Ortega v. Lujan GrishamOrtega v. Lujan Grisham
Case Information
*2 Before TYMKOVICH , MATHESON , and EID , Circuit Judges.
_________________________________
TYMKOVICH , Circuit Judge.
_________________________________
New Mexico enacted a law in 2024 that imposes a categorical seven-day “cooling-off” period for nearly all consumer purchases of a firearm. No matter how urgent the need, or how much physical danger a prospective buyer might be in, buyers must wait seven days before New Mexico deems them safe to carry arms. Even buyers with previous firearms background checks or security clearances are not eligible for waivers from the prohibition. In short, the law requires no individualized reason to conclude that a prospective consumer is a danger to himself or the community, nor can anyone be excused from the waiting period because of personal danger.
Asserting their rights under the Second and Fourteenth Amendments, Samuel Ortega and Rebecca Scott sued the State of New Mexico to enjoin the Waiting Period Act, N.M. Stat. § 30-7-7.3. The district court declined to preliminarily enjoin the law. It found that a seven-day wait did not infringe on Second Amendment rights since the right to acquire a firearm does not impede the right to keep or bear a firearm, and, in any event, the Second Amendment tolerates cooling-off periods.
We disagree, and REVERSE and REMAND . Cooling-off periods infringe on the Second Amendment by preventing the lawful acquisition of firearms. Cooling- off periods do not fit into any historically grounded exceptions to the right to keep and bear arms, and burden conduct within the Second Amendment’s scope. In this preliminary posture, we conclude that New Mexico’s Waiting Period Act is likely an unconstitutional burden on the Second Amendment rights of its citizens. We also conclude the other preliminary injunction factors are met and that Plaintiffs are entitled to an injunction.
I. Background
A. Legislative Backdrop In response to high state-wide rates of gun violence, the New Mexico Legislature adopted a seven-day waiting period for most consumer firearm purchases. N.M. Stat. § 30-7-7.3. The statute states: “[a] waiting period of seven calendar days shall be required for the sale of a firearm and the transfer of the firearm to the buyer.” § 30-7-7.3(A).
The seven-calendar-day waiting period shall include the period required to conduct a federal instant background check, . . . if the seven-calendar day waiting period has expired without the completion of a required federal instant background check, the seller shall not transfer the firearm to the buyer until the federal instant background check is completed.
Id . If the background check process is not completed quickly, the waiting period can be extended for up to twenty days, at which point the seller may transfer the firearm even if the background check has not been completed. Until the waiting period is over, the firearm must remain with the seller or the licensee performing the background check, even if the transaction has been completed.
The statute makes it “[u]nlawful” for anyone to transfer “ownership, possession or physical control of [a] firearm from the seller to the buyer before the end of the required seven-calendar-day waiting period.” § 30-7-7.3(C). Each party to an unlawful sale—transferee or transferor—is guilty of a misdemeanor if the transfer is made before the seven-day waiting period. § 30-7-7.3(D), (G).
Exemptions are made for sales and transfers between two firearm dealers, buyers who have concealed carry permits, law enforcement purchasers, and transactions between two law enforcement officers or between immediate family members. § 30-7-7.3(H)(1)–(5).
The law serves two purposes. First, it seeks to reduce impulsive gun violence or suicides. Second, it aims to close a perceived loophole in federal law that sometimes permits a purchaser to acquire a gun without completing a background check if the process takes more than three days. See 18 U.S.C. § 922(t)(1)(B)(ii), (C)(iii). The state legislature adopted the law on February 12, 2024, the Governor of New Mexico signed it on March 4, 2024, and it became effective May 15, 2024. [1]
B. Factual History
The same day that the law went into effect, Paul Ortega tried to purchase a handgun from a New Mexico firearms dealer. Mr. Ortega is a retired law enforcement officer who already legally owned multiple firearms.
Although Mr. Ortega paid for the handgun and immediately passed a background check, he was subject to the waiting period and could not get his gun for seven days. According to the firearms dealer, the only reason he could not immediately acquire the handgun was the waiting period.
Rebecca Scott similarly tried to purchase a firearm and quickly passed her background check. She too had to wait out the week only because of the cooling- off period.
Both Mr. Ortega and Ms. Scott plan to purchase more firearms, and brought this suit before their waiting periods expired. They sought preliminary and permanent injunctive relief to enjoin the New Mexico law. They sued the Governor and Attorney General of New Mexico. [2] Both Mr. Ortega and Ms. Scott knew of the law’s existence and restrictions before it went into effect. But rather than bring a pre-enforcement challenge, they waited to bring their suit until the law was in effect and the waiting period was imposed on them. So they knew they would be restricted by the cooling-off period when they bought their guns.
C. Procedural History
After an evidentiary hearing, the district court denied preliminary relief on
three grounds.
First
, it found that the right to “keep and bear” arms did not cover the
right to acquire arms.
Second
, it found that the waiting period was a presumptively
constitutional commercial condition on firearm sales, carved out by the Supreme
Court in
District of Columbia v. Heller
,
The district court also ruled that Plaintiffs did not meet other factors in the test for injunctive relief. That is, the injury was not irreparable because Plaintiffs owned other firearms, and the balance of equities and public interest weighed in favor of reducing gun violence.
Plaintiffs appeal, seeking reversal with instructions to preliminarily enjoin the Waiting Period Act. They bring both a facial and as-applied challenge, except as to the law’s provisions that affect buyers whose background checks fail to immediately clear.
II. Discussion
Modern doctrine on the right to keep and bear arms is shaped in large part by
the Supreme Court’s decision in
District of Columbia v. Heller
, which recognized an
individual’s Second Amendment right to possess firearms.
This case represents the efforts of many states and courts to discern the Second Amendment’s outer limits.
A. Preliminary Injunction Standard
We review a district court order denying a preliminary injunction for abuse of
discretion.
Little v. Jones
,
A preliminary injunction requested under Federal Rule of Civil Procedure
65(a) is an “extraordinary remedy that may only be awarded upon a clear showing
that the plaintiff is entitled to such relief.”
Winter v. Nat. Res. Def. Council, Inc.
,
When a plaintiff is asserting an injury in the form of a violated constitutional
right, we presume that the injury will be irreparable if it exists.
See Elrod v. Burns
,
B. Second Amendment Framework
Our Second Amendment analysis begins with the text: “A well regulated
Militia, being necessary to the security of a free State, the right of the people to keep
and bear Arms, shall not be infringed.” U.S. C ONST . amend. II. This “right to keep
and bear arms is among the ‘fundamental rights necessary to our system of ordered
liberty.’”
United States v. Rahimi
,
In
Heller
, the Supreme Court held that the Second Amendment codified a
preexisting “individual right,” and the Court adopted that “original understanding of
the Second Amendment.”
Following
Heller
, the Supreme Court in
New York State Rifle & Pistol Assoc.,
v. Bruen
and in
United States v. Rahimi
cemented the approach to Second
Amendment interpretation by first assessing whether a law implicated the plain text
of the Second Amendment, and then, analyzing “whether the challenged regulation is
consistent with the principles that underpin our regulatory tradition.”
Rahimi
,
Under this framework, we assess the three alternative holdings of the district court.
1. The Waiting Period Act Burdens Second Amendment Rights
Our first consideration is whether “the Second Amendment’s plain text
covers” the conduct curtailed by the enactment, “as informed by history.” ,
Common sense dictates that the right to bear arms requires a right to acquire arms, just as the right to free press necessarily includes the right to acquire a printing press, or the right to freely practice religion necessarily rests on a right to acquire a sacred text. Legal interpretation follows that common sense.
When “a text authorizes a certain act, it implicitly authorizes whatever is a
necessary predicate of that act.” Antonin Scalia & Bryan A. Garner, R EADING L AW : T HE I NTERPRETATION OF L EGAL T EXTS 96, 192–94 (2012) (explaining Predicate-act
canon);
see also Luis v. United States
,
As paper or a computer is a necessary predicate to the right to print, or the
ability to own property is a necessary predicate of the right to just compensation for a
taking—acquiring, purchasing, and possessing firearms is a necessary predicate to
keeping and bearing them.
See Reese v. ATF
,
New Mexico argues, however, that the waiting period law does not implicate the ability of anyone to “keep and bear arms,” at least not directly. Instead, it argues that firearm possession is distinct from firearm sales and transfers . According to New Mexico, the Second Amendment’s plain text does not cover acquiring or purchasing firearms, especially immediate acquisition of purchased firearms. Yet New Mexico acknowledges that severe or abusive limitations on acquisition would burden the Second Amendment, and that the waiting period here survived because the burden is minimal. So, by New Mexico’s illogic, a restriction on firearm sales does not burden the Second Amendment—until it does.
That argument provides no limiting principle. It inevitably leads to case-by- case judicial interest balancing. But the Supreme Court and the Constitution reject the notion that a right should be restricted simply because the government believes its interests, on balance, are more important than the individual’s. Heller , 554 U.S. at 634 (“We know of no other enumerated constitutional right whose core protection has been subjected to a freestanding ‘interest-balancing’ approach.”). “The very enumeration of the right” removes it from the Judiciary’s “power to decide on a case- by-case basis whether the right is really worth insisting upon.”
New Mexico’s argument that limitations on firearm sales or transfers do not implicate the Second Amendment’s plain text is wrong, and the district court’s complete prohibition,” “laws burdening and laws banning speech . . . must satisfy the same rigorous scrutiny.”).
engagement in limited means-end scrutiny is also wrong. The district court’s
analysis, crediting what it saw as a minimal burden, circumvented
Heller
,
Bruen,
and
Rahimi
—landing right back at the “freestanding ‘interest-balancing’ approach” that
those cases explicitly rejected. ;
Rahimi
,
Another court—also faced with the assertion that keeping and bearing did not include acquiring when considering a waiting period law post- Bruen/Rahimi —also rejected the argument. It stated:
If a citizen cannot take possession of a firearm then his or her right to possess a firearm or to carry it away is indeed curtailed, even if, as [the State] claims, the curtailment is modest. However, the threshold inquiry is whether the Second Amendment covers the conduct curtailed by the Act, not a qualitative assessment of how modest the imposition on the right happens to be. . . . That is indiscriminate dispossession, plain and simple.
Beckwith v. Frey
,
The burden imposed by a cooling-off period is brought into sharper focus
when considered in the context of other constitutional rights. A carte blanche
one-week cooling-off period to publish news stories? Unconstitutional.
United
States v. Quattrone
,
As a general matter, the government cannot delay the exercise of a right
because it believes that citizens might misuse it without sufficient time to reflect
beforehand.
Silvester v. Becerra
,
In short, regardless of paternalistic intent, waiting periods burden the right to keep and bear arms.
2. Presumptively Lawful Conditions on Firearm Sales
But
Heller
also carved out certain laws from the exacting historical scrutiny
that followed in
Bruen
and
Rahimi
.
Heller
declined to examine “longstanding
prohibitions,” including “laws imposing conditions and qualifications on the
commercial sale of arms.”
Heller
,
Those laws “were supported without any explanation of how they would fare
in light of the Second Amendment’s original meaning.”
United States v. McCane
,
We recently held that some longstanding prohibitions, such as minimum age
limits, not only survive
Bruen
and
Rahimi
, they also presumptively do not burden the
Second Amendment.
Rocky Mountain Gun Owners v. Polis
,
But even in this murky territory, the Waiting Period Act falls far short of a presumptively constitutional law. It is not limited to commercial sales, and it does not fit with other known conditions and qualifications in this category.
First
, cooling-off periods are not tailored to commercial sales. They are
imposed on many non-commercial transfers, while many commercial transfers are
excluded.
Heller
carved out “laws imposing conditions and qualifications on the
commercial sales
of arms.”
the district court mistook what could be considered longstanding. It identified the
earliest waiting period law as enacted in 1923. Other laws like it did not proliferate
for years, and still exist only in a minority of states. On a constitutional scale, even
“innovations of the mid- to late-19th-century come too late to provide insight into the
meaning of [the Constitution in 1787].” ,
Other entries in the list of exceptions reveal that many explicitly commercial sales are not affected by the waiting period. For instance, a purchaser with a federal firearms license does not have to wait seven days. § 30-7-7.3(H)(1). As a result, transactions between manufacturers, distributors, and gun stores—progenitor commercial firearm sales—will not be subject to the waiting period. Since nearly every firearm bought by an individual in New Mexico must first be sold to a distributor with a federal firearm license, there is a least one explicitly commercial sale exempted for every prospective sale subject to the waiting period. Added to the exclusion for law enforcement agencies and officers, who often purchase bulk firearms, at least half of all commercial sales in New Mexico would not be effected by the Waiting Period Act. See §§ 30-7-7.3(H)(1)–(5).
Thus it cannot be said that the waiting period subjects only commercial sales to a condition or a qualification. The criteria for what transfers are affected by the law have nothing to do with the sales’ commercial nature.
Second
, the Waiting Period Act does not impose a condition or qualification
like other restrictions considered presumptively constitutional. In
Heller
, the Court
listed “longstanding prohibitions on the possession of firearms by felons and the
mentally ill, or laws forbidding the carrying of firearms in sensitive places such as
schools and government buildings, or laws imposing conditions and qualifications on
the commercial sale of arms” as a non-exhaustive list of “presumptively lawful
regulatory measures.”
Heller
,
But a cooling-off period is not such a condition or qualification. Plaintiffs
argue that it is not a condition because it cannot be met by any action, and it is not a
qualification because it is universally applicable. They are right. A seven-day
waiting period is not a “condition” on a sale any more than the price of a firearm is.
The sale happens regardless, and the waiting period is just an artificial delay on
possession.
Condition
, B LACK ’ S L AW D ICTIONARY (12th ed. 2024) (“An act or
event,
other than a lapse of time
, that must exist or occur before a duty to perform
something promised arises.” (emphasis added)). Nor is it a qualification.
Qualification
, B LACK ’ S L AW D ICTIONARY (12th ed. 2024) (“[T]he possession of
qualities or properties (such as fitness or capacity) inherently or legally necessary to
make one eligible for a position or office, or to perform a public duty or function.”).
For that would imply that a buyer who has not waited seven days is somehow
presumptively unqualified to purchase a firearm—an obviously unconstitutional
implication.
See United States v. Daniels
,
It is not enough that a regulation sometimes affects a commercial sale. A
blanket waiting period is simply not of a kind with the conditions and qualifications
imposed by other presumptively lawful measures.
See Bruen
,
New Mexico points to a concurrence in a Ninth Circuit case for support, which
argued that California’s waiting period “is a condition or qualification on the sale of
guns: It imposes a brief delay—to permit compliance with background check
requirements and provide a ‘cooling-off’ period—as a prerequisite to acquiring a
gun.”
Silvester v. Harris
,
New Mexico and the dissent argue that our decision in
RMGO
forecloses the
conclusion that the Second Amendment is burdened by a waiting period. But we
explicitly declined to define “the full scope of concomitants rights, if any, to ‘keep
and bear.’”
RMGO
,
In any event,
RMGO
did not grapple with the full scope of arguments defining
conditions and qualifications that we face here, and declined to reach the issues that
are most pertinent in this case.
See RMGO
,
Even with a presumption, New Mexico would not prevail. Just because a law is presumed constitutional does not mean it is constitutional. It may still be shown to burden Second Amendment rights. As we show below, waiting periods are neither longstanding nor widespread practices, and diverge from history and tradition. Plaintiffs would overcome any presumption of constitutionality. [7]
3. Fit with Historical Tradition of Firearm Restrictions
Outside the presumptively constitutional exceptions, the validity of laws that
fall under the Second Amendment’s text is determined by history and tradition. In
Bruen
and
Rahimi
, the Supreme Court instructed lower courts to follow an originalist
methodology in conducting this inquiry. In doing so, we “examine our ‘historical
tradition of firearm regulation’ to help delineate the contours of the right.”
Rahimi
,
Modern restrictions must be “relevantly similar” to historical practices in both
the “why” and “how” they regulate firearms.
Id.
“Why and how the regulation
burdens the right are central to this inquiry.”
Rahimi
,
“Why do we require those showings? Through them, we seek to honor the fact
that the Second Amendment ‘codified a
pre-existing
right’ belonging to the American
people, one that carries the same ‘scope’ today that it was ‘understood to have when
the people adopted’ it.”
Rahimi
,
First
, we reject the notion that other waiting period laws themselves carve out
a historically grounded principle. They are mostly a modern innovation. New
Mexico points out that the Waiting Period Act’s historical pedigree stretches back to
1923, but that is an oversimplification. True, California imposed the first (one-day)
waiting period in that year, intended to give officials time to conduct a background
check.
Silvester
,
Federal law briefly required a universal waiting period during the completion
of a background check from 1993 to 1998.
See
Brady Handgun Violence Prevention
Act of 1993. But Congress sunsetted that law from the start, and the waiting period
requirement lapsed when the federal government implemented the national instant
background check system in 1998.
See Printz v. United States
,
The first state waiting periods that were untethered to the time that it takes to
pass a background check or complete a certification course did not appear until the
1990s.
Silvester v. Harris
,
Given the few states in which they have persisted and their duration, waiting
period laws cannot satisfy the government’s burden.
Bruen
,
Second , New Mexico contends that a variety of firearm restrictions are analogous to the Waiting Period Act: intoxication laws; license and permitting regimes; and targeted group bans on firearm carry or possession. [8]
New Mexico argues that all three categories indicate that Founding-era
governments could limit access to firearms to ensure that those keeping and bearing
arms were “responsible and law abiding citizens.”
See Bruen
,
In , the Court rejected the government’s “attempt to characterize
New York’s proper-cause requirement as a ‘sensitive-place’ law” when “there is no
historical basis for New York to effectively declare the island of Manhattan a
‘sensitive place’ simply because it is crowded and protected generally by the
New York City Police Department.”
A closer examination into the three categories reveals the differences. [11] Intoxication Laws
In the years after ratification, at least twenty states criminalized firearm use or
carry by drunks through various intoxication laws. R. Vol. 1 at 101. And in at least
thirty states, and even in 17th Century England, governments regulated firearm use
and carry by the inebriated. Once the drunk sobered up, he could carry or use a
gun once again. This burdened the Second Amendment rights of individual would-be
purchasers, but only for a short time. The goal of these laws, of course, was
preventing unpredictable and dangerous firearm use by the intoxicated. District
courts have recognized the historic acceptance of intoxication laws as permissible
under the Second Amendment.
See, e.g.
,
RMGO
,
“How” intoxication laws burden Second Amendment Rights is ostensibly similar to how the Waiting Period Act works. Both burden the Second Amendment by imposing a temporary inability to acquire firearms. Intoxication laws even go further than the Waiting Period Act in the burden imposed because they reflect a Founding-era willingness to prohibit both firearm acquisition and use, while the Waiting Period Act is limited to acquisition. New Mexico seeks to ground the analogy in the burdens’ temporary nature: Deriving a principle from that analogy that the Second Amendment tolerates disarming anyone in a supposed state of dangerousness.
But New Mexico ignores key distinctions that shatter the analogy. The scope
and underlying justifications for the burdens are vastly different. Intoxication laws
place an individualized burden on intoxicated individuals, which distinguishes those
who “pose a credible threat to the physical safety of others from those who have not.”
Rahimi
,
“History is consistent with common sense: it demonstrates that legislatures
have the power to prohibit dangerous people from possessing guns. But that power
extends only to people who are
dangerous
.”
Kanter v. Barr,
Temporal similarity is not enough to carry the day. Permitting and Licensing Regimes
Historic licensing laws—similar to modern shall-issue licensing regimes—
required a person to submit some kind of information or receive some certification to
acquire a gun. They typically applied universally or near-universally. New Mexico’s
experts listed many examples of historic licensing restrictions, including concealed
carry licenses, gunpowder licenses, commercial dealer licenses, and hunting licenses.
These licenses limited access much like “shall-issue” licensing regimes restrict today.
Also like modern licensing regimes, their historical function insured that “law-
abiding, responsible citizens” were the only ones who possessed firearms. ,
It is this distinction in breadth—treating all those seeking a firearm as unusually dangerous—that sets the cooling-off period apart from all historical permitting regimes. New Mexico cannot justify a populace-wide burden using only class-wide foundations. Nowhere in the historical record have universal restrictions on firearm sales survived originalist scrutiny. “Other point-of-sale restrictions such as background checks and waiting periods are better characterized as regulations in support of who may lawfully possess (much less purchase) firearms.” Pena , 898 F.3d at 1009 n.19 (Bybee, J., concurring in part). Whereas this waiting period, applicable to nearly all individual purchasers and untethered to a background check or satisfiable condition, is a “when” restriction, not a “who” restriction. Volokh, Implementing the Right to Keep and Bear Arms for Self-Defense: An Analytical Framework , 56 UCLA L. R EV . at 1444.
Licensing and permitting laws typically require the completion of a course,
certification, background check, or training before a person can acquire a firearm.
But the key to their constitutionality is that they presume a person can qualify for the
license unless proven otherwise. ,
Group Bans and Restrictions
Easily the least applicable historical analogue is the last category that New Mexico points to: group bans. These types of bans categorically denied access to firearms by freedmen or black slaves, Native Americans, and other “disfavored” ethnic or cultural groups.
No doubt, these types of laws proliferated in Colonial and Founding-era society. Whether out of misguided cultural beliefs that these groups were prone to violence, or a more realistic belief that slaves might turn arms against their owners, most of these laws were justified by concluding that those populations were dangerous. And some laid a burden even heavier than what the Waiting Period Act imposes (though the scope was still narrower, because none was society-wide).
But as with intoxication laws, the justifying principle used to identify who
qualified as dangerous differed from the law before us. Racism, classism, and other
discriminatory biases motivated these targeted laws, not a general fear that all
citizens could not be trusted to exercise their rights responsibly.
See
William Baude
& Robert Leider,
The General-Law Right to Bear Arms
, 99 N OTRE D AME L. R EV .
1467, 1513 (2024) (“The legal principle governing these examples is that certain
individuals are not part of the political community . . . in whom the right to keep and
bear arms is vested, particularly those in a state of war with the political community
or who would rise up against it if given the opportunity.”). Once again, New Mexico
cannot justify a populace-wide burden using only class-based foundations.
See
Nguyen
,
And even if these historical practices categorically denying firearm sales to
ethnic or cultural groups established a helpful principle, they would not be proper
comparators. The district court acknowledged that “[m]any founding-era gun
regulations, including the historical analogues discussed by the Court, undoubtably
are repugnant.”
Ortega v. Lujan Grisham
,
But proper originalist interpretation requires a comparison between people enjoying the same sets of rights. Comparing the Second Amendment rights of a citizen today with the Second Amendment rights of a slave before emancipation and reconstruction tells us nothing. Just as a comparison between the voting rights of an adult today and a minor in 1800 tells us nothing. As New Mexico’s own expert explained, “[t]he chief problem facing African Americans in a racist American society was not a singular deprivation of gun rights, but the deprivation of all rights.” R. Vol. 1 at 126 (emphasis added) (citing R OBERT J. S PITZER , T HE G UN D ILEMMA 11–13 (NY: Oxford University Press, 2023)). The groups New Mexico and the district court identified did not possess the same rights in the Founding era as more favored classes (an error corrected by the Thirteenth and Fourteenth Amendments), so we cannot rely on them to inform our understanding of the right’s coverage today. See Baude & Leider, The General-Law Right to Bear Arms, at 1513 (“The once- acceptable idea that a state may adopt more restrictive gun control laws applied only to certain races based on their peculiar status has been thoroughly abrogated by the Thirteenth and Fourteenth Amendments.” (internal citations omitted)). It would be a category error. Originalists—or those analyzing text, history, and tradition—must take care to consider whether the historical practices brought to their attention actually speak to a right’s scope.
* * * * *
New Mexico asks us to accept a principle so broad that it is obviously incorrect. Recall that the district court perceived a historical principle justifying prohibitions on sales to the general populace on the grounds that some among them would harm the public. If that principle were accepted, any regulation could be justified. Any class of people could be the subject of a targeted ban, including any age group, demographic, and any geographic area. Any class could be denied access to firearms if the government feared that some among them would harm the public. It is hard to imagine an exception more likely to swallow the rule. [13]
For this reason, the burden imposed by New Mexico’s law is simply of a
greater scale than historic sobriety laws and class-wide bans on possession.
Nguyen
,
Nothing in the record suggests that the historically understood right to keep and bear arms tolerated universal and indiscriminate burdens on purchasing or acquiring firearms with no way to enjoy the full right. This principle cannot clarify the Second Amendment’s scope because the principle itself contradicts the Second Amendment’s existence. No meaningful limitation could be placed on the government’s power to regulate firearms, disarm the citizenry, or criminalize firearm use if we accepted every regulation that is based on a fear that someone somewhere would likely misuse a gun. [15]
C. Scope of Injunctive Relief
Finally, a word regarding the scope of relief sought by the Plaintiffs. The
Plaintiffs request both facial and as-applied injunctive relief.
[16]
Because the district
court did not grant any relief, it made no findings about the proper scope of any
injunction. We remand so that it may do so now. “It is the general rule, of course,
that a federal appellate court does not consider an issue not passed upon below.”
Singleton v. Wulff
,
While the parties have fully briefed the issue on appeal, the Supreme Court has
since held that courts are without authority to issue remedies beyond what provides
complete relief to the plaintiffs actually involved in the suit.
See Trump v. CASA
,
The district court should determine the proper scope of relief given our holding that the law is unconstitutional and the Supreme Court’s recent decision, with the aid of briefs from the parties.
III. Conclusion
For these reasons, we reverse and remand to the district court, with instructions to enter injunctive relief consistent with this opinion.
24-2121, Ortega v. Grisham
MATHESON , Circuit Judge, dissenting.
This court’s recent decision in
Rocky Mountain Gun Owners v. Polis
(
RMGO
),
A. The Waiting Period Act
The Waiting Period Act generally prohibits a seller from transferring a firearm to a buyer before the passage of seven days. A buyer who passes a background check in fewer than seven days must wait until the seven-day period expires. [1] A buyer who has not passed a background check within seven days must wait until it is complete, except the Act allows transfer if the background check is not completed within 20 days. N.M. Stat. Ann. § 30-7-7.3(A). [2] The Act does not apply to state concealed handgun license holders. Id. § 30-7-7.3(H). [3]
B. Legal Background
In
District of Columbia v. Heller
,
In
New York State Rifle & Pistol Ass’n v. Bruen
,
In
RMGO
, this court interpreted and applied these precedents to hold that “laws
imposing conditions and qualifications on the sale and purchase of arms do not implicate
the plain text of the Second Amendment.”
RMGO
first determined that the challenged law is “an aged-based condition or
qualification on the sale of arms” that “falls outside of the scope of the Second
Amendment’s right to ‘keep and bear’ arms.”
Id.
at 119-20. We said the law regulates
the “selling and purchasing of firearms,” and such “commercial restrictions” are
presumptively lawful.
Id.
at 120 (quoting
B & L Prods., Inc. v. Newsom
,
RMGO next held the challenged law does not serve abusive ends, noting that “a minimum age requirement of 21 is a nondiscretionary condition or qualification on the commercial sale of arms aimed at ensuring guns are held by law-abiding, responsible citizens.” Id. at 122. The law sets “a narrow, objective, and definite standard that applies uniformly to all potential sellers and buyers, eliminating any possibility for subjective interpretation or exceptions,” and some minimum age requirement had been adopted by “the federal government, almost all 50 states, and the District of Columbia.” Id. at 123. We also found relevant Colorado’s argument that the challenged law “neither prohibits anyone from possessing a gun nor prohibits certain non-purchase gun transfers of ownership.” Id. at 122.
Continuing to address the abusive-ends issue, we asked whether setting the age threshold at 21 was “arbitrary or improper, in order to determine whether the statute serves legitimate purposes or is being put to abusive ends.” Id. at 124. For four reasons, we found the law serves the legitimate purpose of ensuring that “those who ‘keep and bear’ arms in Colorado are, in fact, law-abiding, responsible persons.” Id. at 124-27. First, a significant number of jurisdictions (at least 20) had made the same choice as Colorado (setting the minimum purchase age at 21). Id. at 124. Second, Justice Alito “strongly alluded to the constitutionality of a minimum purchase age of 21” when he noted in his concurrence that federal law bars the sale of a handgun to anyone under 21. Id. Third, “the minimum age for firearm purchases need not rise or fall entirely with the age at which most states currently set as the age of majority.” Id. at 126. Fourth, Colorado presented compelling scientific evidence that setting the age threshold at 21 “is designed to ensure purchasers are law-abiding and responsible.” This evidence demonstrated that the law would “likely reduce the numbers of firearm homicides, nonhomicide violent crimes, suicides, and accidental firearm injuries.” Id. at 127 (quotations omitted).
C. Analysis
Under RMGO , the Waiting Period Act is (1) a presumptively lawful condition or qualification on the commercial sale of arms that (2) is not employed for abusive ends.
Condition or Qualification on Sale
The Waiting Period Act imposes a condition or qualification that no firearm sale
may be completed in fewer than seven days. It regulates only the “selling and purchasing
[of] firearms.”
RMGO
,
First, the majority says this dissent fails to give “any consideration” to “what defines a condition or qualification on a commercial sale.” Maj. Op. at 22. To the
contrary, the dissent considers RMGO ’s holding that the Colorado age restriction is a condition or qualification on commercial sale to determine whether the New Mexico waiting period is as well.
Second, the majority says the dissent merely “assume[s]” that any law regulating
only sale and purchase is presumptively constitutional. But rather than “assume,” the
dissent follows and applies
RMGO
, which determined the age restriction law is a
presumptively lawful condition or qualification on commercial sale. The age law
regulates only sale and purchase, does not prevent anyone from possessing or carrying
guns acquired through non-sale means, and does not merely delay but rather prohibits
underage people from buying firearms.
See RMGO
,
Third, the majority argues the dissent’s “shortcut analysis could prop up laws that lay heavy burdens on the rights of ordinary citizens,” Maj. Op. at 22, including even a law banning all firearm sales, id. at 21. Again, the dissent follows RMGO and does not trigger this overstated concern. The dissent’s analysis is RMGO ’s analysis. Banning all firearm sales is a far cry from a seven-day waiting period or a minimum-age law and plainly would impose more than a mere condition or qualification on sale because there would be no sales. Also, a ban would surely serve abusive ends and therefore could be upheld only under step two.
Fourth, the majority says the Act is “not tailored to commercial sales,” [4] conceding the Act regulates only the sale and purchase of arms, but noting it also covers certain non-commercial sales while exempting certain commercial sales. at 18. For example, the majority says the waiting period applies to certain “non-commercial” sales, such as a hobbyist who wishes to sell a gun to a friend or a collector who wishes to sell to a museum, but does not apply to certain “commercial” sales, such as sales made to law enforcement officials or federal firearms licensees. at 18-19.
But the Colorado age restriction upheld in
RMGO
covers and excludes the same
types of sales. The majority’s hobbyist would break the law if the friend were under 21,
see
Colo. Rev. Stat. § 18-12-112(e);
id.
§ 18-12-112.5(1)(a.3), and the age restriction
contains no carve-out for transactions between collectors,
see RMGO
,
Fifth, the majority asserts the Act “is not a condition because it cannot be met by
any action, and it is not a qualification because it is universally applicable.” Maj. Op.
at 20. But the Colorado law upheld in
RMGO
shares those characteristics. A person
under 21 cannot meet an age restriction’s requirement “by any action” and simply must
wait to turn 21, just as a purchaser must wait seven days. And the age restriction is
similarly universally applicable—no one under 21 and subject to the law can buy a gun,
just as no one subject to the waiting period can buy a gun without waiting seven days.
[5]
Sixth, the majority contends
RMGO
does not control because it “did not grapple
with the full scope of arguments defining conditions and qualifications that we face
here.” Maj. Op. at 22
.
But the
RMGO
plaintiffs argued that the age law is not “a
commercial regulation of the sort contemplated by
Heller
” because it “prohibits
non-commercial as well as commercial sales.” Brief of Plaintiffs-Appellees at 19,
RMGO
,
In any event,
RMGO
’s holding “is the law of this Circuit regardless of what might
have happened had other arguments been made to the panel that decided the issue first.”
United States v. Baker
,
* * * *
handgun license must be approved or denied within 30 days of the completion of a background check. N.M. Stat. Ann. § 29-19-6(A).
Under RMGO , the Waiting Period Act imposes a condition or qualification on commercial arms sales and is presumptively constitutional. [6]
Abusive Ends
The Waiting Period Act is constitutional under
RMGO
unless it serves abusive
ends.
RMGO
,
RMGO provides a roadmap for the abusive ends analysis. It held the Colorado law does not do so because the age restriction is a nondiscretionary condition “aimed at ensuring guns are held by law-abiding, responsible persons,” id. at 122, and because Colorado’s evidence demonstrated that the age limit imposed is not arbitrary or improper, see id. at 124-27. The same is true of the waiting period.
First, as in
RMGO
, the Act “sets a narrow, objective, and definite standard that
applies uniformly to all potential sellers and buyers, eliminating any possibility for
subjective interpretation or exceptions.” at 123;
see Bruen
,
Second, the Act seeks to keep guns from those who may act impulsively or
illegally,
see
App., Vol. V at 1031 (explaining the Act’s primary purpose is to “prevent[]
impulsive suicides and homicides”), and is thus “aimed at ensuring guns are held by
law-abiding, responsible persons,”
RMGO
,
Further, the record “support[s] the legislation’s purpose.”
RMGO
, 121 F.4th
at 126 n.10. The district court found that “waiting periods reduce gun homicides by
roughly seventeen percent” and “have been shown to decrease suicides.” App., Vol. V
at 1031-32. It also found that the Act’s waiting period “is likely to save approximately
thirty-seven lives per year.” at 1032;
see RMGO
,
Third, nearly a dozen states plus the District of Columbia have enacted waiting
period laws that apply to some or all firearms. Aplee. Br. at 7;
compare RMGO
,
In short, the law does not serve abusive ends. It does not “meaningfully
constrain[] the right to keep and bear arms.”
B & L Prods
.,
CONCLUSION
The Waiting Period Act accords with RMGO . I would affirm.
Notes
[1] Three other states have seven-day waiting periods: Rhode Island; Maryland; and New Jersey. Four states have three-day waiting periods: Colorado; Florida; Illinois; and Vermont (Maine’s three-day waiting period is currently enjoined and the subject of active litigation). Three states have ten-day waiting periods: Hawaii; Minnesota; and Washington. And one state, California, imposes a thirty-day waiting period.
[2] The Governor does not “have a particular duty to enforce the statute in
question and a demonstrated willingness to exercise that duty.”
Peterson v.
Martinez
,
[3] New Mexico points to dictionary definitions of “keep” and “bear” that do not
include acquisition. But dictionary definitions of those terms, in isolation, cannot
denote the preexisting right’s bounds that the text sought to concretize.
In re Mallo
,
[4] To be fair, this instinct has not always borne out. In some cases, “waiting periods have been found to be constitutionally permissible as to other rights.” Eugene Volokh, Implementing the Right to Keep and Bear Arms for Self-Defense: An Analytical Framework , 56 UCLA L. R EV . 1433, 1439–40 (2009) (cataloguing constitutional approval for cooling-off or waiting periods for abortions, assisted suicide and sterilization, as well as notice requirements for marriage licenses, demonstrations, or parade permits). But those examples do not suggest that waiting periods do not burden those rights. Caselaw consistently looks with skepticism at inescapable delays on the exercise of enumerated rights. Id. (collecting cases suggesting that any waiting period and delay must have exceptions for emergencies or special circumstances).
[5]
RMGO
’s holding that “presumptively lawful” measures are assessed at
’s first step has not been followed in many other circuits.
See e.g.
;
Zherka v.
Bondi
,
[6] The district court granted the Waiting Period Act presumptive
constitutionality because of its characterization of waiting periods as “longstanding.”
In
RMGO
, we observed that “[i]t may be right that the Supreme Court expressly
created a list of ‘presumptively lawful regulatory measures’ in
Heller
because they
are ‘longstanding,’ and thus necessarily part of our Nation’s history and tradition, but
none of the Court’s quartet of Second Amendment cases states this explicitly.” Treating a law as presumptively constitutional based solely on the length of its
pedigree strikes us an unstable foundation for protecting rights.
See McCane
,
[7] Even if we found the Waiting Period Act to be presumptively lawful, we
could not end our inquiry there. Because the Plaintiffs also argue that the Waiting
Period Act would be put to “abusive ends.”
See Bruen
,
[8] New Mexico also argues that a waiting period is no less burdensome than typical delivery periods in the era before FedEx, online ordering, and modern shipping methods. That comparison is unpersuasive. Necessary or unavoidable delays in possession resulting from ordinary physical limitations and private market forces are not prohibited by the Constitution. Government-erected barriers to possession, resulting in artificially manufactured delays, are covered by the Second Amendment’s text.
[9] Even though many of these historical examples arose before the Fourteenth Amendment’s passage (and therefore before state incorporation of the Second Amendment), neither the experts nor the State’s brief discuss whether these historical restrictions were subject to a similar protection under state constitutions or common law. This silence adds to our skepticism of these analogies’ relevance.
[10] To say that a desire to purchase a firearm renders one dangerous or
presumptively not law-abiding for a time would also penalize someone for exercising
a constitutional right, which is obviously unconstitutional.
Daniels
,
[11] Amici Brady Center to Prevent Gun Violence and Giffords Law Center to Prevent Gun Violence suggest another category of historical analogues: Surety Laws. Surety laws forced certain dangerous individuals to post a bond in order to possess or carry firearms, and forfeited their firearms and their bond if they misused their guns. This analogue is easily distinguishable, because the individuals disarmed by Surety Laws could not be disarmed without some kind of due process, and were still able to possess their guns while under suspicion of dangerousness. If the Waiting Period Act forced purchasers to deposit a bond for their first week of ownership, perhaps the similarity would stick.
[12] This also distinguishes the age restriction in RMGO . Like intoxication, an individual’s age can give rise to particularized concern about their firearm use. New Mexico’s triggering concern applies to all ordinary citizens seeking to exercise their Second Amendment rights.
[13] Although New Mexico has put forth evidence that waiting periods save lives
and prevent impulsive violence, the countervailing injury to the Second Amendment
across the entire state of New Mexico overbears that burden. For, “it is always in the
public interest to prevent the violation of a party’s constitutional rights.”
Awad v.
Ziriax
,
[14] Distinguishing incidental features of our historic tradition from essential elements or underlying principles ensures fidelity to the balances struck by the Constitution’s Framers. See J. Joel Alicea, Bruen was Right , 174 U. P A . L. R EV . __, *35–36 (forthcoming 2025); Darrell A.H. Miller, Text, History, and Tradition: What the Seventh Amendment Can Teach Us About the Second , 122 Y ALE L. J. 852, 877–84 (2014).
[15] We also find that the constitutional injury to the Plaintiffs is so broad and
clear that they have met their higher burden entitling them to an injunction changing
the status quo.
Fish
,
[16] At oral argument, the Plaintiffs conceded that they seek only “limited facial” relief. They seek to have the entire Waiting Period Act enjoined except as to its effect on those whose background checks are not cleared within three days. That particular provision seeks to keep guns out of dangerous individuals’ hands in a way that is more consistent with historical traditions surrounding background checks and licensing laws. So the Waiting Period Act’s application to those individuals is not obviously unconstitutional in the way it is when applied to the Plaintiffs.
[1] Plaintiffs argue that the law is unconstitutional as applied to any buyer who has passed a background check. Aplt. Reply Br. at 27 & n.3.
[2] Federal law requires a background check for purchases from federally licensed dealers. 18 U.S.C. § 922(t). A New Mexico state law requires background checks for most other firearms sales. N.M. Stat. Ann. § 30-7-7.1. Both allow transfer in three business days if the background check is not completed, but the Waiting Period Act extends this to 20 days.
[3] The waiting period also does not apply to sales to a buyer with a federal firearms license, to a law enforcement agency, between two certified law enforcement officers, and between immediate family members. N.M. Stat. Ann. § 30-7-7.3(H).
[4] Plaintiffs have not argued that the Waiting Period Act is “not tailored to
commercial sales.” Maj. Op. at 18. We ordinarily decline to consider arguments for
reversing a district court when the appellant fails to raise them.
See, e.g.
,
Tachias v.
Sanders
,
[5] Plaintiffs and others could have acted to avoid the waiting period by obtaining a
concealed handgun license in the two months between the Act’s enactment and its
effective date.
See
H.R. 129, 56th Leg., 2d Reg. Sess. (N.M. 2024) (Act signed on
March 4, 2024; effective date of May 15, 2024);
see Bruen
,
[6] The majority states that “the right to bear arms requires a right to acquire arms.”
Maj. Op. at 11. Although “[t]he right to ‘keep and bear’ can implicate the right to
purchase,”
McRorey v. Garland
,
[7] As in RMGO , the record is likely sufficient to conclude that the law does not serve abusive ends regardless of which party bears the burden.
[8] The majority contends that Plaintiffs could “overcome any presumption of
constitutionality” because “waiting periods are neither longstanding nor widespread
practices, and diverge from history and tradition.” Maj. Op. at 23. But again, this
contention runs counter to
RMGO
. We squarely held that under
Bruen
step one,
conditions and qualifications on commercial sale do not implicate the Second
Amendment’s plain text, obviating any need to show that such a law has a historical
analogue under step two.
See RMGO
,
[9] The majority states that “[a] supposed condition or qualification that applies as
broadly as this one, put toward an end that is justified only by assuming that citizens
cannot be trusted with their own rights, is put toward an abusive end.” Maj. Op. at 23
n.7. But this characterization cannot be squared with
RMGO
. Although the waiting
period covers a broader age demographic than the law upheld in
RMGO
, it applies more
narrowly to only seven days. In any event, a commercial regulation having broad
application, such as a background check requirement, does not necessarily serve abusive
ends.
See Bruen
,