Ortiz v. Overland ExpressOrtiz v. Overland Express
{1} Robert Baros (Worker) died as a result of an accident that occurred while he was working as a delivery service driver/courier for Overland Express (Employer). The Workers’ Compensation Judge (WCJ) denied workers’ compensation benefits, finding that the sole cause of the accident was Worker’s illegal use of methamphetamine and amphetamine. The issues presented in this appeal are (1) whether the Legislature intended to exclude methamphetamine and amphetamine from the prohibited drugs set forth in
I. FACTS AND PROCEDURAL HISTORY
{2} On October 30, 2004, during the course of his employment, Worker was driving Employer’s van northbound on Interstate 25 when he crossed lanes and made contact with the rear of another vehicle. As a result, Worker’s van left the roadway, rolling over several times. Worker was pronounced dead at the scene.
{3} Employer did not have the required workers’ compensation insurance at the time of Worker’s death. Therefore, Theresa Ortiz (Worker’s estate), the mother of Worker’s two minor children, filed a claim for benefits with the Uninsured Employers’ Fund (UEF), which the claims adjuster denied. Worker’s estate then filed a Workers’ Compensation Complaint with the Workers’ Compensation Administration against Employer and the UEF (hereinafter collectively referred to as Employer).
{4} At the trial no live testimony was presented. See
c. Prior to Worker’s death, he had dual employment with TLC and [Employer] ....
d. With regard to Worker’s regular job with TLC Paving, he averaged 40 hours per week, Monday thru Friday. He would normally go to bed each night between 10:00 p.m. and 11:00 p.m., and arise each morning between 5:00 a.m. and 5:30 a.m. to get ready for work.
e. [The day before the accident], Worker returned home from work with TLC around 5:00 p.m., ate dinner, played with his children for about 1/2 hour and then slept around one and one-half hours beforearising to go to and report for work with [Employer].
(1) Worker’s representative contends that Worker reported to work with [Employer] at 10:00 p.m., while Employer contends that Worker’s shift began at 12 midnight.
The exhibits also indicated that Worker then drove Employer’s delivery van all night until the accident, which occurred at 7:00 a.m. the next morning.
{5} The police report of the investigation of Worker’s accident was one of the exhibits admitted into evidence by the stipulation. Included in the report were statements made by the driver (Witness) of the vehicle struck by Worker. Witness indicated that he was heading northbound on Interstate 25 and noticed Worker’s van behind him slowly cross over from the left lane into the right lane. Worker’s van made contact with the rear of Witness’s vehicle and rolled over several times as it left the roadway.
{6} The investigating officer concluded that “[b]y the tire marks left on the roadway it appears that [Worker] made no attempt to brake prior to coming into contact with [the other vehicle].” The time of day, Witness’s description of the van’s movement, and the lack of braking led the investigating officer to “believe that [Worker] was unaware of the pending collision,” and that he was “either asleep or unable to avoid making contact with [Witness’s] vehicle or he was otherwise preoccupied.”
{7} The Autopsy Report from the Office of the Medical Investigator concluded that the cause of death was multiple blunt force injuries. The toxicology report revealed that Worker’s femoral blood contained 0.08 mg/1 of amphetamine, 0.78 mg/1 of methamphetamine, and 0.03 mg/1 of morphine.
{8} Following a trial, the WCJ denied benefits to Worker’s estate “because the sole cause of Worker’s accident resulting in death was illegal drug use, pursuant to
{9}
{10} In his dissent, Judge Wechsler concluded that the Legislature plainly intended to include “depressant, stimulant or hallucinogenic drug[s]” within the list of prohibited drugs enumerated in
although the Legislature removed the definition of “depressant, stimulant or hallucinogenic drug” from the predecessor to the DDCA, the DDCA’s reference to the Schedules of the Controlled Substances Act, which include a definition of the stimulants methamphetamine and amphetamine, is nevertheless sufficient for those drugs to be included in the DDCA and, by way of that link, inSection 52-1-12 .
Id. ¶ 34 (Wechsler, J., dissenting). With respect to the sufficiency of the evidence, Judge Wechsler believed that substantial evidence supported the WCJ’s determination that Worker’s use of illegal drugs was the sole cause of the accident. Id. ¶ 27 (Wechsler, J., dissenting).
{11} We granted Employer’s petition for writ of certiorari pursuant to
II. DISCUSSION
A. Whether the Exclusion of Methamphetamine and Amphetamine Contravenes the Purpose, Object, and Intent of the Legislature
{12} Under
No compensation is payable from any employer under the provisions of the Workers’ Compensation Act [Chapter 52, Article 1 NMSA 1978] if the injury to the person claiming compensation was occasioned solely by the person being under the influence of a depressant, stimulant or hallucinogenic drug as defined in the New Mexico Drug, Device and Cosmetic Act [Chapter 26, Article 1 NMSA 1978] or under the influence of a narcotic drug as defined in the Controlled Substances Act [30-31-1 NMSA 1978]....
(Emphasis added.)
{13}
{14} The 1971 amendment to the DDCA defined a depressant, stimulant, or hallucinogenic as
any drug which contains any quantity of amphetamine or any of its optical isomers; any salt of amphetamine or any salt of an optical isomer of amphetamine; or any substance which the federal act has found to be, and by regulation, designated as habit-forming because of its stimulant effect on the central nervous system.
1971 N.M. Laws, ch. 245, § 2. In 1972, however, this definition for depressant, stimulant, or hallucinogenic drug was removed. 1972 N.M. Laws, ch. 84, § 43.
{15} Concurrent with the removal of the definition from the DDCA, the Legislature enacted the New Mexico Controlled Substances Act (CSA), 1972 N.M. Laws, ch.
{16} Employer claims on appeal that when the Legislature classified drugs in the CSA, according to their “depressant, stimulant and hallucinogenic” effects, the Legislature intended to retain and incorporate by reference the stimulants methamphetamine and amphetamine in the DDCA. Employer argues that the Court of Appeals’ conclusion to the contrary conflicts with case law, legislative intent, and the public interest.
{17} The majority of the Court in Ortiz concluded that to read methamphetamine and amphetamine into
{18} Because Section 51-1-12 refers to a statutory definition that does not exist in the DDCA, there is “an apparent conflict between the statutory wording and the overall legislative intent.’ ” Ortiz,
As nearly as we can, we must put ourselves in the place of those who uttered the words, and try to divine how they would have dealt with the unforeseen situation; and, although their words are by far the most decisive evidence of what they would have done, they are by no means final.
Gallegos,
{19} When interpreting statutes, we seek to give effect to legislative intent by looking to the “language used and eonsider[ing] the statute’s history and background.” Key v. Chrysler Motors Corp.,
{20} In addition, the Legislature’s substitution of “controlled substance,” which refers us to the CSA, for “depressant, stimulant or hallucinogenic drug” in 1972, demonstrates its intention that we should look to the CSA to determine which drugs limit or bar recovery of workers’ compensation benefits. See State v. Maestas,
{21} Worker’s estate maintains, however, that it is the role of the Legislature, not the Judiciary, to correct the reference to the non-existent definition of depressant, stimulant, and hallucinogenic drugs. Yet, as noted above, this Court has consistently recognized that it is appropriate for the Judiciary to look beyond the plain meaning of the statute’s language to effectuate legislative intent when the statute is ambiguous. For instance, in Gallegos, the Court expressed that it is “the high duty and responsibility of the judicial branch of government to facilitate and promote the legislature’s accomplishment of its purpose — especially when such action involves correcting an apparent legislative mistake.”
B. Whether There Was Substantial Evidence to Find That Worker’s Use of Methamphetamine and Amphetamine Was the Sole Cause of Worker’s Accident
{22} Worker’s use of methamphetamine and amphetamine before the accident either bars recovery of benefits pursuant to
{23} The WCJ’s Compensation Order contained the following Findings of Fact on the issue of causation:
17. The accident of October 30, 2004, was occasioned solely by Worker’s use of methamphetamine and amphetamine without prescription of a physician....
18. At the time of accident, Worker was under the influence of amphetamine and methamphetamine. That drug is a narcotic drug. The use of that drug was the exclusive proximate cause of the accident of October 30, 2004.
(Emphasis added.) The WCJ also made the following conclusion of law regarding causation: “7. Claimant for Worker is not entitled to any benefits. This is because the sole cause of Worker’s accident resulting in death was illegal drug use, pursuant to
{24} “[T]he issue of causation is a factual question to be determined by the fact finder,” in this case, the WCJ. Wilson v. Yellow Freight Sys.,
{25} The evidence supporting the decision is not sufficient to establish that Worker’s drug use was the sole cause of the accident. Based on the levels of drugs in Worker’s blood, neither of the expert witnesses could state with any certainty that Worker’s drug use was the sole cause of the accident. Worker’s estate’s expert witness, Dr. Eugenia Brazwell, stated that neither she nor anyone else could testify with a reasonable degree of toxicologic probability that the accident was “occasioned solely” by the drugs consumed by Worker at the time of the accident. Explaining her inability to draw this conclusion, Dr. Brazwell stated that “it’s difficult to tell just by a level [of drugs in the blood] exactly what state [Worker] was in.” She further stated that it is possible than an individual “with this amount of drugs in [his] system could function and not have an accident.” Employer submitted the report of Dr. Don Fisher, an expert of toxicology and occupational diseases. Dr. Fisher similarly concluded that, though the blood levels were high enough to be a contributing cause, it would be “difficult to be absolutely sure ... whether the accident was ‘occasioned solely’ by the level of drugs,” even leaving room for doubt.
{26} There was substantial evidence presented to establish that fatigue was a contributing factor of the accident. In the Amended Pre-Trial Order, the parties stipulated that on the day before the accident Worker worked a full day at his other job with TLC
{27} Worker’s estate’s expert witness concluded that fatigue was likely a contributing cause of the accident. In her report, Dr. Brazwell concluded that the circumstances of the accident were consistent with Worker having fallen asleep at the wheel. She also testified that “[Booking at the accident scenario and the fact that [Worker] did not apply braking [it] seemed like he was probably more in a somnolent state, that he was more sleepy or lethargic.” She further stated that she would not be comfortable being on the road with an individual who was sober, but who had as little sleep as Worker.
{28} The WCJ’s findings of fact in support of his determination that Worker’s drug use was the sole cause of the accident are actually conclusions of law. In his findings of fact, the WCJ concluded that the accident was “occasioned solely by” Worker’s use of methamphetamine and that Worker’s drug use was the “exclusive proximate cause” of the accident. (Emphasis added.) When conclusions of law are listed as facts, we do not afford them any deference in our review. Chapman v. Varela,
{29} Relying on Dr. Brazwell’s testimony that methamphetamine causes fatigue when taken over a period of days, Employer argues that Worker’s drug use was the cause of his fatigue. Dr. Brazwell explained that while the initial physical effect of methamphetamine is as a stimulant that counteracts fatigue and sleepiness, when a large amount of methamphetamine is taken over a period of days, the result is the opposite, causing extreme sleepiness. She indicated that if Worker had a history of drug use then that history could be construed as evidence that he was substance dependent and had been using drugs for a period of days. Thus, in order to bolster its theory that Worker was an abuser of methamphetamine who had been on a binge for a period of days when the accident occurred, Employer presented Worker’s criminal record that showed prior use of illegal drugs. However, the criminal record produced by Employer is of little probative value, since we cannot glean from the record whether methamphetamine was involved in the crime or whether the violation was for distribution or possession. In addition, the violation occurred in 1988, sixteen years before Worker’s accident.
{30} Employer did not present any further evidence indicating that Worker had used methamphetamine in the days leading up to the accident. Since Employer raised Worker’s drug use as an affirmative defense, which would bar recovery by Worker’s estate pursuant to
III. CONCLUSION
{31} We conclude that the Legislature intended to include methamphetamine and amphetamine as stimulant drugs under
{32} IT IS SO ORDERED.