This case calls upon us to answer the question of whether a criminal defendant’s inculpatory testimony at his trial in District Court can be used against him by the State, when, upon conviction, the defendant takes an appeal de novo in Circuit Court. As we shall explain, in this case the answer to that question is “yes.”
I.
The facts giving rise to this appeal are not complicated. Petitioner Robert Oku was convicted in the District Court of Maryland in Montgomery County, and again in the Circuit Court for Montgomery County, on the charge of second-degree assault. The crime occurred on July 21, 2011. On that day, Petitioner attacked Santos Mijango in the elevator of Mijango’s apartment building in Silver Spring, Maryland.
Mijango testified at the trial de novo in Circuit Court that Petitioner was inside the elevator when he entered the elevator on the first floor. Before Mijango could press the elevator button for his floor, Petitioner punched the left side of Mijango’s face, then hit him a second time. Mijango fell to the ground. The next thing he remembered was getting up and going to his apartment to find his wife. By the time Mijango and his wife went downstairs to call the police, the police had responded to the lobby of the apartment building. Mijango sustained injuries to his head and face as a result of the altercation.
Petitioner was charged with second-degree assault and reckless endangerment in connection with that incident. The case came on for trial in District Court. At that proceeding, Petitioner, testifying on his own behalf, admitted to having punched Mijango.
Before the start of that trial, Petitioner waived his right to a jury. He also made a motion in limine to have the Circuit Court exclude the testimony he gave at the District Court proceeding. The Circuit Court denied the motion, concluding that the de novo system did not require the court to ignore testimony previously given under oath in a District Court trial, as long as
Mijango, testifying as the State’s sole witness, identified Petitioner as his attacker. The State then moved for the introduction of a certified recording of Petitioner’s testimony from the District Court trial. Petitioner objected, arguing that both the nature of the de novo trial and his Fifth Amendment privilege against compelled self-incrimination barred the State’s use of his testimony in District Court during its case-in-chief. The court overruled the objection, reasoning that the admission of Petitioner’s testimony in District Court did not run afoul of the hearsay rules and, insofar as the court could determine, there was no rule or statute prohibiting the introduction of a defendant’s statement made at a District Court proceeding. At that point, the parties agreed simply to stipulate “that there was a prior trial below at which the defendant testified that he was the person on the elevator, that he struck Mr. Mijango [twice], and that he wasn’t in fear — in other words, there was no self defense issue.”
The Circuit Court granted Petitioner’s motion for judgment of acquittal on the reckless endangerment charge, and, relying on Petitioner’s District Court testimony and Mijango’s in-court identification of Petitioner, found him guilty of second-degree assault. Following imposition of sentence on a later date, Petitioner filed a petition for certiorari in this Court, pursuant to CJ §§ 12-305 and 12-307. We issued the writ, Oku v. State,
1. Whether Petitioner’s right to a de novo appeal of his District Court conviction under Maryland Code § 12-401 of the Courts and Judicial Proceedings Article was violated when Petitioner’s testimony from the District Court trial was admitted into evidence in his Circuit Court trial, effectively nullifying Petitioner’s ability to have a “second bite at the apple” and relieving the State of its burden to present evidence and prove Petitioner’s guilt beyond a reasonable doubt?
2. Whether Petitioner’s due process rights, as guaranteed by the Fourteenth Amendment to the United States Constitution and Article 24 of the Maryland Declaration of Rights, were violated when Petitioner’s testimony from the District Court trial was admitted into evidence in his Circuit Court trial, thus denying him the full benefit of the process that must be afforded him under the de novo system?
In briefing his argument on the second question, Petitioner set forth three separate grounds in support of why, in his view, the Circuit Court committed legal error in allowing the State to use Petitioner’s inculpatory testimony at his District Court trial during the State’s case-in-chief at the trial de novo. Petitioner grounded his argument on the following constitutionally-based protections: (1) the Fifth Amendment privilege against compelled self-incrimination; (2) the rights to counsel and to present a defense of his choosing, embodied by the Sixth Amendment; and (3) the Fourteenth Amendment entitlement to due process. Petitioner, however, raised in the Circuit Court only the argument based on the Fifth Amendment privilege. He made no mention of either the Sixth Amendment or the Fourteenth Amendment, or any argument based on those Constitutional provisions.
II.
The issues raised by this appeal implicate the de novo system for adjudicating less serious criminal cases in Maryland. We therefore begin by examining that system.
The District Court of Maryland was created in 1971 following ratification of a constitutional amendment by the voters of the state. See Md. Const. Art. IV, §§ 1 and 41A through 41-I; CJ § 1-601 et seq.; Chapter 789 of the Acts of 1969; Chapter 528 of the Acts of 1970. This uniform, limited jurisdiction tier
The right of de novo appeal persists today. “A defendant convicted in the District Court of Maryland is guaranteed a right to appeal that conviction to the circuit court.” Garrison v. State,
De novo and on record appeals. — In a civil case in which the amount in controversyexceeds $5,000 exclusive of interest, costs, and attorney’s fees if attorney’s fees are recoverable by law or contract, in any matter arising under § 4-401(7)(ii) of this article, and in any case in which the parties so agree, an appeal shall be heard on the record made in the District Court. In every other case, including a criminal case in which sentence has been imposed or suspended following a plea of nolo contendere or guilty, and an appeal in a municipal infraction or Code violation case, an appeal shall be tried de novo.
(Second emphasis added). See also Md. Rule 7-102 (describing “[mjodes of appeal” from a District Court judgment).
We have recognized that “the historical reason most frequently assigned for perpetuating de novo appeals, following the creation of the District Court of Maryland, is to enable persons who could not afford a transcript of the record the opportunity to have adverse judgments rendered by the District Court subject to a second look.” Huff v. State,
“It is generally accepted that [the term] ‘de novo’ means ‘afresh’ or ‘anew.’ ” Hardy v. State,
In providing for the right to a trial de novo in the Circuit Court in criminal
The filing of an appeal to the Circuit Court, however, does not extinguish the District Court judgment. Stanton v. State,
III.
Petitioner’s first argument focuses on the meaning of the term “de novo,” as it is employed in CJ § 12-401(f). In his view, the de novo system contemplated by the statute bars the State from using a criminal defendant’s admission — made while testifying at a District Court trial — during the State’s case-in-chief at the defendant’s subsequent trial de novo in Circuit Court. Consequently, Petitioner asserts, the Circuit Court committed legal error in allowing the State to make use of his inculpatory testimony in District Court. This argument implicates a question of law, requiring us to undertake an independent review of the legal correctness of the Circuit Court’s ruling, without according it any deference. Our independent assessment of the court’s ruling leads us to affirm it.
Petitioner’s argument relies on the notion that the trial de novo is a “brand new bite at the apple,” see Garrison, supra, undertaken “as if the original hearing had not taken place,” see Marcus /., supra. Petitioner extrapolates from these phrases in Gamson and Marcus J. that the District Court proceedings in their entirety are rendered, in effect, a nullity, once a criminal defendant avails himself of a de novo appeal. Therefore, according to Petitioner, any admission a defendant makes while testifying in District Court virtually ceases to exist for purposes of the State’s use of the admission during its case-in-chief in Circuit Court. As Petitioner puts it, “for all practical purposes, the District Court ‘statement’ was never made,” and it “is shielded from use in the Circuit Court by the design of the de novo statutory scheme.”
Generally, the de novo “appeal shall proceed in accordance with the rules governing
Our jurisprudence on the meaning of “de novo” and the implications of the two-tier trial system do not support the exception Petitioner seeks. We have emphasized consistently that a de novo appeal has the effect of ignoring the judgment below, but only for the limited purpose of granting a defendant, who was convicted upon trial in the District Court, a second trial. See Hardy,
The Supreme Court, in describing another state’s two-tier trial system, has explained that, in a trial de novo, the “[pjrosecution and defense begin anew” and “neither the judge nor jury that determines guilt or fixes a penalty in the trial de novo is in any way bound by the inferior court’s findings or judgment.” Colten v. Kentucky,
In a related statutory argument, Petitioner contends that allowing the introduction of testimony given at trial in the District Court blurs the distinction between a trial de novo and an appeal “on the record.” See CJ § 12-401 (f), supra. Petitioner argues that the State, if allowed to use a criminal defendant’s District Court testimony at the trial de novo, is relieved of its burden to put on its case a second time. We disagree.
The de novo trial system in Maryland affords the defendant many benefits, for example, a quicker, less costly resolution of minor offenses, a chance to preview the State’s case against him in District Court, and, if the defendant chooses to appeal, a second chance at acquittal. But the purpose and structure of our de novo system, as laid out in our statutes, rules, and caselaw, do not require the feature Petitioner seeks, that is, to have his District Court testimony ignored by the State during its case-in-chief in Circuit Court.
For these reasons, we hold that the Circuit Court was legally correct in determining that the de novo nature of the trial did not require disallowance of Petitioner’s admission, made while testifying on his own behalf at the trial in District Court, that he assaulted the victim.
IV.
Petitioner separately contends that the Circuit Court’s allowing the State to make use of his District Court testimony during the State’s case-in-chief violated the Fifth Amendment’s privilege against compelled self-incrimination.
The parties’ stipulation acknowledges that Petitioner waived his Fifth Amendment privilege in District Court by testifying on his own behalf. “[W]here there is no evidence to the contrary, it will be presumed that the evidence so given was voluntary.” Henze v. State,
Petitioner acknowledges “the general evidentiary rule that a defendant’s
Instead, Petitioner argues that a trial de novo in Circuit Court is unlike a retrial after appellate reversal, such that the application of the Harrison rule here would violate the Fifth Amendment. In Petitioner’s view, the Circuit Court’s allowing the State to introduce his District Court testimony during the State’s case-in-chief effectively forces him to waive in Circuit Court the privilege against compelled self-incrimination and renders compelled, post hoc, the testimony he gave in District Court. In support, Petitioner cites Hardy v. State,
We examined in Hardy the effect of a defendant’s decision to proceed to trial in District Court on the exercise of that defendant’s right to a jury in the trial de novo in Circuit Court. Lillian Hardy was charged in District Court with shoplifting goods valued at less than $100, a misdemeanor. Id. at 491,
On appeal to this Court, the State argued that Ms. Hardy’s failure to “elect[] to have her case removed to the circuit court for a jury trial” from the District Court “amounted to a waiver of her right to a jury trial on appeal.” Id. at 495,
Hardy is inapposite to the case before us. Petitioner’s Fifth Amendment privilege not to incriminate himself was alive
We view Petitioner’s situation at the trial de novo to be no different, in this respect, than that of a defendant who faces retrial after reversal of the prior conviction on appeal. The applicable rule in the latter situation was well expressed by the Court of Appeals for the District of Columbia Circuit, in Edmonds: “[A] defendant in a criminal case who takes the stand in his own behalf and testifies without asserting his privilege against self-incrimination thereby waives the privilege as to the testimony given so that it may be used against him in a subsequent trial of the same case.”
JUDGMENT OF THE CIRCUIT COURT FOR MONTGOMERY COUNTY AFFIRMED. COSTS IN THIS COURT TO BE PAID BY PETITIONER.
Notes
. The transcript of Petitioner's testimony in the District Court is not part of the record on appeal. Petitioner, who was represented by counsel in the District Court, does not contest that he made that admission while testifying.
. Petitioner was clear in his brief before this Court that his Fourteenth Amendment due process argument was "free-standing,” rather than simply a reference to the Due Process Clause of the Fourteenth Amendment, which makes applicable to the states the Fifth Amendment privilege against self-incrimination and the rights to counsel and to present a defense embodied in the Sixth Amendment. See, e.g., Malloy v. Hogan,
. See generally Maryland Code (1974, 2013 Repl.Vol.), §§ 4-101 through 4-405 of the Courts and Judicial Proceedings Article ("CJ”), addressing the jurisdiction of the District Court.
. In certain cases, a criminal defendant may avoid a trial in the District Court altogether by demanding a jury trial in Circuit Court. CJ § 4-302(e) provides:
Jury trial. — (1) The District Court is deprived of jurisdiction if a defendant is entitled to and demands a jury trial at any time prior to trial in the District Court.
(2)(i) Except as provided in subparagraph (ii) of this paragraph, unless the penalty for the offense with which the defendant is charged permits imprisonment for a period in excess of 90 days, a defendant is not entitled to a jury trial in a criminal case.
(ii) Notwithstanding the provisions of subparagraph (i) of this paragraph, the presiding judge of the District Court may deny a defendant a jury trial if:
1. The prosecutor recommends in open court that the judge not impose a penalty of imprisonment for a period in excess of 90 days, regardless of the permissible statutory or common law maximum;
2. The judge agrees not to impose a penalty of imprisonment for a period in excess of 90 days; and
3. The judge agrees not to increase the defendant’s bond if an appeal is noted.
(iii) The State may not demand a jury trial.
. In 2012 and again in 2013, bills were introduced in the General Assembly proposing to change the standard of review — from de novo to "on the record” — for certain appeals to the Circuit Court following a District Court proceeding. See S.B. 454 & H.B. 536 (Md. General Assembly, 2012 Reg. Sess.); S.B. 403 & H.B. 1063 (Md. General Assembly, 2013 Reg. Sess.); H.B. 586 (Md. General Assembly, 2013 Reg. Sess.). None of those bills were enacted into law.
. See State v. Anderson,
. In spite of Petitioner’s theory that, "for all practical purposes, the District Court 'statement' was never made,” Petitioner acknowledges that his testimony in District Court remains viable for at least some purposes. In the Circuit Court, Petitioner conceded that a defendant’s District Court testimony could be used for impeachment purposes if the defendant chooses to testify at the trial de novo. Petitioner also acknowledged at oral argument before this Court that District Court testimony could be used as the basis of a perjury prosecution. Additionally, Petitioner agreed that, if the defendant’s District Court testimony were to lead the State to new evidence or a new theory, nothing would limit the State’s use of those byproducts of the defendant’s statement.
. Maryland Rule 5-803(a) provides, in pertinent part:
The following are not excluded by the hearsay rule, even though the declarant is available as a witness:
(a) Statement by party-opponent. A statement that is offered against a parly and is:
(1) The party’s own statement, in either an individual or representative capacity;....
. In reviewing a District Court judgment on the record, the Circuit Court acts in an appellate role. See generally Md. Rule 7-113 (“Appeals heard on the record.’’). As such, the Circuit Court is bound by the record below, and must consider the evidence adduced in the District Court trial "in a light most favorable to the prevailing party’’ below. Ryan v. Thurston,
. The Fifth Amendment provides: "No person shall ... be compelled in any criminal case to be a witness against himself....” U.S. Const. am. V.
