To The Honorable the Senate of the Commonwealth of Massachusetts:
The Justices of the Supreme Judicial Court respectfully submit these answers to the questions set forth in an order
The questions relate to a bill now pending before the General Court (House, No. 1723), which is entitled “An Act making certain amendments and additions to the laws of the Commonwealth relative to the State budget which have become necessary or advisable by reason of the initiative amendment to the Constitution providing for biennial sessions of the General Court and for a biennial budget.” This bill has been amended by the Senate, and further amendments have been proposed and are pending in the Senate. Copies of the bill, the amendment thereto and the proposed amendments thereto are annexed to the order. The questions submitted relate specifically to a new section (§ 9C) to be added by the bill to G. L. (Ter. Ed.) c. 29, and to proposed amendments to this new section.
The new section (§ 9C) to be added by the bill to said c. 29 provides that “In the general appropriation bill for each biennium there shall be appropriated from the General Fund for the second fiscal year thereof a stated amount for transfers to items of appropriation, other than for personal services, for the purpose of providing for unforeseen conditions of an emergency nature where such action cannot [italics ours] be postponed until the next regular session of the general court, such transfers to be made on order of the governor after written consent has been granted by a special recess commission,” and prescribes the manner in which such commission shall be chosen and the procedure to be followed in effecting a transfer. (One of the proposed amendments to the bill would substitute in this section for the italicized words “of an emergency nature where such action cannot” the words “where such action should not.”)
The “special recess commission” according to the bill is to consist of “the chairman of the commission on administration and finance, ex officio, three members of the senate appointed by the president of the senate and five members of the house of representatives appointed by the speaker of the house of representatives, the appointees of said presi
It is apparent that the bill and the proposed amendments thereto are directed to making changes in the laws respecting the budget in order to adapt such laws to the situation resulting from the adoption of the Seventy-second Amendment to the Constitution of the Commonwealth providing for biennial sessions, and deal particularly with the budget for the second fiscal year of the “biennium,” defined in the bill as “a period of two consecutive fiscal years beginning December first in an even-numbered year.”
Obviously the bill is not an “appropriation bill,” "general” or "special,” under the constitutional provisions relating to the budget and appropriations. Constitution, Amendments, art. 63. Section 9C, to be added by the bill to G. L. (Ter. Ed.) c. 29, purports to direct the General Court to make, in each biennium, an appropriation for a stated purpose. See Steward Machine Co. v. Davis,
The ten questions of law submitted present two fundamental matters for consideration: (1) Can the General Court constitutionally appropriate money for the purpose stated in the bill (or in the alternative for the purpose stated in one of the proposed amendments thereto) to be transferred, as therein provided, by the Governor, with the consent of a recess commission or committee constituted in the manner provided by the bill or by some one of the proposed amendments thereto? (2) If such an appropriation can be made, is there constitutional objection to any one or more of the ways, as provided by the
The power to appropriate money of the Commonwealth is a legislative power. Under the Constitution it can be exercised only by the General Court and in the particular manner prescribed. “An underlying feature of our form of government is that the power to raise money, levy taxes and control the expenditure of public funds is vested in the General Court. Constitution, Part the First, art. 23; Part the Second, c. 1, § 1, art. 4, § 3, art. 7.” Opinion of the Justices,
The appropriation that the bill contemplates shall be made by the General Court in the exercise of this legislative power of appropriation is to provide for "unforeseen conditions” that may arise before the next regular session of the General Court in relation to matters for which “items of appropriation” have been included in an appropriation bill which will have been enacted. It is to be assumed that such “items of appropriation” will be made for legitimate objects. The effect of transfers, such as are authorized by the bill, to these “items of appropriation” would be to increase the amounts of money available for expenditure for the objects of such “items of appropriation” by making available for this purpose money appropriated to provide for “unforeseen conditions.” It cannot be said to be beyond the power of the General Court to make an appropriation to meet “unforeseen conditions,” the possibility of which reasonably may be anticipated, even though such provision might be made, when the conditions actually arise, by action of the General Court at a special session. See Constitution, Part II, c. 1, § 1, art. 1; c. 2, § 1, art. 5; art. 10 of the Amendments; art. 64, § 3, of the Amendments; art. 72, § 1, of the Amendments. Opinion of the Justices,
The General Court cannot constitutionally confer such a power of choice upon the Governor acting with the consent of such a recess body if this power amounts to a power of appropriation. The legislative power to appropriate money of the Commonwealth cannot be delegated by the General Court to any of its members, or to any executive or administrative officer, officers, or board. This power of appropriation comes within the general principle that the “Legislature cannot delegate its law making power or any power explicitly reposed in it.” Attorney General v. Brissenden,
We are of opinion, however, that the power conferred by
In accordance with this principle the General Court may, we think, make itemized appropriations of money for the work of one of the State departments organized in accordance with the requirements of art. 66 of the Amendments, and a further appropriation reasonable in amount to meet “unforeseen conditions” arising in connection with the objects of the itemized appropriations, to be expended by the officer or officers in charge of such a department for such of the objects of the itemized appropriations as the officer or officers in the exercise of judgment and discretion shall determine. The appropriation contemplated by the bill differs from such an appropriation to meet “unforeseen conditions” arising within a department only in degree and in the persons authorized to expend the money appropriated. Moreover, said art. 66 provides that “Such departments shall be under such supervision and regulation as the general court may from time to time prescribe by law.” The Governor is the “supreme executive magistrate.” Constitution, Part II, c. 2, § 1, art. 1. He has executive powers in the exercise of which the General Court cannot interfere without violating art. 30 of the Declaration of Rights providing that “the legislative department shall never exercise the executive and judicial powers, or either of them.” But the General Court may by law, without delegating legislative power, confer other powers of an executive or administrative nature upon the Governor. Lowell v. Oliver,
It is to be observed that for some years there have been statutes authorizing the making of transfers of money appropriated for the purpose “to such appropriations as have proved insufficient” upon the recommendation of the State auditor or comptroller with the approval of the Governor and Council. See St. 1908, c. 549; G. L. c. 6, § 8; St. 1923, c. 362, § 8; St. 1931, c. 426, § 61; G. L. (Ter. Ed.) c. 6, § 8; St. 1936, c. 304, § 2 (item 101). Compare St. 1890, c. 415. We are not aware that the validity of these statutes has ever been challenged, and it appears to have been assumed in Opinion of the Justices,
Since the power conferred by the bill upon the Governor is not an executive power inherent in the office of Governor as the “supreme executive magistrate” as constituted by the Constitution, the General Court in conferring such a power upon him may impose reasonable limitations upon the exercise thereof. See Opinion of the Justices,
The first two limitations clearly are reasonable. Whether they are essential to the validity of the proposed act we need not consider since there is no suggestion that either of them be omitted. It is enough to say that the limitation to “unforeseen conditions,” whether described as in the bill or in one of the proposed amendments thereto, together with the limitation of transfer to objects for which appro
In our opinion the limitation requiring consent of a “special recess commission” or “special recess committee” is constitutional if the commission or committee is constituted in a constitutional manner. See Opinion of the Justices,
The question remains whether the provisions of the bill or of any of its amendments with respect to membership on such commission or committee are constitutional. By Part II, c. 1, § 1, art. 4, of the Constitution the General Court is empowered “to name and settle annually, or provide by fixed laws, for the naming and settling all civil
We see no reason why it may not' be provided by law that the chairman of the commission on administration and finance shall be a member of the commission or committee ex officio. Such a provision would amount merely to conferring executive or administrative power upon the incumbent of an existing executive or administrative office. See G. L. (Ter. Ed.) c. 7, §§ 2, 3; Taft v. Adams,
We are of opinion, however, that the power of appointing such members cannot be conferred by law upon the President of the Senate and the Speaker of the House of Representatives, whether or not such members are required to be chosen from among the members of the Senate and of the House. “The power to appoint and the power
The executive nature of the powers to appoint and to remove officers, however, does not import that, in the absence of express constitutional provisions to the contrary, provision may not be made for election of such officers by the people, or that these powers can be exercised only by the Governor, the “supreme executive magistrate,” or by the Governor with the advice of the Council established “for advising the governor in the executive part of government.” Constitution, Part II, c. 2, § 3, art. 1.
It is settled, however, that this power of appointment may not be conferred by the General Court upon the courts — the judicial department — with respect to officers or boards not exercising a function that is judicial or incidental to the exercise of judicial powers without violation of the provision of said art. 30, relating to the separation of powers, that “the judicial [department] shall never exercise the legislative and executive powers, or either of them.” Case of Supervisors of Election,
The limitation imposed by said art. 30 upon the exercise by the judicial department of executive powers is not more definitely expressed than is the limitation thereby imposed upon the exercise of such powers by the legislative department. These limitations, though sometimes difficult of application, must be scrupulously observed. Worcester County National Bank, petitioner,
Moreover, since a position on the commission or committee created by the bill in any of the forms proposed would be an “office” within the meaning of art. 65 of the Amendments, it follows that, if the bill was enacted in any of these forms by the present General Court, a person elected to this General Court could not be appointed a member of such a commission or committee during the term for which he was elected.
In view of the principles stated, we answer the questions submitted as follows:
The answer to the first question is “No,” solely because of the manner in which the special recess body is constituted.
The answer to the second question is that the bill provides for the exercise of executive power by the recess body and that the General Court cannot, in view of art. 30, establish such a body constituted as provided in the bill.
The answer to the fourth question is “Yes.”
The answers to the fifth and sixth questions are that the bill does not provide for the exercise of legislative powers by the recess body.
The answer to the seventh question is that it is not material that the “unforeseen conditions” be described as in the question submitted.
The answer to the eighth question is “Yes.”
The answers to the ninth and tenth questions are that it is immaterial with respect to the validity of the bill which of the descriptions of “unforeseen conditions” is adopted, and that the constitutionality of the bill in either form depends upon the manner in which the recess body is constituted.
Fred T. Field.
Charles H. Donahue.
Henry T. Lummus.
Stanley E. Qua.
Arthur W. Dolan.
Louis S. Cox.
James J. Honan.
