*1 scribing etiology pneumoconiosis as irreversible”);
“progressive and OKEN, Turner Steven H. Petitioner-Appellant, Elkhorn, 7-8, 428 U.S. at as x-ray well as the -in this case Thomas CORCORAN, Warden of the indicating progression in the severity of Adjustment Correctional pneumoconiotic the miner’s symptoms Center and the Penitentia from onward. The ALJ’s is “later ry; Joseph Curran, J. Jr., Attorney imposed better” rule was not mechanically General of the Maryland, State of Re or arbitrarily, applied but was in the con spondents-Appellees. text of record in the later x-rays which were not inconsistent with the earlier ones. No. 99-27. Director, Lane Hollow Co. v. Coal Cf. United States Appeals, OWCP, (4th 137 F.3d 803 n. 6 Cir. Fourth Circuit. 1998) (rejecting “later better” rule when evidence indicates improved, that condition Argued May deteriorated, time); rather than over Ad July Decided Director, OWCP, kins v. 958 F.2d 51- (4th Cir.1992) (same).
Eastern argues Coal also that the improperly upon relied
ALJ a dictionary to
discern the meaning of the term “massive” (B) in prong used of the statute and
regulation. Congress Because chose to
use the word ordinary “massive” its
sense without giving precise it a statutory definition,
or medical there can be no harm having the ALJ’s consulted the dictio
nary to find equivalent meanings for the
word. As we emphasized, any such
definition must applied so that the term
“massive lesions” will describe the same
condition that would be disclosed appli (A)
cation of the prong standard based x-ray opacities. size of case, In this no see indication that the ALJ’s use dictionary definition resulted in an as
sessment the autopsy evidence that was
at odds with a interpretation correct
statute. reasons,
For the foregoing we affirm the
decision the Benefits Review af- Board
firming the ALJ’s awarding order benefits
to Pearl Scarbro.
AFFIRMED
OPINION LUTTIG, Judge: Circuit Howard Petitioner-appellant Steven sentence Oken, under Maryland inmate court’s death, from the district appeals 28 U.S.C. under application denial corpus. Oken § for a writ of habeas alia, claims, the state inter were constitu- dire voir Morgan v. Illi- tionally inadequate under nois, *4 he surren-
L.Ed.2d
criminal
testify at the
right
dered
his trial
reliance
phase of
responsibility
court
was
from
on advice
v. United
under Simmons
erroneous
967,
377,
States,
88 S.Ct.
(1968). Because we con-
L.Ed.2d
correctly up-
the district
clude
rejec-
Appeals’
Maryland Court
held the
by
claims advanced
these and other
tion of
Oken,
judg-
we affirm
district
for a writ
petition
denying Oken’s
ment
corpus.
habeas
Bennett, Ben-
Fred Warren
ARGUED:
Greenbelt,
L.L.P.,
Mary-
Nathans,
&nett
I.
Bosse,
land,
Appellant. Ann Norman
for
in 1991
to death
was sentenced
General,
Ap-
Attorney
Criminal
Assistant
jury for the murder
County
a Baltimore
Division,
Attorney Gen-
of the
Office
peals
earlier, Gar-
years
Four
Dawn Garvin.1
Baltimore,
Appellees.
eral,
Maryland, for
by her
corpse
been found
naked
had
vin’s
Davis, Davis
Christopher M.
BRIEF:
ON
apartment,
her
bedroom of
in the
father
D.C.,
Appellant.
for
Davis, Washington,
&
wounds to her
gunshot
two contact
Jr.,
Curran,
Attorney General
Joseph
J.
from her
protruding
bottle
Division,
head
Of-
Appeals
Maryland, Criminal
from
handgun seized
A .25 caliber
vagina.
Baltimore,
General,
Attorney
of the
fice
later determined
was
Oken’s bedroom
Appellees.
for
Maryland,
piece
and a
weapon,
murder
be the
the crime
from
scene
rubber
recovered
WILKINSON,
Judge, and
Chief
Before
More-
shoes.
tennis
Oken’s
MICHAEL,
was traced
Judges.
Circuit
LUTTIG
over,
neighbors identi-
of Garvin’s
several
attempt-
person who
as the
Judge
fied Oken
opinion.
by published
Affirmed
residences under
entry
their
gain
ed to
in which Chief
opinion,
wrote
LUTTIG
e
days prior
pretenses a few
various false
joined. Judg
Judge WILKINSON
review,
murder. On
Garvin’s
concurring opinion,
wrote
MICHAEL
affirmed
Appeals
Court of
but Part II.A.
concurring in all
degree
for first
murder
convictions
Oken’s
concurring in the
opinion and
majority
offense, as well as
degree sexual
and first
judgment.
Maine, Ward.
Lori
motel clerk
of murder-
separately convicted
1. Oleen
sister-in-law,
Hirt, well as a
Patricia
ing his
death,
his sentence of
precedent
but reversed his
decided,
that decision
conviction and
for burglary.2
sentence
See
legal
reaches
conclusion or a result
State,
628,
Oken v.
327 Md.
opposite
A.2d
to and irreconcilable with that
(“Oken
(1992)
I”),
denied,
cert.
precedent
reached
that addresses
U.S.
113 S.Ct.
ryland
Appeals
again rejected
at —,
viewing Oken’s impose ] mined ... whether [ application” the “unreasonable Under Spe 2222. penalty,” id. may grant clause, a federal habeas that, though even cifically, Oken contends court identifies if the the writ state potential of the asked some judge, the trial principle from legal governing correct the initial follow-up questions, jurors unreasonably but Court’s decisions every member propounded to the facts principle applies identify inadequate jury panel were case. prisoner’s jurors who would need potential all of at 1523. Id. follow-up questions order to be asked holding that adopted our also The Court Morgan. dictates of satisfy the is inquiry application” “unreasonable de- proeedurally claim as reject this We Green, one, 143 F.3d at see objective alternative, faulted, and, in on its mer- (“the corpus should writ of habeas its. decision court’s] if state [the ... [ ] issue ap objectively unreasonable upon an rests principles new
plication of established
added)). Nevertheless, it
(emphasis
facts”
claim
reject Oken’s
We
courts
that state
rejected our statement
defaulted because
failed
procedurally
fed
unreasonably apply clearly established
appeal
this claim on
to raise
“interpret[
they
]
only when
law
eral
a matter of
it as
thereby
I
waived
that rea
a manner
such law “in
apply[ ]”
because,
matter of
law,
as a
state
state
unreason
agree
all
jurists would
sonable
law,
special
show
circum
he failed to
Green,
able,”
143 F.3d
waiver. See Oken
excusing this
stances
*6
tend to
“would
this
ground that
statement
that
satisfied
36-38. We are
A.2d at
681
by focusing
courts
federal habeas
mislead
that,
requiring
rule
procedural
this state
subjective inquiry
on a
attention
their
circumstances,
first
issues
special
absent
one,”
objective
on an
rather
than
review is both “inde
on
be raised
—
at —,
Williams,
120 S.Ct. at
U.S.
required by
“adequate,” as
and
pendent”
rejected refer
the Court
Although
1522.
722, 750,
A. 4 Md. Warden, Penitentiary, Maryland (1968), 897, 550, cert. 898 243 A.2d App. court district argues that Oken 393 Maryland, v. nom. Smith denied sub on his claim him relief denying in erred 470, 451 989, 21 L.Ed.2d U.S. 89 S.Ct. ques- dire voir the state that Director, (1968); Patuxent Insti Anglin v. inadequate un- constitutionally were tions 532, 564, tution, A.2d 533 232 719, Md.App. 1 Illinois, 112 v. Morgan der v. (1967), Anglin nom. (1992), sub cert. denied 2222, be- 492 119 L.Ed.2d 164, 873, 19 88 S.Ct. 389 Maryland, U.S. satisfy Morgan’s re- they failed cause may perhaps cor holding be reasonable, though th[is] decision that fails when [or] ís not rect,” require "[t]oday's does not us case precedent in a principle of a apply the — is, Williams, unreasonable,” it fact whether in decide” such failure is context where at —, 870, S.Ct. at 1521. Green, 120 finding U.S. "[ac- that at 143 F.3d
265
156
We are
satisfied
37 (citing
Maryland,
L.Ed.2d
also
Curtis v.
284 Md.
132,
procedural
sufficiently
464,
(1978)).
bar
“in-
this
395 A.2d
law,
dependent”
though
of federal
even
of
Under
rule
Coleman v.
Appeals,
it,
Maryland
applying
Court of
in
Thompson, we are therefore barred from
Zerbst,
v.
referred to Johnson
U.S.
reviewing the
Morgan
merits of Oken’s
458,
1019,
58 S.Ct.
the failure to a claim on raise claim, its of would still appeal is the sort of “tactical deci- deny ground sion of counsel” Oken relief on courts because have, law, rejection Court as matter of state construed the of Appeals’ to,” falling scope “contrary as outside the intended of of his claim not 645A(c). II, of,” application section See Oken A.2d at an Mor- 681 or “unreasonable 266 jury pan of the every member pounded initially asked of questions The four
gan.
penalty
to the death
referred
explicitly
were as
el
jury panel
every member
juror’s
potential
whether
and asked
follows:
were
penalty
the death
about
feelings
feelings,
strong
any
have
you
Do
[1.]
denied,
520 U.S.
cert.
“strong”),
other,
to the
regard
with
way
one
or
(1997). More
L.Ed.2d 179
S.Ct.
penalty?
death
meaningful differ
over,
any
we fail to see
attitude, re-
your
you
Do
feel that
[2.]
have
you
“Do
question
ence between
pre-
penalty, would
the death
garding
penal
death
in favor of the
strong feelings
impair you from
substantially
vent or
apparently concedes
which Oken
ty?”,
impartial decision
fair and
making a
Br. at
Appellant’s
adequate, see
would be
guilty
not
or
is
the Defendant
whether
878),
at
Tipton, 90 F.3d
(citing
15-16
presented
on the evidence
guilty, based
you
here—“Do
asked
question
first
to the
as
instructions
Court’s
way or
feelings, one
any strong
law?
penalty?”.
other,
death
regard
attitude, regard-
you
your
feel
Do
[3.]
questions, if
read,
initial four
Fairly
or
prevent
penalty, would
ing the death
answered,
have enabled
would
truthfully
making
impair you from
substantially
whether a
to determine
the trial court
whether
decision on
impartial
fair
the death
feelings about
juror’s
potential
criminally
or was not
the Defendant
substantially
prevent or
penalty “would
insanity, based
by reason of
responsible
his duties
impair
performance
and the
presented
on the evidence
instructions
with his
juror in accordance
on the law?
instructions
Court’s
oath,”
at
Morgan, 504 U.S.
and his
attitude, re-
your
you feel that
Do
[4.]
omitted).
(citation
Conse
S.Ct.
prevent
garding
court had
if the trial
even
quently,
from sen-
impair you
substantially
addi
jurors
potential
several of
asked
Defendant,
upon the
based
tencing
an individual
follow-up questions on
tional
in-
and the Court’s
presented
here,
still
basis,
we would
court did
as the
applica-
as to
law which
structions
four
that the initial
be satisfied
ble?
panel
jury
every
asked of
member
ques
These
at
681 A.2d
38-39.
to satisfy
sufficient
were
themselves
fairness
“general
not the sort
tions were
suf
“inquiry”
requirement
Morgan’s,
questions”
the law
and ‘follow
who,
jurors
even
“those
identify
ficient
Morgan,
inadequate
held
Court
chief,
pre
case in
prior to the State’s
2222;
at
see id.
at
S.Ct.
impose
... whether
[
]
determined
(“Do
any
reason
you know
S.Ct.
2222;
736, 112
S.Ct.
penalty,” id
death
impartial?”;
fair
cannot be
why you
(“The
also id.
see
sides a fair
give
can
you
feel
both
you
“Do
dictate a
...
] does
[
Constitution
trial?”). Rather,
referred
they explicitly
dire,
only that the
voir
but
catechism for
*8
asked whether
penalty and
impartial jury.”).4
be afforded
defendant
feelings about
juror’s
potential
Compare
“strong.”
were
death
B.
861, 878-
F.3d
Tipton,
90
States
United
trial court
argues
Cir.1996)
(4th
“the district
(holding that
79
any testimo
him that
erroneously advised
penalty attitudes
into death
inquiry
responsibili
criminal
provided at the
ny he
dictates of
satisfy the
sufficient”
during
him
against
be used
ty phase could
pro
only question
Morgan, where
argument,
at oral
as
conceded
suggestion that the
reject
4. We also
ques-
crime-specific voir dire
jurors
require
potential
required
does not
to ask
court was
automatically impose the
they would
tions.
whether
because,
cases
rape-murder
penalty in
death
phase
sentencing
to,”
that this errone
“contrary
or an
applica
“unreasonable
ous advice misled him
of,”
into surrendering
Simmons
tion
because,
crimi
right
testify
his
at
responsi
the criminal
nal responsibility phase been tried to the
bility phase of his trial.5 Oken contends
jury,
opposed
to the judge sitting with
that the court’s advice was erroneous be
out the jury, then it would not have been
cause,
States,
under Simmons v. United
to,”
“contrary
or an
applica
“unreasonable
967, 19
88 S.Ct.
L.Ed.2d 1247
of,”
tion
Simmons to hold that.any testi
(1968), any testimony that he gave at the mony that Oken gave at the criminal re
criminal responsibility phase could not be
sponsibility phase could be
against
used
against
used
him at the later sentencing
him at the later sentencing phase, and
phase.
because we see no reason why a different
result should
simply
obtain
because the
In making
claim,
cannot,
last
criminal responsibility phase was tried to
not,
and does
directly rely upon the stated
the judge sitting without the jury.
holding of Simmons “that when a defen-
dant
support
testifies in
of a motion to
Had the criminal responsibility phase
suppress evidence on Fourth Amendment
been tried to the jury, it would not have
grounds, his testimony may not thereafter
to,”
been “contrary
or an “unreasonable
be
against
admitted
him at trial on the
application of,” Simmons to hold that any
guilt
issue of
unless he makes no objec-
testimony that
gave
at the criminal
tion,”
at
U.S.
26 itself, was jury. And that choice which capital proper,” trial was the issues in a law, only Md. R. any instructing provided for for state see intimating need without 4-314(b)(5)(B), the testimony in did not involve jury the defendant’s Cr. P. the that phase may right, not used a constitutional guilt/innocence the be exercise of federal n (reaffirm Lockhart, sentencing supra i the against the defendant see cited 162, McCree, ing Gregg uphold v. phase); Lockhart U.S. the Court’s decision (1986) 1758, under ing capital sentencing plan 90 L.Ed.2d Georgia’s (“We upheld against jury constitutional “the same must sit both have which capital trial” Georgia sentencing plan phases capital a bifurcated murder attack the jury to first provided that the same must sit the defendant elects have the which once added)). capital (emphasis mur phases phase jury in both of a bifurcated tried to a trial,” require not that and which did der jury
the
instructed that the defendant’s
be
C.
testimony
guilt/innocence phase may
in the
in
is
argues
in the
Oken next
there
against
not be
the defendant
used
to sustain his conviction
Georgia,
428 sufficient evidence
phase); Gregg
sentencing
190-92,
degree
offense. And be
96 S.Ct.
first
sexual
U.S.
(1976)
(plurality opinion); cause
state obtained
(White,
207-08,
only upon
circum
aggravating
based
ferent result should obtain because simply “[Vjiewing disagree. the evidence We responsibility phase tried the criminal was prosecu- most light favorable jury. sitting judge without tion,” “rational trier of fact could de- [first found the essential elements of
Even if
different result should
beyond
responsibility
gree sexual
a reasonable
offense]
obtain when the criminal
doubt,”
Virginia, 443
phase
sitting
to the
without
Jackson v.
judge
tried
2781,
269 circumstance, a mitigating that the offense was committed. See as time that Oken I, impor- A.2d 612 at 275-76. More a recognized Oken suffered from disor- mental II, police recovered from Oken’s tantly, der. See Oken A.2d at 47. To in handwriting a list Oken’s implement home a strategy, such defense which following pads; “gauze persuading included items: succeeded in at least one mem- chloroform, [...], (form ... sock and gag; jury, [ ber of see J.A. ] contain- dildos; vibrators,” tape, ... ing jury’s “findings [ ] adhesive and sentence determi- list, I, nation,” A.2d at 276. From this in which the jury certified rational factfinder could have inferred of us” “[o]ne or more found sexual sadism planned perpe- mitigating circumstance), Oken had restrain and to be a trial victim; establish, upon trate a sexual offense a live counsel had through the testi- drawn Payson Berlin, such a factfinder could have then mony of Drs. factu- the additional inference that did al diagnosis bases for their sexu- Oken’s Moreover, sadism; plan. fact out such a al carry diagnosis such a would not have persuasive rational factfinder could have concluded been a mitigating factor signs the absence of of trauma to Payson fully Drs. Berlin not explained groin Garvin’s area is not In jury. Payson inconsistent it to the preparing Drs. having the bottle been into Gar- provide inserted explanation, Berlin to such an vin’s while alive vagina Garvin was still trial could not specifically counsel have gun because Oken wielded a at the time instructed doctors to avoid characteriz- incurable, and could have therefore Garvin ing coerced sexual sadism as it since cooperating into with the improper insertion would have been in- to have bottle. specific structed the doctors as to the con- testimony. tent of their See Oken
D. alia, (citing, A.2d at 47 inter Earp, State v. (1990) 319 Md. A.2d argues that counsel his trial that, attorneys (cautioning preparing constitutionally failing ineffective in witnesses, they should suggesting “avoid adequately prepare wit expert two testimony to the witness what his or her nesses, Berlin, Payson Drs. who testi be”)). should And preju- Oken was not fied on sentenc direct examination at the diced, even if ignored because counsel had phase that ing Oken suffered from “sexual by Maryland’s highest this admonition sadism,” which, they a mental disorder for court, prosecution certainly almost testified, there is presently no cure. J.A. elicited, through cross-exami- 663, 672, prevent 759. Counsel’s failure to nation or direct examination of other ex- experts describing from him as an witnesses, pert description similar sadist, incurable sexual “fell argues, prospects for sad- treating current objective sexual below an standard of reasonable ism. prejudiced eyes ness” and him in jury, Strickland v. Washington, E; 688, 694,
L.Ed.2d 674 unpersuaded by We are also disagree, and confident We we are other claims ineffective assistance of that, claim, rejecting First, counsel advanced Oken. Appeals did not decision not constitutionally render a counsel was ineffective to,” to, “contrary object that was or “an unreason failing to move for a mistri of,” application on, able Trial Strickland. al certain based remarks made presentation prosecutors counsel’s of evidence of in their be closing argument Oken’s sexual sadism did not it have been fall below cause would futile for counsel so, objective given standard of be reasonableness to have done the “wide latitude” prove, cause it a reasonable attempt making closing argu- accorded counsel *11 substantially out value is probative given its ments, I, at and 612 A.2d Oken prejudice, unfair of danger remarks, weighed in con- read prosecutors’ that issues, misleading the of the com- confusion improper text, an not constitute did ]”). Further, show cannot Oken jury ... testify [ or other- failure to on Oken’s ment advice by counsel’s prejudiced was that he upon constitutional infringe Oken’s wise in because, pled guilty not had he even rights.7 certainly Maine, almost would have he Second, not con trial counsel was to his trial prior in Maine been convicted Oken advising in stitutionally ineffective Maryland, in see Oken murder for Garvin’s to Lori plea guilty enter a conditional (“[Oken]’s [post- own II, A.2d at 50 argues Oken in Maine. murder Ward’s case expert admitted conviction] coun because ineffective that counsel was overwhelm in Maine was against [him] him that the Maine incorrectly advised sel in of his arrest at the time ing.”), .since against admissible would not be plea guilty of Maine’s the commencement Maine and in and because counsel Maryland, in him him, Maryland had against proceedings that, In under the him correctly advised in him charges against formal yet not filed (“LAD”), Detainers Agreement terstate murder, see J.A. with Garvin’s connection him plea would shield guilty the Maine 851. by virtue of Maryland’s death from Third, not trial was consti counsel sen his Maine having to first serve his sentencing at tutionally ineffective any Ma imprisonment before tence of life present sufficient evi failing in phase Oken could be satisfied. ryland sentence parole ineligibility under this of Oken’s prejudiced by dence was contends ap jury adequately The because, ad Maine law. absent such advice erroneous parole ineligibility of Oken’s prised in vice, pled guilty he would of into evidence the introduction through Maine, eligible would have been and thus report, investigation presentence at mitigating factor potential for another had been sen tri “showed Oken which of his sentencing phase imprisonment with in Maine to life convic tenced prior of namely, absence al— opening counsel’s parole,” through violence, out see Md.Code for of tions crimes closing argument. See statement reject Oken’s 413(g)(1). § We Art. 41; see, II, 822- e.g., J.A. 681 A.2d as claim meritless. (“His was life punishment [in Maine] did performance Trial counsel’s already jail in The man is parole. without objective an standard not fall below days, life of his prison in a rest at the time because reasonableness life means without parole, without guilty plead counsel advised anywhere. you If parole. going He isn’t Maine, knowing the way no “there was [...], go guilty he would him not found enter two states would Governors spend the to the state Maine back trumping the agreement into” executive there.”). jail his life rest of IAD, proceeding they did after as Fourth, con counsel by any Maine, nor was it see J.A. failing to adduce ineffective in stitutionally plea “certain means substance of Oken’s sufficient evidence [Maryland] proceeding,” admissible the Garvin murder. see, at the time of 50; e.g., Md. R. abuse A.2d presented (“evidence if substantial Counsel may be excluded Evi. 5-403 evidence, upon and called prosecution's indirectly to Oken prosecutors referred 7. The ''monster,” personal upon de- "kind of to make same jury commented trial, during fighting ''[t]he stated that Per- meanor that U.S. soldiers sacrifice” through things his attor- making defendant said some time of the at the War were Gulf sian address,” wanted to ney opening 197, 245, that I J.A. trial. dispute any” "really doesn't noted “through abuse gating Oken’s substance the testi- evidence which was introduced at ex-wife, father, mother, mony of Oken’s trial and that which Oken now contends Berlin, acquaintances, and ... Dr. Dr. [ ] should have been introduced. *12 Dr.
Payson,
Spodak.”
45; see,
545-49, 557-59,
e.g.,
A.2d at
J.A.
CONCLUSION
603-19, 640-43, 723-24,
Any
780.
further
The judgment of
deny-
the district court
evidence of his substance abuse would
ing Steven
petition
Howard Oken’s
for a
nothing
been
more than cumulative.8
writ of
corpus
habeas
is hereby affirmed.
Finally, even were we to find one
AFFIRMED
or more
purported
of these
instances of
objectively
performance by
unreasonable
MICHAEL, Circuit Judge, concurring:
such,
individually
counsel to be
either
cumulatively, we still
say
could not
I concur in the judgment and in all but
that,
a
probability
“there is
reasonable
but
part II.A. of
majority opinion.
As for
errors,
unprofessional
for counsel’s
the re
H.A.,
part
I agree that
proeedur
Oken has
sult of the proceeding would have been
ally defaulted the claim he asserts under
different,” Strickland,
466 U.S. at
Illinois,
Morgan
v.
504 U.S.
112 S.Ct.
2052.
expert
Even Oken’s own
testi
about,
door,
shut the
took out a gun and
get
asked that
she
undressed. He
I.
begin
asked her to
masturbating. He
masturbated. At the same time
then
he
objected
Oken’s
counsel
to the trial
get up
perform
asked her to
oral
court’s voir dire and requested additional
sex on him.
pushed
He then
her back.
questions
identifying jurors
aimed at
who
her,
got
top
He
he tried to have
impose
penalty regardless
intercourse,
posi-
he did this in different
of mitigating evidence. The trial court
tions, including anal
got up
sex. He
overruled
objection
and refused to ask
point,
kitchen,
some
went
into the
questions
tendered
Oken’s counsel.
bottle,
brought back a
Durkee’s hot
appeal
On direct
represented by
Oken was
bottle,
sauce
which he said he inserted
lawyer.
lawyer
different
That
failed to
into
vagina.
her
He made her take the
appeal
issue,
the voir dire
believing that
bottle in and out.
masturbating
He was
questions
actually asked satisfied the
at the same time. He became angry
Witt,
requirements Wainwright
because
couldn’t reach climax and
105 S.Ct.
then he killed her.
argument
After oral
on Oken’s
I,
279;
A.2d at
see also
appeal,
J.A. 772-
but before the
Thus,
jury
73.
decision,
had before it an
Appeals
over- Court of
rendered its
whelming amount of
aggra-
evidence of the
Supreme
United States
Court decided
vating circumstance of
degree Morgan.
the first
In Morgan the Court
held
sexual
outweigh
defendant,
offense to
both
miti-
capital
upon
request,
must
claims,
2253(c)(2).
8. As to the
§
remainder of Oken’s
deny
We therefore
a certificate
agree
claims,
with the
appealability
district court that Oken has
as to these
as did the
court,
failed
showing
to make "a substantial
appeal
district
and dismiss the
as to
right,”
denial
aof
constitutional
28 U.S.C.
these claims.
it
him leave
granted
when
tance claim
Witherspoon”1
“reverse
to ask
be allowed
habeas
of the state
to deter
merits
appeal
dire in order
on voir
The
would al
issue.
jurors
on the
particular
mine whether
decision
following a
appellate
death
counsel
impose
ways vote
ineffective assistance
moot,
capital
according
conviction. See
therefore
claim was
appellate
Although
response
in its
argued
state
The
Oken.
decided,
it was
Morgan when
read
appeal
counsel
had
counsel on direct
that Oken’s
“associate[ ]
she did
that Oken
Morgan claim and
waived
result,
did not seek
As a
she
case.”
his claim of ineffective
now abandoned
on the
supplemental
brief
to file
leave
In his re-
appellate counsel.
*13
of
assistance
issue.
voir dire
to aban-
any intent
denied
ply brief Oken
claim, but
Appeals
assistance
of
don his ineffective
Maryland
the
Court
After
support
and
in
of that
argument
and
his conviction
sentence
no
affirmed
offered
(1)
waiver,
denied
contended
Supreme
Oken
the
States
Court
As to
United
claim.
certiorari,
a
filed
for
petition
his
claim had not been
Morgan
that
Maryland
in
circuit
petition
waived,
habeas
state
and
intelligently
and
knowingly
(1) that
argued
There Oken
law;
court.
under
was not waived
thus
in
Morgan
failing
had violated
trial court
(2)
circum-
“special
Maryland’s
that
Witherspoon” questions
“reverse
to ask
be-
exception
applied
to waiver
stances”
(2)
appellate counsel
and
that
on voir dire
Morgan deci-
Supreme Court’s
cause the
to raise the
failing
had
ineffective
been
argument on his
down after oral
came
sion
the state contended
Although
issue.
(3)
Morgan
was
and
appeal;
direct
by
claim not
Morgan
his
had waived
case
still on
while his
new rule decided
the state habeas
appeal,
it on direct
raising
permitted
so he should
appeal,
direct
merits,
directly to
proceeded
court
collateral review.
raise it on
follow-up
the trial court’s
holding that
(on habeas) reject-
Appeals
The Court
ha-
Morgan. The state
satisfied
that his ineffective
argument
ed Oken’s
on to hold
court
then went
beas
counsel claim was
appellate
been con-
assistance
counsel had not
appellate
Oken’s
discussion,
held,
that he
failing
to raise
without
stitutionally ineffective
moot and
II,
appeal.
that claim. See Oken
Morgan claim on direct
had
abandoned
Morgan claim
at 36 n. 5. The
681 A.2d
Maryland Court of
petitioned the
solely as
presented
thus was
decision of
appeal
leave to
Appeals for
error,
Appeals proceeded
Court
and
petition
In his
habeas court.
the state
waived
question whether Oken had
to the
claim and
Morgan
of his
the merits
argued
it on
by failing
raise
that claim of error
on direct
appellate
his
counsel
argued that
dissenting,
judge
one
With
appeal.
direct
failing
had been ineffective
appeal
Appeals concluded
the Court of
Appeals
claim. The Court
raise that
waived
Morgan
had been
issue
all
raised
appeal
issues
granted leave
Maryland’s
The court held
appeal.
in the
In
brief
petition.
opening
his
intelligent” requirement
and
“knowing
merits of
argued
appeal,
habeas
circum-
only in the same
applied
waiver
claim,
the inef-
Morgan
but mentioned
his
“knowing
intelligent”
and
stances as
only
counsel issue
appellate
fectiveness
Zerbst,
v.
of Johnson
standard
assert-
In the footnote Oken
in a footnote.
(1938),
1019,
458,
L.Ed. 1461
S.Ct.
Appeals
granted
the Court of
ed that
391,
Noia,
S.Ct.
372 U.S.
Fay
assis-
sought on his ineffective
the relief
"
510,
,
dire
intended
Witherspoon voir
391 U.S.
“Reverse
Witherspoon v. Illinois
1. See
1770,
(1968).
part of a
pro-death
With
bias on
were
to the Johnson/Fay standard.
state habeas court and lost because that
special
The
exception
circumstances
did court first decided the Morgan claim on
apply,
according to the
Ap
rejected
merits and then
Oken’s claim
peals,
principle
because the
by
announced
of ineffective
appellate
assistance of
coun-
already clearly
established
II,
(“The
sel. See Oken
its brief. point, At that Oken was both entitled and obligated to contest II. default, the allegation by of either chal repeat, To the Maryland Ap- Court of lenging waiver itself or offering some peals found issue had record, cause supported by the such as been appeal. waived on direct I agree ineffective appellate assistance of counsel. with majority .that Maryland Baltimore, See Federal Bank Land Inc. of grounds finding Esham, for waiver were v. 43 Md.App. 406 A.2d independent (1979) (“The of federal law and were con- 936 function of a reply brief is stitutionally adequate. limited. appellant The opportuni has the claim is procedurally therefore ty defaulted. duty and to opening use the salvo of his I agree also the only cause for Oken’s original brief to state and argue clearly procedural default was the ineffectiveness point each appeal. his think We appellate of his proce- counsel and that he reply brief respond must be limited to durally defaulted that claim when he to ing points and issues raised in the failed to raise it Maryland (“Due before the appellee’s brief.”); id. at pro Appeals Court of appeal on from the state requires parties cess that all op However, habeas court. I agreé portunity do to new reply asserted issues that Oken required ”); (“The under against them .... reply id. brief law to raise his ineffective assistance claim must do what purports it it do: must opening his appeal brief on respond from the to the points appel raised in the state habeas court. Had actually which, turn, lee’s brief are addressed argued appellate ineffective assistance of originally the issues appel- raised Angelone, v. 2222. See also Yeatts waiv S.Ct.
lant.”).
state’s
did contest the
(4th Cir.1999);
Mackall
F.3d
reply
time in his
the first
for
argument
er
(4th
442, 450-51
F.3d
Appeals
Angelone,
Maryland Court
brief, and the
Cir.1997).
defendant to
In order
point
arguments
considered
effectively, the voir dire
right
See
abandoned.
exercise
finding them
without
not,
enough
“are
questions
did
at 36. Oken
must include
681 A.2d
automatical
ap
venire who
that his
those
however,
any argument
detect
make
penalty.”
ineffective.
vote for
death
ly
counsel
been
pellate
assis
at
Thus,
Morgan,
his ineffective
he abandoned
be
the law’
claim not
and ‘follow
counsel
appellate
fairness
“[G]eneral
tance
in his
the first time
Id. See also
enough.
it for
questions”
cause he raised
are
(“As
it
to raise
brief,
general
but because
failed
reply
id.
[ju
impartiality,
and
then.2
fairness
even
questions
on the death
views
dogmatic
rors
candor re
in all truth and
penalty]
III.
could
confident
affirmatively, personally
spond
trial,
Morgan issue
raised the
im
fair and
views are
dogmatic
that such
court,
petition for
in his
the state habeas
partial.”).
of the state
the decision
appeal
leave
brief,
court,
opening
in his
habeas
third,
second,
voir dire
fourth
The
brief,
before
argument
oral
reply
fair
“general
unquestionably
are
habeas.
Appeals on
law'
See
questions.”
and ‘follow the
ness
court,
court,
the habeas
The trial
im
More
(listing questions).
at 266
ante
Appeals each consid-
Maryland Court
*15
focus on the essen
they do not
portantly,
the merits.
claim
on
ered the
ju
Morgan:
the
mandated
inquiry
tial
Nonetheless,
de-
proeedurally
claim is
give due consideration to
ability to
rors’
counsel failed
appellate
his
faulted because
sentencing.
at
The
mitigating evidence
appeal. And because
it
to raise
however,
concludes,
that the first
majority
abandoned
default
for that
the cause
any
have
you
“Do
question,
voir dire
mistook
habeas counsel
when Oken’s
other,
with
way
one
or
strong feelings,
for a
of review
Appeals’ grant
Court
was suffi
penalty?”
to
death
regard
de-
relief,
procedural
the rule of
grant
bias
any unconstitutional
cient to root out
of Oken’s
all federal review
precludes
fault
As Oken has
disagree.
I
toward death.
majority’s treatment
The
Morgan claim.
questions
voir dire
the trial court’s
argued,
there-
Morgan claim
of the merits
venire members who
identify
failed
dictum,
that
I
it is dictum
but
fore is
pen
the death
automatically impose
the voir dire
I believe that
join.
cannot
crimes,
mur
as a
such
alty
particular
for
insufficient
this case was
conducted in
jurors might be
Prospective
der-rape.
automatically
jurors who would
identify
candor”
“in all
truth
able to answer
conviction,
penalty upon
impose the death
views on
strong
have
they
not
that
do
time believe
penalty, yet at
same
death
right
capital
A
defendant has
imposed
invariably should be
death
any juror who “would
cause
challenge for
is committed
the murder
finding
a
when
after
impose death
unwaveringly
jurors will
733,
a
offense.3
course of
sex
Such
Morgan,
guilt.”
instance,
brief,
might
the trial
juror
answer
3. For
reply
foot-
did
in his
2. Oken
state
not
by saying that he does
question
note,
claim for
waived
penalty, be-
strong views on
death
have
appellate counsel.
In
assistance
ineffective
in some circum-
lieving
warranted
it is
appeal, howev-
preserve an issue on
order to
er,
See, e.g.,
others.
not in
JA
stances while
claim;
enough simply to assert the
it is not
(statement
K.: “I believe
of venire member
supporting argument.
provide
party
must
used
penalty]
when
should
death
[the
Bank,
The Oken and law. rejected by the trial court was directed A review of the voir dire reveals as precisely identifying ju- toward “lawless” response much. In to the question, “Do rors who would not consider mitigating you any strong feelings, way one evidence: any “Are there or any murders other, regarding the death penalty,” type of murders where no what matter many venire gave members the same am- offered, explanations excuses or you are biguous response: See, really?’ “Not e.g., person responsible would feel 330, 356, 385, 386, JA get penalty? should What are When venire responded members they?” with an Compare Morgan, JA 28. '“Yes,” (trial unqualified or even expres- S.Ct. 2222 sions of support committed the death penalty, reversible error refusing proposed ask voir the trial court question: you frequently dire “If did no more *16 found Derrick than guilty, you would continue with its three “follow the automatically impose vote to the death law” questions, none of which concerned are?”). penalty no matter what the Thus, facts sentencing. persons venire who strong admitted feelings about the death The trial question, court’s first in con- penalty, 375-76, 395-96, 406, see JA trast, vague, was a query unfocused about the death penalty,” “favor[ed] JA be- “feelings” the venire members’ about the enforced,” lieved “it should be JA or penalty. death The inherent ambiguity' of it,” 389-90, were “for JA were no asked question only that was worsened questions about feelings how those would explain pro- court’s failure to to the ability affect their mitigating consider spective jurors they that would be re- evidence at sentencing. Given the num- quired to mitigating consider and aggrava- ber of ting Indeed, ambiguous responses and the evidence at iden- sentencing. answers, tical treatment many yes the venire. and no it members were un- aware that the trial is difficult to believe would be bifurcated that the voir dire separate guilt into penalty phases. conducted here purpose served the re- See, e.g., is, JA 329-30. The obligation quired by Morgan, identifying ju- depends
member B.: "it what the easily might uncompromising crime is es conceal an (statement ..JA of venire member S. invariably -belief that' death is warranted for "maybe” strong feelings she has about infanticides, patricides, murder-rapes, penalty; depends upon the death "it the situa- example. tion"). seemingly respons- These evenhanded informa- no such given trial were feelings the Oken’s strong about whose rors tion. prevent them from penalty would death law. with the in accordance
sentencing in this case dire conducted voir The identify jurors who reliably could dire the voir neither Because penalty invariably impose they would in which nor the context themselves for which the the crimes solely upon based members’ the venire directed' were asked result, I As a was convicted. defendant obligation consider to their attention possibility that such discount evidence, only has cannot this case mitigating jury and voted on Oken’s v. in fact sat States jurors similarity to United superficial unfocused, and Cir.1996). Ambiguous, (4th death. In for his Tipton, 90 F.3d that would any context devoid of the context Tipton emphasized ability to consider to examine their conducted, jurors particu- voir which the dire the voir mitigation, offered jurors were in which the way larly the the central trial violated dire for Oken’s need to consider of the reminded Morgan. The requirement evidence: weigh mitigating conclusion Appeals’ Court explained to first district court [T]he “contrary to” clear thus was was satisfied of- capital if of a guilt juror each precedent. Supreme Court ly established of the stage in a first fense was found were of that decision before If the merits trial, then consider jury would us, the writ of habe grant vote to I would impose the death whether State of corpus and allow the stage which Government a second proceeding. sentencing a second to conduct ag- jury try to convince death while factors warranted gravating try to convince
the defense would mitigation, death that because
jury that this was appropriate, jurors on
then to be decided the court’s of that evidence
basis Against the law.
instructions then asked each background, the BAKER, Wesley Eugene Petitioner- you have juror: “[D]o prospective Appellant, death in favor of the feelings strong juror answered with If penalty?” “No,” on. the court moved unqualified CORCORAN, Warden Thomas R. concluded F.3d at 878. We Tipton, Adjustment Maryland Correctional circumstances,” the all of “[u]nder Jr., Curran, Center; Joseph Attor- J. *17 did not violate dire court’s voir district Maryland, ney of the State General “the (emphasizing Morgan. Id. at 879 Respondents-Appellees. to address logical adequacy question’s No. 99-24. death-penalty impartiali- issue ultimate put, [and] it was context which ty, the Appeals, States Court United un- admonitions that repeated the court’s Fourth Circuit. mitigating the law consideration der 5, 2000 Argued April required”). Whereas factors ex- Tipton were made members in venire 19, 2000 July Decided context particular plicitly aware feelings which their obligation
were deemed relevant—Their mitigating
weigh aggravating members venire sentencing- —the
