Oliver v. QuartermanOliver v. Quarterman
- Reporters:
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- Before:
- Smith, Garza, Prado (per curiam)
Khristian Oliver (“Oliver”) seeks habeas corpus relief from his conviction and sentence of death for the murder of Joe Collins (“Collins”). After denying habeas relief on all claims, the district court granted Oliver a certificate of appealability (“COA”) on two issues: (1) whether he suffered a denial of his right to an impartial jury under the
I. FACTUAL AND PROCEDURAL BACKGROUND
The district court recounted the facts as follows:
Oliver began a crime spree about a year and [a] half before the incident which resulted in his conviction in this case. There were over a dozen burglaries and many of them involved the use of weapons. On March 17, 1998, Oliver, his girlfriend Sonya Reed, Bennie Rubalcaba (age 16) and his brother, Lonny Rubalcaba (age 15), stopped at the house of the victim, Joe Collins, in rural Nacgodoches County. Oliver and Lonny Rubalcaba went to burglarize the house, carrying Oliver’s .380 caliber pistol, a handful of bullets and bolt cutters. Reed and Bennie Rubalcaba stayed in the truck. While the two were in the house, Collins came home. Collins shot Lonny Rubalcaba in the leg as he and Oliver were trying to escape. Oliver then shot Collins five times. At least two of the shots were fired while the victim lay on his back on the ground outside his house. As Bennie Rubalcaba helped his brother Lonny back to the truck he turned and saw Oliver striking Collins several times in the head with a rifle butt, while Collins was lying on the ground. Collins’s skull was severely fractured and his face was disfigured nearly beyond recognition.
Oliver then joined the group in the truck. The group took Lonny Rubalcaba to the hospital and went to the Sheriff’s office and filed reports saying that someone had driven by and shot Lonny while they were all at a farm. The next day, deputies picked up Bennie Rubalcaba and questioned him. Bennie then gave a written statement admitting what had actually happened. The same morning, police questioned Lonny Rubalcaba, who, after originally repeating the story about the farm, gave a second written statement coinciding with his brother’s second statement. Police located Oliver and Reed at a Houston motel and arrested them.
A jury convicted Oliver of capital murder based on his killing of Collins during the commission of a burglary. The Texas Court of Criminal Appeals (“TCCA”) affirmed Oliver’s conviction and sentence of death. Oliver v. State, No. 73,837, slip op. (Tex.Crim.App. April 17, 2002) (unpublished). The United States Supreme Court denied his petition for a writ of certiorari. Oliver v. Texas, 537 U.S. 1161, 123 S.Ct. 965, 154 L.Ed.2d 896 (2003). The TCCA denied Oliver’s petition for post-conviction relief, and the United States Supreme Court again denied his petition for a writ of certiorari. Oliver v. Texas, 538 U.S. 1001, 123 S.Ct. 1900, 155 L.Ed.2d 829 (2003). On January 21, 2004, Oliver filed an application for a writ of habeas corpus with the district court. The Appellee Nathaniel Quarterman (the “Director”) moved for summary judgment on all of Oliver’s claims. The district court granted the Director’s motions in two separate orders on September 29, 2005, 2005 WL 2403751, and November 9, 2005. The
II. Analysis
A. Oliver’s requests for a COA
1. Standard for issuing a COA
Because Oliver filed his habeas petition in the district court after the effective date of the Antiterrorism and Effective Death Penalty Act of 1996 (“AEDPA”),
In deciding whether to grant a COA, we are limited “to a threshold inquiry into the underlying merit of [the petitioner’s] claims.” Miller-El, 537 U.S. at 327, 123 S.Ct. 1029 (citing Slack v. McDaniel, 529 U.S. 473, 481, 120 S.Ct. 1595, 146 L.Ed.2d 542 (2000)). Our analysis “requires an overview of the claims in the habeas petition and a general assessment of their merits” rather than a “full consideration of the factual or legal bases adduced in support of the claims.” Id. at 336, 123 S.Ct. 1029. “Because the present case involves the death penalty, any doubts as to whether a COA should issue must be resolved in [the petitioner’s] favor.” Hernandez v. Johnson, 213 F.3d 243, 248 (5th Cir.2000).
In deciding whether to grant a COA, we recognize that AEDPA imposes a deferential standard of review on a federal habeas court with respect to claims adjudicated on the merits in state court. A federal court cannot grant habeas relief unless the state court adjudication of that claim either:
(1) resulted in a decision that was contrary to, or involved an unreasonable application of, clearly established federal law, as determined by the Supreme Court of the United States; or
(2) resulted in a decision that was based on an unreasonable determination of the facts in light of the evidence presented in the state court proceeding.
2. Reasonable jurists would not debate that Apprendi is inapplicable to the mitigation special question
Oliver argues that the trial court erred in failing to instruct the jury that the State
Texas law regarding the death penalty first requires a jury to find the defendant guilty of a capital felony. See
Reasonable jurists would not debate that Apprendi is inapplicable to the jury’s determination of mitigating factors. In Apprendi, the Supreme Court specifically distinguished between “facts in aggravation of punishment and facts in mitigation,” stating that burden-of-proof requirements are “absent” from a scheme that allows a judge to impose a sentence below the maximum penalty based on mitigating factors. Apprendi, 530 U.S. at 490 n. 16, 120 S.Ct. 2348 (noting that in reducing a sentence based on mitigating factors, a judge is “neither exposing the defendant to a deprivation of liberty greater than that authorized by the verdict according to statute, nor is the judge imposing upon the defendant a greater stigma than that accompanying the jury verdict alone”); see also Ring, 536 U.S. at 597 n. 4, 122 S.Ct. 2428 (noting that its decision that a sentencing judge may not, sitting alone, determine the presence or absence of aggravating factors does not extend to the finding of mitigating circumstances); Rowell v. Dretke, 398 F.3d 370, 376-77 (5th Cir.2005) (noting that Ring did not apply to the burden of proof for mitigating factors because the Court “focused exclusively on certain judicial findings regarding aggravating factors”). Similarly, in Walton v. Arizona, the Court stated that “[s]o long as a State’s method of allocating the burdens of proof does not lessen the State’s burden to prove every element of the offense charged, or in this case to prove the existence of aggravating circumstances, a defendant’s constitutional rights are not vio
This court’s cases also have upheld Texas’s scheme of not instructing the jury on who has the burden of proof for mitigating factors. See Granados v. Quarterman, 455 F.3d 529, 537 (5th Cir.), cert denied, — U.S. —, 127 S.Ct. 732, 166 L.Ed.2d 568 (2006). In Granados, the court granted a COA to a death penalty habeas applicant on this very same claim and subsequently rejected the applicant’s argument after additional briefing. Id. In so doing, the court noted that death—not life imprisonment—is the maximum sentence for a capital conviction under Texas law. Id. “Put another way, a finding of mitigating circumstances reduces a sentence from death, rather than increasing it to death.” Id. Similarly, this court noted that “[n]o Supreme Court or Circuit precedent constitutionally requires that Texas’s mitigation special issue be assigned a burden of proof.” Rowell, 398 F.3d at 378; see also Ortiz v. Quarterman, 504 F.3d 492, 504-05 (5th Cir.2007) (rejecting a COA for this exact same claim); Scheanette v. Quarterman, 482 F.3d 815, 828 (5th Cir.2007) (same). Given the extensive Supreme Court and circuit precedent, reasonable jurists would not debate that Apprendi has no application to Texas’s scheme of leaving open who has the burden of proof for the mitigation special issue. We therefore DENY Oliver’s request for a COA on this claim.
3. Reasonable jurists would not debate that Penry II does not apply to the lack of jury instructions regarding mitigation
Oliver contends that Texas’s “special issues” questions—which place the burden of proof on the State to show aggravating but not mitigating factors—sends “mixed signals” to the jury in violation of Penry v. Johnson (Penry II), 532 U.S. 782, 802, 121 S.Ct. 1910, 150 L.Ed.2d 9 (2001). Oliver argues that failing to assign a burden of proof for the mitigation factors produces a confusing effect and encourages jurors to evaluate the evidence in inconsistent ways.
In Penry II, the Supreme Court struck down a judicially crafted jury instruction because it was confusing and, in effect, required the jury to answer the special issues dishonestly in order to give effect to the defendant’s mitigating evidence. Id. at 801, 121 S.Ct. 1910. The Court rejected the instruction as sending “mixed signals” to the jury. Id. at 802, 121 S.Ct. 1910. The Court, however, implicitly upheld Texas’s current scheme:
A clearly drafted catchall instruction on mitigating evidence also might have complied with [the Court’s precedents]. Texas’ current capital sentencing scheme (revised after Penry’s second
trial and sentencing) provides a helpful frame of reference. Texas now requires the jury to decide “[w]hether, taking into consideration all of the evidence, including the circumstances of the offense, the defendant’s character and background, and the personal moral culpability of the defendant, there is a sufficient mitigating circumstance or circumstances to warrant that a sentence of life imprisonment rather than a death sentence be imposed.” Tex.Code Crim. Proc. Ann. art. 37.071(2)(e)(l) (Vernon Supp. 2001).... At the very least, the brevity and clarity of this instruction highlight the confusing nature of the supplemental instruction actually given, and indicate that the trial court had adequate alternatives available to it as it drafted the instructions for Penry’s trial.
Id. at 803, 121 S.Ct. 1910. Far from rejecting the current scheme regarding mitigation, therefore, the Supreme Court implicitly endorsed it. See, e.g., Coleman v. Quarterman, 456 F.3d 537, 542 (5th Cir. 2006), cert denied, — U.S. —, 127 S.Ct. 2030, 167 L.Ed.2d 772 (2007) (quoting Rowell, 398 F.3d at 378) (“[N]o Supreme Court or Circuit precedent constitutionally requires that Texas’s mitigation special issue be assigned a burden of proof.”). Oliver has failed to make any plausible argument that Texas’s mitigation special issue does not allow the jury to consider and give effect to a defendant’s mitigating evidence. Oliver also points to no other cases to support his position. Thus, Oliver has failed to explain why the district court’s decision amounted to a violation of “clearly established federal law, as determined by the Supreme Court.”
4. Reasonable jurists would not debate that the district court did not err in rejecting Oliver’s parole instruction claim
Oliver argues that the trial court’s failure to instruct the jury that a life sentence would require Oliver to spend forty years in prison before becoming eligible for parole violated the
In Simmons v. South Carolina, the Supreme Court ruled that a capital defendant has a constitutional right to inform the jury of his ineligibility for parole when the state’s statute provides for a life sentence without the possibility of parole as the alternative to the death penalty. 512 U.S. 154, 168-69, 114 S.Ct. 2187, 129 L.Ed.2d 133 (1994) (plurality opinion). The plurality specifically exempted from its decision those state statutes that provide for the possibility of parole. Id. at 168, 114 S.Ct. 2187 (“In a State in which parole is available, how the jury’s knowledge of parole availability will affect the decision whether or not to impose the death penalty is speculative, and we shall not lightly second-guess a decision whether or not to inform a jury of information regarding parole.”). In Ramdass v. Angelone, the Court reiterated that the Simmons rule applies only when the defendant is ineligible for parole for life under state law. 530 U.S. 156, 166-67, 120 S.Ct. 2113, 147 L.Ed.2d 125 (2000) (plurality opinion) (holding that the trial judge did not have to provide a jury instruction on a life sentence under Simmons because the defendant was not actually parole ineligible at the time of his capital sentencing). Although the Supreme Court decided these cases under due process rationale and not the
Indeed, we have rejected similar claims from other habeas petitioners. See Thacker v. Dretke, 396 F.3d 607, 617 (5th Cir. 2005) (“Since Simmons was decided, we have repeatedly held that neither the Due Process clause nor the Eighth Amendment requires Texas to allow presentation of parole eligibility issues, because Texas does not offer, as an alternative to capital punishment, life imprisonment without possibility of parole.”) (footnote omitted); Rudd v. Johnson, 256 F.3d 317, 320-21 (5th Cir.2001) (rejecting a COA for this exact same claim); Johnson v. Scott, 68 F.3d 106, 112 (5th Cir.1995) (“We have consistently held ... that neither the due process clause nor the Eighth Amendment compels instructions on parole in Texas.”).
Given this precedent,2 reasonable jurists would not debate that there is no “evolving standard” that required the trial court to provide Oliver’s requested jury instruction. See Thacker, 396 F.3d at 617 (“Thus, settled precedent makes pellucid the reasonableness of the state court’s rejection of [the habeas petitioner’s] argument that Simmons and its progeny require that he be able to raise parole eligibility with the
B. Oliver’s claims for which he received a COA
The district court rejected Oliver’s request for habeas relief but granted a COA on two claims related to several jurors’ alleged use of the Bible during jury deliberations. Oliver contends that evidence from his state court post-conviction hearing on his motion for a new trial, as well as additional evidence uncovered after that hearing, demonstrates that jurors consulted the Bible when considering whether to impose death or life imprisonment during the punishment phase of his trial. Oliver argues that any use of the Bible during jury deliberations violated his rights under the
1. Oliver’s request for a stay and abatement or for an evidentiary hearing is without merit
Oliver argues that he is entitled to, and never received, a hearing on the additional evidence he uncovered from an interview between a foreign journalist and juror Michael Brenneisen (the “Brenneisen interview”). This interview took place in February 2002, one month after Oliver had timely submitted his habeas application to the TCCA. In the interview, Brenneisen stated that jurors relied on the Bible in making their decision during the punishment phase of deliberations.4 Upon learning of the interview, Oliver submitted to the TCCA an “Objection [ ] to Disposition Without Evidentiary Hearing and Motion for Extension of Time to File Habeas Findings of Fact and Conclusions of Law.” The TCCA deemed this motion to be a subsequent application for habeas corpus because Oliver submitted it after the state law deadline for an initial writ of habeas corpus. The court therefore dismissed the subsequent application as an abuse of the writ.
Oliver then filed his federal habeas application in the district court. The court denied his motion to stay the federal proceeding so that he could seek a hearing in state court based on his “new” evidence. The court determined that “the appropriate relief [when a habeas applicant asserts that he has not exhausted his claim in the state court based on newly discovered evidence] ... is for the federal court to consider the new evidence, not to remand the case to the state court.”5 Oliver submit
Oliver argues that this court should stay and abate the federal proceeding so that he may go back to the state court and obtain a hearing on his claim. The flaw in Oliver’s argument, however, is that the state court already refused to grant him a hearing. The TCCA already considered his request to stay the proceeding so that he could seek a hearing regarding the information from the Brenneisen interview, and it deemed Oliver’s request to be a subsequent application for habeas corpus that is barred under state law. Oliver presents no arguments as to why the state court would now grant him a hearing. A stay and abatement, therefore, would amount to nothing more than an unnecessary and fruitless delay.
Nor is Oliver entitled to a hearing in federal court. The district court applied the correct standard under
If the applicant has failed to develop the factual basis of a claim in State court proceedings, the court shall not hold an evidentiary hearing on the claim unless the applicant shows that—
(A) the claim relies on—
(i) a new rule of constitutional law, made retroactive to cases on collateral review by the Supreme Court, that was previously unavailable; or
(ii) a factual predicate that could not have been previously discovered through the exercise of due diligence; and
(B) the facts underlying the claim would be sufficient to establish by clear and convincing evidence that but for constitutional error, no reasonable factfinder would have found the applicant guilty of the underlying offense.
As the district court correctly noted, Oliver fails to meet subsection (A)(ii) because Oliver could have discovered the evidence from the Brenneisen interview through the exercise of due diligence.6 All Oliver had to do to uncover Brenneisen’s testimony was to call him to the stand during the state post-conviction hearing.7
2. Substantive merits of Oliver’s Bible claims
Oral argument will assist the court in determining if Oliver is entitled to habeas relief given the evidence presented in the state court post-conviction hearing regarding the jury’s consultation of the Bible during deliberations. Specifically, the parties are directed to focus on the following two issues: (1) as a matter of law, did the jurors’ consultation of the Bible in the jury room constitute an external influence that raises a presumption of prejudice under clearly established federal law, as determined by the Supreme Court of the United States; and (2) if so, has the state rebutted that presumption here? The clerk will issue a briefing schedule for the parties to submit supplemental briefs on these questions and will schedule oral argument in due course.
III. CONCLUSION
We DENY Oliver’s request for a COA on his three claims. We also DENY Oliver’s request for a stay and abatement or for an evidentiary hearing. The clerk will issue a briefing schedule and schedule oral argument for Oliver’s remaining claims.
Notes
Under the law applicable in this case, if the defendant is sentenced to imprisonment in the institutional division of the Texas Department of Criminal Justice for life, the defendant will become eligible for release on parole, but not until the actual time served by the defendant equals 40 years, without consideration of any good conduct time. It cannot accurately be predicted how the parole laws might be applied to this defendant if the defendant is sentenced to a term of imprisonment for life because the application of those laws will depend on decisions made by prison and parole authorities, but eligibility for parole does not guarantee that parole will be granted.