Lead Opinion
Randall Lee Oien (Oien) appeals his felony conviction of escape from official detention
Oien argues successfully for the reversal of his felony conviction of escape from official detention by addressing whether the trial judge committed reversible error when he refused to give a theory of the defense jury instruction. The requested instruction was intended to inform the jury that intention without seizure cannot constitute an arrest. We consider whether the instruction was needed to encompass Oien’s theory of the case for defense to the charge of escape from detention because an arrest was a necessary element to that charge under the factual circumstances. The requested instruction made visible the narrow distance between the definitions of resisting arrest and escape from detention following arrest. It is the thin line between his conviction of a misdemeanor or a felony as arguably embracing about the same general conduct.
Oien also successfully argues for the reversal of his misdemeanor conviction of interference with a peace officer. This issue requires us to consider whether the trial court abused its discretion by allowing the prosecutor to introduce into evidence the judgment and sentence of Oien’s guilty plea for breach of the peace relating to prior events at the residence where he lived with his girlfriend.
We reverse and remand.
I.ISSUES
Oien’s appeal questions:
I. Whether the evidence was insufficient as a matter of law to support a conviction of escape from official detention where at most the evidence shows a confrontation and a struggle during an unsuccessful attempt to arrest, followed by flight.
II. If the court should find a sufficiency of the evidence to convict appellant under W.S. Sec. 6-5-201, whether the court below still committed prejudicial error in failing to instruct the jury after a request that “a person cannot be said to be under arrest when merely an intention or attempt to take, seize, or detain him occurs, resulting in no seizure or control over the person.”
III. Whether the conviction for interference with a police officer can standwhere the evidence shows that the officer was not engaged in the lawful performance of his duties because a.) there was no probable cause for the arrest of the appellant for breach of peace; and b.) the officer was actually attempting to illegally seize the appellant’s house keys.
IV. Whether the court below erred in permitting the prosecution to inquire of the defendant about his guilty plea to breach of the peace, and compounded the error by admitting the judgment and sentence following that plea, when the plea concerned behavior at the defendant’s home and the prosecution’s theory was that the breach of the peace occurred later at the Poison Spider Mini Mart.
V. Whether the court below erred in excluding the recording or transcript of the prior guilty plea proceeding in that the jury was misled as to its significance and the defendant was deprived of the opportunity to explain.
Our affirmative answers to Oien’s second and fourth issues are dispositive. The error identified in the second issue violated due process
II. FACTS
Officer Dale (Dale) of the Mills Police Department responded to a call from Larry Nicholson (Nick). Nick called the Mills police because of a domestic disturbance involving Oien where Nick lived with his mother Bonnie Johnson (Johnson) and Oien. Once Dale was inside the mobile home, Johnson requested that he ensure Oien leave. Dale indicates Oien’s temper was quite active when Dale arrived but that Oien did agree to leave. As Oien and Dale prepared to leave, Johnson indicated she needed her house keys and that Oien had them. Oien handed Dale a set of keys which Dale then gave to Johnson before offering to drive Oien where he needed to go. Johnson told Dale that her house keys were not among those keys Dale had handed her. Oien left the mobile home at this point and Dale watched him head toward Poison Spider Road. Dale got into his cruiser and quickly pulled along side and again offered to drive Oien. This time Oien accepted.
Pulling up to the Poison Spider Mini Mart, Dale again requested that Oien give up his house keys. According to Dale, Oien exited the vehicle with a litany of expletives trailing behind and by the time
Oien was brought to trial for a felony charge of escape from official detention and a felony charge of interference with a peace officer by causing bodily injury.
The trial court judge refused this jury instruction requested by Oien.
You are instructed that, in Wyoming, an arrest is effectuated when there is the taking, seizing, or detaining of the person of another by touching or putting hands on him, or by an act which indicates an intention to take him into custody and which subjects him to the actual control and will of the person making the arrest, or by the consent of the person to be arrested. Such arrest must also be made under real or pretended legal authority and result in the actual or constructive seizure or detention of the person ar[r]ested or his voluntary submission into custody. A person cannot be said to be under arrest when merely an intention or attempt to take, seize, or detain him occurs, resulting in no seizure or control over the person.
(Emphasis added.)
Instead the trial court judge gave the following instruction:
You are instructed that an arrest is the taking, seizing, or detaining of the person of another, (1) by touching or putting hands on him; (2) or by any act that indicates an intention to take him into custody and that subjects him to the actual control and will of the person making the arrest; or (3) by the consent of the person to be arrested.
To effect an arrest, there must be actual or constructive seizure or detention of the person arrested, or his voluntary submission to custody, and the restraint must be under real or pretended legal authority.
(Emphasis added.)
Oien’s counsel specifically objected and articulated the grounds to that objection. Oien was convicted of the felony of escape from official detention and was convicted of a lesser included misdemeanor interference with a peace officer charge
III. STANDARDS OF REVIEW
A. Appeal from a Refused Ju,ry Instruction
Our standard of review of an appeal from a refused jury instruction contains two prongs of inquiry. Thom v. State,
A trial court violates Wyoming’s constitutional due process guarantee when it fails to give to the jury the defendant’s theory of the case or defense instruction if that theory properly articulates Wyoming law, is not presented by another instruction, and has competent evidence to underpin the request. “When these conditions are satisfied, due process requires the trial court to give a correct instruction to the jury encompassing the defendant’s theory of the case.” Best,
Prong I: Theory of the Case or Defense Instruction
Our analysis at this level looks to the reasoning behind the refusal of the requested instruction by the trial judge. We begin by looking to ensure that the requested instruction “contain[s] a proper enunciation of the law in Wyoming” as it relates to the theory of the case or defense advanced by the defendant. Phillips,
It is also possible for an instruction to articulate Wyoming law properly and yet be incomplete such that the instruction “may be properly refused.” Stapleman v. State,
We next look to see if the refusal of the requested instruction was based upon the perception by the trial judge that the principle embodied in the requested instruction was equally presented to the jury through another instruction. “A trial court may refuse a proposed instruction if the principle embodied in the requested instruction is covered by other instructions.” Griffin,
Prong II: Competency of Evidence to Support Instruction
At this level of our analysis, we ask if there is in the record competent evidence
If these precedent conditions are satisfied, due process under Wyoming’s Due Process Clause requires that the jury be provided with the requested instruction. People v. Fuller,
B. Relevancy
Our standard of review for an appeal which challenges the admissibility of evidence on grounds of relevancy is abuse of discretion and the burden of establishing such abuse lies with the challenger. See Jahnke v. State,
Judicial discretion is a composite of many things, among which are conclusions drawn from objective criteria; it means a sound judgment exercised with regard to what is right under the circumstances and without doing so arbitrarily or capriciously.
IV. APPLICATION
A. Refused Instruction
The content of the requested instruction properly states Wyoming law. As the defense counsel noted in the Instruction Conference, the law in Wyoming concerning arrest is articulated in Phillips,
A person cannot be said to be under arrest when merely an intention or attempt to take, seize, or detain him [or her] occurs, resulting in no seizure or control over the person.
Accordingly, we determine that * * * the instruction given the jury by the trial court * * * [did not give] a correct definition of that term as it is used under the applicable Wyoming statutes and present Wyoming case law.
Id. at 392-93.
In first substantive decision, we authentic cate the requested instruction to state Wyoming law properly, Phillips,
Competent evidence exists to support the law expressed in the requested instruction. See Thom,
B. Relevancy and Admissibility of Evidence About a Disassociated Event Guilty Plea to a Disturbance of the Peace Charge
Oien pleaded guilty in county court to a disturbance of the peace charge from the morning’s earlier events involving an argument between himself and his girlfriend at their residence. Evidence relating to the plea involving the disturbance plea invaded the felony trial which addressed events which occurred later and at a different locale.
Our standard of review for an appeal which challenges the admissibility of misdemeanor plea evidence during a felony trial begins by looking to the nature of the challenge. Although the challenge is many times framed by an objection that relevant evidence was excluded
W.R.E. 401 provides:
“Relevant evidence” means evidence having any tendency to make the existence of any fact that is of consequence to the determination of the action more probable or less probable than it would be without the evidence.
As noted in the standard of review, our understanding of whether the trial judge committed an abuse of discretion is made by answering “whether the court could reasonably conclude as it did.” Noetzelmann,
The conduct pertinent to Oien’s guilty plea for breach of the peace concerned conduct within the mobile home and not at the Mini Mart. Dale simply could not have believed he had arrested Oien at Oien’s residence. This is evidenced by the fact that Dale offered to drive Oien to the Mini Mart and in fact did so. Obviously, this would not have occurred if Dale believed he had arrested Oien at the mobile home. Consequently, anything that had occurred at the mobile home was not relevant to the charge now under consideration and any evidence pertaining to such events is not admissible. In addition, introduction of the misdemeanor conviction violated W.R.E. 609 since the crime was not “punishable by death or imprisonment in excess of one (1) year” nor did it involve a “dishonest[.] or false statement.”
Nevertheless, the prosecutor sought to introduce the judgment and sentence of the plea referring to events occurring at the mobile home to establish the probable cause for the warrantless arrest. As we noted in Roberts v. State,
V. CONCLUSION
We reverse and remand for a new trial on the felony charge of escape from official detention and the misdemeanor conviction of interference with a peace officer.
CARDINE, C.J., dissents, with whom GOLDEN, J., joins.
Notes
. W.S. 6-5-206 provides in' pertinent part:
(a) A person commits a crime if he escapes from official detention. Escape is:
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(ii) A felony punishable by imprisonment for not more than three (3) years, a fine of not more than three thousand dollars ($3,000.00), or both, if the detention is the result of:
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(B) An arrest or charge for a crime.
. W.S. 6-5-204(a) provides:
A person commits a misdemeanor punishable by imprisonment for not more than one (1) year, a fine of not more than one thousand dollars ($1,000.00), or both, if he knowingly obstructs, impedes or interferes with or resists arrest by a peace officer while engaged in the lawful performance of his official duties.
. Wyo. Const, art. 1, § 6 provides that "[n]o person shall be deprived of life, liberty or property without due process of law."
. The central rule of criminal proceeding that the defendant is entitled to a theory of the defense instruction, if the instruction correctly states the law and facts in evidence support the theory, is universally followed in American jurisdictions. As illustrative, see United States v. Lopez,
. See n. 2, supra.
. W.S. 6-5-204(b) provides:
A person who intentionally and knowingly causes or attempts to cause bodily injury to a peace officer engaged in the lawful perform-anee of his official duties is guilty of a felony punishable by imprisonment for not more than ten (10) years.
(Emphasis added.)
. W.R.E. 403. See Peterson v. State,
. The State answers Oien's claim of error by observing that Oien first introduced evidence of the breach of peace charge during his direct examination. This justification of the erroneous use of the misdemeanor occurrence evidence has two different answers. First, pre-trial, Oien had filed a specific motion in limine to exclude the evidence. At that time, in response, the State argued that the evidence would consti
The second answer to justify waiver where objection to introduction was properly made is the confusion and misuse that followed. In rebuttal, the State effectively asserted relevancy by misstatement, which incorrectly brought the non-relevant evidence into application as if the event for which the plea was made had occurred at the Mini Mart and not earlier at the residence where it actually occurred, by stating:
Mr. Raymond talked about Deputy Moore and the involvement with our Mills Police officer at the Poison Spider Mini Mart. Nealy Dale testified to you exactly what happened. Deputy Moore was right across the street, fifty feet away. They testified both to the same thing. Nealy Dale told you the defendant was under arrest for breach of the peace. That is the crime the defendant pled guilty to. Ladies and Gentlemen, if he pled guilty to breach of the peace, he knew that he was under arrest, and he knew what he was under arrest for. So why is he taking off across West Yellowstone Highway, but then again, a second time Mr. Raymond said Mr. Boynton indicates that is not an escape. Testimony on the stand was that that is not an escape, we did not charge the escape under those circumstances because Officer Dale did not take the baton attempting to use all minimum force that he testified to, again told the defendant twice what he was under arrest for during the scuffle, where the defendant was avoiding a lawful arrest for over three minutes down on the ground, flailing around, being a wild man, being totally out of control. Deputy Moore tells you that throughout this entire procedure. Officer Dale was saying you are under arrest, you are under arrest. Well, he was certainly engaged in the lawful performance of his official duties. No dispute about the arrest for a crime, the breach of peace.
Ladies and Gentlemen, it has been submitted into evidence, you have seen the charge, it is disturbing the peace. You have seen also the judgment and sentence of the guilty plea to that. You have seen the acknowledgment from the Clerk of Court in County Court and County Court Judge saying that is a true and official document of that court.
(Emphasis added.)
The emphasized language in the argument is patently false. Oien's plea of guilty to disturbance of the peace was introduced by the defense and that introduction can waive any objection to cross-examination reasonably related to the direct examination. As is spelled out in W.R.E. 611(b): "Cross-examination should be limited to the subject matter of the direct examination and matters affecting the credibility of the witness." See Aldridge v. Marshall,
But the State’s argument confuses waiver with relevance. The State may not argue that the introduction of Oien’s conviction constitutes a blanket waiver for any future uses of that evidence. If the conviction of Oien's guilty plea over events at his home is irrelevant to his charge of resisting arrest at the Mini Mart, waiver does not make that conviction relevant. For the recognized distinction between waiver and relevance, see People v. Daniels,
Dissenting Opinion
dissenting, with whom GOLDEN, Justice, joins.
The instruction given by the trial court correctly set out the elements necessary to effect an arrest. We held these elements to be a correct statement of law not only in Phillips v. State,
“A person cannot be said to be under arrest when merely an intention or attempt to take, seize, or detain him occurs, resulting in no seizure or control over the person.”
Contrary to the majority, I find this principal adequately embraced in the given instruction where it stated:
“You are instructed that an arrest is the taking, seizing, or detaining of the person of another * * * by any act that indicates an intention to take him into custody and that subjects him to the actual control and will of the person making the arrest * * (emphasis added)
Appellant’s refused instruction was repetitive and would have unduly emphasized this particular aspect of the case.
For the reasons stated, I dissent and would vote to affirm.
