The Honorable Ed Wilkinson State Senator P.O. Box 610 Greenwood, AR 72936-0610
Dear Senator Wilkinson:
You have requested an Attorney General opinion concerning Rule 8 of the Department of Higher Education's Rules and Regulations for Institutional and Program Certification in Arkansas.
More specifically, you have asked:
Is Rule 8(I) of the Arkansas Department of Higher Education's Rules and Regulations a violation of the
First Amendment to the United States Constitution and the right of religious freedom under Article2 , Sections24 or25 of the Arkansas Constitution?
RESPONSE
Summary of Opinion
It is my opinion that Rule 8(I) does not on its face violate the Free Exercise Clause of the
Preliminary Matters
Before embarking upon a discussion of your specific constitutional concerns, I must note that legislative acts are presumed to be constitutional, and if the courts can interpret legislation so as to uphold its constitutionality, they will do so. Barclay v. First ParisHolding Co.,
I also note that I can address the constitutional issues only to the extent that your question refers to the face of Rule 8(I). I cannot opine as to the legality of the rule as it may be applied. That is, the rule could conceivably be applied in a host of fact situations that could give rise to claims of illegality. Because of the myriad of possible factual scenarios, I cannot opine generally as to the legality of theapplication of the rule. However, I will discuss the constitutionality of its language.
DISCUSSION
Description of the Certification Program
The Rules and Regulations for Institutional and Program Certification arise out of the requirements of A.C.A. §
Under the Department's rules and regulations, individuals and institutions who are subject to the certification requirement must provide extensive information to the Department concerning a variety of matters about the institution, such as its program, the qualifications of its faculty to support the program, the suitability of its facilities to its program, and its funding and financial status. These institutions are also subject to periodic review by the Department, and can have their certification revoked if they fail to meet the Department's standards. Any person who, without certification, offers college degree programs that are customarily offered in the academic marketplace will be in violation of the certification statute. Such violation constitutes a misdemeanor and is punishable by a fine of $1000.00 or three months in the county jail.
The purpose of the certification requirement appears to have been to protect the public to whom the programs of post-secondary institutions are offered. In particular, the certification requirement appears to be aimed at protecting consumers from being misled as to the transferability of the credit hours they receive and as to the validity of the degrees that they receive.
The Department's rules and regulations do not offer an exemption for most non-religious institutions whose degree programs are not the same as those customarily offered in the academic marketplace.1 If the Department determines that the title and content of a non-religious institution's degree programs are not the same as those customarily offered by colleges and universities in the academic marketplace, the institution is not required to obtain certification, but is not granted official "exempt" status. Such institutions must, instead, obtain a license (for a fee) from the state Board of Private Career Education, pursuant to A.C.A. §
Rule 8 of the Department's rules and regulations does, however, create a specific exemption for religious programs in certain instances. It states in pertinent part:
I. Religious Programs
A. Any institution desiring to offer both religious programs and college-credit courses or degree programs recognized in the academic marketplace must obtain Arkansas Higher Education Coordinating Board certification.
B. The Arkansas Higher Education Coordinating Board does not require certification under the following conditions:
1. The predominant purposes of the courses and programs are religious in nature, transmit the theology of the religious group, and train individuals to perform the religious functions of the group.
2. The limited purposes of the courses or degree programs are clearly identified so that both the recipients of the training and others evaluating the training are notified that the courses and programs are not designed for use in the academic marketplace.
C. Any degree title approved by the Arkansas Higher Education Coordinating Board may not be used by institutions desiring an exemption under Rule 8, Section I.
D. The title of university may not be used by an institution desiring an exemption under Rule 8, Section 1.
Department of Higher Education's Rules and Regulations for Institutionaland Program Certification in Arkansas, Rule 8(I).
In order to obtain the religious exemption under Rule 8(I), an institution must submit information to the Department that establishes that the degree programs being offered are, in fact, religious in nature, and are not the same as those customarily offered in the academic marketplace. An institution that is granted official "exempt" status can offer its religious, post-secondary programs without certification, and without regulation by other state boards or agencies (such as the Board of Private Career Education).
THE
It is not clear whether your
1. The Free Exercise Concern
Your
Congress shall make no law . . . prohibiting the free exercise [of religion].
U.S. Const., Am.
The prohibitions of the
The Free Exercise claim about Rule 8(I) presumably would be that requiring religious organizations to obtain certification if they offer both religious courses and college degrees that are recognized in the academic marketplace places a burden on such organizations' free exercise of their religion.
It is my opinion that a claim of this nature does not arise on the face of Rule 8(I) and indeed, would be difficult to support. The United States Supreme Court has held that neutral, generally applicable laws that are clearly constitutional when applied to non-religious entities, and that do not single out religion for a burden, do not violate the Free Exercise Clause. See Employment Div., Ore. Dept. Of Human Res. v. Smith,
We have never held that an individual's religious beliefs excuse him from compliance with an otherwise valid law prohibiting conduct that the State is free to regulate. On the contrary, the record of more than a century of our free exercise jurisprudence contradicts that proposition. As described succinctly by Justice Frankfurter in Minersville School Dist. Bd. Of Ed. v. Gobitis,
310 U.S. 586 ,594-595 (1940): "Conscientious scruples have not, in the course of the long struggle for religious toleration, relieved the individual from obedience to a general law not aimed at the promotion or restriction of religious beliefs. The mere possession of religious convictions which contradict the relevant concerns of a political society does not relieve the citizen from the discharge of political responsibilities (footnote omitted)."
Smith,
The Court also stated:
Subsequent decisions have consistently held that the right of free exercise does not relieve an individual of the obligation to comply with a "valid and neutral law of general applicability on the ground that the law proscribes (or prescribes) conduct that his religion prescribes (or proscribes)." United States v. Lee,
455 U.S. 252 ,263 , n. 3 (1982) (STEVENS, J., concurring in judgment).
Smith,
The two respondents in Smith also argued that the state should have been required to establish a compelling governmental interest as a basis for its criminal prohibition of their religious practice. More specifically, they argued that the courts should have employed the test articulated inSherbert v. Verner,
On the basis of these precedents, I conclude that the Department of Higher Education's Rule 8(I) does not present a Free Exercise problem on its face. It is neutral and generally applicable. The certification requirement applies to all institutions that offer degree programs recognized in the academic marketplace. The Supreme Court's decisions indicate that under these circumstances, the rule will likely survive a Free Exercise challenge. Such a challenge might have a chance of succeeding if facts could be adduced to show that, as applied, the certification requirement burdened not only the complainant's religion, but also other constitutional rights, and that the state has no compelling interest in the certification requirement.
2. The Establishment Clause Concern
Your
Congress shall make no law respecting an establishment of religion[.]
U.S. Const., Am.
The claim of unlawful establishment presumably would be that because Rule 8 allows an exemption from the certification requirements to religious organizations that is not available to non-religious organizations, it constitutes a "law respecting an establishment of religion," as that phrase has been interpreted by the U.S. Supreme Court.
It is my opinion that the face of Rule 8(I) may provide a basis for such a claim. (However, as previously noted, the facts presented in connection with the claim could conceivably counter-balance the foregoing conclusion.)
Claims made under the Establishment Clause must be analyzed using the test set forth by the U.S. Supreme Court in Lemon v. Kurtzman,
In my opinion, the cases that are most closely analogous and most helpful in analyzing the exemption allowed by Rule 8(I) are those involving exemptions (such as tax exemptions) for religious organizations from generally applicable requirements of law. The principles governing the application of the Lemon test to such exemptions have been most clearly explicated in Texas Monthly, Inc. v. Bullock,
Regarding the scope of the exemption, the Court distinguished the case from Walz v. Tax Comm'n of New York City,
Discussing this distinguishing feature, the Court stated:
[W]e emphasized in Walz that in granting a property tax deduction, the State "has not singled out one particular church or religious group or even churches as such; rather, it has granted exemption to all houses of religious worship within a broad class of property owned by nonprofit, quasi-public corporations which include hospitals, libraries, playgrounds, scientific, professional, historical, and patriotic groups."
397 U.S., at 673 . The breadth of New York's property tax exemption was essential to our holding that it was "not aimed at establishing, sponsoring, or supporting religion," id., at 674, but rather possessed the legitimate secular purpose and effect of contributing to the community's moral and intellectual diversity and encouraging private groups to undertake projects that advanced the community's well-being and that would otherwise have to be funded by tax revenues or left undone. Moreover, "[t]he scheme [was] not designed to inject any religious activity into a nonreligious context, as was the case with school prayers. No particular activity of a religious organization — for example, the propagation of its beliefs — [was] specially promoted by the exemptions." Id., at 689 (BRENNAN, J., concurring).
Texas Monthly,
In discussing Walz and other cases in which the Court had sustained legislation that resulted in benefits to religious organizations, the Court pointed out:
In all of these cases . . ., we emphasized that the benefits derived by religious organizations flowed to a large number of nonreligious groups as well. Indeed, were those benefits confined to religious organizations, they could not have appeared other than as state sponsorship of religion; if that were so, we would not have hesitated to strike them down for lacking a secular purpose and effect. See, e.g., School Dist. of Grand Rapids v. Ball, [
473 U.S. 373 ,381 (1985)] (invalidating state-funded educational programs in private schools, where 40 of the 41 beneficiaries were religious schools); Estate of Thornton v. Caldor, Inc.,472 U.S. 703 (1985) (finding violative of the Establishment Clause a statute providing Sabbath observers with an unconditional right not to work on their chosen Sabbath).
Texas Monthly,
The Court also discussed Widmar v. Vincent,
an open forum in a public university would not betray state approval of religion so long as the forum was available" to a broad class of nonreligious as well as religious speakers."
454 U.S., at 274 . "The provision of benefits to so broad a spectrum of groups," we said, "is an important index of secular effect." Ibid. We concluded that the primary effect of an open forum would not be to advance religion, "[a]t least in the absence of empirical evidence that religious groups will dominate" it. Id., at 275.
Texas Monthly,
Because the exemption that was at issue in Texas Monthly had a much more limited scope, applying specifically to religious organizations only (and because there was no evidence of a burden on religion), the Court concluded that it had the purpose and effect of advancing religion, thus failing the Lemon test, and violating the Establishment Clause.
Before applying the analysis of Texas Monthly to Rule 8(I), I must distinguish a case involving similar principles, but in which the Court reached a contrary result. In Corporation of Presiding Bishop v. Amos,
In reaching its decision, the Court noted that the District Court had relied heavily on the fact that the exemption in question singled out religious entities for the benefit. The U.S. Supreme Court found that this reliance was misplaced. This aspect of the Court's opinion may appear, at first blush, to conflict with the Texas Monthly opinion. Given the Court's own heavy reliance on this factor in Texas Monthly, it is necessary to harmonize the two cases.
The primary factor that explains the difference in the Court's treatment of this factor in these two cases, and the factor that makes the two cases compatible despite this difference, has to do with the difference in the particular burden on religion that was apparent from the face of the regulations under consideration in the two cases. In Amos, it was apparent from the face of the Civil Rights Act that without the exemption a significant burden would have been placed on the religious organization involved. In Texas Monthly, by contrast, no such burden was apparent from the face of the sales tax laws under consideration.
The Amos Court specifically noted that the singling out of religion for a benefit can be a significant factor to be considered, see Amos,
This issue concerning the facial burden on religion was the distinguishing factor in Texas Monthly, and indeed, was central to the Court's decision in Texas Monthly. The Texas Monthly Court held that there was nothing to indicate that not granting the exemption would create any burden on religious organizations' free exercise, and indeed, no factual evidence had been presented to show such a burden. Under those factual circumstances, the fact that the exemption benefit was grantedonly to religious organizations became more significant.
The Texas Monthly Court explained:
[W]hen government directs a subsidy exclusively to religious organizations that is not required by the Free Exercise Clause and that either burdens nonbeneficiaries markedly or cannot reasonably be seen as removing a significant state-imposed deterrent to the free exercise of religion, as Texas has done, . . . it "provide[s] unjustifiable awards of assistance to religious organizations" and cannot but "conve[y] a message of endorsement" to slighted members of the community. Corporation of Presiding Bishop of Church of Jesus Christ of Latter-day Saints v. Amos,483 U.S. 327 ,348 (1987) (O'CONNOR, J., concurring in judgment). This is particularly true where, as here, the subsidy is targeted at writings that promulgate the teachings of religious faiths.
Texas Monthly,
It is clear, then, that singling out religious organizations for a benefit is more problematic in situations in which it is not apparent from the face of a regulation that the exemption granted to religious organizations is necessary to avoid a significant burden on religion, or to avoid a violation of the Free Exercise Clause.
Regarding this factual issue, it should be noted that the U.S. Supreme Court has stated that in the absence of any indication of such a burden, it cannot be assumed that the Free Exercise Clause requires the grant of an exemption from generally-applicable requirements. "It is virtually self-evident that the Free Exercise Clause does not require an exemption from a governmental program unless, at a minimum, inclusion in the program actually burdens the claimant's freedom to exercise religious rights." Tony and Susan Alamo Foundation v. Secretary of Labor,
When all of the foregoing principles are applied to the exemption from certification that is granted in the Department of Higher Education's Rule 8(I), a legitimate question is raised, in my opinion, concerning the scope of the exemption. There is nothing on the face of the Department's rules governing institutional certification to indicate that imposing these rules on religious organizations would create a burden on religion. Moreover, on its face, the exemption in Rule 8(I) appears to apply specifically and only to religious organizations.3 Indeed, in order to be eligible for the exemption under Rule 8(I), an organization must be able to demonstrate that "the predominant purposes of the courses and programs are religious in nature, transmit the theology of the religious group, and train individuals to perform the religious functions of the group." The exemption gives religious organizations a benefit that similarly-situated non-religious organizations cannot receive: religious organizations can offer post-secondary degree programs without certification by the Department of Higher Education, and without licensure by the Board of Private Career Education. But non-religious institutions that offer post-secondary degree programs must either be certified by the Department, or be licensed by the Board (for a fee). Under the reasoning of Texas Monthly, this factor (in the absence of factual evidence showing that the certification requirement creates a significant burden for religious organizations) could indicate that the narrow scope of the exemption has the purpose and effect of advancing religion — at least on the face of the exemption.
For this reason, I conclude that there might be an adequate basis on the face of Rule 8(I) for a challenge to the Rule on the grounds that it violates the Establishment Clause. I reiterate that if factual evidence could be produced to establish that certification significantly burdens religious institutions, the narrow scope of the exemption will be less important. But again, this is information that does not appear on the face of the rules.
I must point out a further Establishment Clause concern with Rule 8(I) that arises out of the particular structure of the certification program. More specifically, the exemption, under the current structure of the program, could be argued to foster an excessive entanglement of religion, which would constitute a violation of the Establishment Clause under the third prong of the Lemon test. The entanglement problem arises as follows: As the program is currently structured, an institution that wishes to obtain the religious exemption must submit information to establish that it is, in fact, a religious organization. The Department of Higher Education, in order to grant the exemption, must determine whether the institution constitutes a "religious" organization. This is a determination that is clearly outside the purview of the state. Thomasv. Review Bd., Ind. Empl. Sec. Div.,
What principle of law or logic can be brought to bear to contradict a believer's assertion that a particular act is "central" to his personal faith? Judging the centrality of different religious practices is akin to the unacceptable "business of evaluating the relative merits of differing religious claims." United States v. Lee,
Smith,
For the state to be involved in making pronouncements as to what does and does not constitute a religion not only places the state at risk of unconstitutionally burdening some religious organizations, but also places the state at risk of excessive entanglement with religion. The Court has recently stated: "It is well established, in numerous other contexts, that courts should refrain from trolling through a person's or institution's religious beliefs." Mitchell v. Helms,
For all of the foregoing reasons, I conclude that the religious exemption of Rule 8(I) may present, on its face, a basis for an Establishment Clause claim. As noted, however, such a claim could be overcome by the presentation of factual evidence that not providing the exemption would create a significant burden on religion.
I must note that the U.S. Supreme Court has not addressed an exemption precisely like the one that is granted in Rule 8(I), and it is not entirely clear that it would treat such an exemption as it treated the tax exemption in Texas Monthly (although it would be reasonable, in my opinion, for the Court to apply the same reasoning). I also reiterate that Rule 8(I) will be presumed to be constitutional, and if a court considering the challenge can find a way to uphold the rule, it will do so. I therefore express no opinion as to the likelihood of success of any constitutional challenge to Rule 8(I); rather, I simply note the possibility of such a challenge.
The Arkansas Constitution
It is my opinion that the analysis of whether Rule 8(I) violates Article
The religion clauses of the Arkansas Constitution state:
24. Religious liberty.
All men have a natural and indefeasible right to worship Almighty God according to the dictates of their own consciences; no man can, of right, be compelled to attend, erect or support any place of worship; or to maintain any ministry against his consent. No human authority can, in any case or manner whatsoever, control or interfere with the right of conscience; and no preference shall ever be given, by law, to any religious establishment, denomination or mode of worship above any other.
25. Protection of religion.
Religion, morality and knowledge being essential to good government, the General Assembly shall enact suitable laws to protect every religious denomination in the peaceable enjoyment of its own mode of public worship.
Ark. Const., Art.
Although the above-quoted religion clauses from the Arkansas Constitution are substantially different than the religion clauses of the U.S. Constitution, they are nevertheless generally analogous to the Establishment Clause and the Free Exercise Clause of the
A Possible Approach to Avoiding
A question may arise as to how Rule 8(I) should be handled so as to avoid possible
Assistant Attorney General Suzanne Antley prepared the foregoing opinion, which I hereby approve.
Sincerely,
MARK PRYOR Attorney General
