ONEILL v. COMMISSIONER OF SOCIAL SECURITYONEILL v. COMMISSIONER OF SOCIAL SECURITY
MEMORANDUM OPINION AND RECOMMENDATION OF UNITED STATES MAGISTRATE JUDGE
Plaintiff, Angela E. O., brought this action pursuant to the Social Security Act (the “Act“) to obtain judicial review of a final decision of Defendant, the Commissioner of Social Security (the “Commissioner“), denying Plaintiff‘s claim for Supplemental Security Income (“SSI“). (Docket Entry 2.) The Commissioner has filed the certified administrative record (Docket Entry 4 (cited herein as “Tr. __“)), and both parties have submitted dispositive briefs in accordance with Rule 5 of the Supplemental Rules for Social Security Actions under
I. PROCEDURAL HISTORY
Plaintiff applied for SSI on October 18, 2021 (Tr. 228-45), alleging a disability onset date of March 10, 2020 (see Tr. 239).2 Upon denial of that application initially (Tr. 78-89, 107-16) and on reconsideration (Tr. 90-101, 118-23), Plaintiff requested a hearing de novo before an Administrative Law Judge (“ALJ“) (Tr. 124). Plaintiff, her attorney, and a vocational expert (“VE“) attended a hearing (Tr. 56-72), after which the ALJ convened a supplemental hearing, attended by Plaintiff, a different attorney, and a different VE (Tr. 42-55). The ALJ subsequently ruled that Plaintiff did not qualify as disabled under the Act. (Tr. 14-37.) The Appeals Council thereafter denied Plaintiff‘s request for review (Tr. 1-6, 203-04, 380-83), thereby making the ALJ‘s ruling the Commissioner‘s final decision for purposes of judicial review.
In rendering that disability determination, the ALJ made the following findings later adopted by the Commissioner:
- [Plaintiff] has not engaged in substantial gainful activity since October 18, 2021, the application date.
- [Plaintiff] has the following severe impairments: cervical degenerative disc disease; hypertension; obesity; lumbar spine sciatica; bilateral carpal tunnel syndrome (CTS); bipolar depressive disorder; adjustment
. . .
- [Plaintiff] does not have an impairment or combination of impairments that meets or medically equals the severity of one of the listed impairments in 20 CFR Part 404, Subpart P, Appendix 1.
. . .
- . . . [Plaintiff] has the residual functional capacity to perform light work . . . except occasionally lift and carry 20 pounds; frequently lift and carry 10 pounds; sit for 6 hours; stand or walk for 6 hours; frequently reach, handle, finger, feel; occasionally stoop and kneel; frequently climb stairs and balance; no crouching or crawling; no exposure to dangerous heights or machinery; limited to understand, remember, and carry out simple instructions; no production pace work; occasional interaction with the general public, co-workers, and supervisors: and occasional changes in work setting.
. . .
- [Plaintiff] is unable to perform any past relevant work.
. . .
- Considering [Plaintiff]‘s age, education, work experience, and residual functional capacity, there are jobs that exist in significant numbers in the national economy that [she] can perform.
. . .
- . . . [Plaintiff] has not been under a disability, as defined in the [] Act, since October 18, 2021, the date the application was filed.
(Tr. 20-31 (bold font and internal parenthetical citations omitted).)
II. DISCUSSION
Federal law “authorizes judiсial review of the Social Security Commissioner‘s denial of social security benefits.” Hines v. Barnhart, 453 F.3d 559, 561 (4th Cir. 2006). However, “the scope of [the Court‘s] review of [such a] decision . . . is extremely limited.” Frady v. Harris, 646 F.2d 143, 144 (4th Cir. 1981). Plaintiff has not established entitlement to relief under the extremely limited review standard.
A. Standard of Review
“[C]ourts are not to try [a Social Security] case de novo.” Oppenheim v. Finch, 495 F.2d 396, 397 (4th Cir. 1974). Instead, the Court “must uphold the factual findings of the ALJ if they are supported by substantial evidence and were reached through application of the correct legal standard.” Hines, 453 F.3d at 561 (internal brackets and quotation marks omitted). “Substantial evidence means ‘such relevant evidence as a reasonable mind might accept as adequate to support a conclusion.‘” Hunter v. Sullivan, 993 F.2d 31, 34 (4th Cir. 1992) (quoting Richardson v. Perales, 402 U.S. 389, 401 (1971)). “It consists of more than a mere scintilla of evidence but may be somewhat less than a preponderance.” Mastro v. Apfel, 270 F.3d 171, 176 (4th Cir. 2001) (brackets and internal quotation marks omitted). “If there is evidence to justify a refusal to direct a verdict were the case before a jury, then there
“In reviewing for substantial evidence, the [C]ourt should not undertake to re-weigh conflicting evidence, make credibility determinations, or substitute its judgment for that of the [ALJ, as adopted by the Commissioner].” Mastro, 270 F.3d at 176 (internal brackets and quotation marks omitted). “Where conflicting evidence allows reasonable minds to differ as to whether a claimant is disabled, the responsibility for that decision falls on the [Commissioner] (or the ALJ).” Id. at 179 (internal quotation marks omitted). “The issue before [the Court], therefore, is not whether [the claimant] is disabled, but whether the ALJ‘s finding that [the claimant] is not disabled is supported by substantial evidence and was reached based upon a correct application of the relevant law.” Craig v. Chater, 76 F.3d 585, 589 (4th Cir. 1996).
When confronting that issue, the Court must take note that “[a] claimant for disability benefits bears the burden of proving a disability,” Hall v. Harris, 658 F.2d 260, 264 (4th Cir. 1981), and that, in this context, “disability” means the “‘inability to engage in any substantial gainful activity by reasоn of any medically determinable physical or mental impairment which can be expected to result in death or which has lasted or can be expected to last for a continuous period of not less than 12 months,‘” id.
This sequential evaluation process (“SEP“) has up to five steps: “The claimant (1) must not be engaged in ‘substantial gainful activity,’ i.e., currently working; and (2) must have a ‘severe’ impairment that (3) meets or exceeds the ‘listings’ of specified impairments, or is otherwise incapacitating to the extent that the claimant does not possess the residual functional capacity [(‘RFC‘)] to (4) perform [the claimant‘s] past work or (5) any other work.” Albright v. Commissioner of the Soc. Sec. Admin., 174 F.3d 473, 475 n.2 (4th Cir. 1999).4 A finding adverse to the claimant at any of several points in the SEP forecloses an awаrd and ends the inquiry. For example, “[t]he first step determines
On the other hand, if a claimant carries his or her burden at each of the first three steps, “the claimant is disabled.” Mastro, 270 F.3d at 177. Alternatively, if a claimant clears steps one and two, but falters at step three, i.e., “[i]f a claimant‘s impairment is not sufficiently severe to equal or exceed a listed impairment, the ALJ must assess the claimant‘s [RFC].” Id. at 179.5 Step four then requires the ALJ to assess whether, based on that RFC, the claimant can perform past relevant work; if so, the claimant does not qualify as disabled. See id. at 179-80. However, if the claimant establishes an inability to return to prior work, the analysis proceeds to the fifth step, whereupon the ALJ must decide “whether the claimant is able to perform other work considering both [the claimant‘s RFC] and [the claimant‘s] vocational
B. Assignments of Error
Plaintiff argues that the Court should overturn the ALJ‘s finding of no disability on these grounds:
- “[t]he ALJ failed to properly evaluate the mental health opinion of [consultative psychological examiner] Donna A. Mansour, M.A. [(‘MA Mansour‘),]” and “the ALJ‘s reason for finding [MA Mansour‘s] mental health opinion ‘minimally persuasive’ based on lack of ‘policy compliant language’ was in error” (Docket Entry 8 at 3 (bold font and block formatting omitted); see also Docket Entry 10 at 1-3); and
- “[t]he RFC‘s limitation for no crouching conflicts with the [Dictionary of Occuрational Titles’ (‘DOT‘s‘)] requirement that a cleaner, housekeeping be able to crouch occasionally, and the conflict was not resolved, in contravention of [Social Security
Defendant contends otherwise and seeks affirmance of the ALJ‘s decision. (Docket Entry 9 at 3-12.)
1. Opinions of MA Mansour
In Plaintiff‘s first issue on review, she asserts thаt “[t]he ALJ failed to properly evaluate the mental health opinion of [MA Mansour,]” and “the ALJ‘s reason for finding [MA Mansour‘s] mental health opinion ‘minimally persuasive’ based on lack of ‘policy compliant language’ was in error.” (Docket Entry 8 at 3 (bold font and block formatting omitted); see also Docket Entry 10 at 1-3.) More specifically, Plaintiff maintains that “this Court . . . found that if a medical opinion provides functional limitations arising from Plaintiff‘s impairments, then such opinion should not be dismissed for not being expressed in ‘vocationally relevant terms,’ or, in other words, ‘policy compliant language[.]‘” (Dockеt Entry 8 at 6-7 (quoting Wesley v. Kijakazi, No. 1:20CV364, 2021 WL 4129234, at *9 (M.D.N.C. Sept. 9, 2021) (unpublished), recommendation adopted, slip op. (M.D.N.C. Oct. 14, 2021) (Tilley, S.J.), and citing Gillis v. Colvin, No. 1:14CV426, 2015 WL 4644777,
Plaintiff additionally deems the ALJ‘s discounting of MA Mansour‘s opinion “problematic because, in the previous paragraph [of the ALJ‘s decision] when assessing [the state agency
For benefits applications filed on or after March 27, 2017 (such as Plaintiff‘s (see Tr. 228-45)), the SSA has enacted substantial revisions to the regulations governing the evaluation of opinion evidence, see Revisions to Rules Regarding the Evaluation of Medical Evidence, 82 Fed. Reg. 5844-01, 2017 WL 168819 (Jan. 18, 2017). Under the new regulations, ALJs need not assign an evidentiary weight to medical opinions or accord special deference to treating source opinions. See
In evaluating the persuasiveness of an opinion, the SSA deems supportability and consistency “the most important factors” and thus the ALJ must address those two factors in evaluating the persuasiveness of an opinion.
The ALJ summarized some of MA Mansour‘s findings on mental status examination (see Tr. 28), recited MA Mansour‘s above-quoted opinions (see Tr. 29-30), and then found those opinions “mildly persuasive” as “not written in policy compliant language” (Tr. 30). The ALJ further noted that he “ha[d] taken into consideration M[A] Mansour‘s consultative exam report and conclusions in limiting [Plaintiff] to a range of unskilled work with occasional changes in the work setting, but also limited interaction with others based on the issues with mood noted in the medical evidence.” (Id.) Plaintiff attacks that analysis on three grounds, none of which carries the day.
Moreover, the cases Plaintiff cites do not aid her cause. (See Docket Entry 8 at 6 (citing Wesley and Gillis); see also id. at 7 n.3 (citing Faircloth and Anders).) In both Wesley and Gillis, the Court found no error arising out of the ALJ‘s discounting of a medical opinion as not expressed in vocationally relevant terms, see Wesley, 2021 WL 4129234, at *9; Gillis, 2015 WL 4644777, at *6, which in Wesley involved opinions “that [the p]laintiff was certainly likely not able physically to do the kind of work he used to do and could not return, for medical reasons, to his former work,” Wesley, 2021 WL 4129234, at *9 (internal numbering, quotation marks, brackets, and parenthetical citations omitted), and in Gillis entailed an opinion that “[the p]laintiff‘s mental impairments adversely influenced his behavior,” Gillis, 2015 WL 4644777, at *6 (internal quotation marks omitted). In each case, the Court found those opinions, like MA Mansour‘s opinion at issue, failed to provide “functional limitations” that the ALJ could translate into the RFC. See id. In contrast, Faircloth and Anders each involved the court rejecting the ALJ‘s discount of an
Accordingly, the ALJ did not err in discounting MA Mansour‘s opinion that Plaintiff “likely could have issues on multiple stepped tasks” (Tr. 1192) because it did not contain “policy compliant language” (Tr. 30). Furthermore, because the ALJ properly rejected that opinion, he labored under no obligation to preclude multiple-step tasks in the RFC, and Plaintiff has not shown that the two jobs adopted by the ALJ at step five of the SEP and rated at RDL 2, i.e., folding machine operator and garment sorter, conflict with the ALJ‘s mental RFC limiting Plaintiff to simple instructions, non-production pace work, occasional changes
Second, Plaintiff faults the ALJ for interpreting the state agency psychological consultants’ “low stress environment” limitation (Tr. 87, 100), which the ALJ deemed “undefined” (Tr. 29), as a restriction to “occasional changes in a work setting” (id.), but failing to offer an alternative limitation for MA Mansour‘s “multiple stepped tasks” limitation (Tr. 1192). (Docket Entry 8 at 8 (citing Cogar).) That contention glosses over the fact that the ALJ stated that, notwithstanding the lack of рolicy compliant language, he “t[ook] into consideration M[A] Mansour‘s consultative exam report and conclusions in limiting [Plaintiff] to a range of unskilled work with occasional changes in the work setting.” (Tr. 30 (emphasis added).) Moreover, the ALJ noted that, despite MA Mansour‘s opinion that Plaintiff “could likely relate to others” (id. (referencing Tr. 1192)), he “limited interaction with others based on the issues with mood noted in the medical evidence” (id.; see also Tr. 24 (RFC including significant limitation to only occasional interaction with coworkers, supervisors, and the general public)). Thus, not only did the ALJ attempt to fashion an appropriate mental RFC to accommodate MA Mansour‘s opinions, but he added a significant interaction
Third, Plaintiff asserts that the ALJ failed to assess the consistency of MA Mansour‘s opinions with other evidence in the record, as required by
Put simply, Plaintiff‘s first issue on review fails as a matter of law.
2. Conflict Between the VE‘s Testimony and the DOT
Plaintiff‘s second and final assignment of error asserts that “[t]he RFC‘s limitation for no crouching conflicts with the [DOT]‘s requirement that a cleaner, housekeeper be able to crouch occasionally, and the conflict was not resolved, in contravention of SSR 00-4p.” (Docket Entry 8 at 10 (bold font and block formatting omitted); see also Docket Entry 10 at 3-4.) In particular, Plaintiff contends that “the ALJ crafted an RFC for Plaintiff that included a limitation for, inter alia, no crouching” (Docket Entry 8 at 11 (citing Tr. 24)), but notes that, “per the [DOT], the job of cleaner, housekeeper requires occasional crouching (exists up to 1/3 of the time)” (id. (internal citation omitted) (citing DOT, No. 323.687-014, 1991 WL 672783)). Plaintiff additionally points out that “[t]he VE did not address th[at] conflict at the hearing” (id. (citing Tr. 52-53)), “and the ALJ d[id] not address th[at] conflict in his decision” (id. (citing Tr. 31)). In Plaintiff‘s view, “[t]his error, when combined with the ALJ‘s numerous errors in addressing [MA] Mansour‘s . . . ‘multiple stepped tasks’ limitation and that error‘s subsequent impact on the two[ RDL 2] jobs at [s]tep [f]ive [of the SEP] - folding machine operator and garment sorter - warrants remand.” (Id. (parenthetical material omitted).) As explained more completely below, although Plaintiff has demonstrated that an apparent,
SSR 00-4p places an affirmative duty on an ALJ to elicit an explanation from the VE as to any “apparent unresolved conflict” between the VE‘s testimony and the DOT:
Occupational evidence provided by a VE . . . generally should be consistent with the occupational information supplied by the [DOT]. When there is an apparent unresolved conflict between VE . . . evidence and the [DOT], the [ALJ] must elicit a reasonable explanation for the conflict before relying on the VE . . . evidence to support a determination or decision about whether the claimant is disabled. At the hearings level, as part of the [ALJ‘s] duty to fully develop the record, the [ALJ] will inquire, on the record, as to whether or not there is such consistency.
SSR 00-4p, 2000 WL 1898704, at *2 (emphasis added). Moreover, “an ALJ has not fulfilled his affirmative duty merely because the [VE] responds ‘yes’ when asked if her testimony is consistent with the [DOT],” Pearson v. Colvin, 810 F.3d 204, 208 (4th Cir. 2015) (internal quotation marks omitted); thus, “[t]he ALJ independently must identify . . . where the [VE‘s] testimony seems to, but does not necessarily, conflict with the [DOT],” id. at 209 (emphasis added); see also id. (rejecting the Commissioner‘s argument that an “apparent” conflict meant only an “obvious” one).8
In sum, Plaintiff‘s second and final issue on review fails to demonstrate prejudicial error.
III. CONCLUSION
Plaintiff has not established an error warranting remand.
IT IS THEREFORE RECOMMENDED that the Commissioner‘s decision finding no disability be affirmed, and that this action be dismissed with prejudice.
/s/ L. Patrick Auld
L. Patrick Auld
United States Magistrate Judge
July 20, 2026