QUESTIONS PROPOUNDED BY THE MAINE SENATE IN A COMMUNICATION DATED FEBRUARY 2, 2017
WHEREAS, it аppears to the Senate of the 128th Legislature that the following
WHEREAS, the Constitution of Maine, Article VI, Section 3 provides for the Justices of the Supreme Judicial Court to render their opinion on such questions; and
WHEREAS, separate provisions of the Constitution of Maine, adopted at different times, provide that persons elected to the House of Representatives and as Governor shall be elected “by a plurality of all votes returned,” Me. Const, art. IV, pt. 1, § 5 and art. V, pt. 1, § 3, and those elected to the Senate “by a plurality of the votes in each senatorial district,” Me. Const, art. IV, pt. 2, § 4; and
WHEREAS, Article IV, Part First, Section 5 of the Constitution of Maine provides that in elections for the House of Representatives, “the election officials of the various towns and cities shall ... receive the votes of all the qualified electors, sort, count and declare them in open meeting; and a list of the persons voted for shall be formed, with the number of votes for each person against that person’s name. ... Fair copies of the lists of votes shall be attеsted by the municipal officers and the clerks of the cities and towns [who] shall cause the same to be delivered into the office of the Secretary of State forthwith ... [and] [t]he Governor shall examine the returned copies of such lists and ... shall issue a summons to such persons as shall appear to have been elected by a plurality of all votes returned, to attend and take their seats.”; and
WHEREAS, Article IV, Part Second, Section 3 of the Constitution of Maine provides that meetings for the election of Senators “shall be notified, held and regulated and the votes received, sorted, counted, declared and recorded, in the same manner as those for Representatives. Fan-copies of the lists of votes shall be attested by the clerks of the cities and towns or other duly authorized officials and sealed up in open meetings and ... delivered into the office of the Secretary of State forthwith.”; and Article IV, Part Second, Section 4 fui-ther provides that “[t]he Governor shall ... examine the copies of such lists, and ... issue a summons to such persons, as shall appear to be elected by a plurality of the votes in each senatorial district, to attend that day and take their seats.”; and
WHEREAS, Article V, Part First, Section 3 of the Constitution of Maine provides that “meetings for election of Governor shall be notified, held and regulated and votes shall be received, sorted, counted and declared and recorded, in the same manner as those for Senators and Representatives. Copies of lists of votes shall be sealed and returned to the secretary’s office in the same manner and at the same time as those for Senators. The Secretary of State ... shall ... lay the lists returned to the secretary’s office before the Senate and House of Representatives to be by them examined, ... and they shall determine the number of votes duly cast for the office of Governor, and in case of a choice by plurality of all of the votes returned they shall declare and publish the same.”; and
WHEREAS, Article V, Part First, Section 3 of the Constitution of Maine further provides that “[i]f there shall be a tie between the 2 persons having the largest number of votes for Governor, the House of Representatives and the Senate meeting in joint session, and each member of said bodies having a single vote, shall elect one of said 2 persons having so received an equal number of votes and the person so elected by the Senate and House of Representatives shall be declared the Governor.”; and
WHEREAS, section 2 of the Act defines “ranked-choice voting” as “the method of casting and tabulating votes in which voters rank candidates in order of preference, tabulation proceeds in sequential rounds in which last-place candidates are defeated and thе candidate with the most votes in the final round is elected”; and
WHEREAS, the Act provides that “[fjor offices elected by ranked-choice voting, the Secretary of State shall tabulate the votes according to the ranked-choice voting method described in [the Maine Revised Statutes, Title 21-A,] section 723-A” as enacted by section 5 of the Act; and
WHEREAS, the method of ranked-choice voting described in the Act does not allow the Secretary of State to aggregate the lists of votes compiled by city and town officials and submitted to the Secretary as required by the Constitution of Maine as set forth above, but instead necessitates that all ballots or images of ballots cast by voters within the entire electoral district be delivered to a central location in order for the Secretary of State to conduct multiple rounds of counting and redistributing voter preferences in each subsequent round of counting using specially designed computer software; and
WHEREAS, the Attorney General issued an opinion on March 4, 2016,, to the effect that the system of ranked-choice voting established in the Act conflicts with provisions of Article IV, Part First, Sеction 5; Article IV, Part Second, Sections 3 and 4; and Article V, Part First, Section 3 of the Constitution of Maine, which declare that ballots are to be counted by municipal officials and that the winner of each electoral race is the candidate who received a plurality of the votes cast and counted at the municipal level, and further that the ranked-choice method of resolving a tie vote in a race for Governor conflicts with Article V, Part First, Section 3; and
WHEREAS, the Act appears to conflict with the Constitution of Maine inasmuch as it would not recognize a person obtaining a plurality of the votes counted and declared by city and town officials as having prevailed in the election; would fundamentally change the role of city and town officials in sorting, counting, declaring and recording votes and would transfer those duties to the Secretary of State; and would eliminate the role of the House of Representatives and the Senate in resolving tie votes for the office of Governor; and
WHEREAS, the Act’s provision for resolving tie votes for Governor by lot conflicts with duties that the Constitution of Maine imposes on Representatives and Senators under such circumstances pursuant to Article V, Part First, Section 3 and, therefore, would require them to violate their oath of office pursuant to Article IX, Section 1 of the Constitution of Maine; and
WHEREAS, if the Act were applied to elections in 2018 without resolution of the constitutional questions presented here, a candidate for Representative, Senate or Governor who gained a plurality of the votes counted by city and town officials but
WHEREAS, failing to address important and unresolved questions of law about the constitutionality of ranked-choice voting before the end of the current legislative session would create uncertainty over the outсome of any future election contests involving more than 2 candidates; and
WHEREAS, the Senate requests guidance from the Justices as to the constitutionality of the Act so that it may determine, during the current legislative session, whether it is necessary to propose constitutional amendments for submission to the voters for approval in November 2017, in order to implement ranked-choice voting for elections held on or after January 1, 2018, as the Act requires; and
WHEREAS, the 128th Legislature also must determine during the current legislative session whether to authorize and appropriate in excess of $1,500,000 in the biennial budget for the period beginning July 1, 2017 to implement the Act, including funds at a minimum for new voting equipment and computer software, staff positions, ballot printing and transportation and storage of ballots for counting in a central location; and
WHEREAS, it is vital that the Senate be informed during the current legislative session as to the opinions of the Justices on the questions propounded in this order; now, therefore, be it
ORDERED, that, in accordance with the provisions of the Constitution of Maine, the Senate respectfully requests the Justices of the Supreme Judicial Cоurt to give the Senate their opinion on the following questions of law:
Question 1. Does the Act’s requirement that the Secretary of State count the votes centrally in multiple rounds conflict with the provisions of the Constitution of Maine that require that the city and town officials sort, count, declare and record the votes in elections for Representative, Senator and Governor as provided in the Constitution of Maine, Article IV, Part First, Section 5, Article IV, Part Second, Section 3 and Article V, Part First, Section 3?
Question 2. Does the method of ranked-choice voting established by the Act in elections for Representative, Senator and Governor violate the provisions of the Constitution of Maine, Article IV, Part First, Section 5, Article IV, Part Second, Sections 3 and 4 and Article V, Part First, Section 3, respectively, which declare that the person elected shall be the candidate who receives a plurality of all the votes counted and declared by city and town officials as recorded on lists returned to the Secretary of State?
Question 3. Does the requirement in the Act that a tie between candidates for Governor in the final round of counting be decided by lot conflict with the provisions of the Constitution of Maine, Article V, Part First, Section 3 relating to resolution of a tie vote for Governor by the House of Representatives and Senate?
SPONSORED BY: /s/ Michael Thibodeau
Senate President
128th Maine Legislature
OPINION OF THE JUSTICES
To the Maine Senate:
[¶ 2] It is our honor to provide the following response. All seven Justices agree with the Opinion set forth herein.
I. BACKGROUND
[¶ 3] The Senate seeks our opinions regarding the constitutionality of a statute recently enacted through citizen initiative, L.D. 1557, §§ 1-6 (referred to the voters, 127th Legis. 2016) (effective Jan. 7, 2017) (to be codified at 21-A M.R.S. §§ 1(27-C), K35-A), 601(2)(J), 722(1), 723-A (2017)), 1 which established ranked-choice voting for elections of United States Senators, United States Representatives, Governor, State Senators, State Representatives, аnd federal and state primaries in Maine occurring on or after January 1, 2018. 2 21-A M.R.S. §- 1(27-C); L.D. 1557, §§ 1, 6.
[¶ 4] The term “ranked-choice voting” is defined by the newly enacted Act as “the method of casting and tabulating votes in which voters rank candidates in order- of preference, tabulation proceeds in sequential rounds in which last-place candidates are defeated and the candidate with the most votes in the final round is elected.” 21-A M.R.S. § 1(35-A); L.D. 1557, § 2. As defined, ranked-choice voting contrasts with the statutory description of Maine’s previous system of single-choice voting, by which voters voted for a single candidate for each seat. See 21-A M.R.S. §§ 691, 692, 723 (2016). The crux of the Senate’s inquiry is whether this statutorily enacted system of ranked-choice voting violates the provisions of the Maine Constitution by which successful .candidates for office are identified “by a plurality” of all votes returned, namely, Me. Const, art. IV, pt. 1, § 5 (regarding the election of State Representatives); Me. Const. art. IV, pt. 2, § 4 (regarding the election of State Senators); and Me. Const. art. V, pt. 1, § 3 (regarding the election of the Governor). 3
[¶ 5] We invited briefs from the Maine Senate and other interested persons and entities. We received briefs from the Maine Senate; the Maine House Republican Caucus and the Maine Heritage Policy Center; the Secretary of State; 'the Attorney General; Maine Senators Troy Jackson, Mark Dion, Shenna Bellows, Ben Chipman, Justin Chenette, Rebecca Mil-lett, David Miramant, and Eloise Vitelli; the League of Women Voters of Mame and Maine Citizens for Clean Elections; Már-shall J. Tinkle, Esq.; the Committee for
II. DISCUSSION
[¶ 6] We begin our consideration of the Questions presented by noting that
only
the question of the constitutionality of the Ranked-Choice Voting Act is presented to us. The public policy of ranked-choice voting, including the benefits and detriments of such a voting procedure, is squarely outside our consideration. Such matters instead rest in the capable hands of the voters of the State of Maine, the Maine Legislature, and the Governor.
See City of Belfast v. Belfast Water Co.,
[¶ 7] We are asked to opine on whether the Ranked-Choice Voting Act violates the Maine Constitution in any of three respects. It is the Maine Constitution that provides for the citizen-initiative process by which the people vote directly on proposed legislation. Me. Const. art. IV, pt. 3, § 18;
see
21-A M.R.S. §§ 901-906 (2016);
League of Women Voters v. Sec’y of State,
[¶ 8] Nonetheless, when a statute—including one enacted by citizen initiative—conflicts with a constitutional provision, the Constitution prevails.
Marbury v. Madison,
A. Authority to Issue Advisory Opinions
[¶ 9] Advisory Opinions represent the advice of the individual Justices. Me. Const. art. VI, § 3;
Opinion of the Justices,
[¶ 10] Before the Justices may consider the Questions propounded by the Senate, “it is first their constitutional duty to investigate with care whether in the given situation the Constitution denies
1. Foundational Limitations on Judicial Intervention
[¶ 11] In the normal course, the Justices of the Supreme Judicial Court exercise great care to avoid issuing Advisory Opinions based on two “overriding principles binding upon the judiciary”—the separation of powers doctrine and the requirement of a live case or controversy. Id. Because the authority of the Justices to author constitutionally allowed Advisory Opinions is a narrow exception to those principles, we think it necessary to address them here.
a. Separation of Powers
[¶ 12] The Maine Constitution divides the “powers of government” into three Branches: the Legislative Branch, the Executive Branch, and the Judicial Branch. Me. Const, art. Ill, § l.
5
“No person or persons, belonging to one of these [Branches], shall exercise any of the powers properly belonging to either of the others, except in the cases herein expressly directed or permitted.” Me. Const, art. Ill, § 2;
see Opinion of the Justices,
[¶ 13] The separation of powers doctrine thereby prohibits any of the three Branches of government from exercising the powers relegated to either of the other two Branches. Me. Const, art. Ill, § 2;
see Bar Harbor Banking & Tr. Co. v. Alexander,
[¶ 14] Thus, in the absence of direct constitutional authorization to provide Advisory Opinions, the doctrine of separation of powers dictates that “we decline to answer questions presented by the Governor or the Legislature regarding their respective authority.”
Opinion of the Justices,
b. Case or Controversy Requirement
[¶ 15] The second important principle limiting the authority of the Justices is the “universal rule [that] judicial power may be exercised only in an actual case and controversy.”
Opinion of the Justices,
2. Express Constitutional Prerequisites to Advisоry Opinions
[¶ 16] Providing a narrow exception to these core concepts attendant to the exercise of judicial power, the Maine Constitution, in article VI, section 3, carves out a single exception by which each Justice of the Supreme Judicial Court may offer a judicial opinion in the absence of a live case or controversy, and in tension with the usual application of the separation of powers doctrine: “The Justices of the Supreme Judicial Court shall be obliged to give their opinion upon important questions of law, and upon solemn occasions, when required by the Governor, Senate or House of Representatives.”
7
Me. Const. art. VI, § 3;
see Opinion of the Justices,
[¶ 17] Because an Advisory Opinion represents a unique exception to such foundational principles, the Maine Constitution carefully cabins the authority of the Justices to provide an Advisory Opinion. The tension between the constitutionally required separation of powers and the constitutionally provided authority of the Justices of the Maine Supreme Judicial Court to provide official but nonbinding advice to the other Branches is addressed through the balance articulated in the requirements (1) setting out who may seek the Justices’ advice, (2) inquiring whether that advice is sought as to important questions of law, and (3) providing that a solemn occasion must exist for the Justices’ provision of such advice. Me. Const. art. VI, § 3. These boundaries on the authority of the Justices “must be strictly observed.”
Opinion of the Justices,
[¶ 18] We address in turn these express constitutional prerequisites to our authority to provide an Advisory Opinion to another Branch of government in the absence of a case or controversy.
[¶ 19] By express constitutional mandate, the Justices may consider issuing an Advisory Opinion only when requested by the Governor, or by the Maine Senate or the Maine House of Representatives. Me. Const. art. VI, § 3;
see Opinion of the Justices,
b.Important Question of Law
[¶ 20] Perhaps because the Governor and the Houses of the Legislature are unlikely to seek an Advisory Opinion of the Justices in the absencе of an important question of law, there is little jurisprudence directly setting out the parameters of those occasions. We interpret the “important questions of law” requirement to mean that questions that are of little or no consequence, esoteric, or purely academic are not properly considered in an Advisory Opinion, Me. Const. art. VI § 3;
see Opinion of the Justices,
c.Solemn Occasion
[¶ 21] Determining the existence of a solemn occasion has, in contrast, presented a substantial challenge for the Justices throughout the years. Not surprisingly, during the almost two hundred years since the adoption of the Maine Constitution, the interpretation of the phrase “solemn occasions” within the meaning of article VI, section 3, has evolved. Over time, however, several guideposts have emerged to inform the Justices’ exercise of their constitutionally provided authority to offer non-binding advice. These guideposts are judge-made parameters, not articulated in the Constitution. They each spring from a judicial effort to assure that we do not overstep our bounds with an unconstitutional foray into the clearly defined territory of the Legislative or Executive Branch.
i. Unusual Exigency
[¶ 22] We have determined that a solemn occasion is one that “arises when questions are of a serious and immediate nature, and the situation presents an unusual exigency.” 8 There must, in other words, be some urgency that requires the Justices to provide advice to the other Branches. This aspect of the solemn occasion analysis is similar to the next element—that the issue be one of live gravity—but is subtly distinct in that it also addresses the requirement of a serious and unusual situation and infuses an element of temporal consideration.
ii. Live Gravity
[¶23] The question presented must be one of “live gravity,” that is, one “of instant, not past nor future, concern.”
9
The live gravity requirement precludes us from providing advice that “would relate to matters merely tentative, hypothetical and abstract.”
10
The questioning Branch must be faced with the current need to act.
11
For example, we declined to answer questions propounded by the House regarding the Governor’s authority to override a vetо when the Governor had not yet purported to veto any legislation.
12
Similarly, we have
iii. A Branch Must Ask for Itself
[¶ 24]. A questioning entity may not seek an Advisory Opinion relating to the power, duty, or authority of another Branch of government because the body presenting the question has no ability to act in response to the Advisory Opinion. 16 We will therefore decline to answer a question when one Branch of government seeks our advice regarding the authority of another Branch to undertake an action. 17
iv. Not Tentative, Hypothetical, or Remote
[¶25] Questions that “relate to matters merely tentative [or] hypothetical” present no solemn occasion. 18 Similarly, the question cannot be based on a contingency “so extremely remote that it need hardly be taken into consideration.” 19
v.Specific and Limited
[¶ 26] The questions presented must be “sufficiently precise that we can determine the exact nature of the inquiry.” 20 The Justices must understand from the question presented what provisions of law they are being asked to examine. 21 Abstract or generalized questions about the constitutionality of a provision pursuant to the Maine or United States Constitution are not appropriate subjects for an Advisory Opinion. 22 The question also must be based on clear and compelling facts as established only in the order or record provided by the questioning body; otherwise, the question implicates too broad a range of potential factual and legal possibilities. 23 Justices will decline to answer questions when their resolution involves the determination of facts and the application of other provisions of law beyond those that have generated the inquiry. 24
[¶27] Similarly, the Justices do not answer questions that are too complex to be answered in the absence of a case or controversy. In one matter, for example, the Justices opined, “The questions presented here require an analysis of intersecting laws, constitutional provisions, and facts. The complexity of the varying considerations renders it impossible for us to be confident of the law and other circumstances to such a degree as to leave no room for reasonable doubt.” 25
vii.Not Subject to the Tug of Litigation
[¶ 28] The question presented must be a matter applicable to the general public rather than private parties; it is “inexpedient to prejudice the question before any occasion has arisen calling for its legal determination.” 26 Similarly, the question presents no solemn occasion when it inquires whether the Law Court will overrule a prior decision. 27
viii.Doubt as to the Body’s Authority
[¶ 29] A question presents a solemn occasion when the questioning body— the House, the Senate, or the Governor— “has serious doubts” as to its own authority to take some action pursuant to the Maine Constitution or existing statutes. 28 Exemplifying this principle, we have provided Advisory Opinions when the House, Senate, or Governor seeks an opinion as to the constitutionality of legislation currently pending before that body because, in those instances, the questioner seeks our guidance in determining its authority to approve the pending bill. 29
ix.Status of the Law in Question
[¶ 30] In combination, the requirements above often will preclude us from issuing an Advisory Opinion as to the constitutionality of an existing statute, both because the questioning body is not uncertain about its authority to act as to existing law and because existing law presents nothing pending that requires immediate action.
30
[¶ 31] In this context, we have also noted that a statute could be amended before a case or controversy presents itself, or even while the request for an Advisory Opinion is pending, and that “[s]uch an amendment would have the force of law,” unlike an Advisory Opinion. 31 Moreover, we act with caution because “an Advisory Opinion interpreting an existing statute, though not having the force of law, may jeopardize private rights and public interests created by such statute,” 32
B. Application of Limits on Advisory Opinion Authority to Questions Presented
[¶ 32] With this analytical framework in mind, we examine the Questions presented to determine whether each Question originated from the Senate, the House, or the Governor and meets the criteria of presenting an important question of law upon a solemn occasion such that we are “required” to provide the advice sought by the Senate. Me. Const. art. VI, § 3;
see Opinion of the Justices,
1. Question 2: Plurality Vote
[¶ 33] Because it is at the heart of the Questions presented,,we first consider the second Question propounded, which addresses the Constitution’s requirement of a plurality vote;
Question 2: Does the method of ranked-choice voting established by the Act in elections for Representative, Senator and Governor violate the provisions of the Constitution of Maine, Article IV, Part First, Section 5, Article IV, Part Second, Sections 3 and 4 and Article V, Part First, Section 3, respectively, which declare that the person elected shall be the candidate who receives a plurality of all the votes counted and declared by city and town officials as recorded on lists returned to the Secretary of State?
[¶34] The Ranked-Choice Voting Act provides for tabulation in rounds. 21-A M.R.S. §§ 722(1), 723-A(2); L.D. 1557, §§ 4-5. If there are only two candidates, the candidate with the most votes wins and that candidate will necessarily win by a majority. 21-A M.R.S. § 723-A(2)(A); L.D. 1557, § 5. If, however, there are more than two candidates, upon completion of the first round of tabulation, and unless one candidate has received a mathematical majority of the votes, the candidate with the fewest votes is eliminated and a new round begins in which all votes cast for the eliminated candidate are reviewed and redistributed—this time to account for those voters’ second-place choices. 21-A M.R.S. § 723-A(2)(B); L.D. 1557, § 5. Successive rounds become unnecessary when the candidate with the most votes has a majority of votes or all ballots have been exhausted. 21-A M.R.S. § 723-A(l)(G); L.D. 1557, § 5.
[¶ 35] The Senate asks whether the Act—by requiring successive rounds of
a.Standing
[¶ 36] The Senate has presented the Questions to us. Therefore, the standing requirement of the Maine Constitution has been met with regard to Question 2.
b.Important Question of Law
[¶ 37] There can be no doubt that Question 2 addresses a very serious matter, or that the change effectuated by the citizen initiative is extensive in enacting a new and comprehensively different method of voting for all major State offices. Whether the Act conflicts with the constitutional “plurality” requirement is a question of serious consequence for the people of this State.
[¶ 38] The potential conflict between the application of the Act and the language of the Maine Constitution itself, particularly in light of the relevant State and constitutional history,
see infra
¶¶ 61-63, is an issue of first impression that goes to the very heart of our form of government, rooted as it is in the means by which the peоple may elect their chosen representatives.
See Opinion of the Justices,
c.Solemn Occasion
[¶39] With the nature of the new Act and the language of the Maine Constitution in mind, we turn to the challenging process of determining whether Question 2 is asked in the context of a solemn occasion. Many of the guideposts for determining the existence of a solemn occasion are unquestionably satisfied by Question 2. The Senate asks on its own behalf and does not seek advice applicable to the acts of another body or Branch.
See Opinion of the
Justices,
[¶40] We also conclude that the live gravity and unusual exigency requirements are satisfied. In less than eighteen months, the Maine voters will go to the polls to elect a new Governor along with their Senators and Representatives. The Act is presently in force and will dictate how the votes from that election will be processed. The potential for a constitutional challenge to those election results and ensuing upheaval is real. Although the next election in which the ranked-choice voting system will be used is many months away, those months will be consumed with creating the documents, systems, and technology necessary to provide a credible election procedure.
See
L.D. 1557, § 6. Both campaigning and voting will be substantially affected by the nature of the voting process. The time to plan and organize a fair and impartial election is at hand and the doubt surrounding the constitutionality of the Ranked-Choice Voting Act casts uncertainty on all aspects of voting preparation.
See Storer v. Brown,
[¶41] The remaining guideposts of a solemn occasion, however—the doubt about the body’s authority and the status of the law in question—present a much closer question and require further discussion.
[¶ 42] The matter before us presents a unique set of circumstances. 34 The Senate does not question its authority to act. It is candid in its acknowledgement that it has no doubt about its authority to amend, repeal, replace, or clarify the Act, or to propose a constitutional amendment. See Me. Const, art. IV, pt. 3, § 9; Me. Const. art. X, § 4.
[¶43] The Act was passed by citizen initiative on November 8, 2016. The statute was self-executing; it automatically became effective by operation of the Maine Constitution on January 7, 2017. There is no uncertainty as to the status of the Act; it is in effect.
See
Me Const. art. IV, pt. 3, § 19;
Allen v. Quinn,
[¶44] Also unique to the citizen-initiated statutory process is the fact that once the people have voted, a citizen initiative does not require any further action of the Governor or the Legislature.
See Allen,
[¶45] The Senate, recognizing the unusual context of its Questions, asserts that it nevertheless requires guidance from the
[¶ 46] The Senate notes the significant consequences of allowing the election to go forward pursuant to the • Ranked-Choice Voting Act if the Act is not consistent with the Maine Constitution. Specifically, it seeks the advice of the Justices because “failing to address important and unresolved questions of law about the constitutionality of ranked-choice voting before the end of the current legislative session would create uncertainty over the outcome of any future election contests involving more than 2 candidates.”
[¶ 47] Thus, the issue at hand is whether the context in which Question 2 is propounded presents such distinct circumstances that we should provide advice despite the principles that would ordinarily cause us to decline to do so. In most instances where a question has been presented in this posture, we have declined to find the existence of a solemn occasion, and we are likely to do so in future instances. Given the nature of the inquiry from the Senate and the course of events through which it is advanced, however, we would be remiss if we refused to acknowledge the unique and historically significant situation in which the Senate now finds itself.
[¶ 48] Ours is a representative democracy.
Opinion of the Justices,
[¶ 49] Although it need hardly be said, we reiterate that “[v]oting is a fundamental right, it is at the heart of our democratic process.”
Crafts v. Quinn,
[¶ 50] For the first time in Maine’s history, the voters have acted to change a fundamental aspect of the way they will elect their leaders using a statutory mechanism rather than a constitutional amendment.
See
Me. Const. art. IV, pt. 1, § 5 (amended 1864); Me. Const. art. IV, pt. 2,
[IT 51] As with many statutes enacted through citizen initiative, the Ranked-Choice Voting Act does not delineate several aspects of implementation. Nor, once the citizen initiative was presented to the voters, did the Legislature or the Governor have the opportunity to seek an Advisory Opinion before the bill became law. See Me. Const, art. IV, pt. 3, § 19.
[¶ 52] If the Act is constitutional, the Senate may decide to authorize and appropriate funding to effectuate it. If the Act is unconstitutional, the Senate may decide to take no action to implement it and instead take action to repeal it or to consider initiating the process for a constitutional amendment to accomplish the people’s will. Although the Senate alone cannot imple•ment or repeal any legislative measure, neither can the implementation or repeal occur without action by the Senate. See Me. Const. art. IV, pt. 3, § 2; Me. Const. art. IV, pt. 3, § 9; Me. Const. art. X, § 4; 5 M.R.S. § 1666-A (2016). If the changes must be implemented through amendments to the Maine Constitution, the Senate may take steps toward allowing the people to vote on those amendments.
[¶ 53] The Senate represents that, without our advice, it is unsure how to proceed. If the Senate leaves in place a statute that is contrary to the current language of the Constitution and that statute is later challenged in the context of actual election results, the consequence could well be the necessity of one or more repeat elections.
[¶ 54] Aside from the expense and delay of such an outcome, repeat elections carry the significant potential to create government instability. That very process led to the brave stand of Joshua Chamberlain in 1880: “[I]t is for me to see that the laws of this state are put into effect, without fraud, without force, but with calm thought and sincere purpose. I am here for that, and I shall do it. If anybody wants to kill me for it, here I am. Let him kill!” Alice Rains Trulock, In the Hands of Providence 358 (1992);
see Ex parte Siebold,
[¶ 55] In short, the State of Maine is faced with potential uncertainty in its election process, and we cannot ignore the historical ramifications of previous election upheaval. 35 The situation is serious and unusual. In these unique circumstances, we conclude that Question 2 indeed presents a solemn occasion. To conclude otherwise would be to elevate our judicially created interpretations of “solemn occasions” above the reality of this unprecedented and historically profound event.
[¶ 56] As noted below, we conclude that, given our answer to Question 2, Questions 1 and 3 do not present a solemn occasion. See infra ¶ 69.
C. Constitutionality of the Ranked-Choice Voting Act
1. Principles of Statutory and Constitutional Construction
[¶ 57] We therefore provide the following Advisory Opinion regarding the constitutionality of the Ranked-Choice Voting Act, comparing that statute, 21-A M.R.S. §§ 1(27-C), K35-A), 601(2)(J), 722(1), 723-A; L.D. 1557, §§ 1-6, with the relevant provisions of the Maine Constitution, Me. Const. art. IV, pt. 1, § 5; Me. Const. art. IV, pt. 2, § 4; Me. Const. art. V, pt. 1, § 3.
[¶ 58] Our construction of the Maine Constitution depends primarily on its plain language, which is interpreted to mean whatever it wоuld convey to “an intelligent, careful voter.”
Opinion of the Justices,
[¶59] Citizen-initiated legislation is also liberally construed, enacted, as it is, by “the people, as sovereign.”
Opinion of the Justices,
2. Analysis Regarding Question 2
[¶ 60] The Senate and others argue that the Ranked-Choice Voting Act violates the plurality requirements of the Maine Constitution. The Attorney General has provided an opinion to the Senate in which she has concluded, “L.D. 1557 thus conflicts with the constitutional requirement that winners be determined by ‘a plurality* of all the votes.”
[¶ 61] In arguing that the Act is unconstitutional, the Senate and others rely heavily on the constitutional history of the plurality requirement. As originally established when Maine became a State in 1820, the Maine Constitution provided for the
[¶ 62] Between 1830 and 1880, a number of elections yielded no candidate who achieved a majority vote.
Answers of the Justices,
[¶ 63] The result was widespread discontent—and, in 1879, threats of violence, which were quelled by the efforts of Joshua Chamberlain—cаused by the expense and delay of holding repeat elections, by the election of candidates through legislative action rather than based on the will of the people, and by the claims of manipulation and allegations of self-dealing levied by opponents of the eventually-declared winners. See Sen. Report No. 38 (24th Legis. 1844); Committee of Elections, Report to the 10th Legislature 6 (Feb. 1830); Tinkle, The Maine State Constitution 12 (2d ed. 2013). In response to these challenges, by 1880, all three provisions had been amended to replace “majority” with “plurality” as is now found in the Constitution. 37 Resolves 1864, ch. 344 (Representatives); Resolves 1875, ch. 98 (Senators); Resolves 1880, ch. 159 (Governor). The plurality requirements in these constitutional provisions have not changed since 1880.
[¶ 64] As last amended to address the public’s lack of confidence in the
[¶ 65] The Act, in contrast, provides for the tabulation оf votes in rounds. 21-A M.R.S. §§ 722(1), 723-A(2); L.D. 1557, §§ 4-5. Thus, the Act prevents the recognition of the winning candidate when the first plurality is identified. According to the terms of the Constitution, a candidate who receives a plurality of the votes would be declared the winner in that election. The Act, in contrast, would not declare the plurality candidate the winner of the election, but would require continued tabulation until a majority is achieved or all votes are exhausted. 38 Accordingly, the Act is not simply another method of carrying out the Constitution’s requirement of a plurality. In essence, the Act is inapplicable if there are only two candidates, and it is in direct conflict with the Constitution if there are more than two candidates.
[¶ 66] The discrepancy between the Act and the Constitution is easily illustrated by the simplest of scenarios. If, after one round of counting, a candidate obtained a plurality of the votes but not a majority, that candidate would be declared the winner according to the Maine Constitution as it currently exists. According to the Act, however, that same candidate would not then be declared the winner.
[¶ 67] Instead, the candidate, though already having obtainеd a plurality of the votes, would be subject to additional rounds of counting in which second, third, and fourth choices are accounted for and the lowest vote-garnering candidates are successively eliminated. Once those additional rounds are completed, a different candidate may be declared the winner— not because that second candidate obtained a plurality of the votes (which the first candidate had already obtained), but because that candidate obtained a majority of the votes after eliminating other candidates by taking into account the second, third, and fourth place preferences, or because the ballots have been exhausted. In this way, the Act prevents the candidate obtaining a “plurality” from being named the winner unless and until multiple rounds of vote-counting have occurred.
[¶ 68] We therefore answer Question 2 in the affirmative.
3. Questions 1 and 3
[¶ 69] Because we have unanimously opined that the Ranked-Choice Voting Act is in direct contradiction to the plurality requirements of the Maine Constitution and therefore provide our opinion that it violates the Constitution, we assume the Senate needs no further advice as to Questions 1 and 3 because those Questions address the mechanisms by which that process is carried out. We therefore conclude that Questions 1 and 3 do not present a solemn occasion given our answer to Question 2, and we decline to answer Questions 1 and 3.
III. CONCLUSION
[¶ 70] For the first time in Maine’s history, the method by which the people of
[¶ 71] We answer only one of the Questions propounded because answers to the other Questions are unnecessary in light of our Advisory Opinion on Question 2.
[¶ 72] The Senate asks:
Question 2. Does the method of ranked-choice voting established by the Act in elections for Representative, Senator and Governor violate the provisions of the Constitution of Maine, Article IV, Part First, Section 5, Article IV, Part Second, Sections 3 and 4 and Article V, Part First, Section 3, respectively, which declare that the person elected shall be the candidate who receives a plurality of all the votes counted and declared by city and town officials as recorded on lists returned to the Secretary of State?
The seven Justices of the Maine Supreme Judicial Court respond:
Yes, the Ranked-Choice Voting Act conflicts with the Maine Constitution.
Each Justice Individually Opining.
For the Justices,
APPENDIX A
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Notes
. L.D. 1557 (referred to the voters, 127th Leg-is. 2016) (effective Jan. 7, 2017) (to be codified at 21-A M.R.S. §§ 1(27-0, 1(35-A) 601(2)(J), 722(1), 723-A (2017)) is reproduced in Appendix B.
. As enacted, L.D. 1557 was entitled, "An Act to Establish Ranked-choice Voting.” For ease of discussion, we refer to it as the “Ranked-Choice Voting Act” or "the Act.”
. The Senate asks two additional questions— whether the Ranked-Choice Voting Act violates those portions of the Maine Constitution that dictate how votes are sorted, counted, and declared in municipalities, see Me. Const, art. IV, pt. 1, § 5; Me. Const, art. IV, pt. 2, § 3; Me. Const, art. V, pt. 1, § 3, and whether the Act violates the constitutional provision regarding a tie vote in a gubernatorial election, see Me. Const, art. V, pt. 1, § 3. Those questions are secondary to the primary issue of plurality.
. Appendix A contains a summary of the positions taken in each brief.
. Although, at the time of the enactment of the Maine Constitution, the three Branches were referred to as "departments,” Me. Const, art. Ill, § 1 (1820), that nomenclature has evolved over time, in great part because the Executive Branch itself is now divided into many "departments.” To avoid confusion, we refer to the executive, legislative, and judicial components of government as “Branches.”
. For example, the Questions propounded here are distinguished from those in
League of Women Voters v. Secretary of State,
. Only a handful of states have constitutions that expressly provide or allow for the highest court of the state to issue Advisory Opinions.
See, e.g.,
Colo. Const. art. VI, § 3; Fla. Const. art. IV, § 1(c); Mass. Const, pt. 2, ch. III, art. II; Mich. Const. art. III, § 8; N.H. Const. pt. 2, art. 74; R.I. Const. art. X, § 3; S.D. Const. art. V, § 5;
cf.
U.S. Const. art. III, § 2, cl. 1 (limiting federal court jurisdiction to cases and controversies). In some other states, Advisory Opinions may be issued pursuant to statute or precedent.
See, e.g.,
Ala. Code § 12-2-10 (LEXIS through May 16, 2017); Del. Code Ann. tit. 10, § 141(a) (LEXIS through 81 Del. Laws, ch. 15);
Mosley v. State,
.
Opinion of the Justices,
.
Opinion of the Justices,
.
Opinion of the Justices,
.
Opinion of the Justices,
.
Id,
at 829-30 ("The form in which the question is presented to us does not indicate
.
Opinion of the Justices,
.
Opinion of the Justices,
.
Answer of the Justices,
.
Opinion of the Justices,
.
Opinion of the Justices,
.
Opinion of the Justices,
.
Answer of the Justices,
.
Opinion of the Justices,
.
Opinion of the Justices,
.
Opinion of the Justices,
.
Opinion of the Justices,
.
Opinion of the Justices,
.
Opinion of the Justices,
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Answer of the Justices,
.
Opinion of the Justices,
.
Opinion of the Justices,
.
See, e.g., Opinion of the Justices,
.See Opinion of the Justices,
.
See Opinion of the Justices,
. Id.
. The Attorney General represents that, of the most recent eleven gubernatorial elections, nine were won by a plurality—but not a majority—of votes.
. As noted previously, the authority of the body to act is not actually in question when, for example, a Governor seeks the Justices’ opinion on the constitutionality of a bill that is before him for possible signature. See supra n.29.
. As we discuss in further detail,
see infra
¶¶ 61-63, Maine underwent a period of election instability in the mid- to late-1800s in which repeat elections were held, victors were declared by alternate means, public opinion soured, and violence erupted; these events culminated in amendments to the Constitution requiring that State legislators and the Governor be elected by a plurality rather than a majority.
See
Resolves 1864, ch. 344; Resolves 1875, ch. 98; Resolves 1880, ch 159;
Answers of the Justices,
70 Me, 600, 600-08 (1880);
Answers of the Justices,
. A plurality refers to the “highest number of votes.”
Rockefeller v. Matthews,
. In 1848, the "majority” requirement as to Representatives was changed to "the highest number.” Resolves 1848, ch. 84. The 1864 amendment then changed "the highest number,” in the context of the election of Representatives, to "a plurality.” Resolves 1864, ch. 344.
. It is possible that, if a ballot becomes "exhausted” in. the ranked-choice voting process, either through the elimination of all candidates on a voter’s ballot or by the voter’s failure to name additional ranked candidates, 21-A M.R.S. § 723-A(l)(D), (2); L.D. 1557, § 5, the prevailing candidate could win by a plurality of votes. In those circumstances, because the Act would not declare the first candidate to achieve a plurality to be the winner, it conflicts with the Constitution.
