Osterkamp v. BrowningOsterkamp v. Browning
¶ 1 In this sрecial action, petitioner Jacob Osterkamp challenges the respondent judge’s order denying his request for counsel in the underlying post-conviction proceeding. For the reasons stated below, we accept jurisdiction and hold that Rule 32.4, Ariz. R.Crim. P., entitles an indigent, pleading defendant to the appointment of counsel in the defendant’s second, timely filed post-conviction proceeding so that he may investigate and possibly assert a claim that counsel in the defendant’s first, “of-right” post-сonviction proceeding had rendered ineffective assistance.
BACKGROUND
¶ 2 The following facts are either undisputed or established by the scant record with which we have been provided. Pursuant to a plea agreement in three causes, Osterkamp was convicted of three felonies and sentenced to a combination of consecutive and concurrent aggravated prison terms. He sought post-conviction relief pursuant to Rule 32, and the respondent judge granted him partial relief.
¶3 Within thirty days of the July 2010 minute entry order granting Osterkamp partial relief, he filed a second notice of post-conviction relief, which the respondent dismissed summarily. Osterkamp requested that the respondent reinstate the postconviction proceeding in light of this court’s recent decision in
State v. Petty,
SPECIAL ACTION JURISDICTION
¶ 4 We accept jurisdiction of this special action for several reasons. First, the challenged order is interlocutory and Osterkamp has no “equally plain, speedy, and adequate remedy by appeal.” Ariz. R.P. Spec. Actions 1;
see Potter v. Vanderpool,
¶ 5 But even assuming the review of a final
order
entered in a post-conviction proceeding
¶ 6 Additionally, the issue raised requires us to interpret various provisions of
DISCUSSION
¶ 7 A pleading defendant does not have the right to a direct appeal from a conviction and sentence.
See
¶8 Osterkamp contends this court’s decision in
Petty
“compels the conclusion that appointment of counsel should be mandatory” here, as does the case law establishing that a pleading defendant’s of-right proceeding is tantamount to an appeal. He maintains the rule and a comment to it are “flawed” to the extent they give the trial court discrеtion to determine whether to appoint counsel in all but the first post-conviction proceeding. Arguing the second proceeding is still part of the “of-right” proceeding for the pleading defendant, Osterkamp asserts, as he did below, that without the assistance of counsel, a pleading defendant is unable to “vindicate” the recognized right to the effective assistance of counsel in the first “of right”
¶ 9 In
Petty,
we reversed the trial court’s summary dismissal of the pleading defendant’s second notice of post-conviction relief in which he had expressed his intent to investigate and possibly raise a claim of ineffective assistance of counsel in his first post-conviction proceeding.
¶ 10 Petty had made clear his intent to investigate and possibly raise a claim of ineffective assistance of initial
¶ 11 Although
Petty
informs our decision here, the issue in this special action is distinct. There, the question was whether the notice was sufficient to withstand summary dismissal. Here, the question we must answer is whether the respondent judge erred in finding he had discretion to decide whether to appoint counsel in Osterkamp’s second post-conviction proceeding so that Osterkamp could investigate and possibly assert a claim that his first
¶ 12
¶ 13
Upon the filing of a timely or first notice in aRule 32 proceeding, the presiding judge, or his or her designee, shall appoint counsel for the defendant within 15 days if requested and the defendant is determined to be indigent. Upon the filing of all other notices in non-capital cases, the appointment of counsel is within the discretion of the presiding judge.
¶ 14 “In interpreting rules, we apply the same principles we use in interpreting statutes.”
Petty,
¶ 15 The relevant provisions of
¶ 16 Had the rule read, “[ujpon the filing of a timely, first notice,” the mandatory appointment of counsel would have been limited to first proceedings that have been timely filed. But this is not how the rule reads. Instead, rather than limiting first notices to those that are timely, it distinguishes a “timely” notice from one that is first, establishing the two circumstances in which the trial court must appoint counsel.
¶ 17
¶ 18 Our interpretation of the rale is consistent with case law that characterizes the pleading defendant’s first post-conviction proceeding as the equivalent of a non-рleading defendant’s appeal and acknowledges the pleading defendant’s right to the effective assistance of counsel in that proceeding.
See Evitts v. Lucey,
¶ 19 In
State v. Pruett,
¶ 20 The right to the effective assistance of counsel in the first
¶ 21 Our reading of the rule is consistent with the 2000 comment to
¶ 22 We also must address the comment to
¶ 23 To the extent the comment is inconsistent with the rule with respect to pleading defendants, we need not rely on it because the rule’s language is clear and unambiguous.
See State v. Canaday,
¶ 24 Again, as discussed above, our supreme court repeatedly has clarified in this context that, for a pleading defendant, the first post-conviction petition is the procedural equivalent of a first aрpeal.
See Pruett,
¶ 25 We conclude the respondent judge abused his discretion in denying Osterkamp’s initial request for counsel and denying his motion for reconsideration. See Ariz. R.P. Spec. Actions 3(e) (special action relief may be granted when respondent judge abused discretion). Because the respondent did not have the discretion to deny Osterkamp counsel in his second proceeding, he erred as a matter of law. 6 Granting special action relief, we vacate the respondent’s ruling and direct him to appoint counsel in the underlying post-conviction proceeding.
Notes
.
. The rale provides that ''[i]n all other non-capital cases,” that is, other than those involving pleading defendants, addressed in the preceding sentence, "the notice must be filed within ninety days after the entry of judgment and sentence or within thirty days after the issuance of the order and mandate in the direct appeal, whichever is the later.”
. It is undisputed that Osterkamp is indigent. An assistant legal defender from the office of the Pima County Legal Defender was appointed to represent him in the first post-conviction proceeding, filed the second notice of post-conviction relief, sought the appointment of different counsel in that proceeding, and has filed this special action on Osterkamp's behalf.
. The case before us presents questions relating to the rights of a pleading defendant only. Nevertheless, we note that, consistent with the case law establishing a non-pleading defendant does not have the right to effective representation in a postconviction proceeding,
see, e.g., State v. Mata,
. We note that before
. We note that, even if the decision were discretionary, given the pleading defendant's right to the effective assistance of counsel in the first of-right proceeding, we would regard the denial of counsel here an abuse of that discretion and would, in any event, grant special action relief.