MEMORANDUM OPINION AND ORDER ON THE PARTIES’ MOTIONS FOR SUMMARY JUDGMENT
I. PROCEDURAL BACKGROUND..........................................1343
II. THE MOTION FOR AN INJUNCTION...................................1346
A. Purpose Of And Standards For Preliminary Injunctions...................1346
B. Preliminary Injunctions In § 1983 Cases.................................1347
C. Oldham’s Application For Injunctive Relief...............................1348
III. STANDARDS FOR SUMMARY JUDGMENT..............................1348
TV. FINDINGS OF FACT....................................................1350
A. Undisputed Facts......................................................1350
B. Disputed Facts........................................................1351
V. LEGAL ANALYSIS......................................................1351
A. The Fourteenth Amendment Claim......................................1351
1. Property Interest...................................................1352
2. Liberty Interest.....................................................1352
B. Eighth Amendment Claims.............................................1353
1. Deliberate Indifference To A Serious Medical Need....................1354
2. Deliberate Indifference To A Risk Of Harm ..........................1355
C. Respondeat Superior Liability...........................................1356
D. Failure To Designate An Expert........................................1357
VI. CONCLUSION...........................................................1357
Plaintiff, a prisoner in the Iowa Department of Corrections system, has moved for partial summary judgment in his lawsuit pursuant to 42 U.S.C. § 1983 against prison officials. The claims encompassed in the prisoner’s motion for partial summary judgment allege deliberate indifference to a serious medical condition and a substantial risk of harm in violation of the Eighth Amendment, asserting that defendants caused the prisoner to reinjure a previously broken wrist when they assigned him to an upper bunk despite a medical restriction on his activities. Defendants, various prison officials and corrections officers, have cross-moved for partial summary judgment on the ground that certain of the officials cannot be held liable on a claim based on respondeat superior, and on the ground that there was no deliberate indifference or cruel and unusual punishment involved in the circumstances alleged by the prisoner. The prisoner also seeks a restraining order and preliminary injunction protecting his legal materials during his transfers within the correctional system and preventing alleged interference with delivery of his legal mail to his attorney and the court in violation of the First Amendment.
I. PROCEDURAL BACKGROUND
On November 5, 1993, plaintiff Ronald Roscoe Collier Oldham filed an application to proceed informa pauperis. That application was granted on November 24,1993, and Old-ham’s lawsuit pursuant to 42 U.S.C. § 1983, alleging various violations of his Eighth and Fourteenth Amendment rights to be free from cruel and unusual punishment, was filed that day. Oldham filed an amended complaint on December 2, 1993. Defendants are Sally Chandler-Halford, the director of corrections for the state of Iowa, John Thalacker, the warden of the Iowa Mens Reformatory (IMR) at Anamosa, Iowa, lieutenants Terryl Richardson and Larry Farrington, and correctional officers “Copper,” who was never identified or served, Gregory Jones, Sr., Keith Kirchner, and John Linvell, Jr., all at the IMR.
Neither the complaint nor either party’s motion for summary judgment is a model of lucid pleading or argument. The amended complaint alleges five causes of action arising from two incidents during Oldham’s incarceration at the IMR. Causes of action one, two, three, and five arise from Oldham’s assignment on April 16, 1993, to a top bunk. According to the complaint, Oldham had previously fractured his left wrist, and conse
Oldham’s first claim, denominated “Malicious Indifference,” alleges that IMR officers displayed deliberate indifference to Oldham’s serious medical condition in violation of the Eighth and Fourteenth Amendments. This claim alleges that defendants violated Old-ham’s rights when they assigned him to the top bunk on April 16, 1993, despite the doctor’s restrictions on his activities, thus causing the reinjury to Oldham’s wrist. Old-ham’s second claim, “Failure to Fallow [sic] Doctors Orders,” asserts that the decision of the IMR officers to assign him to an upper bunk despite his medical restriction also constituted another violation of Oldham’s Eighth and Fourteenth Amendment rights. This claim alleges that Oldham had made the medical restriction known to the prison officials who made the bunk assignment by showing them a copy of the restriction. The third claim, “Clausing [sic] an Injury,” asserts that the assignment to an upper bunk was the cause of Oldham’s reinjury to his wrist, and yet another violation of Oldham’s Eighth and Fourteenth Amendment rights. Oldham’s fifth claim, and the last arising from his assignment to an upper bunk, asserts a “Fourteenth Amendment” claim of “Cruel and Unusell [sic] Punishment,” in the form of placing a “person in danger where that person is likely to get hurt.”
In light of Oldham’s
pro se
status at the time this complaint was filed,
1
the court believes that it can and should construe these four causes of action as two claims alleging violation of the Eighth Amendment’s prohibition against cruel and unusual punishment, and a third claim alleging violation of the Fourteenth Amendment’s due process clause.
2
Oldham’s first through third causes of action are essentially redundant statements of a single Eighth Amendment claim of deliberate indifference to a serious medical condition, and shall be so construed as Count I. Oldham’s fifth cause of action, on the other hand, asserts a different form of Eighth Amendment violation, this time alleging deliberate indifference to a substantial risk of harm to an inmate, although such claims are more frequently encountered in situations where prison officials are alleged to have failed to protect an inmate from violence perpetrated by other inmates or excessive force used by prison officials.
See Farmer v. Brennan,
— U.S. —, —- —,
Oldham’s pleadings admittedly offer little explanation of the basis for Fourteenth Amendment claims apart from stating that the claims in each of his causes of action one, two, three, and five are based on that amendment. 3 However, reading the complaint liberally, the court concludes that Oldham was attempting to assert that he had a property or liberty interest in a lower bunk as the result of the medical restriction placed on his activity by his doctor and that he was deprived of that interest without the due process guaranteed by the Fourteenth Amendment. 4 The court will therefore construe Oldham’s first, second, third, and fifth causes of action as also stating, as Count III, a claim for violation of Oldham’s Fourteenth Amendment rights to due process. 5
Oldham’s fourth claim arises from a different incident or series of incidents in September of 1993 in which he was denied Tylenol prescribed by another doctor for preoperative pain preceding surgery on Oldham’s face. Oldham alleges not only that he was denied the prescribed medication, but that the correctional officers he approached refused to allow him to discuss the problem with their superior officer, and that one officer taunted him to sue her for refusing to give him the medication. In this claim, Old-ham asserts deliberate indifference to a serious medical condition in violation of his Eighth and Fourteenth Amendment rights. The court will construe this to be Count IV of Oldham’s complaint.
Thus, as the court has construed the complaint, it involves four counts. Count I (formerly Oldham’s causes of action one, two, and three) alleges violation of Oldham’s Eighth Amendment rights in the deliberate indifference of defendants to Oldham’s serious medical condition, causing reinjury to Oldham’s wrist on May 23,1994, by assigning Oldham a top bunk on April 16,1993, despite a doctor’s order for restrictions on Oldham’s activities. Count II (formerly Oldham’s fifth cause of action) alleges that in assigning Oldham a top bunk on April 16, 1993, defendants were deliberately indifferent to a substantial risk of harm to Oldham in violation of the Eighth Amendment. Count III (formerly Oldham’s “Fourteenth Amendment” allegations in his causes of action one, two, three, and five) asserts violation of Oldham’s due process rights under the Fourteenth Amendment by depriving him of his property or liberty interest in a lower bunk. Count IV (formerly Oldham’s fourth cause of action) alleges deliberate indifference to a serious medical condition for refusal of defendants to provide Oldham with prescribed medication during September of 1993. 6
At some point, Oldham was transferred to the Iowa Department of Corrections facility at Mount Pleasant, Iowa. In the process, Oldham asserts that some of his legal materials, properly marked “legal material,” were lost by IMR officials. Oldham also asserts that legal mail he placed in the out>-going mail box was never received by the addressees, his attorney and the court, and that therefore IMR officials interfered with his out-going legal mail. Oldham filed a pro se motion for a restraining order or injunction on August 12, 1994, to prevent search and loss of his legal materials and interference with his outgoing legal mail. Defendants resisted the motion for a restraining order and injunction on August 23, 1994, asserting a failure of proof that any legal materials were lost or interfered with by IMR officials. The court will dispose of the motion for a restraining order and preliminary injunction first, then turn to disposition of the motions for summary judgment.
II. THE MOTION FOR AN INJUNCTION
A. Purpose Of And Standards For Preliminary Injunctions
The Eighth Circuit Court of Appeals has recognized that the purpose of issuing a preliminary injunction in a lawsuit is to preserve the status quo and to prevent irreparable harm until the court has an opportunity to rule on the lawsuit’s merits.
Devose v. Harrington,
The Eighth Circuit Court of Appeals has repeatedly cited the standards stated in
Dataphase Sys., Inc. v. C L Sys., Inc.,
When considering a motion for a preliminary injunction, a district court weighs the movant’s probability of success on the merits, the threat of irreparable harm to the movant absent the injunction, the balance between the harm and the injury that the injunction’s issuance would inflict on other interested parties, and the public interest. Dataphase Sys., Inc. v. C L. Sys., Inc.,640 F.2d 109 , 114 (8th Cir.1981) (en banc). We reverse the issuance of a preliminary injunction only if the issuance “is the product of an abuse of discretion or misplaced reliance on an erroneous legal premise.” City of Timber Lake v. Cheyenne River Sioux Tribe,10 F.3d 554 , 556 (8th Cir. 1993), cert. denied, — U.S. —,114 S.Ct. 2741 ,129 L.Ed.2d 861 (1994).
Pottgen v. Missouri State High Sch. Activities Ass’n,
“No single
[Dataphase
] factor in itself is dispositive; in each case all of the factors must be considered to determine whether on balance they weigh towards granting the injunction.”
Baker Elec. Co-op.,
B. Preliminary Injunctions In § 1983 Cases
The Eighth Circuit Court of Appeals recently stated the standards for issuance of an injunction in a § 1983 action:
An injunction must be tailored to remedy the specific harm shown____ Furthermore, title 42 U.S.C. § 1983, the title under which this action was brought, requires inter alia that, in order for liability to ensue, a person must be subjected to a deprivation of ... rights ... secured by the constitution and laws....
C. Oldham’s Application For Injunctive Relief
Oldham has complained that an injunction is necessary to protect him from interference with his legal materials and access to his attorney and the courts. Plainly, such interference rises to the level of a constitutional violation.
See, e.g., Bounds v. Smith,
However, application of the Dataphase factors to this case indicates that issuance of an injunction would be inappropriate. Oldham’s complete lack of any proof of the loss of any legal material, apart from his bald assertion of such loss, does not bode well for his success on the merits. Furthermore, the fact that his attorney and the courts did not receive certain materials allegedly mailed to them does not establish either that such materials were actually mailed or that IMR officials interfered with that mailing. Although interference with legal materials and access to the court would assuredly show a threat of irreparable harm, Oldham has not shown, except by bald assertion, that he was subjected to such interference. The court finds that the balance of harms in this case weighs in favor of not issuing an injunction, largely because the IMR has in place proper policies for the protection of an inmate’s legal mail and access to the courts, and this court has with some frequency reminded IMR officials of the importance of adherence to these policies. Although the public interest involved here is plainly enshrined in the constitutional right of access to the courts, the court does not believe that the public interest will be served by an injunction in the circumstances alleged here, because that interest is already addressed by prison system regulations.
Nothing in this conclusion should lead anyone in the Iowa Department of Corrections to believe that the court is willing to tolerate actions that depart from established policies for the protection of inmates’ legal materials, legal mail, and access to the courts. With sufficient showing of likelihood of success on the merits, particularly where a inmate was able to show with credible evidence that legal materials were lost in a transfer, this court would not hesitate to entertain a claim of violation of constitutional rights brought pursuant to § 1983. Courts of this district and circuit have subjected IMR legal mail policies, policies concerning search of legal materials, and policies on access to the courts to careful scrutiny in the past and will likely do so again. The court concludes only that the allegations here are insufficiently supported to justify injunctive relief. 7
Finding that Oldham’s motion for injunctive relief must be denied, the court turns to consideration of the parties’ cross-motions for partial summary judgment.
III. STANDARDS FOR SUMMARY JUDGMENT
The Eighth Circuit recognizes “that summary judgment is a drastic remedy and must be exercised with extreme care to prevent taking genuine issues of fact away from ju
The standard for granting summary judgment is well established. Rule 56 of the Federal Rules of Civil Procedure states in pertinent part:
Rule 56. Summary Judgment
(a) For Claimant. A party seeking to recover upon a claim, counterclaim, or cross-claim or to obtain a declaratory judgment may, at any time after the expiration of 20 days from the commencement of the action or after service of a motion for summary judgment by the adverse party, move with or without supporting affidavits for a summary judgment in the party’s favor upon all or any part thereof.
(b) For Defending Party. A party against whom a claim ... is asserted ... may, at any time, move for summary judgment in the party’s favor as to all or any part thereof.
(e) Motions and Proceedings Thereon ____ The judgment sought shall be rendered forthwith if the pleadings, depositions, answers to interrogatories, and admissions on file, together with the affidavits, if any, show that there is no genuine issue as to any material fact and that the moving party is entitled to judgment as a matter of law.
Fed.R.Civ.P.
56(a), (b), & (c) (emphasis added);
see also Celotex Corp. v. Catrett, 477
U.S. 317, 322-23,
Procedurally, the moving party bears “the initial responsibility of informing the district court of the basis for [its] motion and identifying those portions of the record which show lack of a genuine issue.”
Hartnagel,
“When a moving party has carried its burden under Rule 56(c), its opponent must do more than simply show there is
In
Anderson,
TV. FINDINGS OF FACT
A. Undisputed Facts
The parties concentrate their arguments in favor of their own motions for summary judgment and in opposition to their opponent’s upon whether each is entitled to judgment as a matter of law, rather than upon factual disputes or the lack thereof. Both parties point to a rather limited body of facts as relevant to disposition of this matter.
On April 16, 1993, Oldham was first assigned to Living Unit B (LUB) at the IMR. At some time prior to that date, Oldham had suffered a serious fracture to his left wrist, and a Dr. Steyers had placed a medical restriction on Oldham’s activities as a result of that injury. However, Oldham was assigned a top bunk in his cell in LUB on April 16, 1993. Oldham complained about this assignment, and, upon the request of the correctional officers present, provided them with a copy of the medical restriction. 9 Nonetheless, defendants Jones and Richardson found nothing in the activity restriction that required them to assign Oldham to a lower bunk. Oldham’s assignment was not changed.
On May 23, 1993, while attempting to climb into his upper level bunk, Oldham heard a “pop” in his left wrist, and suffered
B. Disputed Facts
The one factual dispute the parties argue is critical is whether or not the medical restriction on Oldham’s activities stated or otherwise required that Oldham be assigned to a lower bunk. The court finds that it did not. 10
The “Limited Activity Notice” for Oldham, put in place March 11, 1993, by Health Services Staff of the Iowa Department of Corrections, 11 to remain in effect until June 11, 1993, places the following restrictions on Old-ham’s activities: Oldham was restricted from physical activity including sports (basketball, volleyball, softball, dodgeball, jogging, running, football, ping pong), weight lifting, and aerobics; he was allowed to have a brace; and he was designated as unable to work his regularly scheduled assignment, but was allowed to pursue “sedentary work only (10 lbs. max.).” Defendants’ Exhibit A, p. 1, Defendants’ Statement of Material Facts. Although the Limited Activity Notice includes an option requiring “lower bunk only,” that option is not marked. Id. A similar notice was put in place on May 24, 1993, for one month, by Health Service Staff member Hoehstetler, following Oldham’s reinjury of his left wrist. Id. at 2. That notice does not include the bed assignment line, but includes the same restrictions as the prior notice, with the exception that the work restriction has been changed by a hand-written note that Oldham “May work w R hand. May wipe tables.” Id. In none of the subsequent limited activity notices is Oldham restricted to assignment to a lower bunk, although each includes a restriction as to Oldham’s use of his left hand to lift anything weighing more than ten pounds. Id. 12
V. LEGAL ANALYSIS
The court will take up the parties’ respective motions for summary judgment as to claims arising out of Oldham’s assignment to a top bunk on April 16,1993, and subsequent injury on May 23, 1993, first, i.e., Oldham’s Counts I, II, and III, as construed by the court. Then the court will consider defendants’ motion for summary judgment on the ground of an improper assertion of respondeat superior liability as to Oldham’s claims arising from the events in September of 1993 (Count IV as construed by the court).
To establish a valid § 1983 claim of violation of federal_constitutional rights, a plaintiff must demonstrate that the conduct complained of was committed by a person acting under state law and “that the conduct deprived [the plaintiff] of rights, privileges, or immunities secured by the Constitution.”
Carter v. City of Philadelphia,
A, The Fourteenth Amendment Claim
Due process claims are generally subjected to a two-part analysis: (1) is the
1. Property Interest
Property interests protected by due process are “defined by existing rules or understandings that stem from an independent source such as state law.”
Board of Regents v. Roth,
Even assuming a medical restriction on an inmate’s activity could establish a property interest, the court finds that the medical restrictions in this case do not establish the asserted property interest. Specifically, no medical restriction in the summary judgment record even addresses Oldham’s assignment to a particular level bunk. Although most of the medical restrictions include a line where a specific bunk assignment could have been required for medical reasons, the “lower bunk only” assignment was never marked on these medical restrictions. Therefore, Old-ham has failed to establish a property interest in his assignment to a lower bunk, and the court need not reach the issue of what process might have been due as the result of deprivation of such an interest.
2. Liberty Interest
The United States Supreme Court has “repeatedly said both that prison officials have broad administrative and discretionary authority over the institutions they manage and that lawfully incarcerated persons retain only a narrow range of protected liberty interests.”
Hewitt v. Helms,
The Eighth Circuit Court of Appeals has formulated the Thompson test as follows:
State laws and regulations create a protectable liberty interest only when they (1) “place substantive limitations on the exercise of official discretion;” and (2) contain “ ‘explicit mandatory language’ ” comprising “‘specific directives to the decision maker that if the regulations’ substantive predicate acts are present, a particular outcome must follow.’ ”
Williams v. Nix,
Again, even assuming that the medical restrictions could establish a liberty interest, the court must conclude that Oldham has failed to establish a liberty interest in his assignment to a lower bunk, because nowhere in the medical restrictions can the court find any mandatory, or any language at all, regarding Oldham’s assignment to a particular level bunk. Thus, the medical restrictions do not place any limitations on the discretion of prison officials in assigning Old-ham to a particular level bunk.
The court concludes that Oldham’s Fourteenth Amendment claims fail
ab initio
because Oldham cannot establish any liberty or property interests in his assignment to a particular level bunk upon which to mount such a claim. The court notes further that Oldham has not pleaded that he was a pretrial detainee, which would provide a ground for bringing his “cruel and unusual punishment” claims pursuant to the Fourteenth Amendment rather than pursuant to the Eighth Amendment.
Bell v. Wolfish,
B. Eighth Amendment Claims
The Eighth Amendment places a duty on prison officials to provide humane conditions of confinement.
Weaver v. Clarke,
The Eighth Circuit Court of Appeals recently stated the standards for an Eighth Amendment violation as follows:
A prison official violates the Eighth Amendment when two conditions are met:
1) the deprivation alleged is sufficiently serious — the prison official’s act or omission results in the denial of the minimal civilized measure of life’s necessities; and
2) the prison official acts with “deliberate indifference” — he knows of and disregards an excessive risk to inmate health and safety. [Farmer, — U.S.] at —, —,114 S.Ct. at 1977, 1979 .
Brown v. Nix,
1. Deliberate Indifference To A Serious Medical Need
The United States Supreme Court has said that “[s]ince ... only the ‘unnecessary
and wanton
infliction of pain’ implicates the Eighth Amendment, a prisoner advancing such a claim must, at a minimum, allege ‘deliberate indifference’ to his ‘serious’ medical needs.”
Wilson v. Seiter,
“Deliberate indifference” is the standard for the requisite state of mind of the defendant for claims of denial of medical care in violation of the Eighth Amendment.
Helling v. McKinney,
— U.S. —,
The courts have not delineated specific criteria for what constitutes “deliberate indifference,” but have instead examined the specific circumstances involved.
See, e.g., Foulks v. Cole County, Mo.,
The court has no difficulty concluding that a recently fractured wrist still in a brace or bandage and still requiring some restrictions on activities is a serious medical need apparent even to a layperson. However, the most serious impediment to Oldham’s Eighth Amendment claim is much the same as the impediment to his Fourteenth Amendment claims: the medical restriction upon which he bases his claim simply does not state that Oldham should be assigned a lower bunk. Although common sense might have suggested that a person with an arm in a brace or bandage might have difficulty climbing into a top bunk, common sense, perhaps unfortunately, is not the legal standard for an Eighth Amendment violation. The defendants in this ease were not apathetic and unconcerned in their response to Oldham’s requests for a lower bunk. Instead, they asked for evidence of some authorization that a lower bunk was required for treatment of his medical condition. They examined the copy of the medical restriction provided to them by Oldham, and, because that restriction does not prescribe a lower bunk as part of Oldham’s treatment, found nothing that required them to assign Oldham to a lower bunk. The court may fault defendants’ judgment in assigning Oldham to a top bunk despite the medical restriction, but it cannot find that defendants’ conduct constituted deliberate indifference to a serious medical need in violation of the Eighth Amendment in light of the applicable standards.
2. Deliberate Indifference To A Risk Of Harm,
The Supreme Court recently noted that it was no novel proposition that the Eighth Amendment protects prison inmates against future harm:
The Amendment, as we have said, requires that inmates be furnished with basic human needs, one of which is “reasonable safety.” DeShaney [v. Winnebago County Dep’t of Social Serv.], 489 U.S. [189], 200, 109 S.Ct. [998], 1005 [103 L.Ed.2d 249 ] [ (1989) ]. It is “cruel and unusual punishment to hold convicted criminals in unsafe conditions.” Youngberg v. Romeo,457 U.S. 307 , 315-316,102 S.Ct. 2452 , 2457-2458,73 L.Ed.2d 28 (1982).... The Courts of Appeals have plainly recognized that a remedy for unsafe conditions need not await a tragic event.
Helling,
— U.S. at —,
The court concludes that whether prison officials were deliberately indifferent to a substantial risk of serious harm, although perhaps a closer question than whether they were deliberately indifferent to Oldham’s serious medical need, must still be answered in the negative. The difference between the claims, it appears to the court, is whether, in a risk of harm claim, defendants looking ahead have actual knowledge of a substantial risk of harm, requiring them to forestall the risk of harm by some action, as opposed to looking only at the present circumstances to decide if some action is required on their part. In the present case, although common sense again might suggest that an inmate with an injured arm could eventually reinjure that arm while attempting to climb into a top bunk, the court cannot conclude on the record before it that there is even a genuine issue of material fact that prison officials had actual knowledge of such a risk of harm. Nothing in the medical restriction put them on notice that a lower bunk was required to prevent future injury, and the fact that Oldham did eventually rein
Thus, the court concludes that defendants are entitled to summary judgment on all of the claims arising from Oldham’s assignment to a top bunk on April 16, 1993. 14 Oldham’s motion for summary judgment on these claims must therefore be denied, and these claims dismissed. The court turns next to the question of whether defendants are further entitled to summary judgment on Count IV as to defendants against whom it is argue that only respondeat superior liability has been asserted.
C. Respondeat Superior Liability
Defendants have moved for summary judgment in favor of defendants Thalacker, Chandler-Halford, and Farrington, on the ground that the complaint fads to allege action or inaction by them personally that caused a violation of Oldham’s rights, and that respondeat superior liability will not lie against supervisors in a § 1983 action. Although asserting that these defendants were “deliberately indifferent” to his rights, Oldham does not, in either his resistance to defendants’ motion for summary judgment or in his amended complaint, specify any actions of these defendants on which to base liability.
Respondeat superior
liability will not lie against supervisors under § 1983.
Choate v. Lockhart,
Because the court has concluded that all claims based on Oldham’s assignment to a top bunk on April 16, 1993, must be dismissed, the court need only look at what, if any, allegations Oldham has made concerning the September 1993 incidents that demonstrate either the personal involvement of these specific defendants or their corrective inaction. In Count IV, 15 there are no allegations whatsoever that either defendant Thalacker or defendant Chandler-Halford did or failed to do anything related to the claim. The only allegations concerning Lt. Farrington are as follows:
On 9/26/93 I saw Lt. Farrington and told him what had happend [sic] concerning this matter Lt. Farrington took a copy of may kite and said that he would take care of the problem and that I wouldnt [sic] have any more trouble getting Tylonal [sic] when I needed it. ... I wish to point out that the only reason Lt. Farrington is named in this suit is because he is over (4) four of these c/o except for c/o Jone’s [sic].
Amended Complaint, p. 10-11. Thus, the complaint explicitly asserts only
respondeat superior
liability against Lt. Farrington. Furthermore, the allegations of the complaint suggest that far from “corrective inaction,” Lt. Farrington responded to Oldham’s complaints about his ability to get his medication. The court concludes that the allegations of Count TV against defendants Tha
D. Failure To Designate An Expert
Defendants assert as a final ground for summary judgment Oldham’s failure to designate an expert witness. Defendants argue that Oldham cannot pursue a claim of deliberate indifference to a serious medical condition -without expert testimony, citing
Crooks v. Nix,
The court notes first that Crooks does not stand for the broad proposition for which defendants have offered it. Rather than concluding that an inmate “must provide an expert to support his allegations that he had a serious medical need or that Defendant was deliberately indifferent to that serious medical need,” as defendants have argued, Defendants’ Memorandum, p. 4, Crooks actually holds as follows:
We would agree that plaintiff has not produced any medical opinion, at least on the present record, that he was in need of a bone marrow transplant. Thus, instead of there being a difference of opinion, we find there exists no evidence of such need other than plaintiffs own uncorroborated statement. This allegation alone is not sufficient to support plaintiffs claim.
Id. at 804. Thus, Crooks says nothing about the necessity of expert medical testimony to establish a serious medical need or deliberate indifference; rather, it says that an unsupported allegation of a need for a specific treatment is insufficient to support a claim for such treatment. In this ease, Oldham’s assertion of a serious medical need is supported by the record, and is not based merely on his bald assertions. The record shows that Oldham had been prescribed the medication of which he was allegedly deprived in September of 1993.
Contrary to defendants’ assertion, no expert testimony is necessary to establish a serious medical need. Rather, a medical need is “serious” if it is one “that has been diagnosed by a physician as requiring treatment, or one that is so obvious that even a layperson would easily recognize the necessity for a doctor’s attention.”
Johnson v. Busby,
Neither does a determination of “deliberate indifference” require expert testimony. “Deliberate indifference” has nothing to do with an expert’s evaluation; rather, “deliberate indifference” is a determination by the factfinder of the state of mind of the defendant based on the evidence, and looks to apathy or disregard on the part of the defendants based on their actual knowledge of a risk of harm or a serious medical need.
See, e.g., Brown,
VI. CONCLUSION
Oldham’s request for a restraining order and preliminary injunction must be denied on the basis of application of the
Dataphase
factors to the circumstances of this case. Although some of these factors weigh in Old-ham’s favor, the critical factor in this case, success on the merits, weighs against granting the injunction. Oldham has failed to present any evidence beyond his bald assertions that any of his legal materials were lost in the course of his transfers within the corrections system, or that IMR officials interfered with his legal mail. Furthermore, the public interest will not be served by issuing an injunction in this ease, because adequate IMR policies already govern treat
Turning to the motions for summary judgment, the court concludes that, assuming that a medical restriction could create either a property or liberty interest, the medical restriction involved here did not create such an interest in Oldham’s assignment to a lower bunk. The medical restriction was silent on the proper bunk assignment. Therefore it did not require a specific bunk assignment. Thus, Oldham cannot establish a Fourteenth Amendment violation as the result of his assignment to a top bunk on April 16, 1993. Defendants are therefore entitled to summary judgment on Oldham’s Fourteenth Amendment claims arising from his bunk assignment.
Defendants are also entitled to summary judgment on Oldham’s Eighth Amendment claims arising from his bunk assignment in April of 1993. Defendants did not show deliberate indifference either to Oldham’s serious medical condition or to a substantial risk of harm as the result of the bunk assignment. Rather, defendants examined the medical restriction, but, because the medical restriction did not include a restriction to a lower bunk, it did not require a specific bunk assignment and did not provide any notice that assignment to a top bunk would present Oldham with a substantial risk of harm. Thus, defendants are entitled to summary judgment on, and Oldham’s motion for summary judgment must be denied as to, his claims arising from his bunk assignment on April 16, 1993.
Defendants Thalacker, Chandler-Halford, and Farrington are further entitled to summary judgment on Oldham’s claim arising from his inability to obtain pain medication during September of 1993. The complaint asserts only respondeat superior liability against these defendants, because it fails to allege any personal involvement of these defendants in the alleged violation of Oldham’s rights or any corrective inaction in response to the alleged violation of his rights. However, defendants are not entitled to summary judgment on this claim on the ground that Oldham has failed to designate an expert witness on the issues of serious medical need or deliberate indifference. No such expert testimony is required for determination of these issues.
Thus, Oldham’s motion for partial summary judgment must be denied in its entirely, and defendants’ motion for summary judgment is granted to the extent described above. This matter will therefore proceed to trial against the remaining defendants on Oldham’s claims arising from his inability to obtain pain medication during September of 1993 and the additional claims now consolidated with the present action stated in ease No. C94-0158.
IT IS SO ORDERED.
Notes
. Counsel appeared on behalf of Oldham on July 13, 1994.
. A
pro se
complaint must be liberally construed.
Haines v. Kerner,
However, the liberal construction afforded
pro se
pleadings is limited by reasonableness: defendants must be given fair notice of the claims so that they may make a meaningful response to the pleadings.
Miles v. Ertl Co.,
. Indeed, the fifth cause of action identifies only the Fourteenth Amendment as the source of the rights violated by the alleged "Cruel and Unusell [sic] Punishment,” but the claim is patently one of violation of the Eighth Amendment.
. This reading is plausible, because of the frequency with which Oldham refers to the medical restriction as requiring assignment to a lower bunk or making defendants’ assignment of an upper bunk improper. Oldham's frequent identification of the “14th Amendment” as the basis for his claims provided adequate notice to defendants that they should look for the basis for such a claim in the facts alleged, or, at the very least, should have prompted them to argue that there was no factual or legal basis for a Fourteenth Amendment claim. Defendants ignored the references to the Fourteenth Amendment in the pro se pleadings at their peril. However, the court’s disposition of the Fourteenth Amendment claims demonstrates that no prejudice to defendants resulted from their failure to argue, or possibly failure to recognize, any Fourteenth Amendment claims despite the inartful pleading of such claims.
. The court cannot read the complaint so broadly as to find that it attempts to state a claim of violation of the Fourteenth Amendment right to equal protection.
. By order dated June 28, 1994, this matter was consolidated with mother involving similar allegations filed by Oldham with an application to proceed
in forma pauperis
on May 18, 1994, and designated C94-0158. The second complaint, which names as defendants Chandler-Halford, Thalacker, and new defendants correctional officers Mark Gossesman and Owen Butte, also at the IMR, alleges deliberate indifference to Old-ham's medical needs, failure to follow doctor’s orders, and cruel and unusual punishment arising from a fall suffered by Oldham on April 4, 1994, in the kitchen at the IMR in which he allegedly injured his left wrist yet again, and subsequent interference with Oldham’s attempts to get medical treatment. The claims in the
. The court finds some merit in Oldham’s suggestion that legal materials be inventoried, or at least sealed, prior to transferring an inmate.
. An issue of material fact is genuine if it has a real basis in the record.
Hartnagel v. Norman,
. Throughout his complaint, Oldham asserts that this restriction included a prohibition on his lifting anything weighing over 5 lbs. Although it is not a material issue, the court finds nothing in the record showing a restriction on lifting anything weighing under 10 lbs.
. Defendants have included in support of their motion for summary judgment an affidavit from Dr. Paul L. Loeffelholz, the medical director of the Iowa Department of Corrections, to the effect that correctional officers are not authorized to make medical determinations and must follow the limited activity notices prepared by the health services staff for particular inmates. While this may be the policy, the court does not find it in any way dispositive of the present matter.
. The signature on this Limited Activity Notice is illegible.
. Oldham’s present lawsuit does not attempt to state a claim against any medical staff member for failure to include a limitation on his assignment to a lower bunk only in these Limited Activity Notices.
. The court recognizes that Oldham has made a claim similar, but not identical, to this in the other case consolidated with this one.
. These are the claims the cotut has identified as Counts I, II, and III.
. This Count is Oldham's "fourth cause of action.”
