OPINION
This case returns to us for a second time. With this appeal we examine wheth *895 er the district court wrongly granted a writ of habeas corpus after a Michigan court gave a supplemental instruction to a deadlocked jury. The Michigan trial judge gave the supplemental instruction, which did not conform with the approved Michigan instruction, when the defendant’s attorney was not present.
At the earlier appeal to this Court, we vacated the district court’s order granting habeas relief and remanded the case for an evidentiary hearing. At that hearing, the district court was directed to review the role of Ty Jones
1
, an alleged attorney from California. Ty Jones was present at the time the supplemental instruction was given but it was unclear whether he was licensed to practice law.
French v. Jones,
No. 99-1436,
At the ensuing evidentiary hearing, the district court learned Jones was not an attorney and was present only to observe Cornelius Pitts, one of French’s attorneys. After finding that Ty Jones was not an attornеy, the district court held that French was denied representation during a critical stage of his trial and granted his petition for a writ of habeas corpus.
French v. Jones,
With this appeal, we decide whether a defendant whose lawyer was not present when the trial judge gave a supplemental instruction to a deadlocked jury is entitled to habeas relief. Finding Petitioner French was denied counsel during a critical stage of his trial, we affirm the district court’s grant of a writ of habeas corpus.
I.
On September 10, 1994, Frеnch shot four fellow union officials at the Ford Motor Company Rouge facility in Dearborn, Michigan. After trial to a jury, 2 French was found guilty but mentally ill 3 of one count of first-degree murder, Mich. Comp. Laws § 750.316, one count of second-degree murder, Mich. Comp. Laws § 750.317, two counts of assault with intent to commit murder, Mich. Comp. Laws § 750.83, and one count of possession of a firearm during the commission of a felony, Mich. Comp. Laws § 750.227b. The Michigan trial court sentenced French to life imprisonment without parole for the first-degree murder convictiоn, fifteen to thirty years imprisonment for the each of the second-degree murder and assault with intent to murder convictions, and two years consecutive imprisonment for the firearm conviction. At trial, two attorneys, Cornelius Pitts and Monsey Wilson, represented French. Ty Jones was also present at *896 defense counsel’s table for portions of the trial.
The confusion surrounding this case stems from representations made by Pitts and Wilson. At the beginning of the trial, Pitts introduced Jones to the prosecutor and trial judge as an attorney from California who specialized in jury selection. Pitts said Jones was present to assist with the trial. Based on Pitts’s representation, the trial judge allowed Jones to remain at the defense table.
During jury selection, Pitts introduced Jones as “counsel from California” who was assisting with the trial. Jones was present at the defense table every day of trial but never spoke in the presence of the jury-
At the evidentiary hearing held in this matter, the district court learned Jones was not a licensed attorney. While he had attended one yeаr of law school at New York University, Jones worked as a motion picture consultant and screenwriter in Los Angeles. Jones observed the trial as background for the development of a television series based on the Detroit legal system.
At the evidentiary hearing, Pitts testified that Jones told him that he was a lawyer. Although Pitts did not intend for Jones to participate in the trial, Pitts said he introduced Jones as “counsel from California” to give the impression of a large defense team.
French’s trial took more than two weeks before being submitted to the jury. After receiving their instructions and choosing a foreperson, the jury recessed on Thursday, April 27, 1995. The jury reconvened and began deliberating the morning of Friday, April 28, 1995. During that day, the jury twice requested copies of trial materials. On both occasions, the prosecutor, Wilson, and the trial judge discussed the notes and sent the requested materials to the jury.
Late on Friday afternoon, the jury sent out a third note to which the trial judge did not immediately respond. Insteаd, the trial judge recessed the trial and excused the jury for the weekend.
On the morning of Monday, May 1,1995, the trial judge read the note to Pitts and the prosecutor: ‘We can’t reach a unanimous decision. Our minds are set.” Pitts requested a mistrial, but the trial judge read the jury Michigan’s standard deadlocked jury instruction. The jury continued to deliberate until late afternoon, when they sent out a second note. The second note also said the jury was unable to reach a decision. The trial judge again recessed the trial and excused the jury for the day.
At 9:30 a.m. on May 2, 1995, the trial judge again instructed the jury and directed them to continue deliberations. After continuing deliberations, the jury sent out a third note at 11:00 a.m.: “We are not able to reach a verdict. We are not going to reach a verdict.” The trial judge responded by sending the jury to lunch and instructing the parties to appear at 2:00 p.m.
At 2:00 p.m., neither Pitts nor Wilson had returned to the courtroom. The trial judge asked Jones, who was present, to contact the two attоrneys. Jones was unable to contact Pitts or Wilson. At 2:07 p.m., without Pitts or Wilson present, the trial judge brought the jury in and gave them a supplemental jury instruction. Unlike the first twro instructions, the third instruction was not the standard deadlocked jury instruction. 4 The trial judge *897 dismissed the jury for the day approximately one hour after giving the supplemental instruction.
The next morning, Pitts requested a mistrial because he felt the trial judge’s supplemental instruction was coercive. While Pitts was arguing for a mistrial, the jury returned its verdict.
French moved the Michigan trial court tо order a new trial, arguing he was prejudiced because his attorneys had not been present during the third supplemental jury instruction. The trial judge noted French’s argument had some merit, but denied the motion for a new trial.
On July 15, 1997, the Michigan Court of Appeals affirmed the petitioner’s convictions. The court held that the absence of defense counsel during a critical stage of the trial was subject to harmless error analysis. The court of appeals found the error harmless in French’s case. On Sеptember 22, 1998, the Michigan Supreme Court denied the petitioner leave to appeal.
On October 16, 1998, the petitioner filed a petition in federal court for a writ of habeas corpus. On March 25, 1999, the district court granted the writ. As discussed above, the warden appealed, and we vacated the district court’s decision and remanded for an evidentiary hearing.
Now, with a fully developed record before us, we review the district court’s decision to grant French’s petition for a writ оf habeas corpus. As grounds for the writ, French argues that the Michigan trial judge denied his constitutional right to the assistance of counsel when it supplemented its instruction to the jury when neither of his attorneys were present.
II.
We review a district court’s grant of habeas relief de novo.
See, e.g., Harpster v. Ohio,
In determining whether to issue a habeas writ, the district court’s review of a state court decision is governed by the standards set forth in the Antiterrorism and Effective Death Penalty Act of 1996, 28 U.S.C. § 2241 et seq. (“AEDPA”). 5 Id. The AEDPA only provides habeas relief for a state prisoner in certain circumstances:
(d) An application for a writ of habeas corpus on behalf of a person in custody pursuant to the judgment of a State court shall not be granted with respect *898 to any claim that was adjudicated on the merits in State court proceedings unless the adjudication of the claim-
(1) resulted in a decision that was contrary to, or involved an unreasonable application of, clearly established Federal law, as determined by the Supreme Court of the United States; or
(2) resulted in a decision that was based on an unreasonable determination of the facts in light of the evidence presented in the State court proceeding.
28 U.S.C. § 2254(d) (2001).
The question of whether the trial judge deprived French of his light to counsel during the supplemental jury instruction is a mixed question of law and fact.
See Strickland v. Washington,
The recent Supreme Court decision of
Williams v. Taylor,
Williams then went on to clarify the situations in which a court could grant a writ of habeas corpus under § 2254(d)(1):
Under the “contrary to” clause, a federal habeas court may grant the writ if the state court arrives at a conclusion opposite to that reaсhed by this Court on a question of law or if the state court decides a case differently than this Court has on a set of materially indistinguishable facts. Under the “unreasonable application” clause, a federal habeas court may grant the writ if the state court identifies the correct governing legal principle from this Court’s decisions but unreasonably applies that principle to the facts of the prisoner’s case.
Williams,
A.
Both parties agree that “the complete denial of counsel during a critical stage of a judicial proceeding mandates a presumption of prejudice.”
Roe v. Flores-Ortega,
Once the evidentiary hearing established Jones was not an attorney, French argued the Supreme Court has “uniformly found constitutional еrror without any showing of
*899
prejudice when counsel was either totally absent, or prevented from assisting the accused during a critical stage of the proceeding.”
Cronic,
Michigan argues the district cоurt erred when it found French’s lack of counsel during the supplemental instruction to be a structural error. Instead, the appellant says French’s lack of counsel during the supplemental instruction was a trial error, subject to harmless error analysis.
In support of his position, the appellant says previous Supreme Court decisions indicate that an error during trial only requires automatic reversal when a defendant has suffered a total deprivation of counsel. 6 The appellant says the present case does not involve the complete deprivation of counsel because the trial court’s actions did not prevent counsel from advising French. Without such an act by the trial court, the appellant says French’s lack of counsel during the supplemental instruction is not a deprivation because it does not fall within any of the fact paradigms the Supreme Court describes as deprivations under the Sixth Amendment.
As further support for its position that the district court erred, the appellant argues the district court’s reliance on
Cronic
is misplaced. In
Cronic,
the Court reversed the court of appeals’ inference that a defendant had received ineffective assistance of counsel because of the attorney’s inexperience, limited access to witnesses, and short time to investigate and prepare for a complex trial.
Cronic,
Instead, the appellant says the facts of this case resemble those in
Rushen v. Spain,
The Rushen Court found that the post-trial hearing held on the matter provided sufficient evidence the communication between the judge and juror was innocuous and that no bias infected the jury’s deliberations. Id. The appellant says the Court’s use of harmless analysis in Rushen supports his assertion that we should analyze the present case for harmless error.
We disagree. Despite the appellant’s attempt to characterize Cronic’s language as diсta, the Court has often held, both before and after
Cronic,
that absence of counsel during a critical stage of a trial is per se reversible error. Six years before
Cronic,
the Court held in
Holloway v. Arkansas,
Furthermore, the appellant wrongly characterizes
Rushen.
In
Rushen,
the Court did not say harmless error analysis аpplies to every occurrence of attorney absence at a critical stage of trial. Instead, the Court held that ex parte communications between a judge and juror should be analyzed for harmless error because “ ‘it is virtually impossible to shield jurors from every contact or influence that might theoretically affect their vote.’ ”
Rushen,
The present case is vastly different from the incidental contact between a judge and juror at issue in
Rushen.
In this case, the trial judge delivered a supplemental instruction to a deadlocked jury. French’s attorneys did not have an opportunity to respond to the jury’s note nor were they present when the trial judge gave the supplemental instruction. The uncertainty of the prejudice French suffered because he was not represented by counsel during this critical stage of his trial makes the outcome of his trial unreliable.
See Roe,
528
*901
U.S. at 483,
Cronic
correctly summarizes federal law when it states that absence of counsel during a critical stage оf a trial amounts to constitutional error.
Cronic,
B.
We also note that the trial judge’s supplemental instruction significantly deviated from the model Michigan instruction and likely had a substantial and injurious influence on the jury’s verdict.
See Barker v. Yukins,
(a) Before the jury retires for deliberation, the court may give an instruction which informs the jury:
(i) that in order to return a verdict, each juror must agree thereto:
(ii) that jurors have a duty to consult with one another and to deliberate with a view to reaching an agreement, if it can be done without violence to individual judgment;
(iii) that each juror must decide the case for himself or herself but only after an impartial consideration of the evidence with the other jurors;
(iv) that in the course of deliberations, a juror should not hesitate to reexamine his or her own views and change an opinion if the juror is convinced it is erroneous; and
(v) that no juror should surrender his or her honest conviction as to the weight or effect of the evidence solely because of the opinion of the other jurors, or for the mere purpose of returning a verdict.
(b) If it appears to the court that the jury has been unable to agree, the court may require the jury to continue their deliberations and may give or repeat an instruction as provided in paragraph (a). The court shall not require or threaten tо require the jury to deliberate for an *902 unreasonable length of time or for unreasonable intervals.
(c) The jury may be discharged without having agreed upon a verdict if it appears that there is no reasonable probability of agreement.
People v. Pollick,
The trial judge’s supplemental instruction did not remind jurors they should not give up their honest convictions solely because of the opinion of the other jurors or in order to reach a verdict. (J.A. at 84-85). Excluding this aspect of an
Allen
instruction increases its coercive effect.
See United States v. Burgos,
Furthermore, the trial judge’s omission of the “honest convictions” component was amplified by the trial judge telling the jurors three separate times they toоk an oath to reach a verdict. (J.A. at 84-85). While unintentional, the trial judge’s instruction emphasized the jurors duty to reach a unanimous verdict without assuring them that dissent was acceptable.
See Burgos,
The time line of the jury’s deliberation suggests that the third supplemental instruction had an effect. Once they received the case, the jury deliberated for three days. During that time, they sent out three increasingly emphatic notes saying they were deadlocked and could not reach a verdict. Even though the trial judge twiсe gave them a standard deadlocked jury instruction the jury could still not reach a verdict. Yet, less than two hours after receiving the third supplemental instruction, the jurors returned a guilty but mentally ill verdict on all counts.
In light of these facts, we conclude the trial judge’s third supplemental instruction had a substantial and injurious influence on the jury’s verdict that resulted in prejudice to French.
III. Conclusion
At the evidentiary hearing we ordered in this case, the district court determined French did not have counsel during the trial judge’s supplemental jury instruction. Because French was without counsel during a critical stage of his trial, the district court correctly granted French’s petition for a writ of habeas corpus. The judgment of the U.S. District Court for the Eastern District of Michigan in case 00-2308 is AFFIRMED.
Notes
. Ty Jones is not related to Kurt Jones, the appellant in this case.
. There was no dispute French committed the shootings. Instead, the issue at trial was French's mental state at the time of the shootings. At trial, French presented expert testimony and other evidenсe to show he was legally insane on the day of the shootings because an erroneously prescribed overdose of a powerful hypertension drug had combined with a pre-existing mental disorder to make him paranoid and psychotic. In response, the government presented expert testimony that French was legally sane on the day of the shootings.
.Michigan law allows a verdict of “guilty but mentally ill.” See Mich. Comp. Laws § 768.36. To return such a verdict, a jury must find the following beyond a reasonable doubt: (1) the defendant is guilty of an offense; (2) the defendant was mentally ill at the time of the offense; (3) the defendant was not legally insane at the time of the offense. See Mich. Comp. Laws § 768.36(1). A person found guilty but mentally ill is sentenced the same as if he were simply found guilty of the offense. Mich. Comp. Laws § 768.36(3). The only difference between the two verdicts is that the department of corrections is responsible for evaluating the defendant and providing any required psychiatric treatment. See id.
. The relevant part of the trial judge’s third instruction to the jury is as follows:
THE COURT: Now, ladies and gentlemen, I must remind you that you did take an oath to render a true and just verdict. But if you are to be expected to render a verdict, you must communicate, and you must talk with each other.
This case lasted how many days, Mr. Hut-ting? Approximately 16 days?
*897 MR. HUTTING: Fourteen days trial. For jury selection—
THE COURT: All right. So it wouldn’t be uncommon for deliberations to go on for some time, and I might remind you that you began to deliberate I think Friday, and I don’t know how you can come to the conclusion that you are not going to reach а verdict.
Based upon your oath that you would reach a true and just verdict, we expect you will communicate. As I stated before, exchange ideas. Give your views. Give your opinions and try to come to a verdict, if at all possible.
But if you don't communicate, you know that you can't reach a verdict. And when vou took the oath, that was one of the promises that you made by raising your hand taking the oath, that you would deliberate upon' a verdict, to try to reach a verdict. And we told yоu at the outset it would not be an easy task, but we know that you can rise to the occasion.
So we’ll ask that you return to the jury room.
Thank you.
(J.A. at 84-85).
. We decide this case under the AEDPA because French filed his petition for a writ of habeas corpus in October 1998, well after AEDPA’s effective date of April 24, 1996.
See Barker v. Yukins,
. The appellant says the following cases describe structural errors because they involve the total deprivation of counsel:
Geders v. United States,
.
Sullivan
held that "any substantial departure” from ABA standard instruction 5.4 would be grounds for reversible error.
Sullivan,
