Oldham v. StateOldham v. State
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Lead Opinion
The State petitioned this Court for review of the Court of Appeals’ opinion, Oldham v. State, 889 S.W.2d 461 (Tex.App.—Houston [14th Dist.] 1994), which held that the appellant was denied counsel at a critical stage of the proceedings, and which abated the appeal and remanded the cause to the trial court to allow the appellant to file an out-of-time motion for a new trial. On original submission, this Court dismissed the State’s petition for discretionary review as improvidently granted. We then granted the State’s motion for rehearing, on which this opinion is issued. We shall reverse.
The appellant was represented by retained counsel at her trial for forgery committed on January 9, 1989, in violation of Texas Penal Code § 32.32. On January 13, 1992, she was found guilty by a jury. On that same date, the trial court sentenced her to three years confinement. The appellant filed a pro se notice of appeal and indigency on February 10, 1992. The next day the appeal was assigned to the Fourteenth Court of Appeals, with a notation on the letter of assignment from the trial court that the attorney of record on appeal was “to be determined.” On March 16, 1992, the trial court found the appellant indigent and appointed appellate counsel.
On September 29, 1994, the Court of Appeals issued its opinion, Oldham v. State, 889 S.W.2d 461 (Tex.App.—Houston [14th Dist.] 1994), in which it determined that the appellant had been denied her Sixth Amendment right to counsel. The Court of Appeals abated the appeal, set aside the notice of appeal, and remanded the cause to the trial court to allow the appellant to file her motion for new trial and the orderly conduct of subsequent post-trial proceedings. Id. at 463.
The Court of Appeals began its analysis by stating, “Texas Rule of Appellate Procedure 31(a)(1) requires that if a motion for new trial is to be filed, it must be done within thirty days of sentencing. See
The appellant claimed that she had been denied her right to counsel in violation of the Federal Constitution, the State Constitution, the Code of Criminal Procedure, and various eases interpreting them. The Court of Appeals found a constitutional violation, and it relied on
We believe the Court of Appeals was in error to rely on
(a) Relationship to Jurisdiction. These rules shall not be construed to extend or limit the jurisdiction of the courts of appeals, the Court of Criminal Appeals or the Supreme Court as established by law.
(b) Suspension of Rules in Criminal Matters. Except as otherwise provided in these rules, in the interest of expediting a decision or for other good cause shown, a court of appeals or the Court of CriminalAppeals may suspend requirements and provisions of any rule in a particular case on application of a party or on its own motion and may order proceedings in accordance with its direction. Provided, however, that nothing in this rale shall be construed to allow any court to suspend requirements or provisions of the Code of Criminal Procedure.
The courts of appeals have considered and used
This Court has also had occasion to use and to comment on the role of
Less than two months after we adopted
As I do, the Austin Court will surely wonder what is the “good cause shown,” and since presumably it must invite and afford time for the parties to brief the Adamsquestion, the Austin Court would be justified in believing that to review the record again for prejudice to preparation of a defense is certainly not “in the interest of expediting a decision” in this cause.
Id. at 858 (Clinton, J., dissenting).
In Keeton v. State, 724 S.W.2d 58 (Tex.Cr.App.1987), this Court used
In State ex rel. Cobb v. Godfrey, 739 S.W.2d 47 (Tex.Cr.App.1987), the trial court orally granted the defendant’s motion for a new trial within the time limits to rule on it, but did not sign the order granting the motion until five days after the time limit had expired. We held that motion had been overruled by operation of law and the order granting the motion was a nullity. The respondent, the trial judge below, requested that this Court use
Suspension of rules of appellate procedure by this Court is a serious matter, not to be undertaken lightly.Rule 31(e) , supra, serves the vital function of promoting certainty regarding the finality of a judgment, in a ease in which a motion for new trial has been filed. UnderRule 31(e)(3) , respondent lost jurisdiction to rule on the motion when it was overruled by operation of law. Respondent has failed to show good cause why this Court should suspend this rule, other than to remedy his own tardiness. For these reasons, we decline to suspend the rules pursuant toRule 2(b) , supra, as suggested by respondent.
Id. at 49.
In Tallant v. State, 742 S.W.2d 292 (Tex.Cr.App.1987), in refusing to permit discretionary review on a ground that was not first presented to the Court of Appeals for review, we stated: “There was and is a provision for suspending rules of appellate procedure. See former rule 4 and Tex.RApp.Pro.
In addition to our own use of
The San Antonio Court of Appeals in Garza v. State sought to withdraw its opinion and issue a new opinion after a petition for discretionary review had been filed and the time limit for substituting its opinion had expired. Garza v. State, 896 S.W.2d 192 (Tex.Cr.App.1995). See
In Olivo v. State, 918 S.W.2d 519 (Tex.Cr.App.1996), we rejected the appellant’s argument that
In State v. Adams, 930 S.W.2d 88 (Tex.Cr.App.1996), the Texarkana Court of Appeals used
Most recently, in State v. Garza, 931 S.W.2d 560 (Tex.Cr.App.1996), this Court was presented the novel situation where the trial court erroneously granted a motion for a new trial which had been overruled by operation of law, and upon conviction in the second trial, the defendant, receiving a greater sentence, appealed contending that the second sentence was void, since the trial court was not authorized to grant the new trial. The Court of Appeals agreed, and set aside the second sentence, reinstating the first. On petition for discretionary review, the State urged that the Court of Appeals erred by refusing to use
Finally, and most importantly, in our viewRule 2(b) does not authorize the retroactive suspension of rules governing events that have already occurred at the trial level before the record has been conveyed to the appellate court. True, on its face the rule allows suspension of provisions of “any” rule, even those governing motion for new trial. Nevertheless, the suspension of a rule is permitted only in accordance with the conditions enumerated in the rule, viz: “in the interest of expediting a decision or for other good cause shownf.]” This language signifies that whatRule 2(b) contemplates in the way of “good cause” is one of the relatively rare situations in which suspending a rule, rather than following it, will actually facilitate processing the case through the appellate court, by “expediting a decision” or otherwise. It does not authorize courts of appeals to reach back, after the appeal has been perfected and the record filed, and alter the course of events at the trial court level, as the State asked the court of appeals to do here.
Id. at 563.
In the case at hand, the Court of Appeals had been properly vested with jurisdiction to hear the appeal, and therefore it was bound by and had the authority to act pursuant to the Rules of Appellate Procedure, including
However, we think it is clear that using
Our holding on this issue is strictly limited to the use of
We now turn to review of the Court of Appeals’ holding that the appellant was denied counsel. The State asserts that the record in this case does not support the appellant’s claim of denial of counsel, and argues that the appellant’s claim of denial of counsel should be heard on an application for a post-conviction writ of habeas corpus rather than on her direct appeal. In Ex parte Duffy, 607 S.W.2d 507, 513 (Tex.Cr.App.1980) we stated:
Experience has taught us that in most instances where the claim of ineffective assistance of counsel is raised, the record on direct appeal is simply not in a shape, perhaps because of the very alleged ineffectiveness below, that would adequately reflect the failings of trial counsel. Indeed, in a case such as this, where the alleged derelictions primarily are errors of omission de hors the record rather than commission revealed in the trial record, collateral attack may be just the vehicle by which a thorough and detailed examination of alleged ineffectiveness may be developed and spread upon a record.
However, a claim on direct appeal of denial of counsel should be entertained and upheld if supported by the record. See, e.g., Warren v. State, 744 S.W.2d 614 (Tex.Cr.App.1988).
While we have held that a defendant is entitled to counsel at a hearing on a motion for a new trial, Trevino v. State, 565 S.W.2d 938, 940 (Tex.Cr.App.1978), this Court has yet to address the issue of whether a defendant is entitled to counsel during the time limit for filing a motion for new trial to assist the defendant in preparing the motion. See Wayne R. LaFave & Jerold H. Israel, Crimi
A defendant has a right to file a motion for a new trial.
The appellant in this case did not file a motion for a new trial. She has never indicated any grounds she would have raised in a motion for a new trial. She has never claimed that if she were to file a motion for a new trial that she would be entitled to a new trial, or even a hearing on her motion. The appellant has not claimed that her appeal or other rights were injured in any way due to her failure to file a motion for a new trial, or that she was not able to raise certain grounds because she did not first file a motion for a new trial. She does not claim that her trial counsel was ineffective for failing to file a motion for a new trial. The appellant does not assert that she was not informed by her trial counsel of the opportunity and grounds for filing a motion for a new trial. In fact, she has not even claimed that if given the opportunity to do so, that she would have filed, or would now in fact file, a motion for a new trial. She does claim, instead, simply that she was without counsel during the time limit for filing the motion for a new trial.
In the Court of Appeals, the appellant argued that her trial attorney was released on the day of sentencing, and since appellate counsel was not appointed until sixty-two days later, she was without assistance of counsel during the time period for filing a motion for an new trial, a critical stage of the proceedings at which she is guaranteed Sixth Amendment right to counsel. The State countered that since there was no evidence in the record that her trial attorney was released, the appellant was still represented by counsel. Oldham v. State, 889 S.W.2d 461, 462 (Tex.App.-Houston [14th Dist.] 1994).
The Court of Appeals held that “Under the black letter of the law, the state is correct.” The court recognized that trial counsel remains the defendant’s counsel for all purposes until expressly permitted to withdraw, but when a trial attorney believes that representation has ended, the appellant as a practical matter receives no assistance at all even though there may still be an attorney of record on the case, citing Ward v. State, 740 S.W.2d 794, 798-800 (Tex.Cr.App.1987). The Court of Appeals then found that the appellant’s trial counsel “seemed to believe his representation of appellant ended after trial,” and held that the appellant was likewise, as a practical matter, without representation. Oldham v. State, 889 S.W.2d at 462.
In Callis v. State, 756 S.W.2d 826, 827 (Tex.App.—Houston [1st Dist.] 1988), the appellant’s appointed trial counsel filed a notice of appeal on the date of sentencing. The docket sheet and notice of assignment contained notations that counsel on appeal was “to be determined,” but trial counsel never filed a motion to withdraw. The appellant complained that his appellate counsel was not appointed until after the time limit for filing-a motion for new trial had passed. The trial court conducted a hearing and found that the date of appellate counsel’s appointment could not be determined. The court held that it would be sheer speculation to conclude that the appellant was represented by counsel at this stage of the proceedings, and that the appellant had successfully met his burden of showing that he was not represented by counsel during a critical stage of the prosecution. Id.
In Cox v. State, 797 S.W.2d 958 (Tex.App.—Houston [1st Dist.] 1990), the First Court of Appeals again found denial of counsel during the time period for filing a motion for a new trial. The appellant in that case was appointed appellate counsel 33 days after sentencing. The court did not elaborate further on the details of the case, other than to cite Callis and find a denial of counsel.
The San Antonio Court in Ortega v. State, 837 S.W.2d 831 (Tex.App.-San Antonio 1992), considered the issue, but distinguished Callis. The court held, based on Ward v. State, 740 S.W.2d 794 (Tex.Cr.App.1987), appointed counsel remains as the defendant’s counsel for all purposes until expressly permitted to withdraw, even if the appointment is for trial only. The court found nothing in the record to support a conclusion that trial counsel was permitted to withdraw or otherwise replaced by counsel until the appellate counsel was appointed, twenty days after the time limit for filing a motion for new trial had expired. The mere fact that no motion for a new trial was filed, the court reasoned, did not mean that the appellant was denied counsel during that time. Ortega v. State, 837 S.W.2d at 832.
In this case, the Court of Appeals followed Callis and Cox, and criticized Ortega on the ground that the San Antonio Court had not correctly applied the rule set forth in Ward, namely that although there was an attorney of record, the appellant nonetheless essentially received no assistance at all because trial counsel mistakenly believed that his representation had ended.
In Steel v. State, 453 S.W.2d 486, 487 (Tex.Cr.App.1970), we recognized that “retained counsel, even one who has not been fully compensated for past services or compensated for further service, cannot wait until a critical stage of the proceedings is reached and bow out without notice to the court and the accused and ‘frustrate forever accused’s right to protect his vital interests.’ ” In Ward v. State, 740 S.W.2d 794, 796-97 (Tex.Cr.App.1987), we stated that “it is abundantly clear that an appointed attorney’s legal responsibilities do not magically and automatically terminate at the conclusion of the trial.... The continuity of representation from trial to appeal is necessary to correct the ambiguity of representation which all too often follows a conviction.” In Ex parte Axel, 757 S.W.2d 369, 374 (Tex.Cr.App.1988), we held that “trial counsel, retained or appointed, had the duty, obligation and responsibility to consult with and fully to advise his client concerning meaning and effect of the judgment rendered by the court, his right to appeal from that judgment, and the necessity of giving notice of appeal and taking other steps to pursue an appeal, as well as expressing his professional judgment as to possible grounds for appeal and their merit, and delineating advantages and disadvantages of appeal. The decision to appeal belongs to the client.”
We have scoured the record in search of the evidence showing that trial counsel thought his duties were completed with the end of the trial, and had thereafter abandoned the appellant. The appellant points us to none, the Court of Appeals points us to none, and we can find none ourselves. The only relevant facts the record shows are that the appellant filed a pro se notice of appeal
We hold that such facts do not rebut the presumption that the appellant was represented by counsel and that counsel acted effectively. Cf. Dyches v. State, 382 S.W.2d 928, 930 (Tex.Cr.App.1964) (“there is nothing in the record to show or indicate that the appellant was harmed by the failure of his counsel to file motion for new trial”). There is nothing in the record to suggest that the attorney did not discuss the merits of a motion for a new trial with the appellant, which the appellant rejected. When a motion for new trial is not filed in a case, the rebuttable presumption is that it was considered by the appellant and rejected. Additionally in this case, the fact that the appellant filed a pro se notice of appeal is evidence that she must have been informed of at least some of her appellate rights, and we presume she was adequately counseled unless the record affirmatively displays otherwise.
We hold that the record shows that the appellant was officially represented by counsel at all times in the litigation, and the appellant has failed to overcome the presumption that counsel was acting effectively at all times.
Experience has taught us that in most instances where the claim of ineffective assistance of counsel is raised, the record on direct appeal is simply not in a shape, perhaps because of the very alleged ineffectiveness below, that would adequately reflect the failings of trial counsel. Indeed, in a case such as this, where the alleged derelictions primarily are errors of omission de hors the record rather than commission revealed in the trial record, collateral attack may be ... the vehicle by which a thorough and detailed examination of alleged ineffectiveness may be developed and spread upon a record.
Ex parte Duffy, 607 S.W.2d 507, 513 (Tex.Cr.App.1980). “For this reason we have held that, when direct appeal has not provided an adequate record to evaluate a claim which might be substantiated through additional evidence gathered in a habeas corpus proceeding, we will not apply the general doctrine that forbids raising a claim on habeas corpus after it was rejected on appeal. Ex parte Torres, 943 S.W.2d 469, 475 (Tex.Cr.App.1997).” Jackson v. State, 973 S.W.2d 954, 957 (Tex.Cr.App., 1998).
The judgment of the Court of Appeals is reversed, and the case is remanded to that court for consideration of the appellant’s remaining points of error.
MEYERS, J., dissents. OVERSTREET, J., files a dissenting opinion. PRICE, J., files a dissenting opinion.Notes
. All references to Rules are the Texas Rules of Appellate Procedure in effect at the time of the appellant’s trial and direct appeal. By Order dated March 20, 1997, this Court adopted a revised Texas Rules of Appellate Procedure, effective September 1, 1997. Final Approval of Revisions to the Texas Rules of Appellate Procedure, 948-949 S.W.2d (Texas Cases) XLII (Aug. 15, 1997).
. The new rules, effective September 1, 1997, provide:
Rule 2 . Suspension of Rules. On a party’s motion or on its own initiative an appellate court may — to expedite a decision or for other good cause shown. — suspend a rule’s operation in a particular case and order a different procedure; but a court must not construe this rule to suspend any provision of the Code of Criminal Procedure or to alter the time for perfecting an appeal in a civil case.
Comment to the 1997 change reads; “Former subdivision (a) regarding appellate court jurisdiction is deleted. The power to suspend rules is extended to civil cases. Other nonsubstantive changes are made.”
. On remand, the First Court affirmed the trial court’s granting the motions for new trial, citing Driggers v. State, 940 S.W.2d 699 (Tex.App.— Texarkana 1996). State v. Adams, Nos. 01-92-00194-CR, 01-92-00195-CR, 1998 WL 12695 (Tex.App. — Houston [1st Dist.] Jan. 15, 1998).
. Tuffiash v. State, 878 S.W.2d 197, 201 n. 2 (Tex.App.—San Antonio 1994) makes the following argument:
If there is merit to appellant’s contentions, hearing and granting a motion for new trial at this point is certainly more efficient than requiring this court and the court of criminal appeals to consider an incomplete appeal, then requiring appellant to seek post-conviction relief (which again taxes the resources of the court of criminal appeals) to obtain a new trial many years from now. If there is no merit to appellant‘s contentions, it is also most efficient to establish that fact now and allow it to be raised on direct appeal following the denial of the motion for new trial.
Dissenting Opinion
dissenting on state’s motion for rehearing.
Appellant was convicted of forgery and the trial judge assessed punishment at three years confinement.
I.
Appellant was represented by retained counsel at trial. On the twenty-eighth day
To reach its holding, the Court of Appeals first concluded appellant was denied the right to counsel. Id., at 462 (citing Ward v. State, 740 S.W.2d 794, 798 (Tex.Cr.App.1987)). The Court then, relying upon Trevino v. State, 565 S.W.2d 938 (Tex.Cr.App.1978); Cox v. State, 797 S.W.2d 958 (Tex.App.—Houston [1st Dist.] 1990); and, Callis v. State, 756 S.W.2d 826 (Tex.App.—Houston [1st Dist.] 1988); held that appointment of an attorney after the time period for filing a motion for new trial expires was a denial of counsel at a critical stage of the proceedings. Oldham, 889 S.W.2d at 463. See, Cox, 797 S.W.2d at 959, and, Callis, 756 S.W.2d at 827. The Court concluded that “good cause” was shown under
The type of order required by Trevino reinstates jurisdiction in the trial court and returns appellant to the point after judgment and assessment of sentence, but before imposition of sentence and filing of notice of appeal. Therefore, since the appeal must be set aside to allow appellant to file her motion for new trial, this case cannot remain in this Court. For this reason, we must issue a mandate disposing of this appeal.
If appellant’s motion for new trial is granted, then her case will be retried. If the motion is denied, the trial court should pronounce sentence and appellant may give notice of appeal within ninety days after sentencing. After appellant files her timely notice of appeal, the case will be refiled in the appellate court.
Accordingly, the sentence and notice of appeal are set aside and the cause is remanded to the trial court for a hearing on the motion for new trial and for the orderly conduct of subsequent post-trial proceedings, in accordance with this opinion.
Ibid, (citations omitted).
II.
In Trevino, 565 S.W.2d at 938, the defendant was denied the right to counsel at the hearing oh his motion for new trial. We held the proper remedy was to return the case to that point where the defendant was denied counsel:.
... Because in the instant case appellant was denied counsel at a stage of the review process prior to sentence and notice of appeal, we set aside the sentence and notice of appeal and return the cause for a hearing on the motion for new trial and an orderly course of subsequent events. In the event appellant’s motion for new trial is denied, sentence should then be pronounced and notice of appeal may be given. ...
The sentence and notice of appeal are set aside and the cause is remanded to the trial court for a hearing on the motion for new trial and for the orderly conduct of subsequent post-trial proceedings.
Id., 565 S.W.2d at 941.
In Connor v. State, 877 S.W.2d 325 (Tex.Cr.App.1994), the defendant was represented by retained counsel and pled guilty. After sentence was imposed, the trial judge received two letters from the defendant alleging his plea was involuntary. The trial judge treated the letters as a motion for new trial and held a hearing. The defendant was not represented by an attorney at this hearing because he “had not had time to hire an attorney.” Id., 877 S.W.2d at 326. We held that a motion for new trial is a critical stage of the proceedings and that appellant was entitled to be represented by an attorney. Ibid.2 After we vacated and remanded the
In Ex parte Axel, 757 S.W.2d 369 (Tex.Cr.App.1988), the defendant was represented by a retained counsel at trial. Following his conviction, the defendant informed his attorney that he wished to appeal, but was indigent. The attorney did not agree to represent the defendant and took no action to preserve the defendant’s right to appeal. Id., 757 S.W.2d at 371. Because the defendant was denied his light of appeal, we vacated the judgment and remanded the ease to the trial court with instructions to assure the defendant was represented by counsel and permitted to file a notice of appeal. Id., 757 S.W.2d at 374-375.
The instant ease is controlled by Trevino, Connor and Axel because appellant was denied the assistance of an attorney at a critical stage of the proceedings.4 Thus, like the defendant in Axel, “this presumptively indigent [defendant] did not receive any practical assistance of counsel in protecting and preserving [her] appellate rights.” Axel, 757 S.W.2d at 374. And, as in Trevino and Axel, when the Court of Appeals determined appellant was denied the effective assistance of counsel, the Sixth Amendment required that appellant be returned to that point in the proceedings where the denial occurred. In its attempt to return appellant to that point in the proceedings where she was denied counsel, the Court of Appeals imprecise language purported to “suspend” the rules, “abate” and “remand” the case. Oldham, 889 S.W.2d at 463. However, this action was unnecessary when the Court determined appellant’s Sixth Amendment right to counsel was violated. Our holdings in Trevino and Axel rely upon constitutional principles, not the Texas Rules of Appellate Procedure.
The United States Constitution provides:
This Constitution, and the Laws of the United States which shall be made in Pursuance thereof; and all Treaties made, or which shall be made, under the Authority of the United States, shall be the supreme Law of the Land; and the Judges in every State shall be bound thereby, any Thing in the Constitution or laws of any State to the Contrary notwithstanding.
Our judicial power does not include the power to issue advisory opinions. Ex parte Ruiz, 750 S.W.2d 217, 218 (Tex.Cr.App.1988) (“It is well-established that this Court is without constitutional or statutory authority to ... render advisory opinions-”); Armstrong v. State, 805 S.W.2d 791, 794 (Tex.Cr.App.1991); and,
With these comments, I respectfully dissent.
. We originally granted the State’s petition for discretionary review to determine:
1. Whose burden is it to show that an appellant was or was not abandoned by trial counsel during a critical stage of the prosecution?
2. May an appellate court suspend application of the rules of appellate procedure without any firm basis in the record for finding good cause?
. The majority correctly states “this Court has yet to address the issue of whether a defendant is entitled to counsel during the time limit for filing a motion for new trial in preparing the motion,” Ante at 361. However, in reliance upon Trevino, this Court flatly held, without limitation, that: “The Court of Appeals correctly recognized that a motion for new trial is a ‘critical stage’ at which a defendant is entitled to representation by counsel.” Connor v. State, 877 S.W.2d 325, 326 (Tex.Cr.App.1994)(citing Trevino v. State, 565 S.W.2d 938, 940 (Tex.Cr.App.1978))(“Without a doubt the hearing on a motion for new trial is a critical stage of the proceedings. It is the only opportunity to present to the trial court certain matters that may warrant a new trial, and to make a record on those matters for appellate review.”)
. I recognize that Tex. Rule of App. Proc. 47.7 forbids the citation of an unpublished opinion as authority. However, this citation is solely to inform the reader of the action taken by the Court of Appeals in order to complete the history of the case after our published opinion.
. The majority‘s reliance upon State v. Gana, 931 S.W.2d 560 (Tex.Cr.App.1996) is misplaced. A constitutional deprivation takes precedence over any procedural rule. See Sixth Amendment discussion infra.
. In State v. Adams, 930 S.W.2d 88 (Tex.Cr.App.1996), we asked the First Court of Appeals to consider whether a court of appeals may, under
Dissenting Opinion
dissenting on state’s motion for rehearing.
Today this Court decides that our decision to dismiss the State’s petition for discretionary review as improvidently granted was erroneous, and instead grants the State’s motion for rehearing and grants relief. To that action I respectfully dissent.
I reiterate what I stated in my concurring opinion on original submission. I fully agree that appellant in this ease is entitled to the relief of being represented by counsel during the time period wherein she has the opportunity to file a motion for new trial pursuant to Tex.R.App.Pro. 31(a)(1). I am satisfied that the court of appeals’ opinion effectively accomplishes this end and believe the court of appeals decision should be sustained.
Appellant was charged by indictment with the offense of forgery, Tex. Penal Code
1. Whose burden is it to show that an appellant was or was not abandoned by trial counsel during a critical stage of the prosecution?
2. May an appellate court suspend application of the rules of appellate procedure without any firm basis in the record for finding good cause?
I. SUMMARY OF PERTINENT FACTS
On January 13, 1992, a jury found Appellant guilty of forgery; she was sentenced the same day. It is undisputed that appellant had retained counsel during the trial and sentencing. On February 10,1992, appellant filed pro se notices of indigency and of appeal. On March 16, 1992, the trial court
On March 16, 1992, appellant’s appointed counsel filed a motion to abate the appeal on the grounds that she had been denied counsel during the thirty-day period for filing a motion for a new trial. On April 9, 1992, appellant’s appointed counsel filed an amended motion for abatement of appeal. On April 16, 1992, the Fourteenth Court of Appeals overruled appellant’s motion for abatement of appeal.
On appeal, appellant raised fifteen points of error. The court of appeals held that points of error twelve through fifteen were dispositive of the case and declined to discuss points of error one through eleven. Oldham v. State, 889 S.W.2d 461, 462 (Tex.App—Houston [14th Dist.] 1994). In points of error twelve through fifteen, appellant contended that she was denied her constitutional right to counsel during a critical phase of the judicial proceedings. The Fourteenth Court of Appeals agreed and remanded the ease to the trial court for a hearing on the motion for a new trial. In accordance with Texas Rule of Appellate Procedure 2(b), the court of appeals held that appellant had demonstrated “good cause” for extending the deadline for filing a motion for new trial. Id. at 463.
II. ANALYSIS OF STATE’S CLAIMS
The State contends that there is no evidence on the docket sheet that appellant’s trial attorney was released, and that therefore she was still technically represented by counsel. The court of appeals held that it was clear that appellant was denied her right to counsel at a critical stage of the judicial proceedings.
In addition, the State urges us to mandate that “good cause” be evinced by a foundation upon the record before the Rules of Appellate Procedure can be suspended by a court of appeals or even by this Court. The court of appeals held that good cause was shown to suspend the Rules of Appellate Procedure.
In Arcila v. State, 834 S.W.2d 357 (Tex.Cr.App.1992), this Court decided that it would decline to substitute its own judgment for that of the court of appeals, even if this Court’s decision might be different on a question presented. “So long as it appears that [the court of appeals] ha[s] discharged [its] duty conscientiously by impartial application of pertinent legal doctrine and fair consideration of the’ evidence, it is our duty in turn to respect [its] judgments.” Id. at 360. While Arcila involved a defendant’s petition for discretionary review and the instant cause is the result of the State’s petition for discretionary review, such is not a reason for disparate treatment.
III. CONCLUSION
In answer to the State’s question/ground for review number one, the burden of proof to show abandonment of counsel is upon the appellant. In the instant case, the court of appeals found that appellant met that burden. In answer to the State’s question/ground for review number two, an appellate court for good causes shown may suspend requirements and provisions of any of the Rules of Appellate Procedure in a particular case. In the instant case, the court of appeals found good cause to suspend the rules.
Based on Arcila, supra, we should decline to substitute our judgment in the instant cause for that of the court of appeals. Therefore the judgment of the court of appeals should be sustained by this Court and our improvident grant dismissal on original submission appropriately did so. I also note that a pro se defendant, unschooled in the finer points of legal advocacy, who is without legal counsel would be very hard pressed to know the proper procedure to create and present a record to show that he is without legal counsel.
Because a majority of this Court now, on rehearing over two years after our opinion on original submission, chooses to substitute its judgment for that of the court of appeals, I respectfully dissent.
Dissenting Opinion
dissenting on state’s motion for rehearing.
I.Procedural background of the case.
The Court of Appeals held that Appellant was denied her right to counsel during the time in which to file a motion for new trial. Oldham v. State, 889 S.W.2d 461, 462-63 (Tex.App.-Houston [14th DistJ 1994). The Court of Appeals used
The State’s petition for discretionary review raised two grounds for review:
1. Whose burden is it to show that an appellant was or was not abandoned by counsel during a critical stage of the prosecution?
2. May an appellate court suspend application of the rules of appellate procedure without any firm basis in the record for finding good cause?
We granted review of both grounds, but we later dismissed the petition as having been improvidently granted. Oldham v. State, No. 1350-94, 977 S.W.2d 569 (Tex.Crim.App.1996). The State filed a motion for rehearing urging a jurisdictional complaint for the first time in the following ground for rehearing, which we granted:
This Court erred in allowing to stand the decision of the court of appeals, in which the court of appeals gave jurisdiction to the trial court to hold a hearing on a motion for new trial when the trial court had already lost jurisdiction over the case.
II.Introduction.
Because neither the State’s motion for rehearing nor the State’s petition for discretionary review asserts that
III.: The issue presented.
The majority addresses whether
Our holding on this issue is strictly limited to the use ofRule 2(b) . We should not be understood as restricting a court of appeals’ power to abate an appeal and remand a case under authority other thanRule 2(b) .... [A] denial of constitutionally guaranteed counsel will be remedied, and the use ofRule 2(b) to effectuate this remedy is not necessary.
Oldham v. State, 977 S.W.2d at 360 (Tex.Crim.App.1998). Instead, the majority addresses an issue not raised by the petition for discretionary review or the motion for rehearing — the scope of
Courts of appeals have no need to resort to
In a case such as this, if an appellate court were to conclude that an appellant was abandoned by counsel during the time in which to file a motion for new trial, the proper appellate remedy would be to return the appellant to the point at which a motion for new trial can be filed. Cf. Connor v. State, 877 S.W.2d 325 (Tex.Crim.App.1994) (motion for new trial is a critical stage at which a defendant is entitled to representation by counsel; case remanded to court of appeals to determine if appellant was entitled to counsel to assist in preparing and filing motion for new trial). Again, courts of appeals have authority to restore jurisdiction in the lower court if that is the appropriate remedy. No suspension of the appellate rules would be required. The majority seems to recognize this in passing. Oldham v. State, 977 S.W.2d 360 (Tex.Crim.App.1998).
Consequently, in answer to the issue posed by the State in its motion for rehearing, the Court of Appeals had authority to restore jurisdiction in the trial court as a remedy for what it concluded to be the deprivation of Appellant’s right to counsel during a critical stage, without resorting to
IV. The
The majority, however, addresses the
A. State ex. rel Cobb v. Godfrey and certainty in the finality of a judgment.
The majority relies on State ex rel. Cobb v. Godfrey, 739 S.W.2d 47 (Tex.Crim.App.1987), for the proposition that “
After a motion for new trial is filed, it is deemed denied, or overruled by operation of law, if the trial court does not act on the motion within seventy-five days.
Additionally, contrary to the majority’s holding regarding the contemplated uses of
B. Tallant v. State and disregarding rules.
The majority also relies on our decision in Tallant v. State, 742 S.W.2d 292 (Tex.Crim.App.1987), for the proposition that “the Rules may not be disregarded.” Oldham, 977 S.W.2d at 359. In Tallant, the Court of Appeals held that evidence was inadmissible because it was seized pursuant to an invalid search warrant. In its petition for discretionary review, the State argued for the first time that the error was not preserved. This Court observed that our review is limited to those issues decided by courts of appeals, included in petitions for review, and granted as grounds for review. Tallant, 742 S.W.2d at 294. We stated:
There was and is a provision for suspending rules of appellate procedure. See former rule 4 and Tex.R.App.Pro.Rule 2(b) . There is none for ignoring, disregarding or violating them on the part of any party or appellate court, especially this one. Transgressions of rules of appellate procedure which this Court has insisted be followed cannot be summarily dismissed.
Id.
The rule at issue in Tallant went to the very heart of this Court’s discretionary review power, which is that we may review decisions of courts of appeals.
When a rule is suspended, technically that rule is not ignored, disregard, or violated. It is suspended pursuant to
For the foregoing reasons, I do not believe that Tallant requires the majority’s holding regarding
C. Garza v. State and Olivo v. State.
Next, the majority cites Garza v. State, 896 S.W.2d 192 (Tex.Crim.App.1995), for the proposition that “the time limits in the Rules are not discretionary.” Oldham, 977 S.W.2d at 359. In Garza v. State, the question presented was whether the Court of Appeals could issue an opinion pursuant to
We discussed Garza v. State in Olivo, 918 S.W.2d 519. In Olivo this Court stated that our discussion of
D. State v. Garza and the meaning and purpose of
1. State v. Garza
Next, the majority draws on State v. Garza, 931 S.W.2d 560 (Tex.Crim.App.1996), to discern that “
Finally, and most importantly, in our viewRule 2(b) does not authorize the retroactive suspension of rales governing events that have already occurred at the trial level before the record has been conveyed to the appellate court. True, on its face the rale allows suspension of provisions of “any” rale, even those governing motion for new trial. Nevertheless, the suspension of a rule is permitted only in accordance with the conditions enumerated in the rale, viz: “in the interest of expediting a decision or for other good cause shown[J” This language signifies that whatRule 2(b) contemplates in the way of “good cause” is one of the relatively rare situations in which suspending a rule, rather than following it, will actually facilitate processing the case through the appellate court, by “expediting a decision” or otherwise. It does not authorize courts of appeals to reach back, after appeal has been perfected and the record filed, and alter the course of events at the trial court level, as the State asked the court of appeals to do here.
Id.
2. Limitations on use of
I agree with this Court’s characterization of
In State v. Garza, we stated, “The only boundary we have set upon the courts of appeals in exercise of their
As pointed out previously in this opinion, in Olivo we retreated from the dicta in Garza v. State concerning the operation of
We stated that when a notice of appeal is filed within the fifteen-day period of
We failed to recognize in State v. Garza that although an appellate court may not utilize
3. Construing
I believe this Court misconstrued
Literally,
The rule contemplates two instances in which any rule may be suspended. The first is in the interest of expediting a decision, and the second is for other good cause shown. “Other” means “being the ones distinct from the those first mentioned.” State v. Johnson, 939 S.W.2d 586, 587 (Tex.Crim.App.1996) (citing The New Merriam-Webster Dictionary (1989)). “Other” obviously refers to “in the interest of expediting a decision.” The plain and logical construction of the rule leads to the conclusion that “good cause shown” means something distinct from “in the interest of expediting a decision.” In State v. Garza this Court accurately ascertained the rule’s contemplated use “in the interest of expediting a decision.” It plainly and logically follows that a suspension of a rule in this first instance is to facilitate the processing of a case through the appellate court. However, since “other good cause shown” necessarily means something distinct from “in the interest of expediting a decision,” this Court’s similar construction of
Therefore, except as otherwise provided by the rules,
E. Policy considerations.
The majority discusses policy considerations in support of its holding on the scope of
In Toms, the appellant sought an abatement of his pending appeal so he could develop a record to support his claim of ineffective assistance of counsel. The El Paso Court of Appeals denied the motion to abate because of the prohibition imposed by
The majority focuses on the appellate process as an end itself, rather than as a means to an end. The majority believes that
Even under the majority’s economic cost-benefit analysis of
As a historical matter, the suspension of appellate rules was authorized prior to the adoption of the Texas Rules of Appellate Procedure in 1986.
Also, prior to the adoption of the Texas Rules of Appellate Procedure, courts of appeals had authority exceeding their current authority relating to the extension of time in which to file a notice of appeal. Former Art. 44.08(e), V.A.C.C.P., provided, “For good cause shown, the court of appeals may permit the giving of notice of appeal after the expiration of [the] 15 days [in which notice of appeals must be filed under Art. 44.08(b) ].” Now, a court of appeals may grant a motion for extension of time to file a notice of appeal only if the notice of appeal and the motion are filed within fifteen days after the deadline for filing the notice of appeal.
Before the extension of criminal jurisdiction to courts of appeals in 1981, former Art. 40.09(9), V.A.C.C.P., required a defendant to file the appellate brief in the trial court. The trial court had thirty days in which it was required to determine from the briefs, and oral argument if desired by the trial court, whether the defendant should be granted a new trial. Former Art. 40.09(12). Judge Morrison’s commentary to former Art. 40.09 states that “if a trial judge were given an opportunity to study the record of the trial over which he had presided, read briefs and hear argument on the points raised, in many eases he would recognize the fact that reversible error was in the case and that he would promptly grant a new trial and set the case down at once for retrial, thus avoiding the inherent delay occasioned by an appeal and protecting his appellate record of which so many able trial judges are justifiably proud.” Former Art. 40.09, V.A.C.C.P., Interpretive Commentary (Vernon’s 1979). Commenting on this procedure, Judge Onion observed, “While the time between conviction and appeal will be undoubtedly lengthened in some cases, the number of cases appealed should be reduced and many unnecessary reversals eliminated.” Former Art. 44.09, Special Commentary (Vernon’s 1979). This procedure was abandoned when courts of appeals were given criminal jurisdiction. Nevertheless, the cost-benefit policy considerations espoused by Judge Onion and Judge Morrison remain valid and are inconsistent with the majority’s analysis of policy considerations in the present ease.
As a final historical note, extensions of time for meeting appellate deadlines were authorized on a showing of good cause. Former Art. 40.09(13), V.A.C.C.P. Moreover, our current Rules of Appellate Procedure specifically allow extensions of time for certain appellate events.
Although the speedy resolution of appeals is a valid policy consideration, the Rules of Appellate Procedure are not designed solely to meet that goal. Apparently, other policy considerations were taken into account and resulted in rules which have the effect of delaying an appeal for some other purpose, such as the protection of an appellant’s rights. See, e.g., Rule 38.8(b).
The majority’s cost concerns are factored into
The majority cites numerous cases in which the courts of appeals have considered whether
F. Conclusion on
For the foregoing reasons, I believe
Notwithstanding my disagreement with the majority’s ultimate view of the scope of
V. The denial of counsel issue.
After the majority decides the Court of Appeals erred in utilizing
Nevertheless, the majority plows onward and reviews the Court of Appeals’ holding that Appellant was denied counsel. That issue is not presented in the State’s motion for rehearing, and we did not grant rehearing on the Court’s own motion. The dismissal of a petition as having been improvidently granted is tantamount to having refused the petition in the first place. See Tex.R.App.R. 69.3, former Rule 202(k). A motion for rehearing after the refusal of a petition had to have been limited to intervening circumstances of substantial and controlling effect. Former Tex.R.App.R. 230(b) (current Rule 79.2(c) provides that a motion for rehearing of an order that refuses or dismisses a petition for discretionary review may be grounded only on substantial intervening circumstances). The motion for rehearing claimed that once the trial court lost jurisdiction for a motion for new trial, the Court of Appeals lacked authority to restore jurisdiction in the trial court for a motion for new trial. The State cited Olivo as the intervening circumstance. Olivo and the State’s argument in the motion for rehearing do not pertain to whether the record shows that Appellant was denied counsel.
I disagree with the majority’s decision to address the denial of counsel issue, which is not before this Court. If this Court is going to hold that the courts of appeals have been wrong in using
VI. Conclusion.
For the foregoing reasons, I respectfully dissent to the majority’s decision to reverse the Court of Appeals’ judgment.
. Ironically, in this case sparked by a complaint concerning the right to counsel, there has been no brief filed on Appellant‘s behalf in this Court. Appellant‘s brief was due on April 3, 1995. Although on June 19, 1996, we dismissed the State’s petition as having been improvidently granted, we granted the State‘s motion for rehearing on October 16, 1996. This Court’s policy of granting a State‘s petition for discretionary review and deciding the case without inquiry into the lack of an appellant’s brief is disturbing. Courts of appeals may not decide an appeal of a criminal case without such an inquiry.
. See Mosley v. State, — S.W.2d -, 1998 WL 349513 (Tex.Crim.App. No. 72,281, delivered July 1, 1998) (rehearing granted on Court’s own motion); and Ex parte Patterson, 969 S.W.2d 16 (Tex.Crim.App., delivered 1998) (rehearing granted on Court‘s own motion); but see Oldham, 977 S.W.2d at 358 (discussing our use of
. In conjunction with Tallant, the majority cites Ex parte Herrera, 860 S.W.2d 106 (Tex.Crim.App.1993), observing that we refused to use
. This is consistent -with the ultimate holding of this Court in Garza v. State, the
. I construe the phrase “except as otherwise provided by these rules” to refer to
. For a survey of case law development in this area among the courts of appeals, see Dix and Dawson, Criminal Practice and Procedure, § 43.349 (Texas Practice 1995).
. This is not to say that the question of whether a record such as the one in the present case demonstrates that an appellant has been denied counsel is not worth reviewing. If this Court is inclined to address that issue, it should do so in a case in which that issue is properly before this Court. We have a case pending that squarely presents the issue, although we have not yet acted on the petition for discretionary review: Stamper v. State, No. 02-96-486-CR (Tex.App.— Fort Worth, delivered February 5, 1998), PDR No. 450-98.