Dоnshur L. Oliver ("Plaintiff") brings this action against the Virginia Board of Bar Examiners ("Board") and Catherine Crooks Hill
I. BACKGROUND
Plaintiff enrolled at Western Michigan University Cooley Law School in 2012. (Am. Compl. ¶ 18, ECF No. 12.) During his first semester Plaintiff sought a psychologicаl evaluation, as a result of which Dr. John Braccio diagnosed him with "ADHD predominately inattentive type (Guarded) and an Adjustment Disorder with Mixed Anxiety and Depressed Mood." (Id. at ¶ 19.) While in law school at Western Michigan, Plaintiff took a reduced course load and received extra time on his exams. (Id. at ¶¶ 20, 21.) In January of 2015, Plaintiff transferred to Michigan State University College of Law, where he also received extra time on exams; he received additional accommodations in the form of "a 30 minute break for any exam that exceed[ed] four (4) hours and a separate exam room or reduced distraction environment if [a] separate room [was] not available." (Id. at ¶ 23.)
In anticipation of applying to take the Virginia Bar Examination, in 2016 Plaintiff obtained an updated psychological evaluation, this time from a different clinical psychologist, Dr. Jennifer Thompson. (Id. at ¶ 25.) She diagnosed Plaintiff "with a Specific Reading Disorder ... and Major Depressive Disordеr, Single Episode, Mild." (Id. at ¶ 26.) In his subsequently filed Bar Application, Plaintiff requested testing accommodations, specifically "additional testing time, use of a reader, separate testing area, and a private testing room." (Id. at ¶ 28.) Plaintiff supplemented his application and request for accommodations with the necessary forms and records of his psychological evaluations, as well as other supporting documentation. (Id. at ¶¶ 27, 30-32.)
Bar applications are submitted to and reviewed by the Board, which is a public entity and an agency of the Supreme Court of Virginia. (Id. at ¶ 8.) The Board is responsible for administering the Bar Examination and otherwise ascertaining the qualifications of applicants for admission to the Bar of Virginia. (Id. ) It is also responsible for issuing disability-accommodation decisions; petitions for accommodations are reviewed on a case-by-case basis in accordance with the ADA, as amended by the ADA Amendments Act of 2008 ("ADAAA"), and controlling interpretive case law. (Id. at ¶¶ 83, 84.)
On June 9, 2016, the Board denied Plaintiff's request for accommodations by letter, stating that the Board's expert reviewing Plaintiff's claimed disability found that the clinical documentation did not support the request for additional time. (Id. at ¶ 36.) On June 23, 2016, Plaintiff filed a request for reconsideration with the Board; he included a letter from Dr. Thompson outlining why she believed Plaintiff fit the criteria for a Specific Learning Disability. (Id. at ¶ 43.) In his request for reconsideration, Plaintiff also increased his requested time-accommodation, "because he ... learned
As a result of the Board's decision, Plaintiff took the Virginia Bar Examination without accommodation. (Id. at ¶ 56.) On October 20, 2016, Plaintiff learned that he did not pass the Bar, and that he missed the passing score by three points. (Id. at ¶¶ 59, 60.) Plaintiff subsеquently took the Michigan Bar Examination, with accommodations, and passed. (Id. at ¶¶ 65, 66.) He now works as an attorney in Michigan; however, he desires to practice in Virginia, his home state. (Id. at ¶¶ 67, 68.) Accordingly, he brings this action.
In Count One of the Amended Complaint, Plaintiff alleges that the Board unlawfully denied him accommodations to which he was entitled pursuant to the ADA (Id. at ¶¶ 102-03). In Count Two, Plaintiff alleges that the Board unlawfully discriminated against him and other individuals with disabilities through its acts and the policies, practices, and guidelines in place at the time of his application to the Virginia Bar, in violation of the anti-discrimination requirements of § 504 of the Rehabilitation Act. (Id. at ¶¶ 113-14.) Finally, Plaintiff alleges in Count Three that the Board violated Plaintiff's fundamental right to pursue his chosen profession, and that its policies, practices, and procedures deny him and others like him equal access to the Virginia Bar Examination and to the legal profession. (Id. at ¶¶ 120-22.) Plaintiff seeks declaratory and injunctive relief, as well as compensatory damages in the amount of $100,000.00.
II. LEGAL STANDARDS
A motion made pursuant to Fed. R. Civ. P. 12(b)(1) challenges the court's jurisdiction over the subject matter of a complaint. Such challenges can be facial, asserting that the facts as pled fail to establish jurisdiction, or factual, disputing the pleadings themselves and arguing that other facts demonstrate that no jurisdiction exists. If a defendant raises a factual challenge, "the district court may then go beyond the allegations of the complaint and resolve the jurisdictional facts in dispute by considering evidence outside the pleadings, such as affidavits." United States ex rel. Vuyyuru v. Jadhav ,
Meanwhile, "[a] motion to dismiss under Rule 12(b)(6) tests the sufficiency of a complaint; importantly, it does not resolve contests surrounding the facts, the merits of a claim, or the applicability of defenses." Republican Party of N.C. v. Martin ,
III. DISCUSSION
The Court notes as an initial matter that, while Catherine Crooks Hill is named as a Defendant in this action, her only mention in the Amended Complaint is in a single paragraph, which introduces her as "an officer of the [Board], namely Secretary and Treasurer." (Am. Compl. ¶ 10.) Moreover, none of Plaintiff's allegations are levelled against Defendants, in the plural, but rather against "Defendant," singular, or simply "the VBBE" (Plaintiff's label for the Board). Finally, Plaintiff introduces his Amended Complaint by saying that he "states the following ... against the defendant, the Virginia Board of Bar Examiners (VBBE):...." (Id. at 1.) As such, the Court finds that Plaintiff has failed to allege any facts that would put Defendant Hill on notice of any claims asserted against her, personally. See Twombly ,
To the extent Plaintiff endeavors to use Defendant Hill to preserve jurisdiction through the Ex Parte Young doctrine, the attempt fails. Ex Parte Young is a jurisdictional "fiction" that enables a plаintiff to enjoin government officials in their official capacities from perpetuating violations of constitutional or federal statutory rights, usually where sovereign immunity bars a suit against the government entity itself. Antrican v. Odom ,
More generally speaking, with respect to Plaintiff's claims against the Board, Defendants argue that the Complaint as a whole should be dismissed because the Court lacks jurisdiction pursuant to the Rooker -
A. The Court Lacks Subject Matter Jurisdiction Pursuant to Rooker - Feldman
The Rooker - Feldman doctrine prevents lower federal courts from hearing cases where a plaintiff, under the auspice of bringing a constitutional claim, seeks "review of, or relief from, a state action or proceeding that is essentially judicial in nature." Suarez Corp. Indus. v. McGraw ,
Defendants contend that by bringing the present action, Plaintiff is in actuality asking the Court to overturn the outcome of a state judicial proceeding. (Mem. Supp. Mot. Dismiss 13-14, ECF No. 18.) Among Plaintiff's desired relief is that the Court deсlare that Defendant violated Plaintiff's rights under the ADA and the Rehabilitation Act by not providing Plaintiff the accommodations that he believes he was entitled to, and for the Court to "require Defendant to accommodate Plaintiff on any future bar examinations." (Am. Compl. 20-21.) Plaintiff primarily argues that the Board's decision to deny his requested accommodations was not a judicial function, taking the issue outside the purview of Rooker - Feldman .
It is undisputed that the Board is an agency of the Supreme Court of Virginia. The critical question for the Court to determine, therefore, is whether or not the Board proceedings underlying this action were "judicial in nature," as opposed to administrative or ministerial processes. If the Court concludes that the proceedings were in fact judicial, it must then consider whether, in the course of those proceedings, the state court actually adjudicated Plaintiff's claims, or whether Plaintiff has waived adjudication by failing to bring his claims before the stаte court when it was proper to do so.
1. The Board's Accommodations Decision was Judicial in Nature
"In evaluating the [Board]'s proceedings to assess their judicial character, we examine the nature and effect of the proceeding and not the form of it." Allstate Ins. Co. v. W. Va. State Bar ,
In this case, the Board engaged in a similar adjudication when it evaluated Plaintiff's request for accommodation and ultimately denied it. Just as the D.C. Court of Appeals considered Feldman's and Hickey's requests for waiver from certain qualification requirements, the Board considered Plaintiff's request for "waiver" from the time constraints and other standardized test-taking procedures that normally apply to Virginia Bar examinees. The Board was presented with competing expert reports regarding Plaintiff's disability, and it had to determine based on those reports, Plaintiff's medical and academic rеcords, relevant law, and its own experience and precedents whether it should grant the requested accommodations.
Plaintiff attempts to argue that the Board performed a ministerial act because it makes its accommodations determination according to guidelines and definitions set by the ADA. (Br. Opp. Mot. Dismiss, 14-15.) However, this fact actually cuts against Plaintiff's position. Just as in Feldman , where the Supreme Court found that the D.C. Court of Appeals "determine[d] in light of existing law and in light of Feldman's qualifications and arguments whether Feldman's petition should be granted," the Board determined in light of existing law (the ADA) and Plaintiff's medical and academic records whether his petition for accommodations should be granted. As the Supreme Court stated in Feldman , this sort of adjudication of current "rights" "is the essence of a judicial proceeding."
In light of Feldman , the Court agrees with Defendants and finds that this undertaking demonstrates an exercise of judicial judgment and therefore constitutes a judicial proceeding. Plaintiff's arguments to the contrary, particularly those focusing on the form of the proceedings, are unavailing. Compare Pl. Supp. Br. 4-5, ECF No. 36, with Feldman ,
2. Plaintiff Had the Opportunity for Actual Adjudication of His Claims in State Court
Having determined that the Board performed a judicial function when it denied Plaintiff's accommodations petition, the Court must now examine whether the specific claims Plaintiff brings here were either actually adjudicated by the state court or were otherwise inextricably intertwined with the issues in the state judicial proceeding. See Feldman ,
The list of Remedies sought in the Amended Complaint makes clear that Plaintiff seeks a determination by this Court that the state court, through the Board, wrongly applied the ADA in deciding the merits of his petition for accommodations. Moreover, although it does not appear that Plaintiff necessarily presented ADA-specific or constitutional arguments to the Board in his petition or request for reconsideration, Plaintiff had the opportunity to raise those arguments in an appeal of the Board's decision to the Virginia Supreme Court.
Plaintiff claims that he did not appeal the Board's decision becаuse he was misled
Plaintiff attempts to circumvent this conclusion by arguing that he presents a generalized constitutional challenge to the Board's practices and procedures rather than an individualized appeal of a state proceeding, and that therefore the Court should hear the dispute. (Br. Opp. Mot. Dismiss 16.) The Court is not persuaded. Plaintiff has not demonstrated that the Board's policies and standards amount to constitutional violations, such that this Court's intrusion into the state's business of regulating the state bar would be justified. See Feldman ,
Although the Court's analysis could end here, in recognition of the fact that the Fourth Circuit has not previously addressed the application of the Rooker - Feldman doctrine to erstwhile appeals of Board decisions in the specific context of Bar Examination accommodations, the Court will proceed to address the alternative grounds for dismissal.
B. Sovereign Immunity Bars Plaintiff's ADA Claim
In Count One, Plaintiff alleges that the Board violated Titles II and III of the ADA by failing to offer and administer the Bar Examination in a manner that best ensures "that the examination results for an individual with a disability accurately reflect the individual's aptitude ... rather than reflecting the individual's disability." (Am. Compl. ¶¶ 74-81.) Specifically, Plaintiff claims that the Board did not apply the proper standards in evaluating his request for testing accommodations, thereby discriminating against him. (Id. ¶ 102.) Plaintiff's ADA claim fails for two reasons. First, Title III of the ADA only applies to private entities, see
The Eleventh Amendment to the United Statеs Constitution establishes that the states may not be sued by private individuals in federal court. Bd. of Trs. v. Garrett ,
"Congress may abrogate the [s]tates' Eleventh Amendment immunity when it both unequivocally intends to do so and 'acts pursuant to a valid grant of constitutional authority.' " Garrett ,
In enacting the ADA, Congress invoked its authority "to enforce the [F]ourteenth [A]mendment and to regulate commerce ...."
Section 5 grants Congress "the authority both to remedy and to deter violation of rights guaranteed [by the Fourteenth Amendment] by prohibiting a somewhat broader swath of conduct, including that which is not itself forbidden by the Amendment's text." Lane ,
The first step in a § 5 analysis is to identify whether or not the constitutional right purportedly enforced by the challenged legislation is fundamental.
1. Title II does not Enforce a Fundamental Right in Professional Licensing Cases
Defendants argue that, as applied in this case, Title II of the ADA is prophylactic legislation seeking to enforce non-fundamental rights, and that it is an unconstitutionally broad exercise of Congress's § 5 authority. (Mem. Supp. Mot. Dismiss 9-10.) In contrast, Plaintiff argues that Title II addresses fundamental rights guaranteed by the Fourteenth Amendment,
To begin with, the right of access to the courts discussed in Lane is not a right to practice law and represent a client before the courts. Rather, the Supreme Court was concerned with a criminal defendant's right to be present during trial and to confront witnesses against him, with a civil litigant's right to a meaningful opportunity to be heard, and with the public's right to attend-i.e., physically access-court proceedings. See Lane ,
Similarly, the right to pursue one's chosen profession or common calling is not a fundamental right guaranteed by the Fourteenth Amendment. The case Plaintiff relies on to claim a fundamental right to practice law in Virginia, McBurney v. Young , involves an Article IV Privileges and Immunities Clause analysis. See
Plaintiff fights a losing battle to isolate his claims from the Supreme Court's determination in Board of Trustees v. Garrett that "[s]tates are not required by the Fourteenth Amendment to make special accommodations for the disabled, so long as their actions towards such individuals are rational."
2. Congress Has Not Identified a History of Irrational Disability Discrimination in Professional Licensing
Having determined the nature of the constitutional right in question, the Court must now "examine whether Congress identified a history and pattern of unconstitutional ... discrimination ... against the disabled" in the context of professional licensing. Garrett ,
On that particular issue, "the legislative record of the ADA ... simply fails to show that Congress did in fact identify a pattern of irrational state discrimination ... against the disabled" in the context of professional licensing. Garrett ,
The only record Plaintiff cites to show a history of irrational discrimination is the Federal Register summary of the ADAAA, which briefly mentions the "ADA rights in education and testing situations" created by Titles II and III and refers to Congress's "concern[ ] about the number of
3. Title II's Accommodation Requirement is not Congruent or Proportional in Professional Licensing Cases
The Court's final step in this analysis is to determine whether Title II "represent[s] a congruent and proportional response to [the] demonstrated history and pattern of discrimination" in professional licensing cases. Constantine ,
State professional licensing does not implicate any fundamental rights. Therefore, rational-basis review is appropriate. State practices surrounding licensing are owed deference, given the states' compelling interest in regulating professions operating in their boundaries-especially those like the medical and legal professions, which are imbued with public trust and the power to influence the lives of others. Additionally, Plaintiff has not demonstrated that Congress faced evidence of a widespread pattern of unconstitutional discrimination in professional licensing when Title
Moreover, this Court agrees with the Tenth Circuit that, "[a]though Title II permits some flexibility by requiring only reasonable efforts at accommodation, the statute's sweep is exceptionally broad. The abrogation of sovereign immunity here would require states to justify a significant range of rational, everyday licensing decisions that would otherwise be constitutional." Guttman ,
For all these reasons, the Court finds that the remedial scheme established by Title II is neither congruent nor proportional to the negligible history of disability-based discrimination in state-administered professional licensing, and that "it cannot be understood as responsive to, or designed to prevent, unconstitutional behavior" in this context. City of Boerne ,
C. Sovereign Immunity Bars Plaintiff's Rehabilitation Act Claim
Count two asserts a claim against the Board under § 504 of the Rehabilitation Act ("RA"). The RA applies to, inter alia , any department, agency, or other instrumentality of a state, if such entity accepts federal funds and thereby consents to suit.
To acknowledge the fact that "[s]tate sovereignty is among the Constitution's most foundational principles," Madison v. Virginia ,
Notwithstanding the inherent credibility of a statement under oath, Plaintiff refused to accept the Declaration on its face, and so the Court permitted discovery into the limited issue of the Board's financing. Despite this, Plaintiff was unable to find any evidence that the Board received federal funding. Counsel for Plaintiff conceded as much at the hearing on the Motion to Dismiss. Plaintiff nevertheless clings to the argument that, because the Virginia Supreme Court receives federal funding for programs, and because the Board is an arm of the Virginia Supreme Court, the Board indirectly benefits from the federal funds. (Br. Opp. Mot. Dismiss 11-12; Pl. Supp. Br. 3.) This position ignores the "piecemeal" structure of the RA's waiver provision, as well as the "knowing and voluntary" requirement imposed by the Fourth Circuit. The same goes for Plaintiff's unsupported argument that the Board receives federal funds in the form of vouchers supplied by other entities to cover Bar-takers' costs and fees. At the very least, such a scheme would give rise to ambiguity as to the Board's knowing acceptance of federal funds, and, as stated above, ambiguities are construed in favor of the sovereign in this analysis. Williams ,
The Court accordingly finds that the Board does not accept federal funds and has not waived its Eleventh Amendment sovereign immunity with regard to the RA. Therefore, the Court lacks jurisdiction over this claim.
D. Plaintiff Fails State a Claim for an Equal Protection Violation
In Count Three of the Amended Complaint, Plaintiff first claims that the Board's actions violated his fundamental right to pursue his chosen profession or calling, in violation of the Fourteenth Amendment. For the reasons discussed above, supra Part B.1., the right to pursue one's chosen profession is not a fundamental right for Fourteenth Amendment purposes, so this claim fails. Next, Plaintiff claims that the Board's policies, practices, and procedures denied him equal access to the bar examination, and therefore the legal profession, by denying him "and other [sic] similarly situated" the accommodations necessary to "complete the 2016 Virginia Bar Examination on equal footing with other examinees." (Am. Compl. ¶¶ 121-22.)
In the Motion to Dismiss, Defendants argue that Plaintiff has failed to satisfactorily plead an Equal Protection Clause violation because he has not provided anything beyond conclusory allegations that he was treated differently from others similarly situated or alleged discriminatory animus. Plaintiff asserts that he has sufficiently pled that he was treated differently from similarly situated bar applicants in that he was not allowеd to test on equal footing with them, with his desired accommodations. Plaintiff further argues that, because the Amended Complaint alleges that the Board was aware of the ADA and knowingly violated the statute, he has sufficiently pled discriminatory animus. For the reasons stated below, the Court finds
The Equal Protection Clause of the Fourteenth Amendment declares that "[n]o State shall ... deny to any person ... the equal protection of the laws." U.S. Const., amend. XIV, § 1. This does not forbid states from classifying individuals at all; rather, it "keeps governmental decisionmakers from treating differently persons who are in all relevant respects alike." Nordlinger v. Hahn ,
At the first prong of the analysis, the Court finds that Plaintiff has failed to sufficiently allege that he was treated differently from other similarly situated test-takers. The Amended Complaint states simply that the Board "denied Plaintiff reasonable accommodations," yet it goes on to claim that this individual denial "discriminates against Plaintiff and other learning disabled and others with disabilities examinees [sic]." (Am. Compl. ¶ 121.) Plaintiff then proceeds to allege that the Board "is discriminating and violating the equal protection clause against Plaintiff, and other [sic] similarly situated, by denying learning disabled and other with disabilities examinees [sic] equal access to the bar examination and the legal profession." (Id. at 122.) These bare allegations are insufficient for the Court to determine, accepting the pleadings as true, that the Board took an affirmative action towards or against Plaintiff that it did not take in the case of a similarly situated individual. The absence of firm comparators renders Plaintiff's claim nebulous at best, leaving the Court to wonder if Plaintiff is similarly situated to a test-taker without disabilities, or to a test-taker who was similarly disabled yet granted accommodations while Plaintiff was not. Such an ambiguous claim is not viable. See Twombly ,
Even if Plaintiff had alleged sufficient facts to state an intentional disparity in his treatment, his equal protection claim would still fail at the second prong. "In general, unless a suspect class is involved, disparate treatment 'is presumed to be valid and will be sustained "if there is a rational relationship between the disparity of treatment and some legitimate governmental purpose.' " "
Taking the allegations in Plaintiff's Amended Complaint as true, the Board provided extensive justifications for its denial of Plaintiff's requested accommodations. While Plaintiff has alleged that he does not agree with the Board's decision, he has not alleged facts to show that the decision was arbitrary and capricious, or otherwise divorced from the Board's purpose in regulating and administering the bar examination. For these reasons and those stated above, Plaintiff has failed to state a claim for a violation of the Equal Protection Clause.
IV. CONCLUSION
For the foregoing reasons, Defendants' Motion to Dismiss (ECF No. 17) will be granted in full.
Notes
Defendant Hill is Secretary and Treasurer for the Board.
Among the relief requested in the Amended Complaint is for the Court to "[o]rder the Defendant to grant Plaintiff a passing score on the Virginia State Bar." (Am. Compl. 20.) Acknowledging the Court's strong reservations regarding the Tenth Amendment implications of this remedy, counsel for Plaintiff withdrew this particular request for relief at oral argument on Defendants' Motion to Dismiss.
Pickering v. Virginia State Police , relied on by Plaintiff, is distinguishable insofar as the complaint in that case alleged that the state entity performed its unlawful conduct under the administration of the defendant individual. Such is not the case here. As stated above, the Amended Complaint contains one bare sentence introducing Defendant Hill; nothing else in the pleadings or presented at the hearing demonstrated that Defendant Hill had individual control over the actions or decisions of the Board or otherwise personally caused the constitutional violations Plaintiff allegedly suffered.
By act of Congress, the D.C. Court of Appeals is authorized to "make such rules as it deems proper respecting the examination, qualification, and admission of persons to membership in its bar ...." § 111,
While the Supreme Court of Virginia's authority to hear appeals of Board decisions is not codified into any statute, "it is well settled that the [Virginia Supreme] Court retains such inherent power." Woodard v. Va. Bd. of Bar Exam'rs ,
Plaintiff argues that the Court cannot find that Plaintiff was subject to any requirement that he "exhaust any administrative remedies ... before filing suit." (Br. Opp. Mot. Dismiss 16.) The Court does not do so. Rather, its decision is based on the Supreme Court's reasoning in Feldman : that a plaintiff's failure to avail himself of the opportunity to raise a constitutional claim in state court may not open the door to lower federal court jurisdiction, when that jurisdiction would not exist had he done so. Feldman ,
The "Prohibitions" of Title III apply to "discrimination by public accommodations,"
Generally speaking, Plaintiff's ADA claim is that the Board discriminated against him by applying the wrong standards in evaluating his disability and otherwise failing to provide him his desired accommodations. See supra Part I.
Plaintiff argues that it is improper to rely on Guttman and Turner , given that they are nonbinding precedent and they cite solely to cases that pre-date the ADAAA. Citing Summers v. Altarum Institute , Plaintiff contends that it is error to rely on pre-ADAAA cases, period.
Although the Court has found that Plaintiff is not entitled to the legal remedy he seeks, it is nevertheless hopeful that he will, like many others, attempt the Virginia Bar Examination a second time and go on to obtain a license to practice law in this state.
