302 Mass. 605 | Mass. | 1939
To The Honorable the Senate of the Commonwealth of Massachusetts:
The Justices of the Supreme Judicial Court respectfully submit these answers to the questions set forth in an order
The questions relate to a bill now pending before the General Court (House, No. 1723), which is entitled “An Act making certain amendments and additions to the laws of the Commonwealth relative to the State budget which have become necessary or advisable by reason of the initiative amendment to the Constitution providing for biennial sessions of the General Court and for a biennial budget.” This bill has been amended by the Senate, and further amendments have been proposed and are pending in the Senate. Copies of the bill, the amendment thereto and the proposed amendments thereto are annexed to the order. The questions submitted relate specifically to a new section (§ 9C) to be added by the bill to G. L. (Ter. Ed.) c. 29, and to proposed amendments to this new section.
The new section (§ 9C) to be added by the bill to said c. 29 provides that “In the general appropriation bill for each biennium there shall be appropriated from the General Fund for the second fiscal year thereof a stated amount for transfers to items of appropriation, other than for personal services, for the purpose of providing for unforeseen conditions of an emergency nature where such action cannot [italics ours] be postponed until the next regular session of the general court, such transfers to be made on order of the governor after written consent has been granted by a special recess commission,” and prescribes the manner in which such commission shall be chosen and the procedure to be followed in effecting a transfer. (One of the proposed amendments to the bill would substitute in this section for the italicized words “of an emergency nature where such action cannot” the words “where such action should not.”)
The “special recess commission” according to the bill is to consist of “the chairman of the commission on administration and finance, ex officio, three members of the senate appointed by the president of the senate and five members of the house of representatives appointed by the speaker of the house of representatives, the appointees of said presi
It is apparent that the bill and the proposed amendments thereto are directed to making changes in the laws respecting the budget in order to adapt such laws to the situation resulting from the adoption of the Seventy-second Amendment to the Constitution of the Commonwealth providing for biennial sessions, and deal particularly with the budget for the second fiscal year of the “biennium,” defined in the bill as “a period of two consecutive fiscal years beginning December first in an even-numbered year.”
Obviously the bill is not an “appropriation bill,” "general” or "special,” under the constitutional provisions relating to the budget and appropriations. Constitution, Amendments, art. 63. Section 9C, to be added by the bill to G. L. (Ter. Ed.) c. 29, purports to direct the General Court to make, in each biennium, an appropriation for a stated purpose. See Steward Machine Co. v. Davis, 301 U. S. 548, 577, 578. Compare Opinion of the Justices, 300 Mass. 630, 635. Other action by the General Court in conformity with said art. 63 would be required to make an effective appropriation. The bill, however, if enacted, would not bind the General Court to make such an appropriation. One General Court cannot bind itself or its sue
The ten questions of law submitted present two fundamental matters for consideration: (1) Can the General Court constitutionally appropriate money for the purpose stated in the bill (or in the alternative for the purpose stated in one of the proposed amendments thereto) to be transferred, as therein provided, by the Governor, with the consent of a recess commission or committee constituted in the manner provided by the bill or by some one of the proposed amendments thereto? (2) If such an appropriation can be made, is there constitutional objection to any one or more of the ways, as provided by the
The power to appropriate money of the Commonwealth is a legislative power. Under the Constitution it can be exercised only by the General Court and in the particular manner prescribed. “An underlying feature of our form of government is that the power to raise money, levy taxes and control the expenditure of public funds is vested in the General Court. Constitution, Part the First, art. 23; Part the Second, c. 1, § 1, art. 4, § 3, art. 7.” Opinion of the Justices, 294 Mass. 616, 621. The Constitution, Part II, c. 2, § 1, art. 11, provides that “No moneys shall be issued out of the treasury of this commonwealth, and disposed of . . . [with exceptions not here material] but by warrant under the hand of the governor for the time being, with the advice and consent of the council, for the necessary defence and support of the commonwealth; and for the protection and preservation of the inhabitants thereof, agreeably to the acts and resolves of the general court.” In Opinion of the Justices, 13 Allen, 593, it was said that, under this provision, “no money can be drawn from the treasury of the Commonwealth by the warrant of the governor, with the advice and consent of the council, except it be ' agreeably to the acts and resolves of the general court. ’ ” Language similar to that used in said art. 11 appears also in Part II, c. 1, § 1, art. 4. See also Opinion of the Justices, 208 Mass. 610, 613; 297 Mass. 577, 580; 300 Mass. 630, 636. The constitutional provision relating to the budget and appropriations restricts action of the General Court in making appropriations and imposes a duty upon the Governor with respect to appropriations. Art. 63 of the Amendments. Opinion of the Justices, 300 Mass. 630. But neither this provision nor the provision applicable to all bills relating to the approval thereof by the Governor or the passage thereof over his veto (Constitution, Part II, c. 1, § 1, art. 2; Tuttle v. Boston, 215 Mass. 57, 58; compare art. 63, § 5, of the Amendments; Opinion of the Justices, 294 Mass. 616) prevents the power of appropriation being a legislative power. See Springer v. Philippine Islands, 277 U. S. 189,
The appropriation that the bill contemplates shall be made by the General Court in the exercise of this legislative power of appropriation is to provide for "unforeseen conditions” that may arise before the next regular session of the General Court in relation to matters for which “items of appropriation” have been included in an appropriation bill which will have been enacted. It is to be assumed that such “items of appropriation” will be made for legitimate objects. The effect of transfers, such as are authorized by the bill, to these “items of appropriation” would be to increase the amounts of money available for expenditure for the objects of such “items of appropriation” by making available for this purpose money appropriated to provide for “unforeseen conditions.” It cannot be said to be beyond the power of the General Court to make an appropriation to meet “unforeseen conditions,” the possibility of which reasonably may be anticipated, even though such provision might be made, when the conditions actually arise, by action of the General Court at a special session. See Constitution, Part II, c. 1, § 1, art. 1; c. 2, § 1, art. 5; art. 10 of the Amendments; art. 64, § 3, of the Amendments; art. 72, § 1, of the Amendments. Opinion of the Justices, 294 Mass. 623. As was said in Lowell v. Oliver, 8 Allen, 247, 257, “If the object of the appropriation is a legitimate one, it is quite immaterial . . . whether it is to anticipate expenditures which the future requirements of the public service may render expedient or necessary.” The object of the appropriation contemplated by the bill includes and is limited to the specific objects of the “items of appropriation” — which, we assume, will be legitimate — with an opportunity for choice of the particular object or objects within this group of specific objects for which money appropriated to meet “unforeseen conditions” shall be used. The basic question, therefore, is whether under the Constitution such opportunity for choice may be conferred by the General Court upon the
The General Court cannot constitutionally confer such a power of choice upon the Governor acting with the consent of such a recess body if this power amounts to a power of appropriation. The legislative power to appropriate money of the Commonwealth cannot be delegated by the General Court to any of its members, or to any executive or administrative officer, officers, or board. This power of appropriation comes within the general principle that the “Legislature cannot delegate its law making power or any power explicitly reposed in it.” Attorney General v. Brissenden, 271 Mass. 172, 180. See also Wyeth v. Cambridge Board of Health, 200 Mass. 474, 481; Boston v. Chelsea, 212 Mass. 127, 128;. Opinion of the Justices, 286 Mass. 611, 617-618. The power to appropriate money of the Commonwealth is explicitly reposed in the General Court by the constitutional provisions already referred to, and is within the general legislative authority. However narrow the object, the legislative power to appropriate money of the Commonwealth therefor cannot be delegated by the General Court on the ground that the matter is one of local interest or on any other ground. Compare Brodbine v. Revere, 182 Mass. 598, 600-601; Commonwealth v. Slocum, 230 Mass. 180, 190; Opinion of the Justices, 286 Mass. 611, 617-618. And the bill does not provide for the distribution of money collected for a specific purpose. Compare Dane v. Treasurer & Receiver General, 237 Mass. 50, 52; Knights v. Treasurer & Receiver General, 237 Mass. 493, 496; Howes Brothers Co. v. Unemployment Compensation Commission, 296 Mass. 275, 290. See Opinion of the Justices, 300 Mass. 630, 637-639. If, therefore, the power conferred by the bill upon the Governor acting with the consent of a recess board is a power of appropriation, the bill, if enacted in any of the forms proposed, would be unconstitutional because providing for a delegation of legislative power. See People v. Tremaine, 252 N. Y. 27, 44.
We are of opinion, however, that the power conferred by
In accordance with this principle the General Court may, we think, make itemized appropriations of money for the work of one of the State departments organized in accordance with the requirements of art. 66 of the Amendments, and a further appropriation reasonable in amount to meet “unforeseen conditions” arising in connection with the objects of the itemized appropriations, to be expended by the officer or officers in charge of such a department for such of the objects of the itemized appropriations as the officer or officers in the exercise of judgment and discretion shall determine. The appropriation contemplated by the bill differs from such an appropriation to meet “unforeseen conditions” arising within a department only in degree and in the persons authorized to expend the money appropriated. Moreover, said art. 66 provides that “Such departments shall be under such supervision and regulation as the general court may from time to time prescribe by law.” The Governor is the “supreme executive magistrate.” Constitution, Part II, c. 2, § 1, art. 1. He has executive powers in the exercise of which the General Court cannot interfere without violating art. 30 of the Declaration of Rights providing that “the legislative department shall never exercise the executive and judicial powers, or either of them.” But the General Court may by law, without delegating legislative power, confer other powers of an executive or administrative nature upon the Governor. Lowell v. Oliver, 8 Allen, 247, 258. Martin v. Witherspoon, 135 Mass. 175, 176. Rice v. The Governor, 207 Mass. 577. Opinion of the Jus
It is to be observed that for some years there have been statutes authorizing the making of transfers of money appropriated for the purpose “to such appropriations as have proved insufficient” upon the recommendation of the State auditor or comptroller with the approval of the Governor and Council. See St. 1908, c. 549; G. L. c. 6, § 8; St. 1923, c. 362, § 8; St. 1931, c. 426, § 61; G. L. (Ter. Ed.) c. 6, § 8; St. 1936, c. 304, § 2 (item 101). Compare St. 1890, c. 415. We are not aware that the validity of these statutes has ever been challenged, and it appears to have been assumed in Opinion of the Justices, 294 Mass. 616. That action of the Governor and Council rather than of the Governor alone was there required is not a ground for distinguishing these statutes from the bill now under considera
Since the power conferred by the bill upon the Governor is not an executive power inherent in the office of Governor as the “supreme executive magistrate” as constituted by the Constitution, the General Court in conferring such a power upon him may impose reasonable limitations upon the exercise thereof. See Opinion of the Justices, 13 Allen, 593; 154 Mass. 603; 294 Mass. 616, 619-621; Bradley v. Zoning Adjustment Board of Boston, 255 Mass. 160, and cases cited at pages 164-170. Compare G. L. (Ter. Ed.) c. 6, § 8. See also Murphy v. Casey, 300 Mass. 232. The bill, whether or not amended as proposed, imposes three limitations upon the power thereby conferred upon the Governor to transfer money appropriated in accordance with its terms. Such transfers may be made only (a) to objects for which appropriations have been made, (b) to provide for “unforeseen conditions,” and (c) with the consent of a special recess commission or committee.
The first two limitations clearly are reasonable. Whether they are essential to the validity of the proposed act we need not consider since there is no suggestion that either of them be omitted. It is enough to say that the limitation to “unforeseen conditions,” whether described as in the bill or in one of the proposed amendments thereto, together with the limitation of transfer to objects for which appro
In our opinion the limitation requiring consent of a “special recess commission” or “special recess committee” is constitutional if the commission or committee is constituted in a constitutional manner. See Opinion of the Justices, 13 Allen, 593. Whether this recess body is styled a “commission” or a “committee” is of no significance. The question of constitutionality must be determined as matter of substance and not of form. This recess body is not a “recess committee or commission” in the sense in which those words are used in art. 65 of the Amendments. Unlike the powers that may be conferred upon such bodies, the power conferred by the bill upon this recess body is not incidental to the exercise of legislative powers. It is not one of the “incidental powers which . . . [the General Court] may exercise itself in aid of its primary functions” or delegate but which “do not partake of the nature of law making.” See Attorney General v. Brissenden, 271 Mass. 172, 181. If the power conferred by the bill on this recess body were to be regarded as legislative in nature, it would be a legislative power of appropriation which cannot be delegated. But we are of opinion that the power so conferred, like the related power conferred upon the Governor, is executive or administrative in nature and may be conferred upon an executive or administrative board, that such a board may be established by law outside the State departments as “officers serving directly under the governor” in accordance with the provisions of art. 66 of the Amendments, and that, the bill and the proposed amendments thereto providing for a special recess commission or committee purport to establish such a board.
The question remains whether the provisions of the bill or of any of its amendments with respect to membership on such commission or committee are constitutional. By Part II, c. 1, § 1, art. 4, of the Constitution the General Court is empowered “to name and settle annually, or provide by fixed laws, for the naming and settling all civil
We see no reason why it may not' be provided by law that the chairman of the commission on administration and finance shall be a member of the commission or committee ex officio. Such a provision would amount merely to conferring executive or administrative power upon the incumbent of an existing executive or administrative office. See G. L. (Ter. Ed.) c. 7, §§ 2, 3; Taft v. Adams, 3 Gray, 126, 130; Goodale v. County Commissioners, 277 Mass. 144, 149-150. And it seems clear that under Part II, c. 1, § 1, art. 4, of the Constitution the Governor may be authorized by law, as provided in one of the proposed amendments to the bill, to appoint other members, provided they are not ineligible for the office. See Brown v. Russell, 166 Mass. 14, 25.
We are of opinion, however, that the power of appointing such members cannot be conferred by law upon the President of the Senate and the Speaker of the House of Representatives, whether or not such members are required to be chosen from among the members of the Senate and of the House. “The power to appoint and the power
The executive nature of the powers to appoint and to remove officers, however, does not import that, in the absence of express constitutional provisions to the contrary, provision may not be made for election of such officers by the people, or that these powers can be exercised only by the Governor, the “supreme executive magistrate,” or by the Governor with the advice of the Council established “for advising the governor in the executive part of government.” Constitution, Part II, c. 2, § 3, art. 1.
It is settled, however, that this power of appointment may not be conferred by the General Court upon the courts — the judicial department — with respect to officers or boards not exercising a function that is judicial or incidental to the exercise of judicial powers without violation of the provision of said art. 30, relating to the separation of powers, that “the judicial [department] shall never exercise the legislative and executive powers, or either of them.” Case of Supervisors of Election, 114 Mass. 247. See, as to the correlative power of removal, Opinion of the Justices, 300 Mass. 596. See also Attorney General v. Tufts, 239 Mass. 458, 478-481; Worcester County National Bank, petitioner, 263 Mass. 444, 456-458.
The limitation imposed by said art. 30 upon the exercise by the judicial department of executive powers is not more definitely expressed than is the limitation thereby imposed upon the exercise of such powers by the legislative department. These limitations, though sometimes difficult of application, must be scrupulously observed. Worcester County National Bank, petitioner, 263 Mass. 444, 457-458. Boston v. Curley, 276 Mass. 549, 559-560. The members of the commission or committee provided for by the bill and the proposed amendments thereto, for reasons previously stated, are entrusted with the exercise of executive or administrative powers which are not incidental to the exercise of legislative powers. The power of appointment of such members conferred by the bill and a proposed amendment thereto upon the President of the Senate and
Moreover, since a position on the commission or committee created by the bill in any of the forms proposed would be an “office” within the meaning of art. 65 of the Amendments, it follows that, if the bill was enacted in any of these forms by the present General Court, a person elected to this General Court could not be appointed a member of such a commission or committee during the term for which he was elected.
In view of the principles stated, we answer the questions submitted as follows:
The answer to the first question is “No,” solely because of the manner in which the special recess body is constituted.
The answer to the second question is that the bill provides for the exercise of executive power by the recess body and that the General Court cannot, in view of art. 30, establish such a body constituted as provided in the bill.
The answer to the fourth question is “Yes.”
The answers to the fifth and sixth questions are that the bill does not provide for the exercise of legislative powers by the recess body.
The answer to the seventh question is that it is not material that the “unforeseen conditions” be described as in the question submitted.
The answer to the eighth question is “Yes.”
The answers to the ninth and tenth questions are that it is immaterial with respect to the validity of the bill which of the descriptions of “unforeseen conditions” is adopted, and that the constitutionality of the bill in either form depends upon the manner in which the recess body is constituted.
Fred T. Field.
Charles H. Donahue.
Henry T. Lummus.
Stanley E. Qua.
Arthur W. Dolan.
Louis S. Cox.
James J. Honan.