But this is the very standard Iqbal rejected, because it makes officials responsible for lower-ranking employees’ misdeeds merely by virtue of the officials’ positions in the organization. By adopting this standard, the majority returns us to pre-Iqbal jurisprudence and revives vicarious liability, at least for First Amendment claims. Because this is contrary to Iqbal’s ruling
. I would dismiss plaintiffs' equal protection claim against Ray and McCambridge on the same grounds. See Iqbal,
