Conoco appeals the district court’s decision to submit a series of grievances filed
I. BACKGROUND
In 1995 and 1996, the union filed a series of grievances against Conoco challenging the company’s handling of job reductions at its Ponca City, Oklahoma refinery. The union alleged that Conoco had hired a number of nonunion personnel to fill vacant positions and had thereby violated the provisions of three separate collective bargaining agreements governing three different groups: (1) refinery workers, (2) technology workers, and (3) clerical workers.
Each agreement contains a management rights clause that sets forth certain functions that are “solely the responsibility of Management,” Aplt’s App. vol. I, at 51, 95, 134, including “[hjiring, maintaining order, and discipline or discharge for just cause” and “the assignment of work subject only to other provisions of [the] Agreement.” See id. Each management rights clause proceeds to list additional, management-only functions in some detail. Importantly, all of the clauses state that “[grievances originating under [the management rights clause] are subject to the grievance procedure but cannot be submitted to arbitration; and no arbitrator has the authority to rule on [the management rights clause] with the exception of determination of just cause.” Id. at 52, 95, 134.
The union’s grievances proceeded through the initial stages outlined in the collective bargaining agreements. When they could not be resolved, the union requested arbitration. Conoco objected, arguing that the grievances were governed by the management rights clauses and were therefore not arbitrable.
In July 1997, the union filed this action. It alleged that Conoco had refused to submit to arbitration, and it requested specific performance of the arbitration clauses in the collective bargaining agreements. Co-noco filed a motion for summary judgment, arguing that the management rights clauses rendered the grievances non-arbitrable. The district court denied Conoco’s motion, reasoning that there were controverted issues of material fact as to the arbitrability of the grievances and stating that there would be a non-jury trial on the question. The court also ordered the parties to evaluate each individual grievance to determine whether each was subject to arbitration.
After hearing further arguments from the parties, the court entered an order finding that “doubts regarding the arbitra-bility of Plaintiffs’ grievances require that this case be submitted to arbitration.” Id. vol. II, at 314 (District Court Order, filed May 20, 1999). Conoco moved for reconsideration, and, on July 22, 1999, the district court entered an order reaffirming its original decision.
The court explained that it was not deciding the question of the whether the management rights clauses barred arbitration. According to the court, the parties could reargue that issue at the conclusion of arbitration:
[Plaintiff union] respondfs] that “to the extent the Arbitrator has jurisdiction to decide a matter and does decide a matter, then his decision is binding unless it falls within the narrow exceptions that give[ ] the Court the power to review.”
The Court agrees with Plaintiffs’ analysis. The Court’s order does not permit the arbitrator to decide whether a grievance falls within the management rights clause of the agreement, because any decision by the arbitrator affecting the question of arbitrability is not subject to the high level of deference suggested byConoco. The existence of a free-standing management rights clause in this case alters the otherwise applicable standard for reviewing an arbitrator’s decision as to whether the grievances alleged in this case are arbitrable. Accordingly, the Court’s decision to compel arbitration neither constitutes a disposi-tive ruling on this issue of arbitrability nor works a manifest injustice on Cono-co.
Id. at 348. (District Court Order, filed July 22, 1999) (internal citation omitted).
Conoco then filed a motion with the district court requesting leave to file an interlocutory appeal. The district court denied the motion, and Conoco then filed this appeal.
II. DISCUSSION
A. Appellate Jurisdiction
In light of the district court’s denial of Conoco’s request to certify its order as appealable, as well as its statement that it had not made a dispositive ruling on the issue of arbitrability, we must first consider whether we have appellate jurisdiction. As a general rule, this court has jurisdiction over only final orders, those that “ ‘end[ ] the litigation on the merits and leave[ ] nothing for the court to do but execute the judgment.’ ”
Coopers & Lybrand v. Livesay,
However, in cases involving a district court order directing arbitration under a collective bargaining agreement subject to § 301 of the Labor Management Relations Act, 29 U.S.C. § 185, the Supreme Court has established a particular
rale of
appellate jurisdiction.
See Goodall-Sanford v. United Textile Workers of Am.,
Like the plaintiff in
Goodall-Sanford,
the union here seeks an order compelling specific performance of grievance
We therefore conclude that the district court’s order requiring the parties to submit to arbitration constitutes a final order that we have jurisdiction to review.
See generally University Life Ins. Co. v. Unimarc, Ltd.,
B. The District Court’s Refusal to Issue a Dispositive Ruling on Arbi-trability
On the merits, Conoco argues that the district court’s postponement of a ruling on the arbitrability of the grievances violates established principles regarding the construction of collective bargaining agreements, depriving it of its right to a judicial determination of that issue. The union responds that Conoco has not been deprived of such a determination but instead must simply wait until the conclusion of the arbitration proceedings to receive it.
There is a “longstanding federal policy of promoting industrial harmony through the use of collective bargaining agreements.”
AT & T Tech., Inc. v. Communications Workers of Am.,
Importantly, the Court has also held that “the question of arbitrability — whether a collective-bargaining agreement creates a duty for the parties to arbitrate the particular grievance — is undeniably an issue for judicial determination.”
Id.
at 649,
In light of the courts’ authority to decide whether a dispute is arbitrable, the Supreme Court has indicated that an arbitration should not proceed until a court has resolved the threshold question of whether the dispute is arbitrable:
The duty to arbitrate being of contractual origin, a compulsory submission to arbitration cannot precede judicial determination that the collective bargaining agreement does in fact create^ such a duty. Thus, just as an employer has no obligation to arbitrate issues which it has not agreed to arbitrate, so a fortiori, it cannot be compelled to arbitrate if an arbitration clause does not bind it at all.
John Wiley & Sons, Inc. v. Livingston,
Several circuits have applied that statement to conclude that district courts have erred in failing to resolve the arbitrability question before allowing the arbitration to proceed. For example, in
Independent Lift Truck Builders Union v. Hyster Co.,
Similarly, in
General Drivers, Warehousemen & Helpers, Local Union 89 v. Moog Louisville Warehouse,
We have found no case involving a decision precisely like the one at issue here: a postponement of a dispositive ruling on arbitrability until the conclusion of arbitration proceedings. However, because there is no “clear and unmistakable evidence” that the plaintiff union and Conoco agreed that the arbitrator should decide the arbitrability of the grievances,
see First Options,
III. CONCLUSION
We VACATE the district court’s decision postponing a dispositive ruling on the arbitrability of the plaintiff union’s grievances, and we REMAND the case to the district court for proceedings consistent with this opinion. On remand, the district court shoüld determine whether, and to what extent, the subject grievances are arbitrable. Only after a determination of arbitrability may it order the parties to submit to arbitration.
Notes
. There is some question as to whether the Federal Arbitration Act, 9 U.S.C. §§ 1-16, applies to this case. Section 16 of that act authorizes appeals from certain district court orders involving arbitration proceedings, including "a final decision with respect to an arbitration that is subject to this title.”
See
9 U.S.C. § 16(a)(3). With regard to appeals of decisions ordering arbitration under the Labor Management Relations Act, 29 U.S.C. § 185, courts have adopted a rule of appellate jurisdiction that resembles the rule formulated in
Goodall-Sanford. See Adair Bus Sales, Inc. v. Blue Bird Corp., 25
F.3d 953, 955 (10th Cir.1994) ("A majority of the circuits have adopted the view that an order can only be
This circuit has held that the exception for "workers engaged in foreign or interstate commerce” does not encompass all employment contracts but instead only those of workers "engaged in the channels of interstate commerce.”
See McWilliams v. Logicon,
The Supreme Court has granted certiorari on this question.
See Circuit City Stores, Inc. v. Adams,
no. 99-1379,
. We have found only one decision suggesting that, in the absence of an agreement to submit arbitrability to the arbitrator, arbitration proceedings may proceed before a court determination of arbitrability. In
National Ass’n of Broadcast Employees & Technicians v. American Broadcasting Co.,
In our view, NABET is distinguishable from this case. There, neither party requested a determination of arbitrability before the arbitration commenced. The Second Circuit was careful to observe that the party objecting to the proceeding could have done so by seeking an injunction. Here, Conoco requested the district court to determine arbitrability before ordering arbitration, and the court refused to do so. Thus, NABET does not support the district court’s decision to postpone a disposi-tive ruling.
