314 Mass. 767 | Mass. | 1943
The Justices of the Supreme Judicial Court respectfully submit these answers to the questions set forth in an order adopted by the House of Representatives on May 5, 1943, and transmitted to the Justices on May 13, 1943. A copy of the order is hereto annexed.
The questions submitted relate to a pending bill (printed as House, No. 1558) dealing with appellate procedure in cases of criminal contempt. The bill is entitled “An Act authorizing the right of appeal from a contempt adjudication and to a trial by jury,” and is as follows: “Whenever any person shall be adjudged guilty of a criminal contempt and sentence is imposed be shall have a right of appeal to the supreme judicial court. This claim of appeal and a request for a report of the record and the material facts or a transcript of the material part of the stenographic record if any, together with a statement verified by affidavit of facts not appearing of record shall as soon as may be, be submitted to the judge who imposed the sentence who shall forthwith report the record, the transcript if any and material facts to be transmitted to the supreme judicial court with the claim of appeal and verified statement of the appellant. The appeal shall stay the execution of the sentence and the appellant shall be admitted to bail as provided for in criminal cases. After the entry of the appeal in the supreme judicial court the court may consider the matter on the record and other evidence transmitted or on its own motion or on application of the appellant appoint a commissioner to hear the parties, determine the facts and report to the court. Upon the report the supreme judicial court shall determine whether or not criminal contempt was committed and may affirm or dismiss the
The first question submitted is: “1. (a) Has the Supreme Judicial Court authority, under the provisions of the Constitution and the provisions of section three of chapter two hundred and eleven of the General Laws or of any other law and in accordance with the principles recognized in the Opinion rendered by said Court in the matter of Keenan (1943 Advance Sheets,- page 197) or any other principles, and without any new legislation in aid of the judicial department or otherwise, to review or to provide for the review of criminal contempt cases in all or any respects under some adequate'procedure which is broader in scope than proceedings upon writs of error? (b) If the answer to the foregoing is in the affirmative, how may such procedure be made use of by persons found guilty of criminal contempt? ”
The Justices have no right to answer this question. Their duty with respect to rendering opinions to the legislative or executive department is defined by the Constitution, Part II, c. 3, art. 2, as follows: “Each branch of the legislature, as well as the governor and council, shall have authority to require the opinions of the justices of the supreme judicial court, upon important questions of law, and upon solemn occasions.” “It has been frequently pointed out that the Justices ought not to give opinions under this provision of the Constitution unless required to do so by its terms.” Answer of the Justices, 290 Mass. 601, 603. The “Justices are forbidden to go beyond the requirement of the Constitution. The Constitution not only limits their duty but bounds their right to express opinions.” Answer of the Justices, 214 Mass. 602, 603. “While it is our duty to render opinions in all those cases in which either branch of the Legislature or the Governor and Council may properly require them, it is not the less our duty, in view of the careful separation of the executive, legislative, and judicial departments of the government, to abstain from doing so in any case which does not fall within the constitutional clause relating thereto.” Answer of the Justices, 150 Mass. 598, 601.
The present question does not relate to the power and authority of the Legislature to take the action proposed by the pending bill. This question relates rather to the authority of the Supreme Judicial Court to review or to provide for the review of criminal contempt cases. By this question advice is sought upon an abstract legal proposition as to the authority of the Supreme Judicial Court under existing law. But a “desire for information as to abstract legal propositions affords no ground for requiring an opinion of the Justices.” Answer of the Justices, 217 Mass. 607, 611. The constitutional power and duty of the Justices to render opinions to a branch of the legislative department do not extend to making an exposition of existing law except so far as may be necessary in answering specific questions as to the power and authority of the Legislature to enact a pending bill. Answer of the Justices, 217 Mass. 607, 612-613. See also Answer of the Justices, 148 Mass. 623, 625-626. It may well be that advice as to the authority of the Supreme Judicial Court to review or to provide for the review of criminal contempt cases would aid the Legislature in determining the wisdom or expediency of proposed legislation. But questions bearing only upon the wisdom and expediency of proposed legislation — and not upon the
The clause of the Constitution requiring us to give opinions is, therefore, not operative with respect to the first question submitted, and we respectfully ask to be excused from answering it.
The second question submitted is: “2. Is it within the authority of the legislative department under the Constitution to provide appellate procedure for such cases, substantially as proposed in House, No. 1558 submitted herewith, notwithstanding the provisions of Article XXX of Part the First of the Constitution of the Commonwealth or any other provision of said Constitution? ”
While the title of the pending bill includes the words “and to a trial by jury,” the body of the bill contains no provision for such a trial, and the inclusion of these words in the title does not extend the scope of the bill. Consequently the bill does not authorize a trial by jury, and questions that would be involved if it authorized such a trial need not be considered.
The pending bill contains a provision that the “appeal shall stay the execution of the sentence and the appellant shall be admitted to bail as provided for in criminal cases.” Since the third question submitted deals specifically with this provision, we answer the second question with respect to the bill considered as if this provision were not included therein, leaving the effect of this provision to be dealt with in answering the third question submitted.
Article 30 of Part I of the Constitution, referred to in the question, deals with separation of powers, and so far as here material provides that “the legislative department shall never exercise the executive and judicial powers, or either of them.” This article must, however, be read with Part II, c. 1, § 1, arts. 3 and 4. With respect to these articles it was said in Commonwealth v. Leach, 246 Mass. 464, 470-471: “It is provided by c. 1, § 1, art. 3 of the Constitution that ‘The general court shall forever have full power and authority to erect and constitute judicatories and courts of
We are here concerned with the question whether these comprehensive grants of power to the Legislature extend to providing by statute for review of convictions for criminal contempt in the manner provided by the pending bill. The pending bill is limited in its application to convictions for criminal contempts as distinguished from convictions for civil contempts. But the pending bill makes no distinction between direct contempts, contempts committed in open court (see Hurley v. Commonwealth, 188 Mass. 443, 446; Woodbury v. Commonwealth, 295 Mass. 316, 323; Dolan v. Commonwealth, 304 Mass. 325, 337), and constructive contempts that are not so committed. The pending bill clearly is intended to apply to direct contempts as well as
The court of which we are members has recognized that it is within the comprehensive grants of legislative power to provide by statute for the review of questions of law arising in proceedings for criminal contempt by writ of error. In the first case in which it was decided that a writ of error would lie for this purpose, Hurley v. Commonwealth, 188 Mass. 443, the court said (pages 444-445): “The general rule at common law does not permit a proceeding for contempt to be revised by a higher court upon an appeal or writ of error . . . But in many of the States statutes
The principle decided in the Hurley case was applied in the case of Blankenburg v. Commonwealth, 260 Mass. 369, to a writ of error to review a conviction for a direct criminal contempt in the Probate Court. The Supreme Judicial Court in holding that the writ of error would lie adopted the reasoning in the Hurley case and quoted at length from the opinion in that case, particularly the parts thereof in which the decision to that effect was based upon R. L. c. 193, § 9, and R. L. c. 156, § 3, later embodied in G. L. c. 250, § 9, and G. L. c. 211, § 3, respectively, saying that the ''reasoning and result” in the Hurley case ''are adopted without further discussion as governing the present case.”
In the Blankenburg case the court stated the nature of the power to punish for criminal contempt possessed by courts of record and of superior and general jurisdiction in these terms: “As such, they possess the inherent power summarily to investigate and to punish as for a public wrong those committing acts tending to obstruct or to degrade the administration of justice. Such power is essential to the performance of their functions, to the maintenance of their authority, and to their capacity to determine the rights of parties according to law. This power cannot be dispensed with in a court because it is necessary to the execution of all its other powers. It is a part of the law of the land” (pages 372-373), and added that a proceeding for criminal contempt such as was involved in that case “is in exercise of a jurisdiction with which the common law of this Commonwealth clothes all its courts.” Page 373. In support of this statement of the nature of the power to punish for criminal contempt, the court relied upon Whitcomb’s Case, 120 Mass. 118, and Walton Lunch Co. v. Kearney, 236 Mass. 310. In Whitcomb’s Case, at page 120, the court said: “In Massachusetts, as in England, the
In Walton Lunch Co. v. Kearney, 236 Mass. 310, the court said (pages 315-316): “It is an essential element of a court that it possesses power to enforce its orders and to protect itself from having its authority flouted . . . [quoting the statement in Cartwright’s Case herein quoted]. This statement [in Cartwright’s Case] is complete, unequivocal and binding upon us. To undertake to amplify or make it more clear by further discussion would be vain. Similar statements are to be found in the decisions of numerous other courts where the question has arisen . . . [citing numerous cases]. In the opinion of Mr. Justice Lamar in Gompers v. Bucks Stove & Range Co. 221 U. S. 418, at page 450, occurs this language: ‘While it is sparingly to be used, yet the power of courts to punish for con-tempts is a necessary and integral part of the independence of the judiciary, and is absolutely essential to the performance of the duties imposed on them by law. Without it they are mere boards of arbitration whose judgments and decrees would be only advisory.’ It was said by Beasley, C.J., in State v. Doty, 3 Vroom, 403, 404: ‘A court would fail, of necessity, to accomplish the end of its institution, if it could not maintain order and enforce obedience to its precepts. The authority is derived from necessity, and the authority ceases only when such necessity ceases.’ These propositions are accepted as sound by the great weight of authority. Where the question has arisen it usually has been held that it is beyond the power of the Legislature
Legal scholars have asserted that the conclusion that the power to punish for contempt is an essential attribute of a court has been based upon a misapprehension of the law of England with respect to punishment for contempt. However that may be, the conclusion as to the nature of the power to punish for contempt clearly declared and frequently reiterated is not to be regarded as overthrown by reason of a possible misapprehension of the law of England with respect to the exercise of this power. Indeed, even where such a misapprehension of the law of England has been recognized, it has been said without apparent disagreement that “there is no doubt that, since the early eighteenth century, the power to punish for contempt for
The law with respect to punishment for contempt in the lower Federal courts has had an interesting history. The Constitution of the United States provides that the “judicial power of the United States shall be vested in one supreme court, and in such inferior courts as the congress may from time to time ordain and establish.” Art. 3, § 1. The first act of Congress dealing with the judiciary provided for the Supreme Court and for inferior courts, and provided further that “all the said courts of the United States shall have power ... to punish by fine or imprisonment, at the discretion of said courts, all contempts of authority in any cause or hearing before the same.” Judiciary Act of 1789, § 17, 1 U. S. Sts. at Large, 73, 83. In 1831, however, a further statute was passed providing that the “power of the several courts of the United States to issue attachments and inflict summary punishments for contempts of court, shall not be construed to extend to any cases except the misbehaviour of any person or persons in the presence of the said courts, or so near thereto as to obstruct the administration of justice, the misbehaviour of any of the officers of the said courts in their official transactions, and the disobedience or resistance by any officer of the said courts, party, juror, witness, or any other person or persons, to any lawful writ, process, order, rule, decree or command of the said courts.” A second section of the act provided for prosecution by indictment and punishment by fine or imprisonment or both. Act of March 2, 1831, c. 99, 4 U. S. Sts. at Large, 487. See now Judicial Code, § 268, 36 U. S. Sts. at Large, 1163.
In Ex parte Robinson, 19 Wall. 505, 510-511, the Supreme Court of the United States said: “The power to punish for contempts is inherent in all courts; its existence is essential to the preservation of order in judicial proceedings, and to the enforcement of the judgments, orders, and writs of the courts, and consequently to the due administration of jus
In the interval between the decision of the Toledo Newspaper Co. case and its being overruled by the Nye case, Michaelson v. United States, 266 U. S. 42, was decided. That case involved a provision in the Clayton Act providing for trial by jury in certain classes of contempt cases. The statute in this respect was sustained — contrary to the de
These decisions and statements by the Supreme Court of the United States with respect to the limitation by Congress of the power of inferior courts of the United States to punish for contempt cannot be regarded as restricting the sweep of the statements in the opinions of the Supreme Judicial Court of the Commonwealth with respect to the power of the courts of this Commonwealth to punish for contempt without limitation by the Legislature. These decisions and statements of the Supreme Court of the United States involved solely the power conferred by the Constitution of the United States upon Congress to “ordain and establish” in
The cases in this Commonwealth herein referred to clearly stand for the proposition that even courts established by the Legislature, if of superior and general jurisdiction, possess the power to punish for contempt and that whatever authority the Legislature may have to regulate the exercise of this power • — • an authority that has been recognized as extending to providing for review of questions of law arising in cases of criminal contempt — the Legislature has no authority to abrogate such power or to render it inoperative. There is nothing in the decisions of the Supreme Court of the United States or elsewhere that warrants us in expressing an opinion that this proposition for which the cases in this Commonwealth stand is not the law of this Commonwealth.
It remains to consider whether the pending bill by providing for a complete retrial upon the facts by an appellate court of a conviction for criminal contempt is in conflict with the proposition for which the cases in this Common
A judge presiding at a trial is charged with the heavy duty of seeing to it that nothing occurs in the court room to interfere with - the administration of justice. And he must have power adequate for the performance of this duty. Punishment for direct contempt is the method provided by law. Such punishment is warranted only when essential to the orderly administration of justice. But the importance to the public of orderly administration of justice is too great to justify the denial by the Legislature to the courts of the power to punish for contempt because of. the remote possibility that some judge may exercise the power unwisely. As herein pointed out, the Legislature is not authorized by the Constitution to deny this power to the courts.
It is to be observed that the conclusion here reached does not result in denying relief to a person convicted of criminal contempt, although relief is not afforded in the manner provided by the pending bill. The law undoubtedly provides relief against punishment for contempt by a court that has no jurisdiction to impose such punishment. See Dolan v. Commonwealth, 304 Mass. 325, 334, and cases cited. Review of questions of law arising in proceedings for contempt is authorized by statute and the validity of such a statutory provision has been recognized. Hurley v. Commonwealth, 188 Mass. 443. Blankenburg v. Common
We, therefore, answer the second question submitted "No.”
The third question submitted is: “3. Is the provision in House, No. 1558 that an appeal in such cases shall stay the execution of the sentence without order of court to that effect, within the power of the legislative department in view of the separation of legislative and judicial powers under said Article XXX?”
In view of the negative answer to the second question submitted it may be unnecessary to answer the third question submitted. But the answer to this question is governed by the principles stated in answering the second question, and the same answer is required.
We, therefore, answer the third question submitted "No.”
Feed T. Field.
Chaeles H. Donahue.
Heney T. Lummus.
Stanley E. Qua.
Aethue W. Dolan.
Louis S. Cox.
James J. Honan.